[Code of Federal Regulations]
[Title 40, Volume 5]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR53.16]

[Page 17-104]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 53--AMBIENT AIR MONITORING REFERENCE AND EQUIVALENT METHODS--Table of Contents
 
                      Subpart A--General Provisions
 
Sec. 53.16   Supersession of reference methods.

    (a) This section prescribes procedures and criteria applicable to 
requests that the Administrator specify a new reference method, or a new 
measurement principle and calibration procedure on which reference 
methods shall be based, by revision of the appropriate appendix to part 
50 of this chapter. Such action will ordinarily be taken only if the 
Administrator determines that a candidate method or a variation thereof 
is substantially superior to the existing reference method(s).
    (b) In exercising discretion under this section, the Administrator 
will consider:
    (1) The benefits, in terms of the requirements and purposes of the 
Act, that would result from specifying a new reference method or a new 
measurement principle and calibration procedure.
    (2) The potential economic consequences of such action for State and 
local control agencies.
    (3) Any disruption of State and local air quality monitoring 
programs that might result from such action.
    (c) An applicant who wishes the Administrator to consider revising 
an appendix to part 50 of this chapter on the ground that the 
applicant's candidate method is substantially superior to the existing 
reference method(s) shall submit an application for a reference or 
equivalent method determination in accordance with Sec. 53.4 and shall 
indicate therein that such consideration is desired. The application 
shall include, in addition to the information required by Sec. 53.4, 
data and any other information supporting the applicant's claim that the 
candidate method is substantially superior to the existing reference 
method(s).
    (d) After receiving an application under paragraph (c) of this 
section, the Administrator will publish notice of its receipt in the 
Federal Register and, within 120 calendar days after receipt of the 
application, take one of the following actions:
    (1) Determine that it is appropriate to propose a revision of the 
appendix to part 50 of this chapter in question and send notice of the 
determination to the applicant.
    (2) Determine that it is inappropriate to propose a revision of the 
appendix to part 50 of this chapter in question, determine whether the 
candidate method is a reference or equivalent method, and send notice of 
the determinations, including a statement of reasons for the 
determination not to propose a revision, to the applicant.
    (3) Send notice to the applicant that additional information must be 
submitted before a determination can be made and specify the additional 
information that is needed (in such cases, the 120-day period shall 
commence upon receipt of the additional information).
    (4) Send notice to the applicant that additional tests are 
necessary, specifying what tests are necessary and how the test shall be 
interpreted (in such cases, the 120-day period shall commence upon 
receipt of the additional test data).
    (5) Send notice to the applicant that additional tests will be 
conducted by the Administrator, specifying the nature of and reasons for 
the additional tests and the estimated time required (in such cases, the 
120-day period shall commence 1 calendar day after the additional tests 
have been completed).
    (e)(1)(i) After making a determination under paragraph (d)(1) of 
this section, the Administrator will publish a notice of proposed 
rulemaking in the Federal Register. The notice of proposed rulemaking 
will indicate that the Administrator proposes:
    (A) To revise the appendix to part 50 of this chapter in question.
    (B) Where the appendix specifies a measurement principle and 
calibration procedure, to cancel reference method designations based on 
the appendix.

[[Page 18]]

    (C) To cancel equivalent method designations based on the existing 
reference method(s).
    (ii) The notice of proposed rulemaking will include the terms or 
substance of the proposed revision, will indicate what period(s) of time 
the Administrator proposes to allow for replacement of existing methods 
under section 2.3 of appendix C to part 58 of this chapter, and will 
solicit public comments on the proposal with particular reference to the 
considerations set forth in paragraphs (a) and (b) of this section.
    (2)(i) If, after consideration of comments received, the 
Administrator determines that the appendix to part 50 in question should 
be revised, the Administrator will, by publication in the Federal 
Register:
    (A) Promulgate the proposed revision, with such modifications as may 
be appropriate in view of comments received.
    (B) Where the appendix to part 50 (prior to revision) specifies a 
measurement principle and calibration procedure, cancel reference method 
designations based on the appendix.
    (C) Cancel equivalent method designations based on the existing 
reference method(s).
    (D) Specify the period(s) that will be allowed for replacement of 
existing methods under section 2.3 of appendix C to part 58 of this 
chapter, with such modifications from the proposed period(s) as may be 
appropriate in view of comments received.
    (3) Canceled designations will be deleted from the list maintained 
under Sec. 53.8(c). The requirements and procedures for cancellation set 
forth in Sec. 53.11 shall be inapplicable to cancellation of reference 
or equivalent method designations under this section.
    (4) If the appendix to part 50 of this chapter in question is 
revised to specify a new measurement principle and calibration procedure 
on which the applicant's candidate method is based, the Administrator 
will take appropriate action under Sec. 53.5 to determine whether the 
candidate method is a reference method.
    (5) Upon taking action under paragraph (e)(2) of this section, the 
Administrator will send notice of the action to all applicants for whose 
methods reference and equivalent method designations are canceled by 
such action.
    (f) An applicant who has received notice of a determination under 
paragraph (d)(2) of this section may appeal the determination by taking 
one or more of the following actions:
    (1) The applicant may submit new or additional information in 
support of the application.
    (2) The applicant may request that the Administrator reconsider the 
data and information already submitted.
    (3) The applicant may request that any test conducted by the 
Administrator that was a material factor in making the determination be 
repeated.

 Table A-1 to Subpart A of Part 53--Summary of Applicable Requirements 
  for Reference and Equivalent Methods for Air Monitoring of Criteria 
                               Pollutants

--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                  Applicable Subparts of Part 53
              Pollutant                   Ref. or Equivalent      Manual or Automated    Applicable Part -----------------------------------------------
                                                                                           50 Appendix       A       B       C       D       E       F
--------------------------------------------------------------------------------------------------------------------------------------------------------
SO2..................................  Reference..............  Manual.................               A
                                       Manual.................  .......................        [bcheck]   [bchec
                                                                                                             k]
                                       Equivalent.............  Automated..............  ...............  [bchec  [bchec  [bchec
                                                                                                             k]      k]      k]
CO...................................  Reference..............  Automated..............                C  [bchec  [bchec
                                                                                                             k]      k]
                                       Manual.................  .......................        [bcheck]   ......  [bchec
                                                                                                                     k]
                                       Equivalent.............  Automated..............  ...............  [bchec  [bchec  [bchec
                                                                                                             k]      k]      k]
O3...................................  Reference..............  Automated..............               D   [bchec  [bchec
                                                                                                             k]      k]
                                       Manual.................  .......................        [bcheck]   ......  [bchec
                                                                                                                     k]
                                       Equivalent.............  Automated..............  ...............  [bchec  [bchec  [bchec
                                                                                                             k]      k]      k]
NO2..................................  Reference..............  Automated..............               F   [bchec  [bchec
                                                                                                             k]      k]
                                       Manual.................  .......................        [bcheck]   ......  [bchec
                                                                                                                     k]
                                       Equivalent.............  Automated..............  ...............  [bchec  [bchec  [bchec
                                                                                                             k]      k]      k]
Pb...................................  Reference..............  Manual.................               G
                                       Equivalent.............  Manual.................  ...............  [bchec  ......  [bchec
                                                                                                             k]              k]
PM10.................................  Reference..............  Manual.................               J   [bchec  ......  ......  [bchec
                                                                                                             k]                      k]

[[Page 19]]


                                       Manual.................  .......................        [bcheck]   ......  [bchec  [bchec
                                                                                                                     k]      k]
                                       Equivalent.............  Automated..............  ...............  [bchec  ......  [bchec  [bchec
                                                                                                             k]              k]      k]
PM2.5................................  Reference..............  Manual.................               L   [bchec  ......  ......  ......  [bchec
                                                                                                             k]                              k]
                                       Equivalent Class I.....  Manual.................               L   [bchec  ......  [bchec  ......  [bchec
                                                                                                             k]              k]              k]
                                       Equivalent Class II....  Manual.................               L   [bchec  ......  [bchec  ......  [bchec  [bchec
                                                                                                             k]              k]              k]      k]
                                       Equivalent Class III...  Manual or Automated....  ...............  [bchec  ......  [bchec  ......  [bchec  [bchec
                                                                                                             k]           k] \1\          k] \1\  k] \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Note: Because of the wide variety of potential devices possible, the specific requirements applicable to a Class III candidate equivalent method for
  PM2.5 are not specified explicitly in this part but, instead, shall be determined on a case-by-case basis for each such candidiate method.

             Appendix A to Subpart A of Part 53--References

    (1) American National Standard Quality Systems-Model for Quality 
Assurance in Design, Development, Production, Installation, and 
Servicing, ANSI/ISO/ASQC Q9001-1994. Available from American Society for 
Quality Control, 611 East Wisconsin Avenue, Milwaukee, WI 53202.
    (2) American National Standard--Specifications and Guidelines for 
Quality Systems for Environmental Data Collection and Environmental 
Technology Programs, ANSI/ASQC E41994. Available from American Society 
for Quality Control, 611 East Wisconsin Avenue, Milwaukee, WI 53202.
    (3) Dimensioning and Tolerancing, ASME Y14.5M-1994. Available from 
the American Society of Mechanical Engineers, 345 East 47th Street, New 
York, NY 10017.
    (4) Mathematical Definition of Dimensioning and Tolerancing 
Principles, ASME Y14.5.1M-1994. Available from the American Society of 
Mechanical Engineers, 345 East 47th Street, New York, NY 10017.
    (5) ISO 10012, Quality Assurance Requirements for Measuring 
Equipment-Part 1: Meteorological confirmation system for measuring 
equipment):1992(E). Available from American Society for Quality Control, 
611 East Wisconsin Avenue, Milwaukee, WI 53202.
    (6) Copies of section 2.12 of the Quality Assurance Handbook for Air 
Pollution Measurement Systems, Volume II, Ambient Air Specific Methods, 
EPA/600/R-94/038b, are available from Department E (MD-77B), U.S. EPA, 
Research Triangle Park, NC 27711.

    Subpart B--Procedures for Testing Performance Characteristics of 
 Automated Methods SO2, CO, O3, and NO2

Sec. 53.20  General provisions.

    (a) The test procedures given in this subpart shall be used to test 
the performance of candidate automated methods against the performance 
specifications given in table B-1. A test analyzer representative of the 
candidate automated method must exhibit performance better than, or 
equal to, the specified value for each such specification (except Range) 
to satisfy the requirements of this subpart. Except as provided in 
paragraph (b) of this section, the range of the candidate method must be 
the range specified in table B-1 to satisfy the requirements of this 
subpart.
    (b) For a candidate method having more than one selectable range, 
one range must be that specified in table B-1 and a test analyzer 
representative of the method must pass the tests required by this 
subpart while operated in that range. The tests may be repeated for a 
broader range (i.e., one extending to higher concentrations) than that 
specified in table B-1 provided that the range does not extend to 
concentrations more than two times the upper range limit specified in 
table B-1. If the application is for a reference method determination, 
the tests may be repeated for a narrower range (one extending to lower 
concentrations) than that specified in table B-1.

If the tests are conducted or passed only for the specified range, any 
reference or equivalent method determination with respect to the method 
will be limited to that range. If the tests are passed for both the 
specified range and a broader range (or ranges), any such determination 
will include the broader range(s) as well as the specified range, 
provided that the tests required by subpart C of this part (if 
applicable) are met for the broader range(s). If the tests are passed 
for both the specified range and a narrower range, a reference method 
determination for the method will include the narrower range as well as 
the specified range. Appropriate test data shall be

[[Page 20]]

submitted for each range sought to be included in a reference or 
equivalent method determination under this paragraph (b).
    (c) For each performance specification (except Range), the test 
procedure shall be initially repeated seven (7) times to yield 7 test 
results. Each result shall be compared with the corresponding 
specification in table B-1; a value higher than or outside that 
specified constitutes a failure. These 7 results for each parameter 
shall be interpreted as follows:
    (1) Zero (0) failures: Candidate method passes the performance 
parameter.
    (2) Three (3) or more failures: Candidate method fails the 
performance parameter.
    (3) One (1) or two (2) failures: Repeat the test procedures for the 
parameter eight (8) additional times yielding a total of fifteen (15) 
test results. The combined total of 15 test results shall then be 
interpreted as follows:
    (i) One (1) or two (2) failures: Candidate method passes the 
performance parameter.
    (ii) Three (3) or more failures: Candidate method fails the 
performance parameter.

                           Table B-1--Performance Specifications for Automated Methods
----------------------------------------------------------------------------------------------------------------
                                                   Sulfur   Photochemical    Carbon    Nitrogen  Definitions and
    Performance parameter          Units \1\      dioxide      oxidants     monoxide   dioxide   test procedures
----------------------------------------------------------------------------------------------------------------
1. Range.....................  Parts per             0-0.5        0-0.5         0-50      0-0.5  Sec. 53.23(a).
                                million.
2. Noise.....................  ......do........       .005         .005          .50       .005  Sec. 53.23(b).
3. Lower detectable limit....  Parts per               .01          .01          1.0        .01  Sec. 53.23(c).
                                million.
4. Interference equivalent...  ................  .........  .............  .........  .........  Sec. 53.23(d).
  Each interferant...........  Parts per         .  .  2  5  5 percent of full scale.
    (c) Once the test analyzer has been set up and calibrated and the 
tests started, manual adjustment or normal periodic maintenance is 
permitted only every 3 days. Automatic adjustments which the test 
analyzer performs by itself are permitted at any time. The submitted 
records shall show clearly when any manual adjustment or periodic 
maintenance was made and describe the operations performed.
    (d) If the test analyzer should malfunction during any of the 
performance tests, the tests for that parameter shall be repeated. A 
detailed explanation of the malfunction, remedial action taken, and 
whether recalibration was necessary (along with all pertinent records 
and charts) shall be submitted. If more than one malfunction occurs, all 
performance test procedures for all parameters shall be repeated.
    (e) Tests for all performance parameters shall be completed on the 
same test analyzer, except that use of multiple test analyzers to 
accelerate testing will be permitted when alternate ranges of a multi-
range candidate method are being tested.

Sec. 53.22  Generation of test atmospheres.

    (a) Table B-2 specifies preferred methods for generating test 
atmospheres and suggested methods of verifying the concentrations. Only 
one means of establishing the concentration of a test atmosphere is 
normally required. If the method of generation can produce reproducible 
concentrations, verification is optional. If the method of generation is 
not reproducible, then establishment of the concentration by some 
verification method is required. However, when a method of generation 
other than that given in table B-2 is used, the test concentration shall 
be verified.
    (b) The test atmosphere delivery system shall be designed and 
constructed so as not to significantly alter the test atmosphere 
composition or concentration during the period of the test. The delivery 
system shall be fabricated from borosilicate glass or FEP Teflon.
    (c) The output of the test atmosphere generation system shall be 
sufficiently stable to obtain stable response during the required tests. 
If a permeation device is used for generation of a test atmosphere, the 
device, as well as the air passing over it, shall be controlled to 
0.1  deg.C.
    (d) All diluent air shall be zero air free of contaminants likely to 
cause a detectable response on the test analyzer.

[[Page 22]]



                                           Table B-2--Test Atmospheres
----------------------------------------------------------------------------------------------------------------
               Test gas                             Generation                          Verification
----------------------------------------------------------------------------------------------------------------
Ammonia...............................  Permeation device. Similar to      Indophenol method, reference 3.
                                         system described in references 1
                                         and 2.
Carbon dioxide........................  Cylinder of zero air or nitrogen   Use NBS-certified standards whenever
                                         containing CO2 as required to      possible. If NBS standards are not
                                         obtain the concentration           available, obtain 2 standards from
                                         specified in table B-3.            independent sources which agree
                                                                            within 2 percent; or obtain one
                                                                            standard and submit it to an
                                                                            independent laboratory for analysis
                                                                            which must agree within 2 percent of
                                                                            the supplier's nominal analysis.
Carbon monoxide.......................  Cylinder of zero air or nitrogen     Do.
                                         containing CO as required to
                                         obtain the concentration
                                         specified in table B-3.
Ethane................................  Cylinder of zero air or nitrogen     Do.
                                         containing ethane as required to
                                         obtain the concentration
                                         specified in table B-3.
Ethylene..............................  Cylinder of prepurified nitrogen     Do.
                                         containing ethylene as required
                                         to obtain the concentration
                                         specified in table B-3.
Hydrogen chloride.....................  Cylinder \1\ of prepurified        Collect samples in bubbler containing
                                         nitrogen containing                distilled water and analyze by the
                                         approximately 100 p/m of gaseous   mercuric thiocyanate method, ASTM
                                         HCl. Dilute with zero air to       (D512), p. 29, reference 4.
                                         concentration specified in table
                                         B-3.
Hydrogen sulfide......................  Permeation device system           Tentative method of analysis for H2 S
                                         described in references 1 and 2.   content of the atmosphere, p. 426,
                                                                            reference 5.
Methane...............................  Cylinder of zero air containing    Use NBS-certified standards whenever
                                         methane as required to obtain      possible. If NBS standards are not
                                         the concentration specified in     available, obtain 2 standards from
                                         table B-3.                         independent sources which agree
                                                                            within 2 percent; or obtain one
                                                                            standard and submit it to an
                                                                            independent laboratory for an
                                                                            analysis which must agree within 2
                                                                            percent of the supplier's nominal
                                                                            analysis.
Nitric oxide..........................  Cylinder \1\ of prepurified        Gas-phase titration as described in
                                         nitrogen containing                reference 6, section 7.1.
                                         approximately 100 p/m NO. Dilute
                                         with zero air to required
                                         concentration.
Nitrogen dioxide......................  1. Gas phase titration as          1. Use an NO 2 analyzer calibrated
                                         described in reference 6.          with a gravimetrically calibrated
                                        2. Permeation device, similar to    permeation device.
                                         system described in references 1  2. Use an NO 2 analyzer calibrated by
                                         and 2.                             gas-phase titration as described in
                                                                            reference 6.
Ozone.................................  Calibrated ozone generator as      Use an ozone analyzer calibrated by
                                         described in reference 7,          gas-phase titration as described in
                                         appendix D.                        reference 6.
Sulfur dioxide........................  Permeation device Similar to       P-rosaniline method. Reference 7,
                                         system described in reference      appendix A.
                                         method for SO2, reference 7,
                                         appendix A.
Water.................................  Pass zero air through distilled    Measure relative humidity by means of
                                         water at a fixed known             a dew-point indicator, calibrated
                                         temperature between 20 deg. and    electrolytic or piezo electric
                                         30  deg.C. such that the air       hygrometer, or wet/dry bulb
                                         stream becomes saturated. Dilute   thermometer.
                                         with zero air to concentration
                                         specified in table B-3.
Xylene................................  Cylinder of prepurified nitrogen   Use NBS-certified standards whenever
                                         containing 100 p/m xylene.         possible. If NBS standards are not
                                         Dilute with zero air to            available, obtain 2 standards from
                                         concentration specified in table   independent sources which agree
                                         B-3.                               within 2 percent; or obtain one
                                                                            standard and submit it to an
                                                                            independent laboratory for an
                                                                            analysis which must agree within 2
                                                                            percent of the supplier's nominal
                                                                            analysis.
Zero air..............................  1. Ambient air purified by
                                         appropriate scrubbers or other
                                         devices such that it is free of
                                         contaminants likely to cause a
                                         detectable response on the
                                         analyzer.
                                        2. Cylinder of compressed zero
                                         air certified by the supplier or
                                         an independent laboratory to be
                                         free of contaminants likely to
                                         cause a detectable response on
                                         the analyzer.
----------------------------------------------------------------------------------------------------------------
\1\ Use stainless steel pressure regulator dedicated to the pollutant measured.
Reference 1. O'Keeffe, A. E., and Ortaman, G. C. ``Primary Standards for Trace Gas Analysis,'' Anal. Chem. 38,
  760 (1966).
Reference 2. Scaringelli, F. P., A. E., Rosenberg, E., and Bell, J. P., ``Primary Standards for Trace Gas
  Analysis.'' Anal. Chem. 42, 871 (1970).
Reference 3. ``Tentative Method of Analysis for Ammonia in the Atmosphere (Indophenol Method)'', Health Lab
  Sciences, vol. 10, No. 2, 115-118, April 1973.
Reference 4. 1973 Annual Book of ASTM Standards, American Society for Testing and Materials, 1916 Race St.,
  Philadelphia, PA.
Reference 5. Methods for Air Sampling and Analysis, Intersociety Committee, 1972, American Public Health
  Association, 1015.
Reference 6. Federal Register, vol. 38, No. 110, Tentative Method for the Continuous Measurement of Nitrogen
  Dioxide (Chemiluminescent) addenda C. (June 8, 1973).
Reference 7. Federal Register, vol. 36, No. 228, National Primary and Secondary Ambient Air Quality Standards,
  Nov. 25, 1971.


[[Page 23]]

    (e) The concentration of each test atmosphere shall be established 
and/or verified before or during each series of tests. Samples for 
verifying test concentrations shall be collected from the test 
atmosphere delivery system as close as possible to the sample intake 
port of the test analyzer.
    (f) The accuracy of all flow measurements used to calculate test 
atmosphere concentrations shall be documented and referenced to a 
primary standard (such as a spirometer, bubble meter, etc.). Any 
corrections shall be clearly shown. All flow measurements given in 
volume units shall be standardized to 25  deg.C. and 760 mm Hg.
    (g) Schematic drawings and other information showing complete 
procedural details of the test atmosphere generation, verification, and 
delivery system shall be provided. All pertinent calculations shall be 
clearly indicated.

[40 FR 7049, Feb. 18, 1975, as amended at 40 FR 18168, Apr. 25, 1975]

Sec. 53.23  Test procedures.

    (a) Range--(1) Technical definition. Nominal minimum and maximum 
concentrations which a method is capable of measuring.

    Note: The nominal range is specified at the lower and upper range 
limits in concentration units, for example, 0-0.5 p/m.

    (2) Test procedure. Submit a suitable calibration curve, as 
specified in Sec. 53.21(b), showing the test analyzer's response over at 
least 95 percent of the required range.

    Note: A single calibration curve will normally suffice.

    (b) Noise--(1) Technical definition. Spontaneous, short duration 
deviations in output, about the mean output, which are not caused by 
input concentration changes. Noise is determined as the standard 
deviation about the mean and is expressed in concentration units.
    (2) Test procedure. (i) Allow sufficient time for the test analyzer 
to warm up and stabilize. Determine at two concentrations, first using 
zero air and then a pollutant test gas concentration as indicated below. 
The noise specification in table B-1 shall apply to both of these tests.
    (ii) Connect an integrating-type digital meter (DM) suitable for the 
test analyzer's output and accurate to three significant digits, to 
measure the analyzer's output signal.

    Note: Use of a chart recorder in addition to the DM is optional.

    (iii) Measure zero air for 60 minutes. During this 60-minute 
interval, record twenty-five (25) readings at 2-minute intervals. (See 
Figure B-2 in appendix A.)
    (iv) Convert each DM reading to concentration units (p/m) by 
reference to the test analyzer's calibration curve as determined in 
Sec. 53.21(b). Label the converted DM readings r1, 
r2, r3 . . . ri . . . 
r25.
    (v) Calculate the standard deviation, S, as follows:
    
    
where i indicates the i-th DM reading in ppm.

    (vi) Let S at 0 ppm be identified as So; compare 
So to the noise specification given in table B-1.
    (vii) Repeat steps (iii) through (vi) of this section using a 
pollutant test atmosphere concentration of 805 percent of 
the upper range limit (URL) instead of zero gas, and let S at 80 percent 
of the URL be identified as S80. Compare 
S80 to the noise specification given in table B-1.
    (viii) Both S0 and S80 must be less 
than or equal to the specification for noise to pass the test for the 
noise parameter.
    (c) Lower detectable limit--(1) Technical definition. The minimum 
pollutant concentration which produces a signal of twice the noise 
level.
    (2) Test procedure. (i) Allow sufficient time for the test analyzer 
to warm up and stabilize. Measure zero air and record the stable reading 
in ppm as BZ. (See Figure B-3 in appendix A.)
    (ii) Generate and measure a pollutant test atmosphere concentration 
equal to the value for the lower detectable limit specified in table B-
1.

    Note: If necessary, the test atmosphere concentration may be 
generated or verified at a higher concentration, then accurately

[[Page 24]]

diluted with zero air to the final required concentration.

    (iii) Record the test analyzer's stable indicated reading, in ppm, 
as BL.
    (iv) Determine the Lower Detectable Limit (LDL) as LDL = 
BL-BZ. Compare this LDL value with the noise 
level, S0, determined in Sec. 53.23(b), for 0 concentration 
test atmosphere. LDL must be equal to or higher than 2S0 to 
pass this test.
    (d) Interference equivalent--(1) Technical definition. Positive or 
negative response caused by a substance other than the one being 
measured.
    (2) Test procedure. The test analyzer shall be tested for all 
substances likely to cause a detectable response. The test analyzer 
shall be challenged, in turn, with each interfering agent specified in 
table B-3. In the event that there are substances likely to cause a 
significant interference which have not been specified in table B-3, 
these substances shall be tested at a concentration substantially higher 
than that normally found in the ambient air. The interference may be 
either positive or negative, depending on whether the test analyzer's 
response is increased or decreased by the presence of the interferent. 
Interference equivalents shall be determined by mixing each interferent, 
one at a time, with the pollutant at the concentrations specified in 
table B-3, and comparing the test analyzer's response to the response 
caused by the pollutant alone. Known gas-phase reactions that might 
occur between an interferent and the pollutant are designated by 
footnote 3 in table B-3. In these cases, the interference equivalent 
shall be determined in the absence of the pollutant.
    (i) Allow sufficient time for warm-up and stabilization of the test 
analyzer.
    (ii) For a candidate method using a prefilter or scrubber based upon 
a chemical reaction to derive part of its specificity, and which 
requires periodic service or maintenance, the test analyzer shall be 
``conditioned'' prior to each interference test as follows:

[[Page 25]]



                                                                 Table B-3--Interferant Test Concentration,\1\ Parts Per Million
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                                                        Hydrochloric           Hydrogen   Sulfur   Nitrogen   Nitric   Carbon                         M-      Water    Carbon
        Pollutant               Analyzer type \2\           acid      Ammonia   sulfide   dioxide   dioxide   oxide    dioxide  Ethylene   Ozone    xylene    vapor   monoxide  Methane   Ethane
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
SO2.....................  Flame photometric (FPD).....  ............  .......       0.1  \1\ 0.14  ........  .......       750  ........  .......  .......  \3\ 20,0        50  .......  .......
                                                                                                                                                                  00
SO2.....................  Gas chromatography (FPD)....  ............  .......        .1    \4\.14  ........  .......       750  ........  .......  .......  \3\ 20,0        50  .......  .......
                                                                                                                                                                  00
SO2.....................  Spectrophotometric-wet               0.2    \3\ 0.1        .1    \4\.14       0.5  .......       750  ........      0.5  .......  ........  ........  .......  .......
                           chemical (pararosaniline
                           reaction).
SO2.....................  Electrochemical.............          .2      \3\.1        .1    \4\.14        .5      0.5  ........       0.2       .5  .......  \3\ 20,0  ........  .......  .......
                                                                                                                                                                  00
SO2.....................  Conductivity................          .2      \3\.1  ........    \4\.14        .5  .......       750  ........  .......  .......  ........  ........  .......  .......
SO2.....................  Spectrophotometric-gas phase  ............  .......  ........    \4\.14        .5       .5  ........  ........       .5      0.2  ........  ........  .......  .......
O3......................  Chemiluminescent............  ............  .......     \3\.1  ........  ........  .......       750  ........   \4\.08  .......  \3\ 20,0  ........  .......  .......
                                                                                                                                                                  00
O3......................  Electrochemical.............  ............    \3\.1  ........        .5        .5  .......  ........  ........   \4\.08  .......  \3\ 20,0  ........  .......  .......
                                                                                                                                                                  00
O3......................  Spectrophotometric-wet        ............    \3\.1  ........        .5        .5    \3\.5  ........  ........   \4\.08  .......  ........  ........  .......  .......
                           chemical (potassium iodide
                           reaction).
O3......................  Spectrophotometric-gas phase  ............  .......  ........        .5        .5    \3\.5  ........  ........   \4\.08  .......  ........  ........  .......  .......
CO......................  Infrared....................  ............  .......  ........  ........  ........  .......       750  ........  .......  .......    20,000    \4\ 10  .......  .......
CO......................  Gas chromatography with       ............  .......  ........  ........  ........  .......  ........  ........  .......  .......    20,000    \4\ 10  .......      0.5
                           flame ionization detector.
CO......................  Electrochemical.............  ............  .......  ........  ........  ........       .5  ........        .2  .......  .......    20,000    \4\ 10  .......  .......
CO......................  Catalytic combustion-thermal  ............       .1  ........  ........  ........  .......       750        .2  .......  .......    20,000    \4\ 10      5.0       .5
                           detection.
CO......................  IR fluorescence.............  ............  .......  ........  ........  ........  .......       750  ........  .......  .......    20,000    \4\ 10  .......       .5
CO......................  Mercury replacement UV        ............  .......  ........  ........  ........  .......  ........        .2  .......  .......  ........    \4\ 10  .......       .5
                           photometric.
NO2.....................  Chemiluminescent............  ............    \3\.1  ........        .5     \4\.1       .5  ........  ........  .......  .......    20,000  ........  .......  .......
NO2.....................  Spectrophotometric-wet        ............  .......  ........        .5     \4\.1       .5       750  ........       .5  .......  ........  ........  .......  .......
                           chemical (azo-dye reaction).
NO2.....................  Electrochemical.............         0.2      \3\.1  ........        .5     \4\.1       .5       750  ........       .5  .......    20,000        50  .......  .......
NO2.....................  Spectrophotometric-gas phase  ............    \3\.1  ........        .5     \4\.1       .5  ........  ........       .5  .......    20,000        50  .......  .......
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Concentrations of interferant listed must be prepared and controlled to  10 percent of the state value.
\2\ Analyzer types not listed will be considered by the administrator as special cases.
\3\ Do not mix with pollutant.
\4\ Concentration of pollutant used for test. These pollutant concentrations must be prepared to  10 percent of the stated value.


[[Page 26]]

    (A) Service or perform the indicated maintenance on the scrubber or 
prefilter as directed in the manual referred to in Sec. 53.4(b)(3).
    (B) Before testing for each interferent, allow the test analyzer to 
sample through the scrubber a test atmosphere containing the interferent 
at a concentration equal to the value specified in table B-3. Sampling 
shall be at the normal flow rate and shall be continued for 6 continuous 
hours prior to testing.
    (iii) Generate three test atmosphere streams as follows:
    (A) Test atmosphere P: Pollutant concentration.
    (B) Test atmosphere I: Interference concentration.
    (C) Test atmosphere Z: Zero air.
    (iv) Adjust the individual flow rates and the pollutant or 
interferent generators for the three test atmospheres as follows:
    (A) The flow rates of test atmospheres I and Z shall be identical.
    (B) The concentration of pollutant in test atmosphere P shall be 
adjusted such that when P is mixed (diluted) with either test atmosphere 
I or Z, the resulting concentration of pollutant shall be as specified 
in table B-3.
    (C) The concentration of interferent in test atmosphere I shall be 
adjusted such that when I is mixed (diluted) with test atmosphere P, the 
resulting concentration of interferent shall be equal to the value 
specified in table B-3.
    (D) To minimize concentration errors due to flow rate differences 
between I and Z, it is recommended that, when possible, the flow rate of 
P be from 10 to 20 times larger than the flow rates of I and Z.
    (v) Mix test atmospheres P and Z by passing the total flow of both 
atmospheres through a mixing flask.
    (vi) Sample and measure the mixture of test atmospheres P and Z with 
the test analyzer. Allow for a stable reading, and record the reading, 
in concentration units, as R (see Figure B-3).
    (vii) Mix test atmospheres P and I by passing the total flow of both 
atmospheres through a mixing flask.
    (viii) Sample and measure this mixture. Record the stable reading, 
in concentration units, as RI.
    (ix) Calculate the interference equivalent (IE) as:

IE = RI-R


IE must be equal to or less than the specification given in table B-1 
for each interferent to pass the test.
    (x) Follow steps (iii) through (ix) of this section, in turn, to 
determine the interference equivalent for each interferent.
    (xi) For those interferents which cannot be mixed with the 
pollutant, as indicated by footnote (3) in table B-3, adjust the 
concentration of test atmosphere I to the specified value without being 
mixed or diluted by the pollutant test atmosphere. Determine IE as 
follows:
    (A) Sample and measure test atmosphere Z (zero air). Allow for a 
stable reading and record the reading, in concentration units, as R.
    (B) Sample and measure the interferent test atmosphere I. If the 
test analyzer is not capable of negative readings, adjust the analyzer 
(not the recorder) to give an offset zero. Record the stable reading in 
concentration units as RI, extrapolating the calibration 
curve, if necessary, to represent negative readings.
    (C) Calculate IE=RI-R. IE must be equal to or less than 
the specification in table B-1 to pass the test.
    (xii) Sum the absolute value of all the individual interference 
equivalents. This sum must be equal to or less than the total 
interferent specification given in table B-1 to pass the test.
    (e) Zero drift, span drift, lag time, rise time, fall time, and 
precision--(1) Technical definitions--(i) Zero drift: The change in 
response to zero pollutant concentration, over 12- and 24-hour periods 
of continuous unadjusted operation.
    (ii) Span drift: The percent change in response to an up-scale 
pollutant concentration over a 24-hour period of continuous unadjusted 
operation.
    (iii) Lag time: The time interval between a step change in input 
concentration and the first observable corresponding change in response.
    (iv) Rise time: The time interval between initial response and 95 
percent of final response after a step increase in input concentration.

[[Page 27]]

    (v) Fall time: The time interval between initial response and 95 
percent of final response after a step decrease in input concentration.
    (vi) Precision: Variation about the mean of repeated measurements of 
the same pollutant concentration, expressed as one standard deviation 
about the mean.
    (2) Tests for these performance parameters shall be accomplished 
over a period of seven (7) or more days. During this time, the line 
voltage supplied to the test analyzer and the ambient temperature 
surrounding the analyzer shall be varied from day to day. One test 
result for each performance parameter shall be obtained each test day, 
for seven (7) or fifteen (15) test days as necessary. The tests are 
performed sequentially in a single procedure.
    (3) The 24-hour test day may begin at any clock hour. The first 12 
hours out of each test day are required for testing 12-hour zero drift. 
Tests for the other parameters shall be conducted during the remaining 
12 hours.
    (4) Table B-4 specifies the line voltage and room temperature to be 
used for each test day. The line voltage and temperature shall be 
changed to the specified values at the start of each test day (i.e., at 
the start of the 12-hour zero test). Initial adjustments (day zero) 
shall be made at a line voltage of 115 volts (rms) and a room 
temperature of 25  deg.C.
    (5) The tests shall be conducted in blocks consisting of 3 test days 
each until 7 or 15 test results have been obtained. (The final block may 
contain fewer than three test days.) If a test is interrupted by an 
occurrence other than a malfunction of the test analyzer, only the block 
during which the interruption occurred shall be repeated.
    (6) During each block, manual adjustments to the electronics, gas, 
or reagent flows or periodic maintenance shall not be permitted. 
Automatic adjustments which the test analyzer performs by itself are 
permitted at any time.
    (7) At least 4 hours prior to the start of the first test day of 
each block, the test analyzer may be adjusted and/or serviced according 
to the periodic maintenance procedures specified in the manual referred 
to in Sec. 53.4(b)(3). If a new block is to immediately follow a 
previous block, such adjustments or servicing may be done immediately 
after completion of the day's tests for the last day of the previous 
block and at the voltage and temperature specified for that day, but 
only on test days 3, 6, 9, and 12.

    Note: If necessary, the beginning of the test days succeeding such 
maintenance or adjustment may be delayed as necessary to complete the 
service or adjustment operation.

    (8) All response readings to be recorded shall first be converted to 
concentration units according to the calibration curve. Whenever a test 
atmosphere is to be measured but a stable reading is not required, the 
test atmosphere shall be measured long enough to cause a change in 
response of at least 10% of full scale. Identify all readings and other 
pertinent data on the strip chart. (See Figure B-1 illustrating the 
pattern of the required readings.)

      Table B-4--Line Voltage and Room Temperature Test Conditions
------------------------------------------------------------------------
                          Line           Room
      Test day        voltage,\1\  temperature,\2\        Comments
                          rms            deg.C
------------------------------------------------------------------------
0...................          115             25    Initial set-up and
                                                     adjustments.
1...................          125             20
2...................          105             20
3...................          125             30    Adjustments and/or
                                                     periodic
                                                     maintenance
                                                     permitted at end of
                                                     tests.
4...................          105             30
5...................          125             20
6...................          105             20    Adjustments and/or
                                                     periodic
                                                     maintenance
                                                     permitted at end of
                                                     tests.
7...................          125             30    Examine test results
                                                     to ascertain if
                                                     further testing is
                                                     required.
8...................          105             30
9...................          125             20    Adjustments and/or
                                                     periodic
                                                     maintenance
                                                     permitted at end of
                                                     tests.
10..................          105             20
11..................          125             30
12..................          105             30    Adjustments and/or
                                                     periodic
                                                     maintenance
                                                     permitted at end of
                                                     tests.

[[Page 28]]


13..................          125             20
14..................          105             20
15..................          125             30
------------------------------------------------------------------------
\1\ Voltage specified shall be controlled to  1 volt.
\2\ Temperature specified shall be controlled to  1  deg.C.


[[Page 29]]

[GRAPHIC] [TIFF OMITTED] TC01JY92.000

    (9) Test procedure. (i) Arrange to generate pollutant test 
atmospheres as follows:

------------------------------------------------------------------------
                                               Pollutant concentration
              Test atmosphere                         (percent)
------------------------------------------------------------------------
A0........................................  Zero air.
A20.......................................  205 of the upper
                                             range limit.
A30.......................................  305 of the upper
                                             range limit.

[[Page 30]]


A80.......................................  805 of the upper
                                             range limit.
A90.......................................  905 of the upper
                                             range limit.
------------------------------------------------------------------------


Test atmospheres A0, A20, and 
A80 shall be consistent during the tests and from 
day to day.
    (ii) For steps (xxv) through (xxxi) of this section, a chart speed 
of at least 10 centimeters per hour shall be used. The actual chart 
speed, chart speed changes, and time checks shall be clearly marked on 
the chart.
    (iii) Allow sufficient time for test analyzer to warm up and 
stabilize at a line voltage of 115 volts and a room temperature of 25 
deg.C. Recalibrate, if necessary, and adjust the zero baseline to 5 
percent of chart. No further adjustments shall be made to the analyzer 
until the end of the tests on the third day.
    (iv) Measure test atmosphere A0 until a stable reading is 
obtained, and record this reading (in ppm) as Z'n, where n = 
0 (see Figure B-4 in appendix A).
    (v) Measure test atmosphere A20. Allow for a 
stable reading and record it as M'n, where n = 0.
    (vi) Measure test atmosphere A80. Allow for a 
stable reading and record it as S'n, where n = 0.
    (vii) The above readings for Z'0, M'0, and 
S'0 should be taken at least four (4) hours prior to the 
beginning of test day 1.
    (viii) At the beginning of each test day, adjust the line voltage 
and room temperature to the values given in table B-4.
    (ix) Measure test atmosphere A0 continuously for at least 
twelve (12) continuous hours during each test day.
    (x) After the 12-hour zero drift test (step ix), sample test 
atmosphere A0. A stable reading is not required.
    (xi) Measure test atmosphere A20 and record the stable 
reading (in ppm) as P1. (See Figure B-4 in appendix A.)
    (xii) Sample test atmosphere A30; a stable 
reading is not required.
    (xiii) Measure test atmosphere A20 and record 
the stable reading as P2.
    (xiv) Sample test atmosphere A0; a stable reading is not 
required.
    (xv) Measure test atmosphere A20 and record 
the stable reading as P3.
    (xvi) Sample test atmosphere A30; a stable reading is not 
required.
    (xvii) Measure test atmosphere A20 and record the stable 
reading as P4.
    (xviii) Sample test atmosphere A0; a stable reading is 
not required.
    (xix) Measure test atmosphere A20 and record 
the stable reading as P5.
    (xx) Sample test atmosphere A30; a stable 
reading is not required.
    (xxi) Measure test atmosphere A20 and record 
the stable reading as P6.
    (xxii) Measure test atmosphere A30 and record 
the stable reading as P7.
    (xxiii) Sample test atmosphere A90; a stable 
reading is not required.
    (xxiv) Measure test atmosphere A80 and record the stable 
reading as P8. Increase chart speed to at least 10 
centimeters per hour.
    (xxv) Measure test atmosphere A0. Record the stable 
reading as L1.
    (xxvi) Quickly switch the test analyzer to measure test atmosphere 
A80 and mark the recorder chart to show the exact time when 
the switch occurred.
    (xxvii) Measure test atmosphere A90 and record 
the stable reading as P80.
    (xxviii) Sample test atmosphere A90; a stable 
reading is not required.
    (xxix) Measure test atmosphere A80 and record the stable 
reading as P10.
    (xxx) Measure test atmosphere A0 and record the stable 
reading as L2.
    (xxxi) Measure test atmosphere A80 and record the stable 
reading as P11.
    (xxxii) Sample test atmosphere A90; a stable 
reading is not required.
    (xxxiii) Measure test atmosphere A80 and record the 
stable reading as P12.
    (xxxiv) Repeat steps (viii) through (xxxiii) of this section, each 
test day.
    (xxxv) If zero and span adjustments are made after the readings are 
taken on test days 3, 6, 9, or 12, complete all adjustments; then 
measure test atmospheres A0, A80, and 
A20. Allow for a stable reading on each, and 
record the readings as Z'nS'n, and Mn 
respectively, where n = the test day number.
    (10) Determine the results of each day's tests as follows. Mark the 
recorder chart to show readings and determinations.
    (i) Zero drift. (A) 12-hour. Examine the strip chart pertaining to 
the 12-

[[Page 31]]

hour continuous zero air test. Determine the minimum (Cmin.) and maximum 
(Cmax.) readings (in p/m) during this period of 12 consecutive hours, 
extrapolating the calibration curve to negative concentration units if 
necessary. Determine the 12-hour zero drift (12ZD) as 12ZD = 
Cmax.-Cmin.. (See Figure B-5 in appendix A.)
    (B) Calculate the 24-hour zero drift (24ZD) for the n-th test day as 
24ZDn = Zn-Zn-1, or 24ZDn = 
Zn-Z'n-1 if zero adjustment was made on 
the previous day, where Zn = \1/
2\(L1+L2) for L1 and L2 
taken on the n-th test day.
    (C) Compare 12ZD and 24ZD to the zero drift specification in table 
B-1. Both 12ZD and 24ZD must be equal to or less than the specified 
value to pass the test for zero drift.
    (ii) Span drift. (A) Span drift at 20 percent of URL (MSD)
    [GRAPHIC] [TIFF OMITTED] TC09NO91.000
    
    [GRAPHIC] [TIFF OMITTED] TC09NO91.001
    

If span adjustment was made on the previous day, where
[GRAPHIC] [TIFF OMITTED] TC09NO91.002


n indicates the n-th test day, and i indicates the i-th reading on the n 
th day.
    (B) Span drift at 80 percent of URL (USD):
    [GRAPHIC] [TIFF OMITTED] TC09NO91.003
    

or
[GRAPHIC] [TIFF OMITTED] TC09NO91.004


If span adjustment was made on the previous day, where
[GRAPHIC] [TIFF OMITTED] TC09NO91.005


n indicates the n-th test day, and i indicates the i-th reading on the 
n-th test day.
    (C) Both USD and MSD must be equal to or less than the respective 
specifications given in table B-1 to pass the test for span draft.
    (iii) Lag time. Determine, from the strip chart, the elapsed time in 
minutes between the mark made in step (xxvi) and the first observable 
(two times the noise level) response. This time must be equal to or less 
than the time specified in table B-1 to pass the test for lag time.
    (iv) Rise time. Calculate 95 percent of reading P9 and 
determine from the recorder chart, the elapsed time between the first 
observable (two times noise level) response and a response equal to 95 
percent of the P9 reading. This time must be equal to or less 
than the rise time specified in table B-1 to pass the test for rise 
time.
    (v) Fall time. Calculate five percent of (P10-
L2) and determine, from the strip chart, the elapsed time in 
minutes between the first observable decrease in response following 
reading P10 and a response equal to five percent of 
(P10-L2). This time must be equal to or less than 
the fall time specification in table B-1 to pass the test for fall time.
    (vi) Precision. Calculate precision (P20 and 
P80) for each day's test as follows:
    (A)
    [GRAPHIC] [TIFF OMITTED] TC09NO91.006
    
    (B)
    [GRAPHIC] [TIFF OMITTED] TC09NO91.007
    
    (C) Both P20 and P80 
must be equal to or less than the specification given in table B-1 to 
pass the test for precision.

[40 FR 7049, Feb. 18, 1975, as amended at 41 FR 52694, Dec. 1, 1976]

[[Page 32]]

 Appendix A to Subpart B of Part 53--Optional Forms for Reporting Test 
                                 Results

                  Table B-5--Symbols and Abbreviations



BL............................  Analyzer reading at specified LDL
                                 concentration.
Bz............................  Analyzer reading at 0 concentration for
                                 LDL test.
DM............................  Digital meter.
Cmax..........................  Maximum analyzer reading during 12ZD
                                 test.
Cmin..........................  Minimum analyzer reading during 12ZD
                                 test.
i.............................  Subscript indicating the i-th quantity
                                 in a series.
IE............................  Interference equivalent.
L1............................  First analyzer zero reading for 24ZD
                                 test.
L2............................  Second analyzer zero reading for 24ZD
                                 test.
Mn............................  Average of P1 . . . P6 for the n-th test
                                 day.
M'n...........................  Adjusted span reading at 20 percent of
                                 URL on the n-th test day.
MSD...........................  Span drift at 20 percent of URL.
n.............................  Subscript indicating the test day
                                 number.
P.............................  Analyzer reading for precision test.
Pi............................  The i-th analyzer reading for precision
                                 test.
P20...........................  Precision at 20 percent of URL.
P80...........................  Precision at 80 percent of URL.
R.............................  Analyzer reading of pollutant alone for
                                 IE test.
RI............................  Analyzer reading with interferent added
                                 for IE test.
ri............................  The i-th DM reading for noise test.
S.............................  Standard deviation of noise readings.
S0............................  Noise value (S) measured at 0
                                 concentration.
S80...........................  Noise value (S) measured at 80 percent
                                 of URL.
Sn............................  Average of P7 . . . P12 for the n-th
                                 test day.
S'n...........................  Adjusted span reading at 80 percent of
                                 URL on the n-th test day.
URL...........................  Upper range limit.
USD...........................  Span drift at 80 percent o
Z.............................  Average of L1 and L2.
Zn............................  Average of L1 and L2 on the n-th test
                                 day.
Z'n...........................  Adjusted zero reading on the n-th test
                                 day.
ZD............................  Zero drift.
12ZD..........................  12-hour zero drift.
24ZD..........................  24-hour zero drift.



[[Page 33]]




[[Page 34]]




[[Page 35]]




[[Page 36]]




[[Page 37]]

[GRAPHIC] [TIFF OMITTED] TC09NO91.031


[40 FR 7049, Feb. 18, 1975, as amended at 40 FR 18169, Apr. 25, 1975]

 Subpart C--Procedures for Determining Comparability Between Candidate 
                      Methods and Reference Methods

    Source: 62 FR 38792, July 18, 1997, unless otherwise noted.

Sec. 53.30   General provisions.

    (a) Determination of comparability. The test procedures prescribed 
in this subpart shall be used to determine if a candidate method is 
comparable to a reference method when both methods measure pollutant 
concentrations in ambient air.

[[Page 38]]

    (1) Comparability is shown for SO2, CO, O3, 
and NO2 methods when the differences between:
    (i) Measurements made by a candidate manual method or by a test 
analyzer representative of a candidate automated method.
    (ii) Measurements made simultaneously by a reference method, are 
less than or equal to the values specified in the last column of table 
C-1 of this subpart.
    (2) Comparability is shown for lead methods when the differences 
between:
    (i) Measurements made by a candidate method.
    (ii) Measurements made by the reference method on simultaneously 
collected lead samples (or the same sample, if applicable), are less 
than or equal to the value specified in table C-3 of this subpart.
    (3) Comparability is shown for PM10 and PM2.5 
methods when the relationship between:
    (i) Measurements made by a candidate method.
    (ii) Measurements made by a reference method on simultaneously 
collected samples (or the same sample, if applicable) at each of two 
test sites, is such that the linear regression parameters (slope, 
intercept, and correlation coefficient) describing the relationship meet 
the values specified in table C-4 of this subpart.
    (b) Selection of test sites--(1) All methods. Each test site shall 
be in a predominately urban area which can be shown to have at least 
moderate concentrations of various pollutants. The site shall be clearly 
identified and shall be justified as an appropriate test site with 
suitable supporting evidence such as maps, population density data, 
vehicular traffic data, emission inventories, pollutant measurements 
from previous years, concurrent pollutant measurements, and 
meteorological data. If approval of a proposed test site is desired 
prior to conducting the tests, a written request for approval of the 
test site or sites must be submitted prior to conducting the tests and 
must include the supporting and justification information required. The 
Administrator may exercise discretion in selecting a different site (or 
sites) for any additional tests the Administrator decides to conduct.
    (2) Methods for SO2, CO, O3, and 
NO2. All test measurements are to be made at the same test 
site. If necessary, the concentration of pollutant in the sampled 
ambient air may be augmented with artificially generated pollutant to 
facilitate measurements in the specified ranges described under 
paragraph (d)(2) of this section.
    (3) Methods for Pb. Test measurements may be made at any number of 
test sites. Augmentation of pollutant concentrations is not permitted, 
hence an appropriate test site or sites must be selected to provide lead 
concentrations in the specified range.
    (4) Methods for PM10. Test measurements must be made, or 
derived from particulate samples collected, at not less than two test 
sites, each of which must be located in a geographical area 
characterized by ambient particulate matter that is significantly 
different in nature and composition from that at the other test site(s). 
Augmentation of pollutant concentrations is not permitted, hence 
appropriate test sites must be selected to provide PM10 
concentrations in the specified range. The tests at the two sites may be 
conducted in different calendar seasons, if appropriate, to provide 
PM10 concentrations in the specified ranges.
    (5) Methods for PM2.5. Augmentation of pollutant 
concentrations is not permitted, hence appropriate test sites must be 
selected to provide PM2.5 concentrations and 
PM2.5/PM10 ratios (if applicable) in the specified 
ranges.
    (i) Where only one test site is required, as specified in table C-4 
of this subpart, the site need only meet the PM2.5 ambient 
concentration levels required by Sec. 53.34(c)(3).
    (ii) Where two sites are required, as specified in table C-4 of this 
subpart, each site must be selected to provide the ambient concentration 
levels required by Sec. 53.34(c)(3). In addition, one site must be 
selected such that all acceptable test sample sets, as defined in 
Sec. 53.34(c)(3), have a PM2.5/PM10 ratio of more 
than 0.75; the other site must be selected such that all acceptable test 
sample sets, as defined in Sec. 53.34(c)(3), have a PM2.5/
PM10 ratio of less than 0.40. At least two reference method

[[Page 39]]

PM10 samplers shall be collocated with the candidate and 
reference method PM2.5 samplers and operated simultaneously 
with the other samplers at each test site to measure concurrent ambient 
concentrations of PM10 to determine the PM2.5/
PM10 ratio for each sample set. The PM2.5/
PM10 ratio for each sample set shall be the average of the 
PM2.5 concentration, as determined in Sec. 53.34(c)(1), 
divided by the average PM10 concentration, as measured by the 
PM10 samplers. The tests at the two sites may be conducted in 
different calendar seasons, if appropriate, to provide PM2.5 
concentrations and PM2.5/PM10 ratios in the 
specified ranges.
    (c) Test atmosphere. Ambient air sampled at an appropriate test site 
or sites shall be used for these tests. Simultaneous concentration 
measurements shall be made in each of the concentration ranges specified 
in tables C-1, C-3, or C-4 of this subpart, as appropriate.
    (d) Sample collection--(1) All methods. All test concentration 
measurements or samples shall be taken in such a way that both the 
candidate method and the reference method receive air samples that are 
homogenous or as nearly identical as practical.
    (2) Methods for SO2, CO, O3, and 
NO2. Ambient air shall be sampled from a common intake and 
distribution manifold designed to deliver homogenous air samples to both 
methods. Precautions shall be taken in the design and construction of 
this manifold to minimize the removal of particulates and trace gases, 
and to ensure that identical samples reach the two methods. If 
necessary, the concentration of pollutant in the sampled ambient air may 
be augmented with artificially-generated pollutant. However, at all 
times the air sample measured by the candidate and reference methods 
under test shall consist of not less than 80 percent ambient air by 
volume. Schematic drawings, physical illustrations, descriptions, and 
complete details of the manifold system and the augmentation system (if 
used) shall be submitted.
    (3) Methods for Pb, PM10 and PM2.5. The 
ambient air intake points of all the candidate and reference method 
collocated samplers for lead, PM10 or PM2.5 shall 
be positioned at the same height above the ground level, and between 2 
and 4 meters apart. The samplers shall be oriented in a manner that will 
minimize spatial and wind directional effects on sample collection.
    (4) PM10 methods employing the same sampling procedure as 
the reference method but a different analytical method. Candidate 
methods for PM10 which employ a sampler and sample collection 
procedure that are identical to the sampler and sample collection 
procedure specified in the reference method, but use a different 
analytical procedure, may be tested by analyzing common samples. The 
common samples shall be collected according to the sample collection 
procedure specified by the reference method and shall be analyzed in 
accordance with the analytical procedures of both the candidate method 
and the reference method.
    (e) Submission of test data and other information. All recorder 
charts, calibration data, records, test results, procedural descriptions 
and details, and other documentation obtained from (or pertinent to) 
these tests shall be identified, dated, signed by the analyst performing 
the test, and submitted. For candidate methods for PM2.5, all 
submitted information must meet the requirements of the ANSI/ASQC E4 
Standard, sections 3.3.1, paragraphs 1 and 2 (reference 1 of appendix A 
of this subpart).

Sec. 53.31   Test conditions.

    (a) All methods. All test measurements made or test samples 
collected by means of a sample manifold as specified in Sec. 53.30(d)(2) 
shall be at a room temperature between 20  deg.C and 30  deg.C, and at a 
line voltage between 105 and 125 volts. All methods shall be calibrated 
as specified in paragraph (c) of this section prior to initiation of the 
tests.
    (b) Samplers and automated methods. (1) Setup and start-up of the 
test analyzer, test sampler(s), and reference method (if applicable) 
shall be in strict accordance with the applicable operation manual(s). 
If the test analyzer does not have an integral strip chart or digital 
data recorder, connect the analyzer output to a suitable strip chart or 
digital data recorder. This recorder shall have a chart width of at 
least 25

[[Page 40]]

centimeters, a response time of 1 second or less, a deadband of not more 
than 0.25 percent of full scale, and capability of either reading 
measurements at least 5 percent below zero or offsetting the zero by at 
least 5 percent. Digital data shall be recorded at appropriate time 
intervals such that trend plots similar to a strip chart recording may 
be constructed with a similar or suitable level of detail.
    (2) Other data acquisition components may be used along with the 
chart recorder during the conduct of these tests. Use of the chart 
recorder is intended only to facilitate visual evaluation of data 
submitted.
    (3) Allow adequate warmup or stabilization time as indicated in the 
applicable operation manual(s) before beginning the tests.
    (c) Calibration. The reference method shall be calibrated according 
to the appropriate appendix to part 50 of this chapter (if it is a 
manual method) or according to the applicable operation manual(s) (if it 
is an automated method). A candidate manual method (or portion thereof) 
shall be calibrated, according to the applicable operation manual(s), if 
such calibration is a part of the method.
    (d) Range. (1) Except as provided in paragraph (d)(2) of this 
section, each method shall be operated in the range specified for the 
reference method in the appropriate appendix to part 50 of this chapter 
(for manual reference methods), or specified in table B-1 of subpart B 
of this part (for automated reference methods).
    (2) For a candidate method having more than one selectable range, 
one range must be that specified in table B-1 of subpart B of this part 
and a test analyzer representative of the method must pass the tests 
required by this subpart while operated on that range. The tests may be 
repeated for a broader range (i.e., one extending to higher 
concentrations) than the one specified in table B-1 of subpart B of this 
part, provided that the range does not extend to concentrations more 
than two times the upper range limit specified in table B-1 of subpart B 
of this part and that the test analyzer has passed the tests required by 
subpart B of this part (if applicable) for the broader range. If the 
tests required by this subpart are conducted or passed only for the 
range specified in table B-1 of subpart B of this part, any equivalent 
method determination with respect to the method will be limited to that 
range. If the tests are passed for both the specified range and a 
broader range (or ranges), any such determination will include the 
broader range(s) as well as the specified range. Appropriate test data 
shall be submitted for each range sought to be included in such a 
determination.
    (e) Operation of automated methods. (1) Once the test analyzer has 
been set up and calibrated and tests started, manual adjustment or 
normal periodic maintenance as specified in the manual referred to in 
Sec. 53.4(b)(3) is permitted only every 3 days. Automatic adjustments 
which the test analyzer performs by itself are permitted at any time. 
The submitted records shall show clearly when manual adjustments were 
made and describe the operations performed.
    (2) All test measurements shall be made with the same test analyzer; 
use of multiple test analyzers is not permitted. The test analyzer shall 
be operated continuously during the entire series of test measurements.
    (3) If a test analyzer should malfunction during any of these tests, 
the entire set of measurements shall be repeated, and a detailed 
explanation of the malfunction, remedial action taken, and whether 
recalibration was necessary (along with all pertinent records and 
charts) shall be submitted.

Sec. 53.32   Test procedures for methods for SO2, CO, 
          O3, and NO2.

    (a) Conduct the first set of simultaneous measurements with the 
candidate and reference methods:
    (1) Table C-1 of this subpart specifies the type (1- or 24-hour) and 
number of measurements to be made in each of the three test 
concentration ranges.
    (2) The pollutant concentration must fall within the specified range 
as measured by the reference method.
    (3) The measurements shall be made in the sequence specified in 
table C-2 of this subpart, except for the 1-hour SO2 
measurements, which are all in the high range.

[[Page 41]]

    (b) For each pair of measurements, determine the difference 
(discrepancy) between the candidate method measurement and reference 
method measurement. A discrepancy which exceeds the discrepancy 
specified in table C-1 of this subpart constitutes a failure. Figure C-1 
of this subpart contains a suggested format for reporting the test 
results.
    (c) The results of the first set of measurements shall be 
interpreted as follows:
    (1) Zero failures. The candidate method passes the test for 
comparability.
    (2) Three or more failures. The candidate method fails the test for 
comparability.
    (3) One or two failures. Conduct a second set of simultaneous 
measurements as specified in table C-1 of this subpart. The results of 
the combined total of first-set and second-set measurements shall be 
interpreted as follows:
    (i) One or two failures. The candidate method passes the test for 
comparability.
    (ii) Three or more failures. The candidate method fails the test for 
comparability.
    (4) For SO2, the 1-hour and 24-hour measurements shall be 
interpreted separately, and the candidate method must pass the tests for 
both 1- and 24-hour measurements to pass the test for comparability.
    (d) A 1-hour measurement consists of the integral of the 
instantaneous concentration over a 60-minute continuous period divided 
by the time period. Integration of the instantaneous concentration may 
be performed by any appropriate means such as chemical, electronic, 
mechanical, visual judgment, or by calculating the mean of not less than 
12 equally spaced instantaneous readings. Appropriate allowances or 
corrections shall be made in cases where significant errors could occur 
due to characteristic lag time or rise/fall time differences between the 
candidate and reference methods. Details of the means of integration and 
any corrections shall be submitted.
    (e) A 24-hour measurement consists of the integral of the 
instantaneous concentration over a 24-hour continuous period divided by 
the time period. This integration may be performed by any appropriate 
means such as chemical, electronic, mechanical, or by calculating the 
mean of 24 sequential 1-hour measurements.
    (f) For ozone and carbon monoxide, no more than six 1-hour 
measurements shall be made per day. For sulfur dioxide, no more than 
four 1-hour measurements or one 24-hour measurement shall be made per 
day. One-hour measurements may be made concurrently with 24-hour 
measurements if appropriate.
    (g) For applicable methods, control or calibration checks may be 
performed once per day without adjusting the test analyzer or method. 
These checks may be used as a basis for a linear interpolation-type 
correction to be applied to the measurements to correct for drift. If 
such a correction is used, it shall be applied to all measurements made 
with the method, and the correction procedure shall become a part of the 
method.

Sec. 53.33   Test procedure for methods for lead.

    (a) Sample collection. Collect simultaneous 24-hour samples 
(filters) of lead at the test site or sites with both the reference and 
candidate methods until at least 10 filter pairs have been obtained. If 
the conditions of Sec. 53.30(d)(4) apply, collect at least 10 common 
samples (filters) in accordance with Sec. 53.30(d)(4) and divide each to 
form the filter pairs.
    (b) Audit samples. Three audit samples must be obtained from the 
address given in Sec. 53.4(a). The audit samples are 3/4x8-inch glass 
fiber strips containing known amounts of lead at the following nominal 
levels: 100 [mu]g/strip; 300 [mu]g/strip; 750 [mu]g/strip. The true 
amount of lead, in total [mu]g/strip, will be provided with each audit 
sample.
    (c) Filter analysis. (1) For both the reference method samples and 
the audit samples, analyze each filter extract three times in accordance 
with the reference method analytical procedure. The analysis of 
replicates should not be performed sequentially, i.e., a single sample 
should not be analyzed three

[[Page 42]]

times in sequence. Calculate the indicated lead concentrations for the 
reference method samples in [mu]g/m3 for each analysis of 
each filter. Calculate the indicated total lead amount for the audit 
samples in [mu]g/strip for each analysis of each strip. Label these test 
results as R1A, R1B, R1C, 
R2A, R2B, ..., Q1A, Q1B, 
Q1C, ..., where R denotes results from the reference method 
samples; Q denotes results from the audit samples; 1, 2, 3 indicate the 
filter number, and A, B, C indicate the first, second, and third 
analysis of each filter, respectively.
    (2) For the candidate method samples, analyze each sample filter or 
filter extract three times and calculate, in accordance with the 
candidate method, the indicated lead concentrates in [mu]g/m3 
for each analysis of each filter. Label these test results as 
C1A, C1B, C2C, ..., where C denotes 
results from the candidate method. For candidate methods which provide a 
direct measurement of lead concentrations without a separable procedure, 
C1A = C1B = C1C, C2A = 
C2B = C2C, etc.
    (d) Average lead concentration. For the reference method, calculate 
the average lead concentration for each filter by averaging the 
concentrations calculated from the three analyses:

                               Equation 1
[GRAPHIC] [TIFF OMITTED] TR18JY97.052

where:

i is the filter number.

    (e) Acceptable filter pairs. Disregard all filter pairs for which 
the lead concentration as determined in the previous paragraph (d) of 
this section by the average of the three reference method 
determinations, falls outside the range of 0.5 to 4.0 [mu]g/
m3. All remaining filter pairs must be subjected to both of 
the following tests for precision and comparability. At least five 
filter pairs must be within the 0.5 to 4.0 [mu]g/m3 range for 
the tests to be valid.
    (f) Test for precision. (1) Calculate the precision (P) of the 
analysis (in percent) for each filter and for each method, as the 
maximum minus the minimum divided by the average of the three 
concentration values, as follows:

                               Equation 2
[GRAPHIC] [TIFF OMITTED] TR18JY97.053


or

                               Equation 3
[GRAPHIC] [TIFF OMITTED] TR18JY97.054

where:

i indicates the filter number.

    (2) If any reference method precision value (PRi) exceeds 
15 percent, the precision of the reference method analytical procedure 
is out of control. Corrective action must be taken to determine the 
source(s) of imprecision and the reference method determinations must be 
repeated according to paragraph (c) of this section, or the entire test 
procedure (starting with paragraph (a) of this section) must be 
repeated.
    (3) If any candidate method precision value (PCi) exceeds 
15 percent, the candidate method fails the precision test.
    (4) The candidate method passes this test if all precision values 
(i.e., all PRi's and all PCi's) are less than 15 
percent.
    (g) Test for accuracy. (1)(i) For the audit samples calculate the 
average lead concentration for each strip by averaging the 
concentrations calculated from the three analyses:

                               Equation 4
[GRAPHIC] [TIFF OMITTED] TR18JY97.055

where:

i is audit sample number.

    (ii) Calculate the percent difference (Dq) between the 
indicated lead concentration for each audit sample and the true lead 
concentration (Tq) as follows:

                               Equation 5
[GRAPHIC] [TIFF OMITTED] TR18JY97.056

    (2) If any difference value (Dqi) exceeds 5 
percent, the accuracy of the

[[Page 43]]

reference method analytical procedure is out of control. Corrective 
action must be taken to determine the source of the error(s) (e.g., 
calibration standard discrepancies, extraction problems, etc.) and the 
reference method and audit sample determinations must be repeated 
according to paragraph (c) of this section, or the entire test procedure 
(starting with paragraph (a) of this section) must be repeated.
    (h) Test for comparability. (1) For each filter pair, calculate all 
nine possible percent differences (D) between the reference and 
candidate methods, using all nine possible combinations of the three 
determinations (A, B, and C) for each method, as:

                               Equation 6
[GRAPHIC] [TIFF OMITTED] TR18JY97.057

where:

i is the filter number, and n numbers from 1 to 9 for the nine possible 
difference combinations for the three determinations for each method (j 
= A, B, C, candidate; k = A, B, C, reference).

    (2) If none of the percent differences (D) exceeds 20 
percent, the candidate method passes the test for comparability.
    (3) If one or more of the percent differences (D) exceeds 
20 percent, the candidate method fails the test for 
comparability.
    (i) The candidate method must pass both the precision test 
(paragraph (f) of this section) and the comparability test (paragraph 
(h) of this section) to qualify for designation as an equivalent method.

Sec. 53.34   Test procedure for methods for PM10 and 
          PM2.5.

    (a) Collocated measurements. Set up three reference method samplers 
collocated with three candidate method samplers or analyzers at each of 
the number of test sites specified in table C-4 of this subpart. At each 
site, obtain as many sets of simultaneous PM10 or 
PM2.5 measurements as necessary (see paragraph (c)(3) of this 
section), each set consisting of three reference method and three 
candidate method measurements, all obtained simultaneously. For 
PM2.5 candidate Class II equivalent methods, at least two 
collocated PM10 reference method samplers are also required 
to obtain PM2.5/PM10 ratios for each sample set. 
Candidate PM10 method measurements shall be 24-hour 
integrated measurements; PM2.5 measurements may be either 24- 
or 48-hour integrated measurements. All collocated measurements in a 
sample set must cover the same 24- or 48-hour time period. For samplers, 
retrieve the samples promptly after sample collection and analyze each 
sample according to the reference method or candidate method, as 
appropriate, and determine the PM10 or PM2.5 
concentration in [mu]g/m3. If the conditions of 
Sec. 53.30(d)(4) apply, collect sample sets only with the three 
reference method samplers. Guidance for quality assurance procedures for 
PM2.5 methods is found in section 2.12 of the Quality 
Assurance Handbook (reference 6 of appendix A to subpart A of this 
part).
    (b) Sequential samplers. For sequential samplers, the sampler shall 
be configured for the maximum number of sequential samples and shall be 
set for automatic collection of all samples sequentially such that the 
test samples are collected equally, to the extent possible, among all 
available sequential channels or utilizing the full available sequential 
capability.
    (c) Test for comparability and precision. (1) For each of the 
measurement sets, calculate the average PM10 or 
PM2.5 concentration obtained with the reference method 
samplers:

                               Equation 7
[GRAPHIC] [TIFF OMITTED] TR18JY97.058

where:

R denotes results from the reference method;
i is the sampler number; and
j is the set.

    (2)(i) For each of the measurement sets, calculate the precision of 
the reference method PM10 or PM2.5 measurements 
as:

[[Page 44]]

                               Equation 8
[GRAPHIC] [TIFF OMITTED] TR18JY97.059


 If the corresponding Rj is below:

80 [mu]g/m3 for PM10 methods.
40 [mu]g/m3 for 24-hour PM2.5 at single test sites 
for Class I candidate methods.
40 [mu]g/m3 for 24-hour PM2.5 at sites having 
PM2.5/PM10 ratios 0.75.
30 [mu]g/m3 for 48-hour PM2.5 at single test sites 
for Class I candidate methods.
30 [mu]g/m3 for 48-hour PM2.5 at sites having 
PM2.5/PM10 ratios 0.75.
30 [mu]g/m3 for 24-hour PM2.5 at sites having 
PM2.5/PM10 ratios <0.40.
20 [mu]g/m3 for 48-hour PM2.5 at sites having 
PM2.5/PM10 ratios 0.75.

    (ii) Otherwise, calculate the precision of the reference method 
PM10 or PM2.5 measurements as:

                               Equation 9
[GRAPHIC] [TIFF OMITTED] TR18JY97.060

    (3) If Rj falls outside the acceptable concentration 
range specified in table C-4 of this subpart for any set, or if 
Pj RPj as applicable, exceeds the value specified 
in table C-4 of this subpart for any set, that set of measurements shall 
be discarded. For each site, table C-4 of this subpart specifies the 
minimum number of sample sets required for various conditions, and 
Sec. 53.30(b)(5) specifies the PM2.5/PM10 ratio 
requirements applicable to Class II candidate equivalent methods. 
Additional measurement sets shall be collected and analyzed, as 
necessary, to provide a minimum of 10 acceptable measurement sets for 
each test site. If more than 10 measurement sets are collected that meet 
the above criteria, all such measurement sets shall be used to 
demonstrate comparability.
    (4) For each of the acceptable measurement sets, calculate the 
average PM10 or PM2.5 concentration obtained with 
the candidate method samplers:

                               Equation 10
[GRAPHIC] [TIFF OMITTED] TR18JY97.061

where:

C denotes results from the candidate method;
i is the sampler number; and
j is the set.

    (5) For each site, plot the average PM10 or 
PM2.5 measurements obtained with the candidate method 
(Rj) against the corresponding average PM10 or 
PM2.5 measurements obtained with the reference method 
(Rj). For each site, calculate and record the linear 
regression slope and intercept, and the correlation coefficient.
    (6) If the linear regression parameters calculated under paragraph 
(c)(5) of this section meet the values specified in table C-4 of this 
subpart for all test sites, the candidate method passes the test for 
comparability.

[62 FR 38792, July 19, 1997; 63 FR 7714, Feb. 17, 1998]

Table C-1 to Subpart C of Part 53--Test Concentration Ranges, Number of 
      Measurements Required, and Maximum Discrepancy Specification

--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                              Simultaneous Measurements Required             Maximum
                                                                                       ------------------------------------------------    Discrepancy
                 Pollutant                     Concentration Range Parts per Million             1-hr                    24-hr           Specification,
                                                                                       ------------------------------------------------     Parts per
                                                                                         First Set  Second Set   First Set  Second Set       Million
--------------------------------------------------------------------------------------------------------------------------------------------------------
Ozone......................................  Low 0.06 to 0.10.........................           5           6  ..........  ..........              0.02
                                             Med 0.15 to 0.25.........................           5           6  ..........  ..........               .03
                                             High 0.35 to 0.45........................           4           6  ..........  ..........               .04
                                                                                       -----------------------------------------------------------------
                                               Total..................................          14          18
                                                                                       =================================================================
Carbon Monoxide............................  Low 7 to 11..............................           5           6  ..........  ..........               1.5
                                             Med 20 to 30.............................           5           6  ..........  ..........               2.0

[[Page 45]]


                                             High 35 to 45............................           4           6  ..........  ..........               3.0
                                                                                       -----------------------------------------------------------------
                                               Total..................................          14          18
                                                                                       =================================================================
Sulfur Dioxide.............................  Low 0.02 to 0.05.........................  ..........  ..........           3           3              0.02
                                             Med 0.10 to 0.15.........................  ..........  ..........           2           3               .03
                                             High 0.30 to 0.50........................           7           8           2           2               .04
                                                                                       -----------------------------------------------------------------
                                                Total.................................           7           8           7           8
                                                                                       =================================================================
Nitrogen Dioxide...........................  Low 0.02 to 0.08.........................  ..........  ..........           3           3              0.02
                                             Med 0.10 to 0.20.........................  ..........  ..........           2           3               .03
                                             High 0.25 to 0.35........................  ..........  ..........           2           2               .03
                                                                                       -----------------------------------------------------------------
                                               Total..................................  ..........  ..........           7           8
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Table C-2 to Subpart C of Part 53--Sequence of Test Measurements

------------------------------------------------------------------------
                                               Concentration Range
              Measurement              ---------------------------------
                                           First Set        Second Set
------------------------------------------------------------------------
1.....................................             Low           Medium
2.....................................            High             High
3.....................................          Medium              Low
4.....................................            High             High
5.....................................             Low           Medium
6.....................................          Medium              Low
7.....................................             Low           Medium
8.....................................          Medium              Low
9.....................................            High             High
10....................................          Medium              Low
11....................................            High           Medium
12....................................             Low             High
13....................................          Medium           Medium
14....................................             Low             High
15....................................  ...............             Low
16....................................  ...............          Medium
17....................................  ...............             Low
18....................................  ...............            High
------------------------------------------------------------------------

 Table C-3 to Subpart C of Part 53--Test Specifications for Lead Methods

------------------------------------------------------------------------

------------------------------------------------------------------------
Concentration range, [mu]g/m\3\...............................   0.5-4.0
Minimum number of 24-hr measurements..........................         5
Maximum analytical precision, percent.........................         5
Maximum analytical accuracy, percent..........................  10 and PM2.5 Methods

------------------------------------------------------------------------
                                                          PM2.5
          Specification                PM10    -------------------------
                                                  Class I      Class II
------------------------------------------------------------------------
Acceptable concentration range         30-300       10-200       10-200
 (Rj), [mu]g/m3..................
Minimum number of test sites.....           2            1            2
Number of candidate method                  3            3            3
 samplers per site...............
Number of reference method                  3            3            3
 samplers per site...............
Minimum number of acceptable
 sample sets per site for PM10:
    Rj < 80 [mu]g/m3.............           3
    Rj > 80 [mu]g/m3.............           3
        Total....................          10
Minimum number of acceptable
 sample sets per site for PM2.5:
    Single test site for Class I
     candidate equivalent
     methods:
        Rj < 40 [mu]g/m3 for 24-                         3
         hr or Rj < 30 [mu]g/m3
         for 48-hr samples.......
        Rj > 40 [mu]g/m3 for 24-                         3
         hr or Rj > 30 [mu]g/m3
         for 48-hr samples.......

[[Page 46]]


    Sites at which the PM2.5/PM10
     ratio must be > 0.75:
        Rj < 40 [mu]g/m3 for 24-                                      3
         hr or Rj < 30 [mu]g/m3
         for 48-hr samples.......
        Rj > 40 [mu]g/m3 for 24-                                      3
         hr or Rj > 30 [mu]g/m3
         for 48-hr samples.......
    Sites at which the PM2.5/PM10
     ratio must be < 0.40:
        Rj < 30 [mu]g/m3 for 24-                                      3
         hr or Rj < 20 [mu]g/m3
         for 48-hr samples.......
        Rj > 30 [mu]g/m3 for 24-                                      3
         hr or Rj > 20 [mu]g/m3
         for 48-hr samples.......
Total, each site.................                       10           10
Precision of replicate reference   5 [mu]g/m3   2 [mu]g/m3   2 [mu]g/m3
 method measurements, Pj or RPj         or 7%        or 5%        or 5%
 respectively, maximum...........
Slope of regression relationship.  13..........          s5           s1           s1
Correlation of reference method      [ge]0.97     [ge]0.97     [ge]0.97
 and candidate method
 measurements....................
------------------------------------------------------------------------


[62 FR 38792, July 18, 1997; 63 FR 7714, Feb. 17, 1998]

Figure C-1 to Subpart C of Part 53--Suggested Format for Reporting Test 
                                 Results

                  Candidate Method------------------------------------------------------------
                  Reference Method------------------------------------------------------------
                  Applicant--------------------------------------------------------------------
             [squ]  First Set    [squ]  Second Set    [squ]  Type    [squ]  1 Hour    [squ]  24 Hour
----------------------------------------------------------------------------------------------------------------
                                                     Concentration, ppm
Concentration Range          Date        Time    --------------------------  Difference    Table C-1    Pass or
                                                   Candidate    Reference                    Spec.       Fail
----------------------------------------------------------------------------------------------------------------
        Low          1
---------- ppm
to -------- ppm1
                    --------------------------------------------------------------------------------------------
                     2
                    --------------------------------------------------------------------------------------------
                     3
                    --------------------------------------------------------------------------------------------
                     4
                    --------------------------------------------------------------------------------------------
                     5
                    --------------------------------------------------------------------------------------------
                     6
----------------------------------------------------------------------------------------------------------------
       Medium        1
---------- ppm
to -------- ppm1
                    --------------------------------------------------------------------------------------------
                     2
                    --------------------------------------------------------------------------------------------
                     3
                    --------------------------------------------------------------------------------------------
                     4
                    --------------------------------------------------------------------------------------------
                     5
                    --------------------------------------------------------------------------------------------
                     6
----------------------------------------------------------------------------------------------------------------
        High         1
---------- ppm
to -------- ppm1
                    --------------------------------------------------------------------------------------------
                     2
                    --------------------------------------------------------------------------------------------
                     3
                    --------------------------------------------------------------------------------------------
                     4
                    --------------------------------------------------------------------------------------------
                     5
                    --------------------------------------------------------------------------------------------
                     6
                    --------------------------------------------------------------------------------------------

[[Page 47]]


                     7
                    --------------------------------------------------------------------------------------------
                     8
                    --------------------------------------------------------------------------------------------
                     ...  ..........  ..........  ...........  ...........  ............  Total
                                                                                          Failures:
----------------------------------------------------------------------------------------------------------------

             Appendix A to Subpart C of Part 53--References

    (1) American National Standard--Specifications and Guidelines for 
Quality Systems for Environmental Data Collection and Environmental 
Technology Programs, ANSI/ASQC E4-1994. Available from American Society 
for Quality Control, 611 East Wisconsin Avenue, Milwaukee, WI 53202.

Subpart D--Procedures for Testing Performance Characteristics of Methods 
                           for PM10

    Source: 52 FR 24729, July 1, 1987, unless otherwise noted.

Sec. 53.40  General provisions.

    (a) The test procedures prescribed in this subpart shall be used to 
test the performance of candidate methods for PM10 against 
the performance specifications given in table D-1. Except as provided in 
paragraph (b) of this section, a test sampler or samplers representative 
of the sampler described in the candidate method must exhibit 
performance better than, or equal to, the specified value for each 
performance parameter, to satisfy the requirements of this subpart.
    (b) For a candidate method using a PM10 sampler 
previously approved as part of a designated PM10 method, only 
the test for precision need be conducted and passed to satisfy the 
requirements of this subpart. For a candidate method using a 
PM10 sampler inlet previously approved as part of a 
designated PM10 method, the tests for precision and flow rate 
stability must be conducted and passed to satisfy the requirements of 
this subpart; the tests for sampling effectiveness and 50 percent 
cutpoint need not be conducted if suitable rationale is provided to 
demonstrate that test results submitted for the previously approved 
method are applicable to the candidate method.
    (c) The liquid particle sampling effectiveness and 50 percent 
cutpoint of a test sampler shall be determined in a wind tunnel using 10 
particle sizes and three wind speeds as specified in table D-2. A 
minimum of 3 replicate measurements of sampling effectiveness shall be 
required for each of the 30 test conditions for a minimum of 90 test 
measurements.
    (d) For the liquid particle sampling effectiveness parameter, a 
smooth curve plot shall be constructed of sampling effectiveness 
(percent) versus aerodynamic particle diameter ([mu]m) for each of the 
three wind speeds. These plots shall be used to calculate the expected 
mass concentration for the test sampler, using the procedure in 
Sec. 53.43(a). The candidate method passes the liquid particle sampling 
effectiveness test if the expected mass concentration calculated for the 
test sampler at each wind speed differs by no more than 10 
percent from that predicted for the ``ideal'' sampler.*
---------------------------------------------------------------------------

    * The sampling effectiveness curve for this ``ideal'' sampler is 
described by column 5 of table D-3 and is based on a model that 
approximates the penetration of particles into the human respiratory 
tract. Additional information on this model may be found in a document 
entitled, ``Particle Collection Criteria for 10 Micrometer Samplers,'' 
which is available from the Quality Assurance Division (MD-77), 
Environmental Monitoring Systems Laboratory, U.S. Environmental 
Protection Agency, Research Triangle Park, NC 27711.

---------------------------------------------------------------------------

[[Page 48]]

    (e) For the 50 percent cutpoint parameter, the test result for each 
wind speed shall be reported as the particle size at which the curve 
specified in Sec. 53.40(d) crosses the 50 percent effectiveness line. 
The candidate method passes the 50 percent cutpoint test if the test 
result at each wind speed falls within 100.5 [mu]m.
    (f) The solid particle sampling effectiveness of a test sampler 
shall be determined in a wind tunnel using 25 [mu]m particles at 2 wind 
speeds as specified in table D-2. A minimum of three replicate 
measurements of sampling effectiveness for the 25 [mu]m solid particles 
shall be required at both wind speeds for a minimum of 6 test 
measurements.
    (g) For the solid particle sampling effectiveness parameter, the 
test result for each wind speed shall be reported as the difference 
between the average of the replicate sampling effectiveness measurements 
obtained for the 25 [mu]m solid particles and the average of the 
replicate measurements obtained for the 25 [mu]m liquid particles. The 
candidate method passes the solid particle sampling effectiveness test 
if the test result for each wind speed is less than, or equal to, 5 
percent.
    (h) The precision and flow rate stability of three identical test 
samplers shall be determined at a suitable test site by simultaneously 
sampling the PM10 concentration of the atmosphere for 10 
periods of 24 hours.
    (i) For the precision parameter, the test result for each of the 10 
periods of 24 hours shall be calculated using the procedure in 
Sec. 53.43(c). The candidate method passes the precision test if all of 
the test results meet the specifications in table D-1.
    (j) For the flow rate stability parameter, the test results for each 
of the three test samplers and for each of the 10 periods of 24 hours 
shall be calculated using the procedure in Sec. 53.43(d). The candidate 
method passes the flow rate stability test if all of the test results 
meet the specifications in table D-1.
    (k) All test data and other documentation obtained from or pertinent 
to these tests shall be identified, dated, signed by the analyst 
performing the test, and submitted to EPA.

         Table D-1--Performance Specifications for PM10 Samplers
------------------------------------------------------------------------
     Performance parameter            Units            Specification
------------------------------------------------------------------------
1. Sampling effectiveness:
  A. Liquid particles.........  Percent..........  Such that the
                                                    expected mass
                                                    concentration is
                                                    within 10 percent of
                                                    that predicted for
                                                    the ideal sampler.
  B. Solid particles..........  Percent..........  Sampling
                                                    effectiveness is no
                                                    more than 5 percent
                                                    above that obtained
                                                    for liquid particles
                                                    of same size.
2. 50 Percent cutpoint          [mu]m............  10[mu].5
                                                    [mu]m aerodynamic
                                                    diameter.
3. Precision                    [mu]g/m\3\ or      5 [mu]g/m\3\ or 7
                                 percent.           percent for three
                                                    collocated samplers.
4. Flow rate stability          Percent..........  Average flow rate
                                                    over 24 hours within
                                                    5
                                                    percent of initial
                                                    flow rate; all
                                                    measured flow rates
                                                    over 24 hours within
                                                    10
                                                    percent of initial
                                                    flow rate.
------------------------------------------------------------------------

Sec. 53.41  Test conditions.

    (a) Set-up and start-up of all test samplers shall be in strict 
accordance with the operating instructions specified in the manual 
referred to in Sec. 53.4(b)(3).
    (b) If the internal surface or surfaces of the candidate method's 
sampler inlet on which the particles removed by the inlet are collected 
is a dry surface (i.e., not normally coated with oil or grease), those 
surfaces shall be cleaned prior to conducting wind tunnel tests with 
solid particles.
    (c) Once the test sampler or samplers have been set up and the 
performance tests started, manual adjustment shall be permitted only 
between test points for the sampling effectiveness and 50 percent 
cutpoint tests or between test days for the precision and flow rate 
stability tests. The manual adjustments and any periodic maintenance 
shall be limited to only those procedures prescribed in the manual 
referred

[[Page 49]]

to in Sec. 53.4(b)(3). The submitted records shall show clearly when any 
manual adjustment or periodic maintenance was made and shall describe 
the operations performed.
    (d) If a test sampler malfunctions during any of the sampling 
effectiveness and 50 percent cutpoint tests, that test run shall be 
repeated. If a test sampler malfunctions during any of the precision and 
flow rate stability tests, that day's test shall be repeated. A detailed 
explanation of all malfunctions and the remedial actions taken shall be 
submitted to EPA with the application.

Sec. 53.42  Generation of test atmospheres for wind tunnel tests.

    (a) A vibrating orifice aerosol generator shall be used to produce 
monodispersed liquid particles of oleic acid tagged with uranine dye and 
monodispersed solid particles of ammonium fluoroscein with equivalent 
aerodynamic diameters as specified in table D-2. The geometric standard 
deviation for each particle size and type generated shall not exceed 1.1 
(for primary particles) and the proportion of multiplets (doublets and 
triplets) in a test particle atmosphere shall not exceed 10 percent. The 
particle delivery system shall consist of a blower system and a wind 
tunnel having a test section of sufficiently large cross-sectional area 
such that the test sampler, or portion thereof, as installed in the test 
section for testing, blocks no more than 15 percent of that area. To be 
acceptable, the blower system must be capable of achieving uniform wind 
speeds at the speeds specified in table D-2.

  Table D-2--Particle Sizes and Wind Speeds for Sampling Effectiveness
                                  Tests
------------------------------------------------------------------------
                                             Wind speed (km/hr)
      Particle size ([mu]m) a      -------------------------------------
                                        2            8            24
------------------------------------------------------------------------
30.5..................  l          l             l
50.5..................  l          l             l
70.5..................  l          l             l
90.5..................  l          l             l
100.5.................  l          l             l
110.5.................  l          l             l
131.0.................  l          l             l
151.0.................  l          l             l
201.0.................  l          l             l
251.0.................  l          l/s           l/s
------------------------------------------------------------------------
a&thnsp[gE] Mass median aerodynamic diameter.
l = liquid particle.
s=solid particle.
Number of liquid particle test points (minimum of 3 replicates for each
  combination of particle size and wind speed): 90.
Number of solid particle test points (minimum of 3 replicates for each
  combination of particle size and wind speed): 6.
Total number of test points: 96.

    (b) The size of the test particles delivered to the test section of 
the wind tunnel shall be established using the operating parameters of 
the vibrating orifice aerosol generator and shall be verified during the 
tests by microscopic examination of samples of the particles collected 
on glass slides or other suitable substrates. When sizing liquid 
particles on glass slides, the slides should be pretreated with an 
oleophobic surfactant and an appropriate flattening factor shall be used 
in the calculation of aerodynamic diameter. The particle size, as 
established by the operating parameters of the vibrating orifice aerosol 
generator, shall be within the tolerance specified in table D-2. The 
precision of the particle size verification technique shall be 0.5 [mu]m 
or better, and particle size determined by the verification technique 
shall not differ by more than 0.5 [mu]m or 10 percent, whichever is 
higher, from that established by the operating parameters of the 
vibrating orifice aerosol generator.
    (c) The population of multiplets in a test particle atmosphere shall 
be determined during the tests and shall not exceed 10 percent. Solid 
particles shall be checked for dryness and evidence of breakage or 
agglomeration during the microscopic examination. If the solid particles 
in a test atmosphere are wet or show evidence of significant breakage or 
agglomeration ([mu]5 percent), the solid particle test atmosphere is 
unacceptable for purposes of these tests.
    (d) The concentration of particles in the wind tunnel is not 
critical. However, the cross-sectional uniformity of the particle 
concentration in the sampling zone of the test section shall be 
established during the tests using isokinetic samplers. An array of not 
less than five evenly spaced isokinetic samplers shall be used to 
determine the particle concentration uniformity in the sampling zone. If 
the particle concentration measured by any single isokinetic sampler in 
the sampling zone differs by more than 10 percent from the mean 
concentration, the particle delivery system is unacceptable

[[Page 50]]

in terms of uniformity of particle concentration. The sampling zone 
shall be a rectangular area having a horizontal dimension not less than 
1.2 times the width of the test sampler at its inlet opening and a 
vertical dimension not less than 25 centimeters. The sampling zone is an 
area in the test section of the wind tunnel that is horizontally and 
vertically symmetrical with respect to the test sampler inlet opening.
    (e) The wind speed in the wind tunnel shall be determined during the 
tests using an appropriate technique capable of a precision of 5 percent 
or better (e.g., hot-wire anemometry). The mean wind speed in the test 
section of the wind tunnel during the tests shall be within 10 percent 
of the value specified in table D-2. The wind speed measured at any test 
point in the test section shall not differ by more than 10 percent from 
the mean wind speed in the test section. The turbulence intensity 
(longitudinal component and macroscale) in the test section shall be 
determined during the tests using an appropriate technique (e.g., hot-
wire anemometry).
    (f) The accuracy of all flow measurements used to calculate the test 
atmosphere concentrations and the test results shall be documented to be 
within 2 percent, referenced to a primary standard. Any flow 
measurement corrections shall be clearly shown. All flow measurements 
shall be given in actual volumetric units.
    (g) Schematic drawings of the particle delivery system (wind tunnel 
and blower system) and other information showing complete procedural 
details of the test atmosphere generation, verification, and delivery 
techniques shall be submitted to EPA. All pertinent calculations shall 
be clearly presented.

Sec. 53.43  Test procedures.

    (a) Sampling effectiveness--(1) Technical definition. The ratio 
(expressed as a percentage) of the mass concentration of particles of a 
given size reaching the sampler filter or filters to the mass 
concentration of particles of the same size approaching the sampler.
    (2) Test procedure. (i) Establish a wind speed specified in table D-
2 and measure the wind speed and turbulence intensity (longitudinal 
component and macroscale) at a minimum of 12 test points in a cross-
sectional area of the test section of the wind tunnel. The mean wind 
speed in the test section must be within 10 percent of the 
value specified in table D-2 and the variation at any test point in the 
test section may not exceed 10 percent of the mean.
    (ii) Generate particles of a size and type specified in table D-2 
using a vibrating orifice aerosol generator. Check for the presence of 
satellites and adjust the generator as necessary. Calculate the 
aerodynamic particle size using the operating parameters of the 
vibrating orifice aerosol generator and record. The calculated 
aerodynamic diameter must be within the tolerance specified in table D-
2.
    (iii) Collect a sample of the particles on a glass slide or other 
suitable substrate at the particle injection point. If a glass slide is 
used, it should be pretreated with an appropriate oleophobic surfactant 
when collecting liquid particles. Use a microscopic technique to size a 
minimum of 25 primary particles in three viewing fields (do not include 
multiplets). Determine the geometric mean aerodynamic diameter and 
geometric standard deviation using the bulk density of the particle type 
(and an appropriate flattening factor for liquid particles if collected 
on a glass slide). The measured geometric mean aerodynamic diameter must 
be within 0.5 [mu]m or 10 percent of the aerodynamic diameter calculated 
from the operating parameters of the vibrating orifice aerosol 
generator. The geometric standard deviation must not exceed 1.1.
    (iv) Determine the population of multiplets (doublets and triplets) 
in the collected sample by counting a minimum of 100 particles in three 
viewing fields. The multiplet population of the particle test atmosphere 
must not exceed 10 percent.
    (v) Introduce the particles into the wind tunnel and allow the 
particle concentration to stabilize.
    (vi) Install an array of five or more evenly spaced isokinetic 
samplers in the sampling zone (see Sec. 53.42(d)) of the wind tunnel. 
Collect particles on appropriate filters (e.g., glass fiber) over a time 
period such that the relative error of the measured particle 
concentration

[[Page 51]]

is less than 5 percent. Relative error is defined as (px100%)/(X), where 
p is the precision of the fluorometer on the appropriate range, X is the 
measured concentration, and the units of p and X are the same.
    (vii) Determine the quantity of material collected with each 
isokinetic sampler in the array using a calibrated fluorometer. 
Calculate and record the mass concentration for each isokinetic sampler 
as:
[GRAPHIC] [TIFF OMITTED] TC09NO91.015

where
i = replicate number and j = isokinetic sampler number.

    (viii) Calculate and record the mean mass concentration as:
    [GRAPHIC] [TIFF OMITTED] TC09NO91.016
    
where

n = total number of isokinetic samplers.

    (ix) Calculate and record the coefficient of variation of the mass 
concentration measurements as:
[GRAPHIC] [TIFF OMITTED] TC09NO91.017


If the value of CViso(i) exceeds 0.10, the particle 
concentration uniformity is unacceptable and steps (vi) through (ix) 
must be repeated. If adjustment of the vibrating orifice aerosol 
generator or changes in the particle delivery system are necessary to 
achieve uniformity, steps (ii) through (ix) must be repeated. Remove the 
array of isokinetic samplers from the wind tunnel. NOTE: A single 
isokinetic sampler, operated at the same nominal flow rate as the test 
sampler, may be used in place of the array of isokinetic samplers for 
the determination of particle mass concentration used in the calculation 
of sampling effectiveness of the test sampler in step (xiii). In this 
case, the array of isokinetic samplers must be used to demonstrate 
particle concentration uniformity prior to the replicate measurements of 
sampling effectiveness.
    (x) If a single isokinetic sampler is used, install the sampler in 
the wind tunnel with the sampler nozzle centered in the sampling zone 
(see Sec. 53.42(d)). Collect particles on an appropriate filter (e.g., 
glass fiber) for a time period such that the relative error of the 
measured concentration (as defined in step (vi)) is less than 5 percent. 
Determine the quantity of material collected with the isokinetic sampler 
using a calibrated fluorometer. Calculate and record the mass 
concentration as Ciso(i) as in step vii. Remove the 
isokinetic sampler from the wind tunnel.
    (xi) Install the test sampler (or portion thereof) in the wind 
tunnel with the sampler inlet opening centered in the sampling zone (see 
Sec. 53.42(d)). To meet the maximum blockage limit of Sec. 53.42(a) or 
for convenience, part of the test sampler may be positioned external to 
the wind tunnel provided that neither the geometry of the sampler nor 
the length of any connecting tube or pipe is altered. Collect particles 
on

[[Page 52]]

an appropriate filter or filters (e.g., glass fiber) for a time period 
such that the relative error of the measured concentration (as defined 
in step (vi)) is less than 5 percent.
    (xii) Determine the quantity of material collected with the test 
sampler using a calibrated fluorometer. Calculate and record the mass 
concentration as:
[GRAPHIC] [TIFF OMITTED] TC09NO91.018

where i=replicate number.

    (xiii) Calculate and record the sampling effectiveness of the test 
sampler as:
[GRAPHIC] [TIFF OMITTED] TC09NO91.019

where i = replicate number.

    Note: If a single isokinetic sampler is used for the determination 
of particle mass concentration, replace Ciso(i) with 
Ciso(i).

    (xiv) Remove the test sampler from the wind tunnel. Repeat steps 
(vi) through (xiii), as appropriate, to obtain a minimum of three 
replicate measurements of sampling effectiveness.
    (xv) Calculate and record the average sampling effectiveness of the 
test sampler as:
[GRAPHIC] [TIFF OMITTED] TC09NO91.020


where n=number of replicates.
    (xvi) Calculate and record the coefficient of variation for the 
replicate sampling effectiveness measurements of the test sampler as:
[GRAPHIC] [TIFF OMITTED] TC09NO91.021


If the value of CVE exceeds 0.10, the test run (steps (ii) 
through (xvi)) must be repeated.
    (xvii) Repeat steps i through xvi for each wind speed, particle 
size, and particle type specified in table D-2.
    (xviii) For each of the three wind speeds (nominally 2, 8, and 24 
km/hr), correct the liquid particle sampling effectiveness data for the 
presence of multiplets (doublets and triplets) in the test particle 
atmospheres.
    (xix) For each wind speed, plot the corrected liquid particle 
sampling effectiveness of the test sampler (Ecorr) as a 
function of particle size (dp) on semi-logarithmic graph 
paper where dp is the particle size established by the 
operating parameters of the vibrating orifice aerosol generator. 
Construct a smooth curve through the data.
    (xx) For each wind speed, calculate the expected mass concentration 
for the test sampler under the assumed particle size distribution and 
compare it to the mass concentration predicted for the ideal sampler, as 
follows:
    (A) Extrapolate the upper and lower ends of the corrected liquid 
particle sampling effectiveness curve to 100 percent and 0 percent, 
respectively, using smooth curves. Assume that Ecorr = 100 
percent at a particle size of 1.0 [mu]m and Ecorr = 0 percent 
at a particle size of 50 [mu]m.
    (B) Determine the value of Ecorr at each of the particle 
sizes specified in the first column of table D-3. Record each 
Ecorr value as a decimal between 0 and 1 in the second column 
of table D-3.
    (C) Multiply the values of Ecorr in column 2 by the 
interval mass concentration values in column 3 and enter the products in 
column 4 of table D-3.
    (D) Sum the values in column 4 and enter the total as the expected 
mass concentration for the test sampler at the bottom of column 4 of 
table D-3.

[[Page 53]]

    (E) Calculate and record the percent difference in expected mass 
concentration between the test sampler and the ideal sampler as:
[GRAPHIC] [TIFF OMITTED] TC09NO91.022

where:

Csam(exp) = expected mass concentration for the test sampler, 
[mu]g/m\3\
Cideal(exp) = expected mass concentration for the ideal 
sampler, [mu]g/m\3\ (calculated for the ideal sampler and given at the 
bottom of column 7 of table D-3.)

    (F) The candidate method passes the liquid particle sampling 
effectiveness test if the [Delta] C value for each wind speed meets the 
specification in table D-1.
    (xxi) For each of the two wind speeds (nominally 8 and 24 km/hr), 
calculate the difference between the average sampling effectiveness 
value for the 25 [mu]m solid particles and the average sampling 
effectiveness value for the 25 [mu]m liquid particles (uncorrected for 
multiplets).
    (xxii) The candidate method passes the solid particle sampling 
effectiveness test if each such difference meets the specification in 
table D-1.

                                                Table D-3--Expected Mass Concentration for PM10 Samplers
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                Test sampler                                                      Ideal Sampler
                     -----------------------------------------------------------------------------------------------------------------------------------
 Particle size (um)                             Interval mass         Expected mass                               Interval mass         Expected mass
                            Sampling        concentration ([mu]g/ concentration ([mu]g/       Sampling        concentration ([mu]g/ concentration ([mu]g/
                          effectiveness             m\3\)                 m\3\)             effectiveness             m\3\)                 m\3\)
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1)                                  (2)                   (3)                   (4)                   (5)                   (6)                   (7)
--------------------------------------------------------------------------------------------------------------------------------------------------------
              <1.0                 1.000                62.813                62.813                 1.000                62.813                62.813
               1.5                                       9.554                                       0.949                 9.554                 9.067
              02.0                                       2.164                                       0.942                 2.164                 2.038
              02.5                                       1.785                                       0.933                 1.785                 1.665
              03.0                                       2.084                                       0.922                 2.084                 1.921
              03.5                                       2.618                                       0.909                 2.618                 2.380
              04.0                                       3.211                                       0.893                 3.211                 2.867
              04.5                                       3.784                                       0.876                 3.784                 3.315
              05.0                                       4.300                                       0.857                 4.300                 3.685
              05.5                                       4.742                                       0.835                 4.742                 3.960
              06.0                                       5.105                                       0.812                 5.105                 4.145
              06.5                                       5.389                                       0.786                 5.389                 4.236
              07.0                                       5.601                                       0.759                 5.601                 4.251
              07.5                                       5.746                                       0.729                 5.746                 4.189
              08.0                                       5.834                                       0.697                 5.834                 4.066
              08.5                                       5.871                                       0.664                 5.871                 3.898
              09.0                                       5.864                                       0.628                 5.864                 3.683
              09.5                                       5.822                                       0.590                 5.822                 3.435
              10.0                                       5.750                                       0.551                 5.750                 3.168
              10.5                                       5.653                                       0.509                 5.653                 2.877
              11.0                                       8.257                                       0.465                 8.257                 3.840
              12.0                                      10.521                                       0.371                10.521                 3.903
              13.0                                       9.902                                       0.269                 9.902                 2.664
              14.0                                       9.250                                       0.159                 9.250                 1.471
              15.0                                       8.593                                       0.041                 8.593                 0.352
              16.0                                       7.948                                       0.000                 7.948                 0.000
              17.0                                       7.329                                       0.000                 7.329                 0.000
              18.0                                       9.904                                       0.000                 9.904                 0.000
              20.0                                      11.366                                       0.000                11.366                 0.000
              22.0                                       9.540                                       0.000                 9.540                 0.000
              24.0                                       7.997                                       0.000                 7.997                 0.000
              26.0                                       6.704                                       0.000                 6.704                 0.000
              28.0                                       5.627                                       0.000                 5.627                 0.000
              30.0                                       7.785                                       0.000                 7.785                 0.000
              35.0                                       7.800                                       0.000                 7.800                 0.000
              40.0                                       5.192                                       0.000                 5.192                 0.000
              45.0                                       4.959                                       0.000                 4.959                 0.000
                                                Csam(exp) = D                                                      Cideal(exp) =               143.889
--------------------------------------------------------------------------------------------------------------------------------------------------------

    (b) 50 Percent cutpoint--(1) Technical definition. The particle size 
for which the sampling effectiveness of the sampler is 50 percent.

[[Page 54]]

    (2) Test procedure. (i) From the corrected liquid particle sampling 
effectiveness curves for each of the three wind speeds, determine the 
particle size at which the curve crosses the 50 percent effectiveness 
line and record as D50 on the corresponding sampling 
effectiveness plot.
    (ii) The candidate method passes the 50 percent cutpoint test if the 
D50 value at each wind speed meets the specification in table 
D-1.
    (c) Precision--(1) Technical definition. The variation in the 
measured particle concentration among identical samplers under typical 
sampling conditions.
    (2) Test procedure. (i) Set up three identical test samplers at the 
test site in strict accordance with the instructions in the manual 
referred to in Sec. 53.4(b)(3). Locate the test sampler inlet openings 
at the same height and between 2 and 4 meters apart. The samplers shall 
be oriented in a manner that will minimize spatial and wind directional 
effects on sample collection. Perform a flow calibration for each test 
sampler in accordance with the instructions given in the instruction 
manual and/or appendix J to part 50 of this chapter. Set the operating 
flow rate to the value prescribed in the sampler instruction manual.

    Note: For candidate equivalent methods, this test may be used to 
satisfy part of the requirements of subpart C of this chapter. In that 
case, three reference method samplers are also used at the test site, 
measurements with the candidate and reference methods are compared as 
specified in Sec. 53.34, and the test site must meet the requirements of 
Sec. 53.30(b).

    (ii) Measure the PM10 concentration of the atmosphere 
using the three test samplers for 10 periods (test days) of 24 hours 
each. On each of the 10 test days, measure the initial and final flow 
rates of each test sampler. On three of the test days, measure the flow 
rate of each test sampler after 6, 12, and 18 hours of operation. All 
measurements of flow rate and mass collected must be made in accordance 
with the procedures prescribed in the sampler instruction manual and/or 
appendix J to part 50 of this chapter. All measurements of flow rate 
must be in actual volumetric units. Record the PM10 
concentration for each sampler and each test day as C(i)(j) 
where i is the sampler number and j is the test day.
    (iii) For each test day, calculate and record the average of the 
three measured PM10 concentrations as C(j) where j 
is the test day. If C(j)<30 [mu] g/m\3\ for any test day, 
data from that test day are unacceptable and the tests for that day must 
be repeated.
    (iv) Calculate and record the precision for each of the 10 test days 
as:



[[Page 55]]


    (v) The candidate method passes the precision test if all 10 
Pj or RPj values meet the specifications in table 
D-1.
    (d) Flow rate stability--(1) Technical definition. Freedom from 
variation in the operating flow rate of the sampler under typical 
sampling conditions.
    (2) Test procedure. (i) For each of the three test samplers and each 
of the 10 test days of the precision test, record each measured flow 
rate as F(i)(j)(t), where i is the sampler number, j is the 
test day, and t is the time of flow rate measurement (t=0, 6, 12, 18, or 
24 hours).
    (ii) For each sampler and for each test day, calculate and record 
the average flow rate as:


where n = number of flow rate measurements during the 24-hour test day.

    (iii) For each sampler and for each test day, calculate and record 
the percent difference between the average flow rate and the initial 
flow rate as:


where F(i)(j)(0) is the initial flow rate (t=0).

    (iv) For each sampler and for each of the 3 test days on which flow 
measurements were obtained at 6-hour intervals throughout the 24-hour 
sampling period, calculate and record the percent differences between 
each measured flow rate and the initial flow rate as:


where t = 6, 12, 18, or 24 hours.

    (v) The candidate method passes the flow rate stability test if all 
of the [Delta] F(i)(j) and [Delta] F(i)(j)(t) 
values meet the specifications in table D-1.

  Subpart E--Procedures for Testing Physical (Design) and Performance 
Characteristics of Reference Methods and Class I Equivalent Methods for 
                            PM2.5

    Source: 62 FR 38799, July 18, 1997, unless otherwise noted.

Sec. 53.50   General provisions.

    (a) This subpart sets forth the specific tests that must be carried 
out and the test results, evidence, documentation, and other materials 
that must be provided to EPA to demonstrate that a PM2.5 
sampler associated with a candidate reference method or Class I 
equivalent method meets all design and performance specifications set 
forth in 40 CFR part 50, appendix L, as well as additional requirements 
specified in this subpart E. Some of these tests may also be applicable 
to portions of a candidate Class II equivalent method sampler, as 
determined under subpart F of this part. Some or all of these tests may 
also be applicable to a candidate Class III equivalent method sampler, 
as may be determined under Sec. 53.3(a)(4) or Sec. 53.3(b)(3).
    (b) Samplers associated with candidate reference methods for 
PM2.5 shall be subject to the provisions, specifications, and 
test procedures prescribed in Secs. 53.51 through 53.58. Samplers 
associated with candidate Class I equivalent methods for 
PM2.5 shall be subject to the provisions, specifications, and 
test procedures prescribed in all sections of this subpart. Samplers 
associated with candidate Class II equivalent methods for 
PM2.5 shall be subject to the provisions, specifications, and 
test procedures prescribed in all applicable sections of this subpart, 
as specified in subpart F of this part.
    (c) The provisions of Sec. 53.51 pertain to test results and 
documentation required to demonstrate compliance of a candidate method 
sampler with the design specifications set forth in 40 CFR part 50, 
appendix L. The test procedures prescribed in Secs. 53.52 through 53.59 
pertain to performance tests required

[[Page 56]]

to demonstrate compliance of a candidate method sampler with the 
performance specifications set forth in 40 CFR part 50, appendix L, as 
well as additional requirements specified in this subpart E. These 
latter test procedures shall be used to test the performance of 
candidate samplers against the performance specifications and 
requirements specified in each procedure and summarized in table E-1 of 
this subpart.
    (d) Test procedures prescribed in Sec. 53.59 do not apply to 
candidate reference method samplers. These procedures apply primarily to 
candidate Class I equivalent method samplers for PM2.5 which 
have a sample air flow path configuration upstream of the sample filter 
that is modified with respect to that specified for the reference method 
sampler, as set forth in 40 CFR part 50, appendix L, figures L-1 to L-
29, such as might be necessary to provide for sequential sample 
capability. The additional tests determine the adequacy of aerosol 
transport through any altered components or supplemental devices that 
are used in a candidate sampler upstream of the sample filter. In 
addition to the other test procedures in this subpart, these test 
procedures shall be used to further test the performance of such an 
equivalent method sampler against the performance specifications given 
in the procedure and summarized in table E-1 of this subpart.
    (e) A 10-day operational field test of measurement precision is 
required under Sec. 53.58 for both candidate reference and equivalent 
method samplers. This test requires collocated operation of three 
candidate method samplers at a field test site. For candidate equivalent 
method samplers, this test may be combined and carried out concurrently 
with the test for comparability to the reference method specified under 
Sec. 53.34, which requires collocated operation of three reference 
method samplers and three candidate equivalent method samplers.
    (f) All tests and collection of test data shall be performed in 
accordance with the requirements of reference 1, section 4.10.5 (ISO 
9001) and reference 2, part B, section 3.3.1, paragraphs 1 and 2 and 
part C, section 4.6 (ANSI/ASQC E4) in appendix A of this subpart. All 
test data and other documentation obtained specifically from or 
pertinent to these tests shall be identified, dated, signed by the 
analyst performing the test, and submitted to EPA in accordance with 
subpart A of this part.

Sec. 53.51   Demonstration of compliance with design specifications and 
          manufacturing and test requirements.

    (a) Overview. (1) The subsequent paragraphs of this section specify 
certain documentation that must be submitted and tests that are required 
to demonstrate that samplers associated with a designated reference or 
equivalent method for PM2.5 are properly manufactured to meet 
all applicable design and performance specifications and have been 
properly tested according to all applicable test requirements for such 
designation. Documentation is required to show that instruments and 
components of a PM2.5 sampler are manufactured in an ISO 
9001-registered facility under a quality system that meets ISO-9001 
requirements for manufacturing quality control and testing.
    (2) In addition, specific tests are required to verify that two 
critical features of reference method samplers impactor jet diameter and 
the surface finish of surfaces specified to be anodized meet the 
specifications of 40 CFR part 50, appendix L. A checklist is required to 
provide certification by an ISO-certified auditor that all performance 
and other required tests have been properly and appropriately conducted, 
based on a reasonable and appropriate sample of the actual operations or 
their documented records. Following designation of the method, another 
checklist is required, initially and annually, to provide an ISO-
certified auditor's certification that the sampler manufacturing process 
is being implemented under an adequate and appropriate quality system.
    (3) For the purposes of this section, the definitions of ISO 9001-
registered facility and ISO-certified auditor are found in Sec. 53.1. An 
exception to the reliance by EPA on ISO-certified auditors is the 
requirement for the submission of the operation or instruction manual 
associated with the candidate method to EPA as part of the application. 
This

[[Page 57]]

manual is required under Sec. 53.4(b)(3). EPA has determined that 
acceptable technical judgment for review of this manual may not be 
assured by ISO-certified auditors, and approval of this manual will 
therefore be performed by EPA.
    (b) ISO registration of manufacturing facility. (1) The applicant 
must submit documentation verifying that the samplers identified and 
sold as part of a designated PM2.5 reference or equivalent 
method will be manufactured in an ISO 9001-registered facility and that 
the manufacturing facility is maintained in compliance with all 
applicable ISO 9001 requirements (reference 1 in appendix A of this 
subpart). The documentation shall indicate the date of the original ISO 
9001 registration for the facility and shall include a copy of the most 
recent certification of continued ISO 9001 facility registration. If the 
manufacturer does not wish to initiate or complete ISO 9001 registration 
for the manufacturing facility, documentation must be included in the 
application to EPA describing an alternative method to demonstrate that 
the facility meets the same general requirements as required for 
registration to ISO-9001. In this case, the applicant must provide 
documentation in the application to demonstrate, by required ISO-
certified auditor's inspections, that a quality system is in place which 
is adequate to document and monitor that the sampler system components 
and final assembled samplers all conform to the design, performance and 
other requirements specified in this part and in 40 CFR part 50, 
appendix L.
    (2) Phase-in period. For a period of 1 year following the effective 
date of this subpart, a candidate reference or equivalent method for 
PM2.5 that utilizes a sampler manufactured in a facility that 
is not ISO 9001-registered or otherwise approved by EPA under paragraph 
(b)(1) of this section may be conditionally designated as a reference or 
equivalent method under this part. Such conditional designation will be 
considered on the basis of evidence submitted in association with the 
candidate method application showing that appropriate efforts are 
currently underway to seek ISO 9001 registration or alternative approval 
of the facility's quality system under paragraph (b)(1) of this section 
within the next 12 months. Such conditional designation shall expire 1 
year after the date of the Federal Register notice of the conditional 
designation unless documentation verifying successful ISO 9001 
registration for the facility or other EPA-acceptable quality system 
review and approval process of the production facility that will 
manufacture the samplers is submitted at least 30 days prior to the 
expiration date.
    (c) Sampler manufacturing quality control. The manufacturer must 
ensure that all components used in the manufacture of PM2.5 
samplers to be sold as part of a reference or equivalent method and that 
are specified by design in 40 CFR part 50, appendix L, are fabricated or 
manufactured exactly as specified. If the manufacturer's quality records 
show that its quality control (QC) and quality assurance (QA) system of 
standard process control inspections (of a set number and frequency of 
testing that is less than 100 percent) complies with the applicable QA 
provisions of section 4 of reference 4 in appendix A of this subpart and 
prevents nonconformances, 100 percent testing shall not be required 
until that conclusion is disproved by customer return or other 
independent manufacturer or customer test records. If problems are 
uncovered, inspection to verify conformance to the drawings, 
specifications, and tolerances shall be performed. Refer also to 
paragraph (e) of this section--final assembly and inspection 
requirements.
    (d) Specific tests and supporting documentation required to verify 
conformance to critical component specifications--(1) Verification of 
PM2.5 impactor jet diameter. The diameter of the jet of each 
impactor manufactured for a PM2.5 sampler under the impactor 
design specifications set forth in 40 CFR part 50, appendix L, shall be 
verified against the tolerance specified on the drawing, using standard, 
NIST-traceable ZZ go/no go plug gages. This test shall be a final check 
of the jet diameter following all fabrication operations, and a record 
shall be kept of this final check.

[[Page 58]]

The manufacturer shall submit evidence that this procedure is 
incorporated into the manufacturing procedure, that the test is or will 
be routinely implemented, and that an appropriate procedure is in place 
for the disposition of units that fail this tolerance test.
    (2) Verification of surface finish. The anodization process used to 
treat surfaces specified to be anodized shall be verified by testing 
treated specimen surfaces for weight and corrosion resistance to ensure 
that the coating obtained conforms to the coating specification. The 
specimen surfaces shall be finished in accordance with military standard 
specification 8625F, Type II, Class I (reference 4 in appendix A of this 
subpart) in the same way the sampler surfaces are finished, and tested, 
prior to sealing, as specified in section 4.5.2 of reference 4 in 
appendix A of this subpart.
    (e) Final assembly and inspection requirements. Each sampler shall 
be tested after manufacture and before delivery to the final user. Each 
manufacturer shall document its post-manufacturing test procedures. As a 
minimum, each test shall consist of the following: Tests of the overall 
integrity of the sampler, including leak tests; calibration or 
verification of the calibration of the flow measurement device, 
barometric pressure sensor, and temperature sensors; and operation of 
the sampler with a filter in place over a period of at least 48 hours. 
The results of each test shall be suitably documented and shall be 
subject to review by an ISO-certified auditor.
    (f) Manufacturer's audit checklists. Manufacturers shall require an 
ISO-certified auditor to sign and date a statement indicating that the 
auditor is aware of the appropriate manufacturing specifications 
contained in 40 CFR part 50, appendix L, and the test or verification 
requirements in this subpart. Manufacturers shall also require an ISO-
certified auditor to complete the checklists, shown in figures E-1 and 
E-2 of this subpart, which describe the manufacturer's ability to meet 
the requirements of the standard for both designation testing and 
product manufacture.
    (1) Designation testing checklist. The completed statement and 
checklist as shown in figure E-1 of this subpart shall be submitted with 
the application for reference or equivalent method determination.
    (2) Product manufacturing checklist. Manufacturers shall require an 
ISO-certified auditor to complete a Product Manufacturing Checklist 
(figure E-2 of this subpart), which evaluates the manufacturer on its 
ability to meet the requirements of the standard in maintaining quality 
control in the production of reference or equivalent devices. The 
initial completed checklist shall be submitted with the application for 
reference or equivalent method determination. Also, this checklist 
(figure E-2 of this subpart) must be completed and submitted annually to 
retain a reference or equivalent method designation for a 
PM2.5 method.
    (3) Phase-in period. If the conditions of paragraph (b)(2) of this 
section apply, a candidate reference or equivalent method for 
PM2.5 may be conditionally designated as a reference or 
equivalent method under this part 53 without the submission of the 
checklists described in paragraphs (f)(1) and (f)(2) of this section. 
Such conditional designation shall expire 1 year after the date of the 
Federal Register notice of the conditional designation unless the 
checklists are submitted at least 30 days prior to the expiration date.

[62 FR 38799, July 18, 1997; 63 FR 7714, Feb. 17, 1998]

Sec. 53.52   Leak check test.

    (a) Overview. In section 7.4.6 of 40 CFR part 50, appendix L, the 
sampler is required to include the facility, including components, 
instruments, operator controls, a written procedure, and other 
capabilities as necessary, to allow the operator to carry out a leak 
test of the sampler at a field monitoring site without additional 
equipment. This test procedure is intended to test the adequacy and 
effectiveness of the sampler's leak check facility. Because of the 
variety of potential sampler configurations and leak check procedures 
possible, some adaptation of this procedure may be necessary to 
accommodate the specific sampler

[[Page 59]]

under test. The test conditions and performance specifications 
associated with this test are summarized in table E-1 of this subpart. 
The candidate test sampler must meet all test parameters and test 
specifications to successfully pass this test.
    (b) Technical definitions. (1) External leakage includes the total 
flow rate of external ambient air which enters the sampler other than 
through the sampler inlet and which passes through any one or more of 
the impactor, filter, or flow rate measurement components.
    (2) Internal leakage is the total sample air flow rate that passes 
through the filter holder assembly without passing through the sample 
filter.
    (c) Required test equipment. (1) Flow rate measurement device, range 
70 mL/min to 130 mL/min, 2 percent certified accuracy, NIST-traceable.
    (2) Flow rate measurement adaptor (40 CFR part 50, appendix L, 
figure L-30) or equivalent adaptor to facilitate measurement of sampler 
flow rate at the top of the downtube.
    (3) Impermeable membrane or disk, 47 mm nominal diameter.
    (4) Means, such as a micro-valve, of providing a simulated leak flow 
rate through the sampler of approximately 80 mL/min under the conditions 
specified for the leak check in the sampler's leak check procedure.
    (5) Teflon sample filter, as specified in section 6 of 40 CFR part 
50, appendix L.
    (d) Calibration of test measurement instruments. Submit 
documentation showing evidence of appropriately recent calibration, 
certification of calibration accuracy, and NIST-traceability (if 
required) of all measurement instruments used in the tests. The accuracy 
of flow rate meters shall be verified at the highest and lowest 
pressures and temperatures used in the tests and shall be checked at 
zero and one or more non-zero flow rates within 7 days of use for this 
test.
    (e) Test setup. (1) The test sampler shall be set up for testing as 
described in the sampler's operation or instruction manual referred to 
in Sec. 53.4(b)(3). The sampler shall be installed upright and set up in 
its normal configuration for collecting PM2.5 samples, except 
that the sample air inlet shall be removed and the flow rate measurement 
adaptor shall be installed on the sampler's downtube.
    (2) The flow rate control device shall be set up to provide a 
constant, controlled flow rate of 80 mL/min into the sampler downtube 
under the conditions specified for the leak check in the sampler's leak 
check procedure.
    (3) The flow rate measurement device shall be set up to measure the 
controlled flow rate of 80 mL/min into the sampler downtube under the 
conditions specified for the leak check in the sampler's leak check 
procedure.
    (f) Procedure. (1) Install the impermeable membrane in a filter 
cassette and install the cassette into the sampler. Carry out the 
internal leak check procedure as described in the sampler's operation/
instruction manual and verify that the leak check acceptance criterion 
specified in table E-1 of this subpart is met.
    (2) Replace the impermeable membrane with a Teflon filter and 
install the cassette in the sampler. Remove the inlet from the sampler 
and install the flow measurement adaptor on the sampler's downtube. 
Close the valve of the adaptor to seal the flow system. Conduct the 
external leak check procedure as described in the sampler's operation/
instruction manual and verify that the leak check acceptance criteria 
specified in table E-1 of this subpart are met.
    (3) Arrange the flow control device, flow rate measurement device, 
and other apparatus as necessary to provide a simulated leak flow rate 
of 80 mL/min into the test sampler through the downtube during the 
specified external leak check procedure. Carry out the external leak 
check procedure as described in the sampler's operation/instruction 
manual but with the simulated leak of 80 mL/min.
    (g) Test results. The requirements for successful passage of this 
test are:
    (1) That the leak check procedure indicates no significant external 
or internal leaks in the test sampler when no simulated leaks are 
introduced.
    (2) That the leak check procedure properly identifies the occurrence 
of the simulated external leak of 80 mL/min.

[[Page 60]]

Sec. 53.53   Test for flow rate accuracy, regulation, measurement 
          accuracy, and cut-off.

    (a) Overview. This test procedure is designed to evaluate a 
candidate sampler's flow rate accuracy with respect to the design flow 
rate, flow rate regulation, flow rate measurement accuracy, coefficient 
of variability measurement accuracy, and the flow rate cut-off function. 
The tests for the first four parameters shall be conducted over a 6-hour 
time period during which reference flow measurements are made at 
intervals not to exceed 5 minutes. The flow rate cut-off test, conducted 
separately, is intended to verify that the sampler carries out the 
required automatic sample flow rate cut-off function properly in the 
event of a low-flow condition. The test conditions and performance 
specifications associated with this test are summarized in table E-1 of 
this subpart. The candidate test sampler must meet all test parameters 
and test specifications to successfully pass this test.
    (b) Technical definitions. (1) Sample flow rate means the 
quantitative volumetric flow rate of the air stream caused by the 
sampler to enter the sampler inlet and pass through the sample filter, 
measured in actual volume units at the temperature and pressure of the 
air as it enters the inlet.
    (2) The flow rate cut-off function requires the sampler to 
automatically stop sample flow and terminate the current sample 
collection if the sample flow rate deviates by more than the variation 
limits specified in table E-1 of this subpart (10 percent 
from the nominal sample flow rate) for more than 60 seconds during a 
sample collection period. The sampler is also required to properly 
notify the operator with a flag warning indication of the out-of-
specification flow rate condition and if the flow rate cut-off results 
in an elapsed sample collection time of less than 23 hours.
    (c) Required test equipment. (1) Flow rate meter, suitable for 
measuring and recording the actual volumetric sample flow rate at the 
sampler downtube, with a minimum range of 10 to 25 L/min, 2 percent 
certified, NIST-traceable accuracy. Optional capability for continuous 
(analog) recording capability or digital recording at intervals not to 
exceed 30 seconds is recommended. While a flow meter which provides a 
direct indication of volumetric flow rate is preferred for this test, an 
alternative certified flow measurement device may be used as long as 
appropriate volumetric flow rate corrections are made based on 
measurements of actual ambient temperature and pressure conditions.
    (2) Ambient air temperature sensor, with a resolution of 0.1  deg.C 
and certified to be accurate to within 0.5  deg.C (if needed). If the 
certified flow meter does not provide direct volumetric flow rate 
readings, ambient air temperature measurements must be made using 
continuous (analog) recording capability or digital recording at 
intervals not to exceed 5 minutes.
    (3) Barometer, range 600 mm Hg to 800 mm Hg, certified accurate to 2 
mm Hg (if needed). If the certified flow meter does not provide direct 
volumetric flow rate readings, ambient pressure measurements must be 
made using continuous (analog) recording capability or digital recording 
at intervals not to exceed 5 minutes.
    (4) Flow measurement adaptor (40 CFR part 50, appendix L, figure L-
30) or equivalent adaptor to facilitate measurement of sample flow rate 
at the sampler downtube.
    (5) Valve or other means to restrict or reduce the sample flow rate 
to a value at least 10 percent below the design flow rate (16.67 L/min). 
If appropriate, the valve of the flow measurement adaptor may be used 
for this purpose.
    (6) Means for creating an additional pressure drop of 55 mm Hg in 
the sampler to simulate a heavily loaded filter, such as an orifice or 
flow restrictive plate installed in the filter holder or a valve or 
other flow restrictor temporarily installed in the flow path near the 
filter.
    (7) Teflon sample filter, as specified in section 6 of 40 CFR part 
50, appendix L (if required).
    (d) Calibration of test measurement instruments. Submit 
documentation showing evidence of appropriately recent calibration, 
certification of calibration accuracy, and NIST-

[[Page 61]]

traceability (if required) of all measurement instruments used in the 
tests. The accuracy of flow-rate meters shall be verified at the highest 
and lowest pressures and temperatures used in the tests and shall be 
checked at zero and at least one flow rate within 3 percent 
of 16.7 L/min within 7 days prior to use for this test. Where an 
instrument's measurements are to be recorded with an analog recording 
device, the accuracy of the entire instrument-recorder system shall be 
calibrated or verified.
    (e) Test setup. (1) Setup of the sampler shall be as required in 
this paragraph (e) and otherwise as described in the sampler's operation 
or instruction manual referred to in Sec. 53.4(b)(3). The sampler shall 
be installed upright and set up in its normal configuration for 
collecting PM2.5 samples. A sample filter and (or) the device 
for creating an additional 55 mm Hg pressure drop shall be installed for 
the duration of these tests. The sampler's ambient temperature, ambient 
pressure, and flow rate measurement systems shall all be calibrated per 
the sampler's operation or instruction manual within 7 days prior to 
this test.
    (2) The inlet of the candidate sampler shall be removed and the flow 
measurement adaptor installed on the sampler's downtube. A leak check as 
described in the sampler's operation or instruction manual shall be 
conducted and must be properly passed before other tests are carried 
out.
    (3) The inlet of the flow measurement adaptor shall be connected to 
the outlet of the flow rate meter.
    (4) For the flow rate cut-off test, the valve or means for reducing 
sampler flow rate shall be installed between the flow measurement 
adaptor and the downtube or in another location within the sampler such 
that the sampler flow rate can be manually restricted during the test.
    (f) Procedure. (1) Set up the sampler as specified in paragraph (e) 
of this section and otherwise prepare the sampler for normal sample 
collection operation as directed in the sampler's operation or 
instruction manual. Set the sampler to automatically start a 6-hour 
sample collection period at a convenient time.
    (2) During the 6-hour operational flow rate portion of the test, 
measure and record the sample flow rate with the flow rate meter at 
intervals not to exceed 5 minutes. If ambient temperature and pressure 
corrections are necessary to calculate volumetric flow rate, ambient 
temperature and pressure shall be measured at the same frequency as that 
of the certified flow rate measurements. Note and record the actual 
start and stop times for the 6-hour flow rate test period.
    (3) Following completion of the 6-hour flow rate test period, 
install the flow rate reduction device and change the sampler flow rate 
recording frequency to intervals of not more than 30 seconds. Reset the 
sampler to start a new sample collection period. Manually restrict the 
sampler flow rate such that the sampler flow rate is decreased slowly 
over several minutes to a flow rate slightly less than the flow rate 
cut-off value (15.0 L/min). Maintain this flow rate for at least 2.0 
minutes or until the sampler stops the sample flow automatically. 
Manually terminate the sample period, if the sampler has not terminated 
it automatically.
    (g) Test results. At the completion of the test, validate the test 
conditions and determine the test results as follows:
    (1) Mean sample flow rate. (i) From the certified measurements 
(Qref) of the test sampler flow rate obtained by use of the 
flow rate meter, tabulate each flow rate measurement in units of L/min. 
If ambient temperature and pressure corrections are necessary to 
calculate volumetric flow rate, each measured flow rate shall be 
corrected using its corresponding temperature and pressure measurement 
values. Calculate the mean flow rate for the sample period 
(Qref,ave) as follows:

                               Equation 1
[GRAPHIC] [TIFF OMITTED] TR18JY97.063

where:

n equals the number of discrete certified flow rate measurements over 
the 6-hour test period.

    (ii)(A) Calculate the percent difference between this mean flow rate

[[Page 62]]

value and the design value of 16.67 L/min, as follows:

                               Equation 2
[GRAPHIC] [TIFF OMITTED] TR18JY97.064

    (B) To successfully pass the mean flow rate test, the percent 
difference calculated in Equation 2 of this paragraph (g)(1)(ii) must be 
within 5 percent.
    (2) Sample flow rate regulation. (i) From the certified measurements 
of the test sampler flow rate, calculate the sample coefficient of 
variation (CV) of the discrete measurements as follows:

                               Equation 3
[GRAPHIC] [TIFF OMITTED] TR18JY97.065

    (ii) To successfully pass the flow rate regulation test, the 
calculated coefficient of variation for the certified flow rates must 
not exceed 2 percent.
    (3) Flow rate measurement accuracy. (i) Using the mean volumetric 
flow rate reported by the candidate test sampler at the completion of 
the 6-hour test period (Qind,ave), determine the accuracy of 
the reported mean flow rate as:

                               Equation 4
[GRAPHIC] [TIFF OMITTED] TR18JY97.066

    (ii) To successfully pass the flow rate measurement accuracy test, 
the percent difference calculated in Equation 4 of this paragraph (g)(3) 
shall not exceed 2 percent.
    (4) Flow rate coefficient of variation measurement accuracy. (i) 
Using the flow rate coefficient of variation indicated by the candidate 
test sampler at the completion of the 6-hour test (%CVind), 
determine the accuracy of this reported coefficient of variation as:

                               Equation 5
[GRAPHIC] [TIFF OMITTED] TR18JY97.067

    (ii) To successfully pass the flow rate CV measurement accuracy 
test, the absolute difference in values calculated in Equation 5 of this 
paragraph (g)(4) must not exceed 0.3 (CV%).
    (5) Flow rate cut-off. (i) Inspect the measurements of the sample 
flow rate during the flow rate cut-off test and determine the time at 
which the sample flow rate decreased to a value less than the cut-off 
value specified in table E-1 of this subpart. To pass this test, the 
sampler must have automatically stopped the sample flow at least 30 
seconds but not more than 90 seconds after the time at which the sampler 
flow rate was determined to have decreased to a value less than the cut-
off value.
    (ii) At the completion of the flow rate cut-off test, download the 
archived data from the test sampler and verify that the sampler's 
required Flow-out-of-spec and Incorrect sample period flag indicators 
are properly set.

Sec. 53.54   Test for proper sampler operation following power 
          interruptions.

    (a) Overview. (1) This test procedure is designed to test certain 
performance parameters of the candidate sampler during a test period in 
which power interruptions of various duration occur. The performance 
parameters tested are:
    (i) Proper flow rate performance of the sampler.
    (ii) Accuracy of the sampler's average flow rate, CV, and sample 
volume measurements.
    (iii) Accuracy of the sampler's reported elapsed sampling time.
    (iv) Accuracy of the reported time and duration of power 
interruptions.
    (2) This test shall be conducted during operation of the test 
sampler over a continuous 6-hour test period during which the sampler's 
flow rate shall be measured and recorded at intervals not to exceed 5 
minutes. The performance parameters tested under this procedure, the 
corresponding minimum performance specifications, and the applicable 
test conditions are summarized

[[Page 63]]

in table E-1 of this subpart. Each performance parameter tested, as 
described or determined in the test procedure, must meet or exceed the 
associated performance specification to successfully pass this test.
    (b) Required test equipment. (1) Flow rate meter, suitable for 
measuring and recording the actual volumetric sample flow rate at the 
sampler downtube, with a minimum range of 10 to 25 L/min, 2 percent 
certified, NIST-traceable accuracy. Optional capability for continuous 
(analog) recording capability or digital recording at intervals not to 
exceed 5 minutes is recommended. While a flow meter which provides a 
direct indication of volumetric flow rate is preferred for this test, an 
alternative certified flow measurement device may be used as long as 
appropriate volumetric flow rate corrections are made based on 
measurements of actual ambient temperature and pressure conditions.
    (2) Ambient air temperature sensor (if needed for volumetric 
corrections to flow rate measurements), with a resolution of 0.1  deg.C, 
certified accurate to within 0.5  deg.C, and continuous (analog) 
recording capability or digital recording at intervals not to exceed 5 
minutes.
    (3) Barometer (if needed for volumetric corrections to flow rate 
measurements), range 600 mm Hg to 800 mm Hg, certified accurate to 2 mm 
Hg, with continuous (analog) recording capability or digital recording 
at intervals not to exceed 5 minutes.
    (4) Flow measurement adaptor (40 CFR part 50, appendix L, figure L-
30) or equivalent adaptor to facilitate measurement of sample flow rate 
at the sampler downtube.
    (5) Means for creating an additional pressure drop of 55 mm Hg in 
the sampler to simulate a heavily loaded filter, such as an orifice or 
flow restrictive plate installed in the filter holder or a valve or 
other flow restrictor temporarily installed in the flow path near the 
filter.
    (6) Teflon sample filter, as specified in section 6 of 40 CFR part 
50, appendix L (if required).
    (7) Time measurement system, accurate to within 10 seconds per day.
    (c) Calibration of test measurement instruments. Submit 
documentation showing evidence of appropriately recent calibration, 
certification of calibration accuracy, and NIST-traceability (if 
required) of all measurement instruments used in the tests. The accuracy 
of flow rate meters shall be verified at the highest and lowest 
pressures and temperatures used in the tests and shall be checked at 
zero and at least one flow rate within 3 percent of 16.7 L/
min within 7 days prior to use for this test. Where an instrument's 
measurements are to be recorded with an analog recording device, the 
accuracy of the entire instrument-recorder system shall be calibrated or 
verified.
    (d) Test setup. (1) Setup of the sampler shall be performed as 
required in this paragraph (d) and otherwise as described in the 
sampler's operation or instruction manual referred to in 
Sec. 53.4(b)(3). The sampler shall be installed upright and set up in 
its normal configuration for collecting PM2.5 samples. A 
sample filter and (or) the device for creating an additional 55 mm Hg 
pressure drop shall be installed for the duration of these tests. The 
sampler's ambient temperature, ambient pressure, and flow measurement 
systems shall all be calibrated per the sampler's operating manual 
within 7 days prior to this test.
    (2) The inlet of the candidate sampler shall be removed and the flow 
measurement adaptor installed on the sample downtube. A leak check as 
described in the sampler's operation or instruction manual shall be 
conducted and must be properly passed before other tests are carried 
out.
    (3) The inlet of the flow measurement adaptor shall be connected to 
the outlet of the flow rate meter.
    (e) Procedure. (1) Set up the sampler as specified in paragraph (d) 
of this section and otherwise prepare the sampler for normal sample 
collection operation as directed in the sampler's operation or 
instruction manual. Set the sampler to automatically start a 6-hour 
sample collection period at a convenient time.
    (2) During the entire 6-hour operational flow rate portion of the 
test, measure and record the sample flow

[[Page 64]]

rate with the flow rate meter at intervals not to exceed 5 minutes. If 
ambient temperature and pressure corrections are necessary to calculate 
volumetric flow rate, ambient temperature and pressure shall be measured 
at the same frequency as that of the certified flow rate measurements. 
Note and record the actual start and stop times for the 6-hour flow rate 
test period.
    (3) During the 6-hour test period, interrupt the AC line electrical 
power to the sampler 5 times, with durations of 20 seconds, 40 seconds, 
2 minutes, 7 minutes, and 20 minutes (respectively), with not less than 
10 minutes of normal electrical power supplied between each power 
interruption. Record the hour and minute and duration of each power 
interruption.
    (4) At the end of the test, terminate the sample period (if not 
automatically terminated by the sampler) and download all archived 
instrument data from the test sampler.
    (f) Test results. At the completion of the sampling period, validate 
the test conditions and determine the test results as follows:
    (1) Mean sample flow rate. (i) From the certified measurements 
(Qref) of the test sampler flow rate, tabulate each flow rate 
measurement in units of L/min. If ambient temperature and pressure 
corrections are necessary to calculate volumetric flow rate, each 
measured flow rate shall be corrected using its corresponding 
temperature and pressure measurement values. Calculate the mean flow 
rate for the sample period (Qref,ave) as follows:

                               Equation 6
[GRAPHIC] [TIFF OMITTED] TR18JY97.068

where:

n equals the number of discrete certified flow rate measurements over 
the 6-hour test period, excluding flow rate values obtained during 
periods of power interruption.

    (ii)(A) Calculate the percent difference between this mean flow rate 
value and the design value of 16.67 L/min, as follows:

                               Equation 7
[GRAPHIC] [TIFF OMITTED] TR18JY97.069

    (B) To successfully pass this test, the percent difference 
calculated in Equation 7 of this paragraph (f)(1)(ii) must be within 
5 percent.
    (2) Sample flow rate regulation. (i) From the certified measurements 
of the test sampler flow rate, calculate the sample coefficient of 
variation of the discrete measurements as follows:

                               Equation 8
[GRAPHIC] [TIFF OMITTED] TR18JY97.070

    (ii) To successfully pass this test, the calculated coefficient of 
variation for the certified flow rates must not exceed 2 percent.
    (3) Flow rate measurement accuracy. (i) Using the mean volumetric 
flow rate reported by the candidate test sampler at the completion of 
the 6-hour test (Qind,ave), determine the accuracy of the 
reported mean flow rate as:

                               Equation 9
[GRAPHIC] [TIFF OMITTED] TR18JY97.071

    (ii) To successfully pass this test, the percent difference 
calculated in Equation 9 of this paragraph (f)(3) shall not exceed 2 
percent.
    (4) Flow rate CV measurement accuracy. (i) Using the flow rate 
coefficient of variation indicated by the candidate test sampler at the 
completion of the 6-hour test (%CVind), determine the 
accuracy of the reported coefficient of variation as:

                               Equation 10
[GRAPHIC] [TIFF OMITTED] TR18JY97.072

    (ii) To successfully pass this test, the absolute difference in 
values calculated in Equation 10 of this paragraph (f)(4) must not 
exceed 0.3 (CV%).

[[Page 65]]

    (5) Verify that the sampler properly provided a record and visual 
display of the correct year, month, day-of-month, hour, and minute with 
an accuracy of 2 minutes, of the start of each power 
interruption of duration greater than 60 seconds.
    (6) Calculate the actual elapsed sample time, excluding the periods 
of electrical power interruption. Verify that the elapsed sample time 
reported by the sampler is accurate to within 20 seconds for 
the 6-hour test run.
    (7) Calculate the sample volume as Qref.ave multiplied by 
the sample time, excluding periods of power interruption. Verify that 
the sample volume reported by the sampler is within 2 percent of the 
calculated sample volume to successfully pass this test.
    (8) Inspect the downloaded instrument data from the test sampler and 
verify that all data are consistent with normal operation of the 
sampler.

[62 FR 38799, July 18, 1997; 63 FR 7714, Feb. 17, 1998]

Sec. 53.55   Test for effect of variations in power line voltage and 
          ambient temperature.

    (a) Overview. (1) This test procedure is a combined procedure to 
test various performance parameters under variations in power line 
voltage and ambient temperature. Tests shall be conducted in a 
temperature controlled environment over four 6-hour time periods during 
which reference temperature and flow rate measurements shall be made at 
intervals not to exceed 5 minutes. Specific parameters to be evaluated 
at line voltages of 105 and 125 volts and temperatures of -20  deg.C and 
=40  deg.C are as follows:
    (i) Sample flow rate.
    (ii) Flow rate regulation.
    (iii) Flow rate measurement accuracy.
    (iv) Coefficient of variability measurement accuracy.
    (v) Ambient air temperature measurement accuracy.
    (vi) Proper operation of the sampler when exposed to power line 
voltage and ambient temperature extremes.
    (2) The performance parameters tested under this procedure, the 
corresponding minimum performance specifications, and the applicable 
test conditions are summarized in table E-1 of this subpart. Each 
performance parameter tested, as described or determined in the test 
procedure, must meet or exceed the associated performance specification 
given. The candidate sampler must meet all specifications for the 
associated PM2.5 method to pass this test procedure.
    (b) Technical definition. Sample flow rate means the quantitative 
volumetric flow rate of the air stream caused by the sampler to enter 
the sampler inlet and pass through the sample filter, measured in actual 
volume units at the temperature and pressure of the air as it enters the 
inlet.
    (c) Required test equipment. (1) Environmental chamber or other 
temperature-controlled environment or environments, capable of obtaining 
and maintaining temperatures at -20  deg.C and =40  deg.C as required 
for the test with an accuracy of 2  deg.C. The test 
environment(s) must be capable of maintaining these temperatures within 
the specified limits continuously with the additional heat load of the 
operating test sampler in the environment. Henceforth, where the test 
procedures specify a test or environmental ``chamber,'' an alternative 
temperature-controlled environmental area or areas may be substituted, 
provided the required test temperatures and all other test requirements 
are met.
    (2) Variable voltage AC power transformer, range 100 Vac to 130 Vac, 
with sufficient current capacity to operate the test sampler 
continuously under the test conditions.
    (3) Flow rate meter, suitable for measuring and recording the actual 
volumetric sample flow rate at the sampler downtube, with a minimum 
range of 10 to 25 actual L/min, 2 percent certified, NIST-traceable 
accuracy. Optional capability for continuous (analog) recording 
capability or digital recording at intervals not to exceed 5 minutes is 
recommended. While a flow meter which provides a direct indication of 
volumetric flow rate is preferred for this test, an alternative 
certified flow measurement device may be used as long as appropriate 
volumetric flow rate corrections are made

[[Page 66]]

based on measurements of actual ambient temperature and pressure 
conditions.
    (4) Ambient air temperature recorder, range -30  deg.C to =50 
deg.C, with a resolution of 0.1  deg.C and certified accurate to within 
0.5  deg.C. Ambient air temperature measurements must be made using 
continuous (analog) recording capability or digital recording at 
intervals not to exceed 5 minutes.
    (5) Barometer, range 600 mm Hg to 800 mm Hg, certified accurate to 2 
mm Hg. If the certified flow rate meter does not provide direct 
volumetric flow rate readings, ambient pressure measurements must be 
made using continuous (analog) recording capability or digital recording 
at intervals not to exceed 5 minutes.
    (6) Flow measurement adaptor (40 CFR part 50, appendix L, figure L-
30) or equivalent adaptor to facilitate measurement of sampler flow rate 
at the sampler downtube.
    (7) Means for creating an additional pressure drop of 55 mm Hg in 
the sampler to simulate a heavily loaded filter, such as an orifice or 
flow restrictive plate installed in the filter holder or a valve or 
other flow restrictor temporarily installed in the flow path near the 
filter.
    (8) AC RMS voltmeter, accurate to 1.0 volt.
    (9) Teflon sample filter, as specified in section 6 of 40 CFR part 
50, appendix L (if required).
    (d) Calibration of test measurement instruments. Submit 
documentation showing evidence of appropriately recent calibration, 
certification of calibration accuracy, and NIST-traceability (if 
required) of all measurement instruments used in the tests. The accuracy 
of flow rate meters shall be verified at the highest and lowest 
pressures and temperatures used in the tests and shall be checked at 
zero and at least one flow rate within 3 percent of 16.7 L/
min within 7 days prior to use for this test. Where an instrument's 
measurements are to be recorded with an analog recording device, the 
accuracy of the entire instrument-recorder system shall be calibrated or 
verified.
    (e) Test setup. (1) Setup of the sampler shall be performed as 
required in this paragraph (e) and otherwise as described in the 
sampler's operation or instruction manual referred to in 
Sec. 53.4(b)(3). The sampler shall be installed upright and set up in 
the temperature-controlled chamber in its normal configuration for 
collecting PM2.5 samples. A sample filter and (or) the device 
for creating an additional 55 mm Hg pressure drop shall be installed for 
the duration of these tests. The sampler's ambient temperature, ambient 
pressure, and flow measurement systems shall all be calibrated per the 
sampler's operating manual within 7 days prior to this test.
    (2) The inlet of the candidate sampler shall be removed and the flow 
measurement adaptor installed on the sampler's downtube. A leak check as 
described in the sampler's operation or instruction manual shall be 
conducted and must be properly passed before other tests are carried 
out.
    (3) The inlet of the flow measurement adaptor shall be connected to 
the outlet of the flow rate meter.
    (4) The ambient air temperature recorder shall be installed in the 
test chamber such that it will accurately measure the temperature of the 
air in the vicinity of the candidate sampler without being unduly 
affected by the chamber's air temperature control system.
    (f) Procedure. (1) Set up the sampler as specified in paragraph (e) 
of this section and otherwise prepare the sampler for normal sample 
collection operation as directed in the sampler's operation or 
instruction manual.
    (2) The test shall consist of four test runs, one at each of the 
following conditions of chamber temperature and electrical power line 
voltage (respectively):
    (i) -20  deg.C 2  deg.C and 105 1 Vac.
    (ii) -20  deg.C 2  deg.C and 125 1 Vac.
    (iii) =40  deg.C 2  deg.C and 105 1 Vac.
    (iv) =40  deg.C 2  deg.C and 125 1 Vac.
    (3) For each of the four test runs, set the selected chamber 
temperature and power line voltage for the test run. Upon achieving each 
temperature setpoint in the chamber, the candidate sampler and flow 
meter shall be thermally equilibrated for a period of at least 2 hours 
prior to the test run. Following the thermal conditioning time, set the 
sampler to automatically start

[[Page 67]]

a 6-hour sample collection period at a convenient time.
    (4) During each 6-hour test period:
    (i) Measure and record the sample flow rate with the flow rate meter 
at intervals not to exceed 5 minutes. If ambient temperature and 
pressure corrections are necessary to calculate volumetric flow rate, 
ambient temperature and pressure shall be measured at the same frequency 
as that of the certified flow rate measurements. Note and record the 
actual start and stop times for the 6-hour flow rate test period.
    (ii) Determine and record the ambient (chamber) temperature 
indicated by the sampler and the corresponding ambient (chamber) 
temperature measured by the ambient temperature recorder specified in 
paragraph (c)(4) of this section at intervals not to exceed 5 minutes.
    (iii) Measure the power line voltage to the sampler at intervals not 
greater than 1 hour.
    (5) At the end of each test run, terminate the sample period (if not 
automatically terminated by the sampler) and download all archived 
instrument data from the test sampler.
    (g) Test results. For each of the four test runs, examine the 
chamber temperature measurements and the power line voltage 
measurements. Verify that the temperature and line voltage met the 
requirements specified in paragraph (f) of this section at all times 
during the test run. If not, the test run is not valid and must be 
repeated. Determine the test results as follows:
    (1) Mean sample flow rate. (i) From the certified measurements 
(Qref) of the test sampler flow rate, tabulate each flow rate 
measurement in units of L/min. If ambient temperature and pressure 
corrections are necessary to calculate volumetric flow rate, each 
measured flow rate shall be corrected using its corresponding 
temperature and pressure measurement values. Calculate the mean flow 
rate for each sample period (Qref,ave) as follows:

                               Equation 11
[GRAPHIC] [TIFF OMITTED] TR18JY97.073

where:

n equals the number of discrete certified flow rate measurements over 
each 6-hour test period.

    (ii)(A) Calculate the percent difference between this mean flow rate 
value and the design value of 16.67 L/min, as follows:

                               Equation 12
[GRAPHIC] [TIFF OMITTED] TR18JY97.074

    (B) To successfully pass this test, the percent difference 
calculated in Equation 12 of this paragraph (g)(1)(ii) must be within 
5 percent for each test run.
    (2) Sample flow rate regulation. (i) From the certified measurements 
of the test sampler flow rate, calculate the sample coefficient of 
variation of the discrete measurements as follows:

                               Equation 13
[GRAPHIC] [TIFF OMITTED] TR18JY97.075

    (ii) To successfully pass this test, the calculated coefficient of 
variation for the certified flow rates must not exceed 2 percent.
    (3) Flow rate measurement accuracy. (i) Using the mean volumetric 
flow rate reported by the candidate test sampler at the completion of 
each 6-hour test (Qind,ave), determine the accuracy of the 
reported mean flow rate as:

                               Equation 14
[GRAPHIC] [TIFF OMITTED] TR18JY97.076


[[Page 68]]


    (ii) To successfully pass this test, the percent difference 
calculated in Equation 14 of this paragraph (g)(3) shall not exceed 2 
percent for each test run.
    (4) Flow rate coefficient of variation measurement accuracy. (i) 
Using the flow rate coefficient of variation indicated by the candidate 
test sampler (%CVind), determine the accuracy of the reported 
coefficient of variation as:

                               Equation 15
[GRAPHIC] [TIFF OMITTED] TR18JY97.077

    (ii) To successfully pass this test, the absolute difference 
calculated in Equation 15 of this paragraph (g)(4) must not exceed 0.3 
(CV%) for each test run.
    (5) Ambient temperature measurement accuracy. (i) Calculate the 
absolute value of the difference between the mean ambient air 
temperature indicated by the test sampler and the mean ambient (chamber) 
air temperature measured with the ambient air temperature recorder as:

                               Equation 16
[GRAPHIC] [TIFF OMITTED] TR18JY97.078

where:

Tind,ave = mean ambient air temperature indicated by the test 
sampler,  deg.C; and
ref,ave = mean ambient air temperature measured by the 
reference temperature instrument,  deg.C.

    (ii) The calculated temperature difference must be less than 2 
deg.C for each test run.
    (6) Sampler functionality. To pass the sampler functionality test, 
the following two conditions must both be met for each test run:
    (i) The sampler must not shutdown during any portion of the 6-hour 
test.
    (ii) An inspection of the downloaded data from the test sampler 
verifies that all the data are consistent with normal operation of the 
sampler.

Sec. 53.56   Test for effect of variations in ambient pressure.

    (a) Overview. (1) This test procedure is designed to test various 
sampler performance parameters under variations in ambient (barometric) 
pressure. Tests shall be conducted in a pressure-controlled environment 
over two 6-hour time periods during which reference pressure and flow 
rate measurements shall be made at intervals not to exceed 5 minutes. 
Specific parameters to be evaluated at operating pressures of 600 and 
800 mm Hg are as follows:
    (i) Sample flow rate.
    (ii) Flow rate regulation.
    (iii) Flow rate measurement accuracy.
    (iv) Coefficient of variability measurement accuracy.
    (v) Ambient pressure measurement accuracy.
    (vi) Proper operation of the sampler when exposed to ambient 
pressure extremes.
    (2) The performance parameters tested under this procedure, the 
corresponding minimum performance specifications, and the applicable 
test conditions are summarized in table E-1 of this subpart. Each 
performance parameter tested, as described or determined in the test 
procedure, must meet or exceed the associated performance specification 
given. The candidate sampler must meet all specifications for the 
associated PM2.5 method to pass this test procedure.
    (b) Technical definition. Sample flow rate means the quantitative 
volumetric flow rate of the air stream caused by the sampler to enter 
the sampler inlet and pass through the sample filter, measured in actual 
volume units at the temperature and pressure of the air as it enters the 
inlet.
    (c) Required test equipment. (1) Hypobaric chamber or other 
pressure-controlled environment or environments, capable of obtaining 
and maintaining pressures at 600 mm Hg and 800 mm Hg required for the 
test with an accuracy of 5 mm Hg. Henceforth, where the test procedures 
specify a test or environmental chamber, an alternative pressure-
controlled environmental area or areas may be substituted, provided the 
test pressure requirements are met. Means for simulating ambient 
pressure using a closed-loop sample air system may also be approved for 
this test; such a proposed method for simulating the test pressure 
conditions may be described and submitted to EPA at the address given in 
Sec. 53.4(a) prior to conducting the test

[[Page 69]]

for a specific individual determination of acceptability.
    (2) Flow rate meter, suitable for measuring and recording the actual 
volumetric sampler flow rate at the sampler downtube, with a minimum 
range of 10 to 25 L/min, 2 percent certified, NIST-traceable accuracy. 
Optional capability for continuous (analog) recording capability or 
digital recording at intervals not to exceed 5 minutes is recommended. 
While a flow meter which provides a direct indication of volumetric flow 
rate is preferred for this test, an alternative certified flow 
measurement device may be used as long as appropriate volumetric flow 
rate corrections are made based on measurements of actual ambient 
temperature and pressure conditions.
    (3) Ambient air temperature recorder (if needed for volumetric 
corrections to flow rate measurements) with a range -30  deg.C to =50 
deg.C, certified accurate to within 0.5  deg.C. If the certified flow 
meter does not provide direct volumetric flow rate readings, ambient 
temperature measurements must be made using continuous (analog) 
recording capability or digital recording at intervals not to exceed 5 
minutes.
    (4) Barometer, range 600 mm Hg to 800 mm Hg, certified accurate to 2 
mm Hg. Ambient air pressure measurements must be made using continuous 
(analog) recording capability or digital recording at intervals not to 
exceed 5 minutes.
    (5) Flow measurement adaptor (40 CFR part 50, appendix L, figure L-
30) or equivalent adaptor to facilitate measurement of sampler flow rate 
at the sampler downtube.
    (6) Means for creating an additional pressure drop of 55 mm Hg in 
the sampler to simulate a heavily loaded filter, such as an orifice or 
flow restrictive plate installed in the filter holder or a valve or 
other flow restrictor temporarily installed in the flow path near the 
filter.
    (7) Teflon sample filter, as specified in section 6 of 40 CFR part 
50, appendix L (if required).
    (d) Calibration of test measurement instruments. Submit 
documentation showing evidence of appropriately recent calibration, 
certification of calibration accuracy, and NIST-traceability (if 
required) of all measurement instruments used in the tests. The accuracy 
of flow rate meters shall be verified at the highest and lowest 
pressures and temperatures used in the tests and shall be checked at 
zero and at least one flow rate within 3 percent of 16.7 L/
min within 7 days prior to use for this test. Where an instrument's 
measurements are to be recorded with an analog recording device, the 
accuracy of the entire instrument-recorder system shall be calibrated or 
verified.
    (e) Test setup. (1) Setup of the sampler shall be performed as 
required in this paragraph (e) and otherwise as described in the 
sampler's operation or instruction manual referred to in 
Sec. 53.4(b)(3). The sampler shall be installed upright and set up in 
the pressure-controlled chamber in its normal configuration for 
collecting PM2.5 samples. A sample filter and (or) the device 
for creating an additional 55 mm Hg pressure drop shall be installed for 
the duration of these tests. The sampler's ambient temperature, ambient 
pressure, and flow measurement systems shall all be calibrated per the 
sampler's operating manual within 7 days prior to this test.
    (2) The inlet of the candidate sampler shall be removed and the flow 
measurement adaptor installed on the sampler's downtube. A leak check as 
described in the sampler's operation or instruction manual shall be 
conducted and must be properly passed before other tests are carried 
out.
    (3) The inlet of the flow measurement adaptor shall be connected to 
the outlet of the flow rate meter.
    (4) The barometer shall be installed in the test chamber such that 
it will accurately measure the air pressure to which the candidate 
sampler is subjected.
    (f) Procedure. (1) Set up the sampler as specified in paragraph (e) 
of this section and otherwise prepare the sampler for normal sample 
collection operation as directed in the sampler's operation or 
instruction manual.
    (2) The test shall consist of two test runs, one at each of the 
following conditions of chamber pressure:
    (i) 600 mm Hg.
    (ii) 800 mm Hg.

[[Page 70]]

    (3) For each of the two test runs, set the selected chamber pressure 
for the test run. Upon achieving each pressure setpoint in the chamber, 
the candidate sampler shall be pressure-equilibrated for a period of at 
least 30 minutes prior to the test run. Following the conditioning time, 
set the sampler to automatically start a 6-hour sample collection period 
at a convenient time.
    (4) During each 6-hour test period:
    (i) Measure and record the sample flow rate with the flow rate meter 
at intervals not to exceed 5 minutes. If ambient temperature and 
pressure corrections are necessary to calculate volumetric flow rate, 
ambient temperature and pressure shall be measured at the same frequency 
as that of the certified flow rate measurements. Note and record the 
actual start and stop times for the 6-hour flow rate test period.
    (ii) Determine and record the ambient (chamber) pressure indicated 
by the sampler and the corresponding ambient (chamber) pressure measured 
by the barometer specified in paragraph (c)(4) of this section at 
intervals not to exceed 5 minutes.
    (5) At the end of each test period, terminate the sample period (if 
not automatically terminated by the sampler) and download all archived 
instrument data for the test run from the test sampler.
    (g) Test results. For each of the two test runs, examine the chamber 
pressure measurements. Verify that the pressure met the requirements 
specified in paragraph (f) of this section at all times during the test. 
If not, the test run is not valid and must be repeated. Determine the 
test results as follows:
    (1) Mean sample flow rate. (i) From the certified measurements 
(Qref) of the test sampler flow rate, tabulate each flow rate 
measurement in units of L/min. If ambient temperature and pressure 
corrections are necessary to calculate volumetric flow rate, each 
measured flow rate shall be corrected using its corresponding 
temperature and pressure measurement values. Calculate the mean flow 
rate for the sample period (Qref,ave) as follows:

                               Equation 17
[GRAPHIC] [TIFF OMITTED] TR18JY97.079

where:

n equals the number of discrete certified flow measurements over the 6-
hour test period.

    (ii)(A) Calculate the percent difference between this mean flow rate 
value and the design value of 16.67 L/min, as follows:

                               Equation 18
[GRAPHIC] [TIFF OMITTED] TR18JY97.080

    (B) To successfully pass this test, the percent difference 
calculated in Equation 18 of this paragraph (g)(1) must be within 
5 percent for each test run.
    (2) Sample flow rate regulation. (i) From the certified measurements 
of the test sampler flow rate, calculate the sample coefficient of 
variation of the discrete measurements as follows:

                               Equation 19
[GRAPHIC] [TIFF OMITTED] TR18JY97.081

    (ii) To successfully pass this test, the calculated coefficient of 
variation for the certified flow rates must not exceed 2 percent.
    (3) Flow rate measurement accuracy. (i) Using the mean volumetric 
flow rate reported by the candidate test sampler at the completion of 
each 6-hour test (Qind,ave), determine the accuracy of the 
reported mean flow rate as:

                               Equation 20
[GRAPHIC] [TIFF OMITTED] TR18JY97.082

    (ii) To successfully pass this test, the percent difference 
calculated in Equation 20 of this paragraph (g)(3) shall not exceed 2 
percent for each test run.

[[Page 71]]

    (4) Flow rate CV measurement accuracy. (i) Using the flow rate 
coefficient of variation indicated by the candidate test sampler at the 
completion of the 6-hour test (%CVind), determine the 
accuracy of the reported coefficient of variation as:

                               Equation 21
[GRAPHIC] [TIFF OMITTED] TR18JY97.083

    (ii) To successfully pass this test, the absolute difference in 
values calculated in Equation 21 of this paragraph (g)(4) must not 
exceed 0.3 (CV%) for each test run.
    (5) Ambient pressure measurement accuracy. (i) Calculate the 
absolute difference between the mean ambient air pressure indicated by 
the test sampler and the ambient (chamber) air pressure measured with 
the reference barometer as:

                               Equation 22
[GRAPHIC] [TIFF OMITTED] TR18JY97.084

where:

Pind,ave = mean ambient pressure indicated by the test 
sampler, mm Hg; and
Pref,ave = mean barometric pressure measured by the reference 
barometer, mm Hg.

    (ii) The calculated pressure difference must be less than 10 mm Hg 
for each test run to pass the test.
    (6) Sampler functionality. To pass the sampler functionality test, 
the following two conditions must both be met for each test run:
    (i) The sampler must not shut down during any part of the 6-hour 
tests; and
    (ii) An inspection of the downloaded data from the test sampler 
verifies that all the data are consistent with normal operation of the 
sampler.

[62 FR 38799, July 18, 1997; 63 FR 7714, Feb. 17, 1998]

Sec. 53.57   Test for filter temperature control during sampling and 
          post-sampling periods.

    (a) Overview. This test is intended to measure the candidate 
sampler's ability to prevent excessive overheating of the 
PM2.5 sample collection filter (or filters) under conditions 
of elevated solar insolation. The test evaluates radiative effects on 
filter temperature during a 4-hour period of active sampling as well as 
during a subsequent 4-hour non-sampling time period prior to filter 
retrieval. Tests shall be conducted in an environmental chamber which 
provides the proper radiant wavelengths and energies to adequately 
simulate the sun's radiant effects under clear conditions at sea level. 
For additional guidance on conducting solar radiative tests under 
controlled conditions, consult military standard specification 810-E 
(reference 6 in appendix A of this subpart). The performance parameters 
tested under this procedure, the corresponding minimum performance 
specifications, and the applicable test conditions are summarized in 
table E-1 of this subpart. Each performance parameter tested, as 
described or determined in the test procedure, must meet or exceed the 
associated performance specification to successfully pass this test.
    (b) Technical definition. Filter temperature control during sampling 
is the ability of a sampler to maintain the temperature of the 
particulate matter sample filter within the specified deviation (5 
deg.C) from ambient temperature during any active sampling period. Post-
sampling temperature control is the ability of a sampler to maintain the 
temperature of the particulate matter sample filter within the specified 
deviation from ambient temperature during the period from the end of 
active sample collection of the PM2.5 sample by the sampler 
until the filter is retrieved from the sampler for laboratory analysis.
    (c) Required test equipment. (1) Environmental chamber providing the 
means, such as a bank of solar-spectrum lamps, for generating or 
simulating thermal radiation in approximate spectral content and 
intensity equivalent to solar insolation of 1000 50 W/
m2 inside the environmental chamber. To properly simulate the 
sun's radiative effects on the sampler, the solar bank must provide the 
spectral energy distribution and permitted tolerances specified in table 
E-2 of this subpart. The solar radiation source area shall be such that 
the width of the candidate sampler shall not exceed one-half the 
dimensions of the solar

[[Page 72]]

bank. The solar bank shall be located a minimum of 76 cm (30 inches) 
from any surface of the candidate sampler. To meet requirements of the 
solar radiation tests, the chamber's internal volume shall be a minimum 
of 10 times that of the volume of the candidate sampler. Air velocity in 
the region of the sampler must be maintained continuously during the 
radiative tests at 2.0 0.5 m/sec.
    (2) Ambient air temperature recorder, range -30  deg.C to =50 
deg.C, with a resolution of 0.1  deg.C and certified accurate to within 
0.5  deg.C. Ambient air temperature measurements must be made using 
continuous (analog) recording capability or digital recording at 
intervals not to exceed 5 minutes.
    (3) Flow measurement adaptor (40 CFR part 50, appendix L, figure L-
30) or equivalent adaptor to facilitate measurement of sampler flow rate 
at the sampler downtube.
    (4) Miniature temperature sensor(s), capable of being installed in 
the sampler without introducing air leakage and capable of measuring the 
sample air temperature within 1 cm of the center of the filter, 
downstream of the filter; with a resolution of 0.1  deg.C, certified 
accurate to within 0.5  deg.C, NIST-traceable, with continuous (analog) 
recording capability or digital recording at intervals of not more than 
5 minutes.
    (5) Solar radiometer, to measure the intensity of the simulated 
solar radiation in the test environment, range of 0 to approximately 
1500 W/m2. Optional capability for continuous (analog) 
recording or digital recording at intervals not to exceed 5 minutes is 
recommended.
    (6) Sample filter or filters, as specified in section 6 of 40 CFR 
part 50, appendix L.
    (d) Calibration of test measurement instruments. Submit 
documentation showing evidence of appropriately recent calibration, 
certification of calibration accuracy, and NIST-traceability (if 
required) of all measurement instruments used in the tests. The accuracy 
of flow rate meters shall be verified at the highest and lowest 
pressures and temperatures used in the tests and shall be checked at 
zero and at least one flow rate within 3 percent of 16.7 L/
min within 7 days prior to use for this test. Where an instrument's 
measurements are to be recorded with an analog recording device, the 
accuracy of the entire instrument-recorder system shall be calibrated or 
verified.
    (e) Test setup. (1) Setup of the sampler shall be performed as 
required in this paragraph (e) and otherwise as described in the 
sampler's operation or instruction manual referred to in 
Sec. 53.4(b)(3). The sampler shall be installed upright and set up in 
the solar radiation environmental chamber in its normal configuration 
for collecting PM2.5 samples (with the inlet installed). The 
sampler's ambient and filter temperature measurement systems shall be 
calibrated per the sampler's operating manual within 7 days prior to 
this test. A sample filter shall be installed for the duration of this 
test. For sequential samplers, a sample filter shall also be installed 
in each available sequential channel or station intended for collection 
of a sequential sample (or at least 5 additional filters for magazine-
type sequential samplers) as directed by the sampler's operation or 
instruction manual.
    (2) The miniature temperature sensor shall be temporarily installed 
in the test sampler such that it accurately measures the air temperature 
1 cm from the center of the filter on the downstream side of the filter. 
The sensor shall be installed such that no external or internal air 
leakage is created by the sensor installation. The sensor's dimensions 
and installation shall be selected to minimize temperature measurement 
uncertainties due to thermal conduction along the sensor mounting 
structure or sensor conductors. For sequential samplers, similar 
temperature sensors shall also be temporarily installed in the test 
sampler to monitor the temperature 1 cm from the center of each filter 
stored in the sampler for sequential sample operation.
    (3) The solar radiant energy source shall be installed in the test 
chamber such that the entire test sampler is irradiated in a manner 
similar to the way it would be irradiated by solar radiation if it were 
located outdoors in an open area on a sunny day, with the

[[Page 73]]

radiation arriving at an angle of between 30 deg. and 45 deg. from 
vertical. The intensity of the radiation received by all sampler 
surfaces that receive direct radiation shall average 1000 50 
W/m2, measured in a plane perpendicular to the incident 
radiation. The incident radiation shall be oriented with respect to the 
sampler such that the area of the sampler's ambient temperature sensor 
(or temperature shield) receives full, direct radiation as it would or 
could during normal outdoor installation. Also, the temperature sensor 
must not be shielded or shaded from the radiation by a sampler part in a 
way that would not occur at other normal insolation angles or 
directions.
    (4) The solar radiometer shall be installed in a location where it 
measures thermal radiation that is generally representative of the 
average thermal radiation intensity that the upper portion of the 
sampler and sampler inlet receive. The solar radiometer shall be 
oriented so that it measures the radiation in a plane perpendicular to 
its angle of incidence.
    (5) The ambient air temperature recorder shall be installed in the 
test chamber such that it will accurately measure the temperature of the 
air in the chamber without being unduly affected by the chamber's air 
temperature control system or by the radiant energy from the solar 
radiation source that may be present inside the test chamber.
    (f) Procedure. (1) Set up the sampler as specified in paragraph (e) 
of this section and otherwise prepare the sampler for normal sample 
collection operation as directed in the sampler's operation or 
instruction manual.
    (2) Remove the inlet of the candidate test sampler and install the 
flow measurement adaptor on the sampler's downtube. Conduct a leak check 
as described in the sampler's operation or instruction manual. The leak 
test must be properly passed before other tests are carried out.
    (3) Remove the flow measurement adaptor from the downtube and re-
install the sampling inlet.
    (4) Activate the solar radiation source and verify that the 
resulting energy distribution prescribed in table E-2 of this subpart is 
achieved.
    (5) Program the test sampler to conduct a single sampling run of 4 
continuous hours. During the 4-hour sampling run, measure and record the 
radiant flux, ambient temperature, and filter temperature (all filter 
temperatures for sequential samplers) at intervals not to exceed 5 
minutes.
    (6) At the completion of the 4-hour sampling phase, terminate the 
sample period, if not terminated automatically by the sampler. Continue 
to measure and record the radiant flux, ambient temperature, and filter 
temperature or temperatures for 4 additional hours at intervals not to 
exceed 5 minutes. At the completion of the 4-hour post-sampling period, 
discontinue the measurements and turn off the solar source.
    (7) Download all archived sampler data from the test run.
    (g) Test results. Chamber radiant flux control. Examine the 
continuous record of the chamber radiant flux and verify that the flux 
met the requirements specified in table E-2 of this subpart at all times 
during the test. If not, the entire test is not valid and must be 
repeated.
    (1) Filter temperature measurement accuracy. (i) For each 4-hour 
test period, calculate the absolute value of the difference between the 
mean filter temperature indicated by the sampler (active filter) and the 
mean filter temperature measured by the reference temperature sensor 
installed within 1 cm downstream of the (active) filter as:

                               Equation 23
[GRAPHIC] [TIFF OMITTED] TR18JY97.085

where:

Tind,filter = mean filter temperature indicated by the test 
sampler,  deg.C; and
Tref,filter = mean filter temperature measured by the 
reference temperature sensor,  deg.C.

    (ii) To successfully pass the indicated filter temperature accuracy 
test, the calculated difference between the measured means 
(Tdiff,filter) must not exceed 2  deg.C for each 4-hour test 
period.
    (2) Ambient temperature measurement accuracy. (i) For each 4-hour 
test period, calculate the absolute value of the difference between the 
mean ambient air temperature indicated by the

[[Page 74]]

test sampler and the mean ambient air temperature measured by the 
reference ambient air temperature recorder as:

                               Equation 24
[GRAPHIC] [TIFF OMITTED] TR18JY97.086

where:

Tind,ambient = mean ambient air temperature indicated by the 
test sampler,  deg.C; and
Tref,ambient = mean ambient air temperature measured by the 
reference ambient air temperature recorder,  deg.C.

    (ii) To successfully pass the indicated ambient temperature accuracy 
test, the calculated difference between the measured means 
(Tdiff,ambient) must not exceed 2  deg.C for each 4-hour test 
period.
    (3) Filter temperature control accuracy. (i) For each temperature 
measurement interval over each 4-hour test period, calculate the 
difference between the filter temperature indicated by the reference 
temperature sensor and the ambient temperature indicated by the test 
sampler as:

                               Equation 25
[GRAPHIC] [TIFF OMITTED] TR18JY97.087

    (ii) Tabulate and inspect the calculated differences as a function 
of time. To successfully pass the indicated filter temperature control 
test, the calculated difference between the measured values must not 
exceed 5  deg.C for any consecutive intervals covering more than a 30-
minute time period.
    (iii) For sequential samplers, repeat the test calculations for each 
of the stored sequential sample filters. All stored filters must also 
meet the 5  deg.C temperature control test.

[62 FR 38799, July 18, 1997; 63 FR 7714, Feb. 17, 1998]

Sec. 53.58   Operational field precision and blank test.

    (a) Overview. This test is intended to determine the operational 
precision of the candidate sampler during a minimum of 10 days of field 
operation, using three collocated test samplers. Measurements of 
PM2.5 are made at a test site with all of the samplers and 
then compared to determine replicate precision. Candidate sequential 
samplers are also subject to a test for possible deposition of 
particulate matter on inactive filters during a period of storage in the 
sampler. This procedure is applicable to both reference and equivalent 
methods. In the case of equivalent methods, this test may be combined 
and conducted concurrently with the comparability test for equivalent 
methods (described in subpart C of this part), using three reference 
method samplers collocated with three candidate equivalent method 
samplers and meeting the applicable site and other requirements of 
subpart C of this part.
    (b) Technical definition. (1) Field precision is defined as the 
standard deviation or relative standard deviation of a set of 
PM2.5 measurements obtained concurrently with three or more 
collocated samplers in actual ambient air field operation.
    (2) Storage deposition is defined as the mass of material 
inadvertently deposited on a sample filter that is stored in a 
sequential sampler either prior to or subsequent to the active sample 
collection period.
    (c) Test site. Any outdoor test site having PM2.5 
concentrations that are reasonably uniform over the test area and that 
meet the minimum level requirement of paragraph (g)(2) of this section 
is acceptable for this test.
    (d) Required facilities and equipment. (1) An appropriate test site 
and suitable electrical power to accommodate three test samplers are 
required.
    (2) Teflon sample filters, as specified in section 6 of 40 CFR part 
50, appendix L, conditioned and preweighed as required by section 8 of 
40 CFR part 50, appendix L, as needed for the test samples.
    (e) Test setup. (1) Three identical test samplers shall be installed 
at the test site in their normal configuration for collecting 
PM2.5 samples in accordance with the instructions in the 
associated manual referred to in Sec. 53.4(b)(3) and should be in 
accordance with applicable supplemental guidance provided in reference 3 
in appendix A of this subpart. The test samplers' inlet openings shall 
be located at the same height above ground and between 2 and 4 meters 
apart horizontally. The samplers shall be arranged or oriented in a 
manner that will minimize the spatial and

[[Page 75]]

wind directional effects on sample collection of one sampler on any 
other sampler.
    (2) Each test sampler shall be successfully leak checked, 
calibrated, and set up for normal operation in accordance with the 
instruction manual and with any applicable supplemental guidance 
provided in reference 3 in appendix A of this subpart.
    (f) Test procedure. (1) Install a conditioned, preweighed filter in 
each test sampler and otherwise prepare each sampler for normal sample 
collection. Set identical sample collection start and stop times for 
each sampler. For sequential samplers, install a conditioned, preweighed 
specified filter in each available channel or station intended for 
automatic sequential sample filter collection (or at least 5 additional 
filters for magazine-type sequential samplers), as directed by the 
sampler's operation or instruction manual. Since the inactive sequential 
channels are used for the storage deposition part of the test, they may 
not be used to collect the active PM2.5 test samples.
    (2) Collect either a 24-hour or a 48-hour atmospheric 
PM2.5 sample simultaneously with each of the three test 
samplers.
    (3) Following sample collection, retrieve the collected sample from 
each sampler. For sequential samplers, retrieve the additional stored 
(blank, unsampled) filters after at least 5 days (120 hours) storage in 
the sampler if the active samples are 24-hour samples, or after at least 
10 days (240 hours) if the active samples are 48-hour samples.
    (4) Determine the measured PM2.5 mass concentration for 
each sample in accordance with the applicable procedures prescribed for 
the candidate method in appendix L, 40 CFR part 50 of this chapter, in 
the associated manual referred to in Sec. 53.4(b)(3) and in accordance 
with supplemental guidance in reference 2 in appendix A of this subpart. 
For sequential samplers, also similarly determine the storage deposition 
as the net weight gain of each blank, unsampled filter after the 5-day 
(or 10-day) period of storage in the sampler.
    (5) Repeat this procedure to obtain a total of 10 sets of any 
combination of 24-hour or 48-hour PM2.5 measurements over 10 
test periods. For sequential samplers, repeat the 5-day (or 10-day) 
storage test of additional blank filters once for a total of two sets of 
blank filters.
    (g) Calculations. (1) Record the PM2.5 concentration for 
each test sampler for each test period as Ci,j, where i is 
the sampler number (i = 1,2,3) and j is the test period (j = 1,2, . . . 
10).
    (2)(i) For each test period, calculate and record the average of the 
three measured PM2.5 concentrations as Cj where j 
is the test period:

                               Equation 26
[GRAPHIC] [TIFF OMITTED] TR18JY97.088

    (ii) If Cave,j < 10 [mu]g/m3 for any test 
period, data from that test period are unacceptable, and an additional 
sample collection set must be obtained to replace the unacceptable data.
    (3)(i) Calculate and record the precision for each of the 10 test 
days as:

                               Equation 27
[GRAPHIC] [TIFF OMITTED] TR18JY97.089

    (ii) If Cave,j is below 40 [mu]g/m3 for 24-
hour measurements or below 30 [mu]g/m3 for 48-hour 
measurements; or

                               Equation 28
[GRAPHIC] [TIFF OMITTED] TR18JY97.090

    (iii) If Cave,j is above 40 [mu]g/m3 for 24-
hour measurements or above 30 [mu]g/m3 for 48-hour 
measurements.
    (h) Test results. (1) The candidate method passes the precision test 
if all 10 Pj or RPj values meet the specifications 
in table E-1 of this subpart.
    (2) The candidate sequential sampler passes the blank filter storage 
deposition test if the average net storage deposition weight gain of 
each set of blank filters (total of the net weight gain of

[[Page 76]]

each blank filter divided by the number of filters in the set) from each 
test sampler (six sets in all) is less than 50 [mu]g.

Sec. 53.59   Aerosol transport test for Class I equivalent method 
          samplers.

    (a) Overview. This test is intended to verify adequate aerosol 
transport through any modified or air flow splitting components that may 
be used in a Class I candidate equivalent method sampler such as may be 
necessary to achieve sequential sampling capability. This test is 
applicable to all Class I candidate samplers in which the aerosol flow 
path (the flow path through which sample air passes upstream of sample 
collection filter) differs from that specified for reference method 
samplers as specified in 40 CFR part 50, appendix L. The test 
requirements and performance specifications for this test are summarized 
in table E-1 of this subpart.
    (b) Technical definitions. (1) Aerosol transport is the percentage 
of a laboratory challenge aerosol which penetrates to the active sample 
filter of the candidate equivalent method sampler.
    (2) The active sample filter is the exclusive filter through which 
sample air is flowing during performance of this test.
    (3) A no-flow filter is a sample filter through which no sample air 
is intended to flow during performance of this test.
    (4) A channel is any of two or more flow paths that the aerosol may 
take, only one of which may be active at a time.
    (5) An added component is any physical part of the sampler which is 
different in some way from that specified for a reference method sampler 
in 40 CFR part 50, appendix L, such as a device or means to allow or 
cause the aerosol to be routed to one of several channels.
    (c) Required facilities and test equipment. (1) Aerosol generation 
system, as specified in Sec. 53.62(c)(2).
    (2) Aerosol delivery system, as specified in Sec. 53.64(c)(2).
    (3) Particle size verification equipment, as specified in 
Sec. 53.62(c)(3).
    (4) Fluorometer, as specified in Sec. 53.62(c)(7).
    (5) Candidate test sampler, with the inlet and impactor or impactors 
removed, and with all internal surfaces of added components electroless 
nickel coated as specified in Sec. 53.64(d)(2).
    (6) Filters that are appropriate for use with fluorometric methods 
(e.g., glass fiber).
    (d) Calibration of test measurement instruments. Submit 
documentation showing evidence of appropriately recent calibration, 
certification of calibration accuracy, and NIST-traceability (if 
required) of all measurement instruments used in the tests. The accuracy 
of flow rate meters shall be verified at the highest and lowest 
pressures and temperatures used in the tests and shall be checked at 
zero and at least one flow rate within 3 percent of 16.7 L/
min within 7 days prior to use for this test. Where an instrument's 
measurements are to be recorded with an analog recording device, the 
accuracy of the entire instrument-recorder system shall be calibrated or 
verified.
    (e) Test setup. (1) The candidate test sampler shall have its inlet 
and impactor or impactors removed. The lower end of the down tube shall 
be reconnected to the filter holder, using an extension of the downtube, 
if necessary. If the candidate sampler has a separate impactor for each 
channel, then for this test, the filter holder assemblies must be 
connected to the physical location on the sampler where the impactors 
would normally connect.
    (2) The test particle delivery system shall be connected to the 
sampler downtube so that the test aerosol is introduced at the top of 
the downtube.
    (f) Test procedure. (1) All surfaces of the added or modified 
component or components which come in contact with the aerosol flow 
shall be thoroughly washed with 0.01 N NaOH and then dried.
    (2) Generate aerosol. (i) Generate aerosol composed of oleic acid 
with a uranine fluorometric tag of 3 0.25 [mu]m aerodynamic 
diameter using a vibrating orifice aerosol generator according to 
conventions specified in Sec. 53.61(g).
    (ii) Check for the presence of satellites and adjust the generator 
to minimize their production.

[[Page 77]]

    (iii) Calculate the aerodynamic particle size using the operating 
parameters of the vibrating orifice aerosol generator. The calculated 
aerodynamic diameter must be 3 0.25 [mu]m aerodynamic 
diameter.
    (3) Verify the particle size according to procedures specified in 
Sec. 53.62(d)(4)(i).
    (4) Collect particles on filters for a time period such that the 
relative error of the resulting measured fluorometric concentration for 
the active filter is less than 5 percent.
    (5) Determine the quantity of material collected on the active 
filter using a calibrated fluorometer. Record the mass of fluorometric 
material for the active filter as Mactive (i) where i = the 
active channel number.
    (6) Determine the quantity of material collected on each no-flow 
filter using a calibrated fluorometer. Record the mass of fluorometric 
material on each no-flow filter as Mno-flow.
    (7) Using 0.01 N NaOH, wash the surfaces of the added component or 
components which contact the aerosol flow. Determine the quantity of 
material collected using a calibrated fluorometer. Record the mass of 
fluorometric material collected in the wash as Mwash.
    (8) Calculate the aerosol transport as:

                               Equation 29
[GRAPHIC] [TIFF OMITTED] TR18JY97.091

where:

i = the active channel number.

    (9) Repeat paragraphs (f)(1) through (8) of this section for each 
channel, making each channel in turn the exclusive active channel.
    (g) Test results. The candidate Class I sampler passes the aerosol 
transport test if T(i) is at least 97 percent for each 
channel.

  Table E-1 to Subpart E of Part 53--Summary of Test Requirements for 
      Reference and Class I Equivalent Methods for PM2.5

----------------------------------------------------------------------------------------------------------------
                                                                                                     Part 50,
        Subpart E Procedure           Performance Test       Performance       Test Conditions      Appendix L
                                                            Specification                           Reference
----------------------------------------------------------------------------------------------------------------
Sec.  53.52 Sampler leak check      Sampler leak check   External leakage:   Controlled leak     Sec. 7.4.6
 test.                               facility             80 mL/min, max      flow rate of 80
                                                         Internal leakage:    mL/min
                                                          80 mL/min, max
----------------------------------------------------------------------------------------------------------------
Sec.  53.53 Base flow rate test...  Sample flow rate:    1. 16.67 5%, L/min     operational test   Sec. 7.4.2
                                    2. Regulation        2. 2%, max           plus flow rate     Sec. 7.4.3
                                    3. Meas. accuracy    3. 2%, max           cut-off test       Sec. 7.4.4
                                    4. CV accuracy       4. 0.3%, max        (b) Nominal         Sec. 7.4.5
                                    5. Cut-off           5. Flow rate cut-    conditions
                                                          off if flow rate   (c) Additional 55
                                                          deviates more       mm Hg pressure
                                                          than 10% from       drop to simulate
                                                          design flow rate    loaded filter
                                                          for 60   restriction used
                                                          30 seconds          for cut-off test
----------------------------------------------------------------------------------------------------------------
Sec.  53.54 Power interruption      Sample flow rate:    1. 16.675%, L/min     operational test   Sec. 7.4.2
                                    2. Regulation        2. 2%, max          (b) Nominal         Sec. 7.4.3
                                    3. Meas. accuracy    3. 2%, max           conditions         Sec. 7.4.5
                                    4. CV accuracy       4. 0.3%, max        (c) Additional 55   Sec. 7.4.12
                                    5. Occurrence time   5. 2     mm Hg pressure     Sec. 7.4.13
                                     of power             min if 60 seconds       loaded filter      Sec. 7.4.15.5
                                    6. Elapsed sample    6. 20   (d) 6 power
                                     time                 seconds             interruptions of
                                    7. Sample volume     7. 2%,   various durations
                                                          max
----------------------------------------------------------------------------------------------------------------

[[Page 78]]


Sec.  53.55 Temperature and line    Sample flow rate:    1. 16.675%, L/min     operational test   Sec. 7.4.2
                                    2. Regulation        2. 2 %, max         (b) Nominal         Sec. 7.4.3
                                    3. Meas. accuracy    3. 2 %, max          conditions         Sec. 7.4.5
                                    4. CV accuracy       4. 0.3 %, max       (c) Additional 55   Sec. 7.4.8
                                    5. Temperature       5. 2  deg.C          mm Hg pressure     Sec. 7.4.15.1
                                     meas. accuracy                           drop to simulate
                                    6. Proper operation                       loaded filter
                                                                             (d) Ambient
                                                                              temperature at -
                                                                              20 and +40  deg.C
                                                                             (e) Line voltage:
                                                                              105 Vac to 125
                                                                              Vac
----------------------------------------------------------------------------------------------------------------
Sec.  53.56 Barometric pressure     Sample flow rate:    1. 16.675%, L/min     operational test   Sec. 7.4.2
                                    2. Regulation        2. 2%, max          (b) Nominal         Sec. 7.4.3
                                    3. Meas. accuracy    3. 2%, max           conditions         Sec. 7.4.5
                                    4. CV accuracy       4. 0.3%, max        (c) Additional 55   Sec. 7.4.9
                                    5. Pressure meas.    5. 10 mm Hg          mm Hg pressure
                                     accuracy                                 drop to simulate
                                    6. Proper operation                       loaded filter
                                                                             (d) Barometric
                                                                              pressure at 600
                                                                              and 800 mm Hg.
----------------------------------------------------------------------------------------------------------------
Sec.  53.57 Filter temperature      1. Filter temp       1. 2  deg.C         (a) 4-hour          Sec. 7.4.8
 control test.                       meas. accuracy      2. 2  deg.C          simulated solar    Sec. 7.4.10
                                    2. Ambient temp.     3. Not more than 5   radiation,         Sec. 7.4.11
                                     meas. accuracy        deg.C above        sampling
                                    3. Filter temp        ambient temp. for  (b) 4-hour
                                     control accuracy,    more than 30 min    simulated solar
                                     sampling and non-                        radiation, non-
                                     sampling                                 sampling
                                                                             (c) Solar flux of
                                                                              10005
                                                                              0W/m2
----------------------------------------------------------------------------------------------------------------
Sec.  53.58 Field precision test..  1. Measurement       1. Pj <2 [mu]g/m3   (a) 3 collocated    Sec. 5.1
                                     precision            for conc. <40       samplers at 1      Sec. 7.3.5
                                    2. Storage            [mu]g/m3 (24-hr)    site for at least  Sec. 8
                                     deposition test      or <30 [mu]g/m3     10 days            Sec. 9
                                     for sequential       (48-hr); or        (b) PM2.5           Sec. 10
                                     samplers            RPj < 5% for conc.   conc.[ge]10 [mu]g/
                                                          >40 [mu]g/m3 (24-   m3
                                                          hr) or >30 [mu]g/  (c) 24- or 48-hour
                                                          m3 (48-hr)          samples
                                                         2. 50 [mu]g, max    (d) 5- or 10-day
                                                          weight gain         storage period
                                                                              for inactive
                                                                              stored filters
----------------------------------------------------------------------------------------------------------------

                  The Following Requirement is Applicable to Candidate Equivalent Methods Only
----------------------------------------------------------------------------------------------------------------

Sec.  53.59 Aerosol transport test  Aerosol transport    97%, min, for all   Determine aerosol
                                                          channels            transport through
                                                                              any new or
                                                                              modified
                                                                              components with
                                                                              respect to the
                                                                              reference method
                                                                              sampler before
                                                                              the filter for
                                                                              each channel.
----------------------------------------------------------------------------------------------------------------


[62 FR 38799, July 18, 1997; 63 FR 7714, Feb. 17, 1998]

  Table E-2 to Subpart E of Part 53--Spectral Energy Distribution and 
           Permitted Tolerance for Conducting Radiative Tests

------------------------------------------------------------------------
                                       Spectral Region
  Characteristic   -----------------------------------------------------
                        Ultraviolet         Visible          Infrared
------------------------------------------------------------------------
Bandwidth ([mu]m)   0.28 to 0.32        0.40 to 0.78     0.78 to 3.00
                     0.32 to 0.40
Irradiance (W/m2)   5                   450 to 550       439
                        56
Allowed Tolerance    35%         10%
                               , Rev.
  Y      N      NA   to Sections of 40 CFR Part 53 or   , Rev.
                        40 CFR Part 50, Appendix L           Date)
------------------------------------------------------------------------
                     Performance Specification Tests
                     Sample flow rate coefficient of
                      variation (Sec.  53.53) (L-
                      7.4.3)
------------------------------------------------------------------------
                     Filter temperature control
                      (sampling) (Sec.  53.57) (L-
                      7.4.10)
------------------------------------------------------------------------
                     Elapsed sample time accuracy
                      (Sec.  53.54) (L-7.4.13)
------------------------------------------------------------------------
                     Filter temperature control (post
                      sampling) (Sec.  53.57) (L-
                      7.4.10)
------------------------------------------------------------------------
                     Application Specification Tests
------------------------------------------------------------------------
                     Field Precision (Sec.  53.58) (L-
                      5.1)
------------------------------------------------------------------------
                     Meets all Appendix L
                      requirements (part 53, subpart
                      A, Sec.  53.2(a)(3)) (part 53,
                      subpart E, Sec.  53.51(a),(d))
------------------------------------------------------------------------
                     Filter Weighing (L-8)
------------------------------------------------------------------------
                     Field Sampling Procedure (Sec.
                      53.30, .31, .34)
------------------------------------------------------------------------
                     Design Specification Tests
------------------------------------------------------------------------
                     Filter ( L-6)
------------------------------------------------------------------------
                     Range of Operational Conditions
                      (L-7.4.7)
------------------------------------------------------------------------

  The Following Requirements Apply Only to Class I Candidate Equivalent
                                 Methods
------------------------------------------------------------------------

                     Aerosol Transport (Sec.  53.59)
------------------------------------------------------------------------

   Figure E-2 to Subpart E of Part 53--Product Manufacturing Checklist

                     PRODUCT MANUFACTURING CHECKLIST

                  --------------------      --------------------      --
------------------
                          Auditee           Auditor signature            
     Date

------------------------------------------------------------------------
Compliance Status:    Y = Yes     N = No     NA = Not     Verification
               applicable/Not available                     Comments
------------------------------------------------------     (Includes
    Verification      Verified by Direct Observation    documentation of
--------------------    of Process or of Documented    who, what, where,
                     Evidence: Performance, Design or   when, why) (Doc.
                      Application Spec. Corresponding   , Rev.
  Y      N      NA   to Sections of 40 CFR Part 53 or   , Rev.
                        40 CFR Part 50, Appendix L           Date)
------------------------------------------------------------------------
                     Performance Specification Tests
------------------------------------------------------------------------
                       Assembled operational
                      performance (Burn-in test)
                      (Sec.  53.53)
------------------------------------------------------------------------
                       Sample flow rate (Sec.  53.53)
                      (L-7.4.1, L-7.4.2)
------------------------------------------------------------------------
                       Sample flow rate regulation
                      (Sec.  53.53) (L-7.4.3)
------------------------------------------------------------------------
                       Flow rate and average flow
                      rate measurement accuracy (Sec.
                       53.53) (L-7.4.5)
------------------------------------------------------------------------
                       Ambient air temperature
                      measurement accuracy (Sec.
                      53.55) (L-7.4.8)
------------------------------------------------------------------------
                       Ambient barometric pressure
                      measurement accuracy (Sec.
                      53.56) (L-7.4.9)
------------------------------------------------------------------------
                       Sample flow rate cut-off (Sec.
                       53.53) (L-7.4.4)
------------------------------------------------------------------------
                       Sampler leak check facility
                      (Sec.  53.52) (L-7.4.6)
------------------------------------------------------------------------
                       Application Specification
                      Tests
------------------------------------------------------------------------
                       Flow rate calibration transfer
                      standard (L-9.2)
------------------------------------------------------------------------
                       Operational /Instructional
                      manual (L-7.4.18)
------------------------------------------------------------------------

[[Page 80]]


                       Design Specification Tests
------------------------------------------------------------------------
                       Impactor (jet width) (Sec.
                      53.51(d)(1)) (L-7.3.4.1)
------------------------------------------------------------------------
                       Surface finish (Sec.  53.51(
                      d)(2)) (L-7.3.7)
------------------------------------------------------------------------

             Appendix A to Subpart E of Part 53--References

    (1) Quality systems--Model for quality assurance in design, 
development, production, installation and servicing, ISO 9001. July 
1994. Available from American Society for Quality Control, 611 East 
Wisconsin Avenue, Milwaukee, WI 53202.
    (2) American National Standard--Specifications and Guidelines for 
Quality Systems for Environmental Data Collection and Environmental 
Technology Programs. ANSI/ASQC E4-1994. January 1995. Available from 
American Society for Quality Control, 611 East Wisconsin Avenue, 
Milwaukee, WI 53202.
    (3) Copies of section 2.12 of the Quality Assurance Handbook for Air 
Pollution Measurement Systems, Volume II, Ambient Air Specific Methods, 
EPA/600/R-94/038b, are available from Department E (MD-77B), U.S. EPA, 
Research Triangle Park, NC 27711.
    (4) Military standard specification (mil. spec.) 8625F, Type II, 
Class 1 as listed in Department of Defense Index of Specifications and 
Standards (DODISS), available from DODSSP-Customer Service, 
Standardization Documents Order Desk, 700 Robbins Avenue, Building 4D, 
Philadelphia, PA 1911-5094.
    (5) Quality Assurance Handbook for Air Pollution Measurement 
Systems, Volume IV: Meteorological Measurements. Revised March, 1995. 
EPA-600/R-94-038d. Available from U.S. EPA, ORD Publications Office, 
Center for Environmental Research Information (CERI), 26 West Martin 
Luther King Drive, Cincinnati, Ohio 45268-1072 (513-569-7562).
    (6) Military standard specification (mil. spec.) 810-E as listed in 
Department of Defense Index of Specifications and Standards (DODISS), 
available from DODSSP-Customer Service, Standardization Documents Order 
Desk, 700 Robbins Avenue, Building 4D, Philadelphia, PA 1911-5094.

 Subpart F--Procedures for Testing Performance Characteristics of Class 
               II Equivalent Methods for PM2.5

    Source: 62 FR 38814, July 18, 1997, unless otherwise noted.

Sec. 53.60   General provisions.

    (a) This subpart sets forth the specific requirements that a 
PM2.5 sampler associated with a candidate Class II equivalent 
method must meet to be designated as an equivalent method for 
PM2.5. This subpart also sets forth the explicit test 
procedures that must be carried out and the test results, evidence, 
documentation, and other materials that must be provided to EPA to 
demonstrate that a sampler meets all specified requirements for 
designation as an equivalent method.
    (b) A candidate method described in an application for a reference 
or equivalent method application submitted under Sec. 53.4 shall be 
determined by the EPA to be a Class II candidate equivalent method on 
the basis of the definition of a Class II equivalent method given in 
Sec. 53.1.
    (c) Any sampler associated with a Class II candidate equivalent 
method (Class II sampler) must meet all requirements for reference 
method samplers and Class I equivalent method samplers specified in 
subpart E of this part, as appropriate. In addition, a Class II sampler 
must meet the additional requirements as specified in paragraph (d) of 
this section.

[[Page 81]]

    (d) Except as provided in paragraphs (d) (1), (2), and (3) of this 
section, all Class II samplers are subject to the additional tests and 
performance requirements specified in Sec. 53.62 (full wind tunnel 
test), Sec. 53.65 (loading test), and Sec. 53.66 (volatility test). 
Alternative tests and performance requirements, as described in 
paragraphs (d)(1), (2), and (3) of this section, are optionally 
available for certain Class II samplers which meet the requirements for 
reference method or Class I samplers given in 40 CFR part 50, appendix 
L, and in subpart E of this part, except for specific deviations of the 
inlet, fractionator, or filter.
    (1) Inlet deviation. A sampler which has been determined to be a 
Class II sampler solely because the design or construction of its inlet 
deviates from the design or construction of the inlet specified in 40 
CFR part 50, appendix L, for reference method samplers shall not be 
subject to the requirements of Sec. 53.62 (full wind tunnel test), 
provided that it meets all requirements of Sec. 53.63 (wind tunnel inlet 
aspiration test), Sec. 53.65 (loading test), and Sec. 53.66 (volatility 
test).
    (2) Fractionator deviation. A sampler which has been determined to 
be a Class II sampler solely because the design or construction of its 
particle size fractionator deviates from the design or construction of 
the particle size fractionator specified in 40 CFR part 50, appendix L 
for reference method samplers shall not be subject to the requirements 
of Sec. 53.62 (full wind tunnel test), provided that it meets all 
requirements of Sec. 53.64 (static fractionator test), Sec. 53.65 
(loading test), and Sec. 53.66 (volatility test).
    (3) Filter size deviation. A sampler which has been determined to be 
a Class II sampler solely because its effective filtration area deviates 
from that of the reference method filter specified in 40 CFR part 50, 
appendix L, for reference method samplers shall not be subject to the 
requirements of Sec. 53.62 (full wind tunnel test) nor Sec. 53.65 
(loading test), provided it meets all requirements of Sec. 53.66 
(volatility test).
    (e) The test specifications and acceptance criteria for each test 
are summarized in table F-1 of this subpart. The candidate sampler must 
demonstrate performance that meets the acceptance criteria for each 
applicable test to be designated as an equivalent method.
    (f) Overview of various test procedures for Class II samplers--(1) 
Full wind tunnel test. This test procedure is designed to ensure that 
the candidate sampler's effectiveness (aspiration of an ambient aerosol 
and penetration of the sub 2.5-micron fraction to its sample filter) 
will be comparable to that of a reference method sampler. The candidate 
sampler is challenged at wind speeds of 2 and 24 km/hr with monodisperse 
aerosols of the size specified in table F-2 of this subpart. The 
experimental test results are then integrated with three idealized 
ambient distributions (typical, fine, and coarse) to yield the expected 
mass concentration measurement for each. The acceptance criteria are 
based on the results of this numerical analysis and the particle 
diameter for which the sampler effectiveness is 50 percent.
    (2) Wind tunnel inlet aspiration test. The wind tunnel inlet 
aspiration test directly compares the inlet of the candidate sampler to 
the inlet of a reference method sampler with the single-sized, liquid, 
monodisperse challenge aerosol specified in table F-2 of this subpart at 
wind speeds of 2 km/hr and 24 km/hr. The acceptance criteria, presented 
in table F-1 of this subpart, is based on the relative aspiration 
between the candidate inlet and the reference method inlet.
    (3) Static fractionator test. The static fractionator test 
determines the effectiveness of the candidate sampler's 2.5-micron 
fractionator under static conditions for aerosols of the size specified 
in table F-2 of this subpart. The numerical analysis procedures and 
acceptance criteria are identical to those in the full wind tunnel test.
    (4) Loading test. The loading test is conducted to ensure that the 
performance of a candidate sampler is not significantly affected by the 
amount of particulate deposited on its interior surfaces between 
periodic cleanings. The candidate sampler is artificially loaded by 
sampling a test environment containing aerosolized, standard test dust. 
The duration of the loading phase is dependent on both the time between 
cleaning as specified by the candidate

[[Page 82]]

method and the aerosol mass concentration in the test environment. After 
loading, the candidate's performance must then be evaluated by 
Sec. 53.62 (full wind tunnel evaluation), Sec. 53.64 (wind tunnel inlet 
aspiration test), or Sec. 53.64 (static fractionator test). If the 
results of the appropriate test meet the criteria presented in table F-1 
of this subpart, then the candidate sampler passes the loading test 
under the condition that it be cleaned at least as often as the cleaning 
frequency proposed by the candidate method and that has been 
demonstrated to be acceptable by this test.
    (5) Volatility test. The volatility test challenges the candidate 
sampler with a polydisperse, semi-volatile liquid aerosol. This aerosol 
is simultaneously sampled by the candidate method sampler and a 
reference method sampler for a specified time period. Clean air is then 
passed through the samplers during a blow-off time period. Residual mass 
is then calculated as the weight of the filter after the blow-off phase 
is subtracted from the initial weight of the filter. Acceptance criteria 
are based on a comparison of the residual mass measured by the candidate 
sampler (corrected for flow rate variations from that of the reference 
method) to the residual mass measured by the reference method sampler 
for several specified clean air sampling time periods.
    (g) Test data. All test data and other documentation obtained from 
or pertinent to these tests shall be identified, dated, signed by the 
analyst performing the test, and submitted to EPA as part of the 
equivalent method application. Schematic drawings of each particle 
delivery system and other information showing complete procedural 
details of the test atmosphere generation, verification, and delivery 
techniques for each test performed shall be submitted to EPA. All 
pertinent calculations shall be clearly presented. In addition, 
manufacturers are required to submit as part of the application, a 
Designation Testing Checklist (Figure F-1 of this subpart) which has 
been completed and signed by an ISO-certified auditor.

Sec. 53.61   Test conditions for PM2.5 reference method 
          equivalency.

    (a) Sampler surface preparation. Internal surfaces of the candidate 
sampler shall be cleaned and dried prior to performing any Class II 
sampler test in this subpart. The internal collection surfaces of the 
sampler shall then be prepared in strict accordance with the operating 
instructions specified in the sampler's operating manual referred to in 
section 7.4.18 of 40 CFR part 50, appendix L.
    (b) Sampler setup. Set up and start up of all test samplers shall be 
in strict accordance with the operating instructions specified in the 
manual referred to in section 7.4.18 of 40 CFR part 50, appendix L, 
unless otherwise specified within this subpart.
    (c) Sampler adjustments. Once the test sampler or samplers have been 
set up and the performance tests started, manual adjustment shall be 
permitted only between test points for all applicable tests. Manual 
adjustments and any periodic maintenance shall be limited to only those 
procedures prescribed in the manual referred to in section 7.4.18 of 40 
CFR part 50, appendix L. The submitted records shall clearly indicate 
when any manual adjustment or periodic maintenance was made and shall 
describe the operations performed.
    (d) Sampler malfunctions. If a test sampler malfunctions during any 
of the applicable tests, that test run shall be repeated. A detailed 
explanation of all malfunctions and the remedial actions taken shall be 
submitted as part of the equivalent method application.
    (e) Particle concentration measurements. All measurements of 
particle concentration must be made such that the relative error in 
measurement is less than 5.0 percent. Relative error is defined as (s x 
100 percent)/(X), where s is the sample standard deviation of the 
particle concentration detector, X is the measured concentration, and 
the units of s and X are identical.
    (f) Operation of test measurement equipment. All test measurement 
equipment shall be set up, calibrated, and maintained by qualified 
personnel according to the manufacturer's instructions. All appropriate 
calibration information

[[Page 83]]

and manuals for this equipment shall be kept on file.
    (g) Vibrating orifice aerosol generator conventions. This section 
prescribes conventions regarding the use of the vibrating orifice 
aerosol generator (VOAG) for the size-selective performance tests 
outlined in Secs. 53.62, 53.63, 53.64, and 53.65.
    (1) Particle aerodynamic diameter. The VOAG produces near-
monodisperse droplets through the controlled breakup of a liquid jet. 
When the liquid solution consists of a non-volatile solute dissolved in 
a volatile solvent, the droplets dry to form particles of near-
monodisperse size.
    (i) The physical diameter of a generated spherical particle can be 
calculated from the operating parameters of the VOAG as:

                               Equation 1
[GRAPHIC] [TIFF OMITTED] TR18JY97.094

where:

Dp = particle physical diameter, [mu]m;
Q = liquid volumetric flow rate, [mu]m3/sec;
Cvol = volume concentration (particle volume produced per 
drop volume), dimensionless; and
f = frequency of applied vibrational signal, 1/sec.

    (ii) A given particle's aerodynamic behavior is a function of its 
physical particle size, particle shape, and density. Aerodynamic 
diameter is defined as the diameter of a unit density ([rho]o 
= 1g/cm3) sphere having the same settling velocity as the 
particle under consideration. For converting a spherical particle of 
known density to aerodynamic diameter, the governing relationship is:

                               Equation 2
[GRAPHIC] [TIFF OMITTED] TR18JY97.095

where:

Dae = particle aerodynamic diameter, [mu]m;
[rho]p = particle density, g/cm3;
[rho]o = aerodynamic particle density = 1 g/cm3;
CDp = Cunningham's slip correction factor for physical 
particle diameter, dimensionless; and
CDae = Cunningham's slip correction factor for aerodynamic 
particle diameter, dimensionless.

    (iii) At room temperature and standard pressure, the Cunningham's 
slip correction factor is solely a function of particle diameter:

                               Equation 3
[GRAPHIC] [TIFF OMITTED] TR18JY97.096

or

                               Equation 4
[GRAPHIC] [TIFF OMITTED] TR18JY97.097

    (iv) Since the slip correction factor is itself a function of 
particle diameter, the aerodynamic diameter in equation 2 of paragraph 
(g)(1)(ii) of this section cannot be solved directly but must be 
determined by iteration.
    (2) Solid particle generation. (i) Solid particle tests performed in 
this subpart shall be conducted using particles composed of ammonium 
fluorescein. For use in the VOAG, liquid solutions of known volumetric 
concentration can be prepared by diluting fluorescein powder 
(C20H12O5, FW = 332.31, CAS 2321-07-5) 
with aqueous ammonia. Guidelines for preparation of fluorescein 
solutions of the desired volume concentration (Cvol) are 
presented by Vanderpool and Rubow (1988) (Reference 2 in appendix A of 
this subpart). For purposes of converting particle physical diameter to 
aerodynamic diameter, an ammonium fluorescein density of 1.35 g/
cm3 shall be used.
    (ii) Mass deposits of ammonium fluorescein shall be extracted and 
analyzed using solutions of 0.01 N ammonium hydroxide.
    (3) Liquid particle generation. (i) Tests prescribed in Sec. 53.63 
for inlet aspiration require the use of liquid particle tests composed 
of oleic acid tagged with uranine to enable subsequent fluorometric 
quantitation of collected aerosol mass deposits. Oleic acid 
(C18H34O2, FW = 282.47, CAS 112-80-1) 
has a density of 0.8935 g/cm3. Because the viscosity of oleic 
acid is relatively high, significant errors can occur when dispensing 
oleic acid using volumetric

[[Page 84]]

pipettes. For this reason, it is recommended that oleic acid solutions 
be prepared by quantifying dispensed oleic acid gravimetrically. The 
volume of oleic acid dispensed can then be calculated simply by dividing 
the dispensed mass by the oleic acid density.
    (ii) Oleic acid solutions tagged with uranine shall be prepared as 
follows. A known mass of oleic acid shall first be diluted using 
absolute ethanol. The desired mass of the uranine tag should then be 
diluted in a separate container using absolute ethanol. Uranine 
(C20H10O5Na2, FW = 376.3, 
CAS 518-47-8) is the disodium salt of fluorescein and has a density of 
1.53 g/cm3. In preparing uranine tagged oleic acid particles, 
the uranine content shall not exceed 20 percent on a mass basis. Once 
both oleic acid and uranine solutions are properly prepared, they can 
then be combined and diluted to final volume using absolute ethanol.
    (iii) Calculation of the physical diameter of the particles produced 
by the VOAG requires knowledge of the liquid solution's volume 
concentration (Cvol). Because uranine is essentially 
insoluble in oleic acid, the total particle volume is the sum of the 
oleic acid volume and the uranine volume. The volume concentration of 
the liquid solution shall be calculated as:

                               Equation 5
[GRAPHIC] [TIFF OMITTED] TR18JY97.098

where:

Vu = uranine volume, ml;
Voleic = oleic acid volume, ml;
Vsol = total solution volume, ml;
Mu = uranine mass, g;
[rho]u = uranine density, g/cm3;
Moleic = oleic acid mass, g; and
[rho]oleic = oleic acid density, g/cm3.

    (iv) For purposes of converting the particles' physical diameter to 
aerodynamic diameter, the density of the generated particles shall be 
calculated as:

                               Equation 6
[GRAPHIC] [TIFF OMITTED] TR18JY97.099

    (v) Mass deposits of oleic acid shall be extracted and analyzed 
using solutions of 0.01 N sodium hydroxide.

[62 FR 38814, July 18, 1997; 63 FR 7714, Feb. 17, 1998]

Sec. 53.62   Test procedure: Full wind tunnel test.

    (a) Overview. The full wind tunnel test evaluates the effectiveness 
of the candidate sampler at 2 km/hr and 24 km/hr for aerosols of the 
size specified in table F-2 of this subpart (under the heading, ``Full 
Wind Tunnel Test''). For each wind speed, a smooth curve is fit to the 
effectiveness data and corrected for the presence of multiplets in the 
wind tunnel calibration aerosol. The cutpoint diameter (Dp50) 
at each wind speed is then determined from the corrected effectiveness 
curves. The two resultant penetration curves are then each numerically 
integrated with three idealized ambient particle size distributions to 
provide six estimates of measured mass concentration. Critical 
parameters for these idealized distributions are presented in table F-3 
of this subpart.
    (b) Technical definitions. Effectiveness is the ratio (expressed as 
a percentage) of the mass concentration of particles of a specific size 
reaching the sampler filter or filters to the mass concentration of 
particles of the same size approaching the sampler.
    (c) Facilities and equipment required--(1) Wind tunnel. The particle 
delivery system shall consist of a blower system and a wind tunnel 
having a test section of sufficiently large cross-sectional area such 
that the test sampler, or portion thereof, as installed in the test 
section for testing, blocks no more than 15 percent of the test section 
area. The wind tunnel blower system must be capable of maintaining 
uniform wind speeds at the 2 km/hr and 24 km/hr in the test section.
    (2) Aerosol generation system. A vibrating orifice aerosol generator 
shall be used to produce monodisperse solid particles of ammonium 
fluorescein with equivalent aerodynamic diameters as specified in table 
F-2 of this subpart. The geometric standard deviation for each particle 
size generated shall not exceed 1.1 (for primary particles) and the 
proportion of multiplets

[[Page 85]]

(doublets and triplets) in all test particle atmosphere shall not exceed 
10 percent of the particle population. The aerodynamic particle 
diameter, as established by the operating parameters of the vibrating 
orifice aerosol generator, shall be within the tolerance specified in 
table F-2 of this subpart.
    (3) Particle size verification equipment. The size of the test 
particles shall be verified during this test by use of a suitable 
instrument (e.g., scanning electron microscope, optical particle sizer, 
time-of-flight apparatus). The instrument must be capable of measuring 
solid and liquid test particles with a size resolution of 0.1 [mu]m or 
less. The accuracy of the particle size verification technique shall be 
0.15 [mu]m or better.
    (4) Wind speed measurement. The wind speed in the wind tunnel shall 
be determined during the tests using an appropriate technique capable of 
a precision of 2 percent and an accuracy of 5 percent or better (e.g., 
hot-wire anemometry). For the wind speeds specified in table F-2 of this 
subpart, the wind speed shall be measured at a minimum of 12 test points 
in a cross-sectional area of the test section of the wind tunnel. The 
mean wind speed in the test section must be within 10 
percent of the value specified in table F-2 of this subpart, and the 
variation at any test point in the test section may not exceed 10 
percent of the measured mean.
    (5) Aerosol rake. The cross-sectional uniformity of the particle 
concentration in the sampling zone of the test section shall be 
established during the tests using an array of isokinetic samplers, 
referred to as a rake. Not less than five evenly spaced isokinetic 
samplers shall be used to determine the particle concentration spatial 
uniformity in the sampling zone. The sampling zone shall be a 
rectangular area having a horizontal dimension not less than 1.2 times 
the width of the test sampler at its inlet opening and a vertical 
dimension not less than 25 centimeters.
    (6) Total aerosol isokinetic sampler. After cross-sectional 
uniformity has been confirmed, a single isokinetic sampler may be used 
in place of the array of isokinetic samplers for the determination of 
particle mass concentration used in the calculation of sampling 
effectiveness of the test sampler in paragraph (d)(5) of this section. 
In this case, the array of isokinetic samplers must be used to 
demonstrate particle concentration uniformity prior to the replicate 
measurements of sampling effectiveness.
    (7) Fluorometer. A fluorometer used for quantifying extracted 
aerosol mass deposits shall be set up, maintained, and calibrated 
according to the manufacturer's instructions. A series of calibration 
standards shall be prepared to encompass the minimum and maximum 
concentrations measured during size-selective tests. Prior to each 
calibration and measurement, the fluorometer shall be zeroed using an 
aliquot of the same solvent used for extracting aerosol mass deposits.
    (8) Sampler flow rate measurements. All flow rate measurements used 
to calculate the test atmosphere concentrations and the test results 
must be accurate to within 2 percent, referenced to a NIST-
traceable primary standard. Any necessary flow rate measurement 
corrections shall be clearly documented. All flow rate measurements 
shall be performed and reported in actual volumetric units.
    (d) Test procedures--(1) Establish and verify wind speed. (i) 
Establish a wind speed specified in table F-2 of this subpart.
    (ii) Measure the wind speed at a minimum of 12 test points in a 
cross-sectional area of the test section of the wind tunnel using a 
device as described in paragraph (c)(4) of this section.
    (iii) Verify that the mean wind speed in the test section of the 
wind tunnel during the tests is within 10 percent of the value specified 
in table F-2 of this subpart. The wind speed measured at any test point 
in the test section shall not differ by more than 10 percent from the 
mean wind speed in the test section.
    (2) Generate aerosol. (i) Generate particles of a size specified in 
table F-2 of this subpart using a vibrating orifice aerosol generator.
    (ii) Check for the presence of satellites and adjust the generator 
as necessary.
    (iii) Calculate the physical particle size using the operating 
parameters of

[[Page 86]]

the vibrating orifice aerosol generator and record.
    (iv) Determine the particle's aerodynamic diameter from the 
calculated physical diameter and the known density of the generated 
particle. The calculated aerodynamic diameter must be within the 
tolerance specified in table F-2 of this subpart.
    (3) Introduce particles into the wind tunnel. Introduce the 
generated particles into the wind tunnel and allow the particle 
concentration to stabilize.
    (4) Verify the quality of the test aerosol. (i) Extract a 
representative sample of the aerosol from the sampling test zone and 
measure the size distribution of the collected particles using an 
appropriate sizing technique. If the measurement technique does not 
provide a direct measure of aerodynamic diameter, the geometric mean 
aerodynamic diameter of the challenge aerosol must be calculated using 
the known density of the particle and the measured mean physical 
diameter. The determined geometric mean aerodynamic diameter of the test 
aerosol must be within 0.15 [mu]m of the aerodynamic diameter calculated 
from the operating parameters of the vibrating orifice aerosol 
generator. The geometric standard deviation of the primary particles 
must not exceed 1.1.
    (ii) Determine the population of multiplets in the collected sample. 
The multiplet population of the particle test atmosphere must not exceed 
10 percent of the total particle population.
    (5) Aerosol uniformity and concentration measurement. (i) Install an 
array of five or more evenly spaced isokinetic samplers in the sampling 
zone (paragraph (c)(5) of this section). Collect particles on 
appropriate filters over a time period such that the relative error of 
the measured particle concentration is less than 5.0 percent.
    (ii) Determine the quantity of material collected with each 
isokinetic sampler in the array using a calibrated fluorometer. 
Calculate and record the mass concentration for each isokinetic sampler 
as:

                               Equation 7
[GRAPHIC] [TIFF OMITTED] TR18JY97.100

where:

i = replicate number;
j = isokinetic sampler number;
Miso = mass of material collected with the isokinetic 
sampler;
Q = isokinetic sampler volumetric flow rate; and
t = sampling time.

    (iii) Calculate and record the mean mass concentration as:

                               Equation 8
[GRAPHIC] [TIFF OMITTED] TR18JY97.101

where:

i = replicate number;
j = isokinetic sampler number; and
n = total number of isokinetic samplers.

    (iv) Precision calculation. (A) Calculate the coefficient of 
variation of the mass concentration measurements as:

                               Equation 9
[GRAPHIC] [TIFF OMITTED] TR18JY97.102

where:

i = replicate number;
j = isokinetic sampler number; and
n = total number of isokinetic samplers.

    (B) If the value of CViso(i) for any replicate exceeds 10 
percent, the particle concentration uniformity is unacceptable and step 
5 must be repeated. If adjustment of the vibrating orifice aerosol 
generator or changes in the particle delivery system are necessary to 
achieve uniformity, steps 1 through 5 must be repeated. When an 
acceptable aerosol spatial uniformity is achieved, remove the array of 
isokinetic samplers from the wind tunnel.
    (6) Alternative measure of wind tunnel total concentration. If a 
single isokinetic sampler is used to determine the mean aerosol 
concentration in the

[[Page 87]]

wind tunnel, install the sampler in the wind tunnel with the sampler 
nozzle centered in the sampling zone (paragraph (c)(6) of this section).
    (i) Collect particles on an appropriate filter over a time period 
such that the relative error of the measured concentration is less than 
5.0 percent.
    (ii) Determine the quantity of material collected with the 
isokinetic sampler using a calibrated fluorometer.
    (iii) Calculate and record the mass concentration as 
Ciso(i) as in paragraph (d)(5)(ii) of this section.
    (iv) Remove the isokinetic sampler from the wind tunnel.
    (7) Measure the aerosol with the candidate sampler. (i) Install the 
test sampler (or portion thereof) in the wind tunnel with the sampler 
inlet opening centered in the sampling zone. To meet the maximum 
blockage limit of paragraph (c)(1) of this section or for convenience, 
part of the test sampler may be positioned external to the wind tunnel 
provided that neither the geometry of the sampler nor the length of any 
connecting tube or pipe is altered. Collect particles for a time period 
such that the relative error of the measured concentration is less than 
5.0 percent.
    (ii) Remove the test sampler from the wind tunnel.
    (iii) Determine the quantity of material collected with the test 
sampler using a calibrated fluorometer. Calculate and record the mass 
concentration for each replicate as:

                               Equation 10
[GRAPHIC] [TIFF OMITTED] TR18JY97.103

where:

i = replicate number;
Mcand = mass of material collected with the candidate 
sampler;
Q = candidate sampler volumetric flow rate; and
t = sampling time.

    (iv)(A) Calculate and record the sampling effectiveness of the 
candidate sampler as:

                               Equation 11
[GRAPHIC] [TIFF OMITTED] TR18JY97.104

where:

i = replicate number.

    (B) If a single isokinetic sampler is used for the determination of 
particle mass concentration, replace Ciso(i) with 
Ciso.
    (8) Replicate measurements and calculation of mean sampling 
effectiveness. (i) Repeat steps in paragraphs (d)(5) through (d)(7) of 
this section, as appropriate, to obtain a minimum of three valid 
replicate measurements of sampling effectiveness.
    (ii) Calculate and record the average sampling effectiveness of the 
test sampler for the particle size as:

                               Equation 12
[GRAPHIC] [TIFF OMITTED] TR18JY97.105

where:

i = replicate number; and
n = number of replicates.

    (iii) Sampling effectiveness precision. (A) Calculate and record the 
coefficient of variation for the replicate sampling effectiveness 
measurements of the test sampler as:

                               Equation 13
[GRAPHIC] [TIFF OMITTED] TR18JY97.106

where:

i = replicate number, and
n = number of replicates.

    (B) If the value of CVE exceeds 10 percent, the test run 
(steps in paragraphs (d)(2) through (d)(8) of this section) must be 
repeated until an acceptable value is obtained.
    (9) Repeat steps in paragraphs (d)(2) through (d)(8) of this section 
until the

[[Page 88]]

sampling effectiveness has been measured for all particle sizes 
specified in table F-2 of this subpart.
    (10) Repeat steps in paragraphs (d)(1) through (d)(9) of this 
section until tests have been successfully conducted for both wind 
speeds of 2 km/hr and 24 km/hr.
    (e) Calculations--(1) Graphical treatment of effectiveness data. For 
each wind speed given in table F-2 of this subpart, plot the particle 
average sampling effectiveness of the candidate sampler as a function of 
aerodynamic particle diameter (Dae) on semi-logarithmic graph 
paper where the aerodynamic particle diameter is the particle size 
established by the parameters of the VOAG in conjunction with the known 
particle density. Construct a best-fit, smooth curve through the data by 
extrapolating the sampling effectiveness curve through 100 percent at an 
aerodynamic particle size of 0.5 [mu]m and 0 percent at an aerodynamic 
particle size of 10 [mu]m. Correction for the presence of multiplets 
shall be performed using the techniques presented by Marple, et al 
(1987). This multiplet-corrected effectiveness curve shall be used for 
all remaining calculations in this paragraph (e).
    (2) Cutpoint determination. For each wind speed determine the 
sampler Dp50 cutpoint defined as the aerodynamic particle 
size corresponding to 50 percent effectiveness from the multiplet 
corrected smooth curve.
    (3) Expected mass concentration calculation. For each wind speed, 
calculate the estimated mass concentration measurement for the test 
sampler under each particle size distribution (Tables F-4, F-5, and F-6 
of this subpart) and compare it to the mass concentration predicted for 
the reference sampler as follows:
    (i) Determine the value of corrected effectiveness using the best-
fit, multiplet-corrected curve at each of the particle sizes specified 
in the first column of table F-4 of this subpart. Record each corrected 
effectiveness value as a decimal between 0 and 1 in column 2 of table F-
4 of this subpart.
    (ii) Calculate the interval estimated mass concentration measurement 
by multiplying the values of corrected effectiveness in column 2 by the 
interval mass concentration values in column 3 and enter the products in 
column 4 of table F-4 of this subpart.
    (iii) Calculate the estimated mass concentration measurement by 
summing the values in column 4 and entering the total as the estimated 
mass concentration measurement for the test sampler at the bottom of 
column 4 of table F-4 of this subpart.
    (iv) Calculate the estimated mass concentration ratio between the 
candidate method and the reference method as:

                               Equation 14
[GRAPHIC] [TIFF OMITTED] TR18JY97.107

where:

Ccand(est) = estimated mass concentration measurement for the 
test sampler, [mu]g/m3; and
Cref(est) = estimated mass concentration measurement for the 
reference sampler, [mu]g/m3 (calculated for the reference 
sampler and specified at the bottom of column 7 of table F-4 of this 
subpart).

    (v) Repeat steps in paragraphs (e) (1) through (e)(3) of this 
section for tables F-5 and F-6 of this subpart.
    (f) Evaluation of test results. The candidate method passes the wind 
tunnel effectiveness test if the Rc value for each wind speed 
meets the specification in table F-1 of this subpart for each of the 
three particle size distributions.

Sec. 53.63   Test procedure: Wind tunnel inlet aspiration test.

    (a) Overview. This test applies to a candidate sampler which differs 
from the reference method sampler only with respect to the design of the 
inlet. The purpose of this test is to ensure that the aspiration of a 
Class II candidate sampler is such that it representatively extracts an 
ambient aerosol at elevated wind speeds. This wind tunnel test uses a 
single-sized, liquid aerosol in conjunction with wind speeds of 2 km/hr 
and 24 km/hr. The test atmosphere concentration is alternately measured 
with the candidate sampler and a reference method device, both of which 
are operated without the

[[Page 89]]

2.5-micron fractionation device installed. The test conditions are 
summarized in table F-2 of this subpart (under the heading of ``wind 
tunnel inlet aspiration test''). The candidate sampler must meet or 
exceed the acceptance criteria given in table F-1 of this subpart.
    (b) Technical definition. Relative aspiration is the ratio 
(expressed as a percentage) of the aerosol mass concentration measured 
by the candidate sampler to that measured by a reference method sampler.
    (c) Facilities and equipment required. The facilities and equipment 
are identical to those required for the full wind tunnel test 
(Sec. 53.62(c)).
    (d) Setup. The candidate and reference method samplers shall be 
operated with the PM2.5 fractionation device removed from the 
flow path throughout this entire test procedure. Modifications to 
accommodate this requirement shall be limited to removal of the 
fractionator and insertion of the filter holder directly into the 
downtube of the inlet.
    (e) Test procedure--(1) Establish the wind tunnel test atmosphere. 
Follow the procedures in Sec. 53.62(d)(1) through (d)(4) to establish a 
test atmosphere for one of the two wind speeds specified in table F-2 of 
this subpart.
    (2) Measure the aerosol concentration with the reference sampler. 
(i) Install the reference sampler (or portion thereof) in the wind 
tunnel with the sampler inlet opening centered in the sampling zone. To 
meet the maximum blockage limit of Sec. 53.62(c)(1) or for convenience, 
part of the test sampler may be positioned external to the wind tunnel 
provided that neither the geometry of the sampler nor the length of any 
connecting tube or pipe is altered. Collect particles for a time period 
such that the relative error of the measured concentration is less than 
5.0 percent.
    (ii) Determine the quantity of material collected with the reference 
method sampler using a calibrated fluorometer. Calculate and record the 
mass concentration as:

                               Equation 15
[GRAPHIC] [TIFF OMITTED] TR18JY97.108

where:

i = replicate number;
Mref = mass of material collected with the reference method 
sampler;
Q = reference method sampler volumetric flow rate; and
t = sampling time.

    (iii) Remove the reference method sampler from the tunnel.
    (3) Measure the aerosol concentration with the candidate sampler. 
(i) Install the candidate sampler (or portion thereof) in the wind 
tunnel with the sampler inlet centered in the sampling zone. To meet the 
maximum blockage limit of Sec. 53.62(c)(1) or for convenience, part of 
the test sampler may be positioned external to the wind tunnel provided 
that neither the geometry of the sampler nor the length of any 
connecting tube or pipe is altered. Collect particles for a time period 
such that the relative error of the measured concentration is less than 
5.0 percent.
    (ii) Determine the quantity of material collected with the candidate 
sampler using a calibrated fluorometer. Calculate and record the mass 
concentration as:

                               Equation 16
[GRAPHIC] [TIFF OMITTED] TR18JY97.109

where:

i = replicate number;
Mcand = mass of material collected with the candidate 
sampler;
Q = candidate sampler volumetric flow rate; and
t = sampling time.

    (iii) Remove the candidate sampler from the wind tunnel.
    (4) Repeat steps in paragraphs (d) (2) and (d)(3) of this section. 
Alternately measure the tunnel concentration with the reference sampler 
and the candidate sampler until four reference sampler and three 
candidate sampler

[[Page 90]]

measurements of the wind tunnel concentration are obtained.
    (5) Calculations. (i) Calculate and record aspiration ratio for each 
candidate sampler run as:

                               Equation 17
[GRAPHIC] [TIFF OMITTED] TR18JY97.110

where:

i = replicate number.

    (ii) Calculate and record the mean aspiration ratio as:

                               Equation 18
[GRAPHIC] [TIFF OMITTED] TR18JY97.111

where:

i = replicate number; and
n = total number of measurements of aspiration ratio.

    (iii) Precision of the aspiration ratio. (A) Calculate and record 
the precision of the aspiration ratio measurements as the coefficient of 
variation as:

                               Equation 19
[GRAPHIC] [TIFF OMITTED] TR18JY97.112

where:

i = replicate number; and
n = total number of measurements of aspiration ratio.

    (B) If the value of CVA exceeds 10 percent, the entire 
test procedure must be repeated.
    (f) Evaluation of test results. The candidate method passes the 
inlet aspiration test if all values of A meet the acceptance criteria 
specified in table F-1 of this subpart.

Sec. 53.64   Test procedure: Static fractionator test.

    (a) Overview. This test applies only to those candidate methods in 
which the sole deviation from the reference method is in the design of 
the 2.5-micron fractionation device. The purpose of this test is to 
ensure that the fractionation characteristics of the candidate 
fractionator are acceptably similar to that of the reference method 
sampler. It is recognized that various methodologies exist for 
quantifying fractionator effectiveness. The following commonly-employed 
techniques are provided for purposes of guidance. Other methodologies 
for determining sampler effectiveness may be used contingent upon prior 
approval by the Agency.
    (1) Wash-off method. Effectiveness is determined by measuring the 
aerosol mass deposited on the candidate sampler's after filter versus 
the aerosol mass deposited in the fractionator. The material deposited 
in the fractionator is recovered by washing its internal surfaces. For 
these wash-off tests, a fluorometer must be used to quantitate the 
aerosol concentration. Note that if this technique is chosen, the 
candidate must be reloaded with coarse aerosol prior to each test point 
when reevaluating the curve as specified in the loading test.
    (2) Static chamber method. Effectiveness is determined by measuring 
the aerosol mass concentration sampled by the candidate sampler's after 
filter versus that which exists in a static chamber. A calibrated 
fluorometer shall be used to quantify the collected aerosol deposits. 
The aerosol concentration is calculated as the measured aerosol mass 
divided by the sampled air volume.
    (3) Divided flow method. Effectiveness is determined by comparing 
the aerosol concentration upstream of the candidate sampler's 
fractionator versus that concentration which exists downstream of the 
candidate fractionator. These tests may utilize either fluorometry or a 
real-time aerosol measuring device to determine the aerosol 
concentration.
    (b) Technical definition. Effectiveness under static conditions is 
the ratio (expressed as a percentage) of the mass concentration of 
particles of a given size reaching the sampler filter to the mass 
concentration of particles of the same size existing in the test 
atmosphere.

[[Page 91]]

    (c) Facilities and equipment required--(1) Aerosol generation. 
Methods for generating aerosols shall be identical to those prescribed 
in Sec. 53.62(c)(2).
    (2) Particle delivery system. Acceptable apparatus for delivering 
the generated aerosols to the candidate fractionator is dependent on the 
effectiveness measurement methodology and shall be defined as follows:
    (i) Wash-off test apparatus. The aerosol may be delivered to the 
candidate fractionator through direct piping (with or without an in-line 
mixing chamber). Validation particle size and quality shall be conducted 
at a point directly upstream of the fractionator.
    (ii) Static chamber test apparatus. The aerosol shall be introduced 
into a chamber and sufficiently mixed such that the aerosol 
concentration within the chamber is spatially uniform. The chamber must 
be of sufficient size to house at least four total filter samplers in 
addition to the inlet of the candidate method size fractionator. 
Validation of particle size and quality shall be conducted on 
representative aerosol samples extracted from the chamber.
    (iii) Divided flow test apparatus. The apparatus shall allow the 
aerosol concentration to be measured upstream and downstream of the 
fractionator. The aerosol shall be delivered to a manifold with two 
symmetrical branching legs. One of the legs, referred to as the bypass 
leg, shall allow the challenge aerosol to pass unfractionated to the 
detector. The other leg shall accommodate the fractionation device.
    (3) Particle concentration measurement--(i) Fluorometry. Refer to 
Sec. 53.62(c)(7).
    (ii) Number concentration measurement. A number counting particle 
sizer may be used in conjunction with the divided flow test apparatus in 
lieu of fluorometric measurement. This device must have a minimum range 
of 1 to 10 [mu]m, a resolution of 0.1 [mu]m, and an accuracy of 0.15 
[mu]m such that primary particles may be distinguished from multiplets 
for all test aerosols. The measurement of number concentration shall be 
accomplished by integrating the primary particle peak.
    (d) Setup--(1) Remove the inlet and downtube from the candidate 
fractionator. All tests procedures shall be conducted with the inlet and 
downtube removed from the candidate sampler.
    (2) Surface treatment of the fractionator. Rinsing aluminum surfaces 
with alkaline solutions has been found to adversely affect subsequent 
fluorometric quantitation of aerosol mass deposits. If wash-off tests 
are to be used for quantifying aerosol penetration, internal surfaces of 
the fractionator must first be plated with electroless nickel. 
Specifications for this plating are specified in Society of Automotive 
Engineers Aerospace Material Specification (SAE AMS) 2404C, Electroless 
Nickel Plating (Reference 3 in appendix A of subpart F).
    (e) Test procedure: Wash-off method--(1) Clean the candidate 
sampler. Note: The procedures in this step may be omitted if this test 
is being used to evaluate the fractionator after being loaded as 
specified in Sec. 53.65.
    (i) Clean and dry the internal surfaces of the candidate sampler.
    (ii) Prepare the internal fractionator surfaces in strict accordance 
with the operating instructions specified in the sampler's operating 
manual referred to in section 7.4.18 of 40 CFR part 50, appendix L.
    (2) Generate aerosol. Follow the procedures for aerosol generation 
prescribed in Sec. 53.62(d)(2).
    (3) Verify the quality of the test aerosol. Follow the procedures 
for verification of test aerosol size and quality prescribed in 
Sec. 53.62(d)(4).
    (4) Determine effectiveness for the particle size being produced. 
(i) Collect particles downstream of the fractionator on an appropriate 
filter over a time period such that the relative error of the 
fluorometric measurement is less than 5.0 percent.
    (ii) Determine the quantity of material collected on the after 
filter of the candidate method using a calibrated fluorometer. Calculate 
and record the aerosol mass concentration for the sampler filter as:

                               Equation 20
[GRAPHIC] [TIFF OMITTED] TR18JY97.113


[[Page 92]]


where:

i = replicate number;
Mcand = mass of material collected with the candidate 
sampler;
Q = candidate sampler volumetric flowrate; and
t = sampling time.

    (iii) Wash all interior surfaces upstream of the filter and 
determine the quantity of material collected using a calibrated 
fluorometer. Calculate and record the fluorometric mass concentration of 
the sampler wash as:

                               Equation 21
[GRAPHIC] [TIFF OMITTED] TR18JY97.114

where:

i = replicate number;
Mwash = mass of material washed from the interior surfaces of 
the fractionator;
Q = candidate sampler volumetric flowrate; and
t = sampling time.

    (iv) Calculate and record the sampling effectiveness of the test 
sampler for this particle size as:

                               Equation 22
[GRAPHIC] [TIFF OMITTED] TR18JY97.115

where:

i = replicate number.

    (v) Repeat steps in paragraphs (e)(4) of this section, as 
appropriate, to obtain a minimum of three replicate measurements of 
sampling effectiveness. Note: The procedures for loading the candidate 
in Sec. 53.65 must be repeated between repetitions if this test is being 
used to evaluate the fractionator after being loaded as specified in 
Sec. 53.65.
    (vi) Calculate and record the average sampling effectiveness of the 
test sampler as:

                               Equation 23
[GRAPHIC] [TIFF OMITTED] TR18JY97.116

where:

i = replicate number; and
n = number of replicates.

    (vii)(A) Calculate and record the coefficient of variation for the 
replicate sampling effectiveness measurements of the test sampler as:

                               Equation 24
[GRAPHIC] [TIFF OMITTED] TR18JY97.117

where:

i = replicate number; and
n = total number of measurements.

    (B) If the value of CVE exceeds 10 percent, then steps in 
paragraphs (e) (2) through (e)(4) of this section must be repeated.
    (5) Repeat steps in paragraphs (e) (1) through (e)(4) of this 
section for each particle size specified in table F-2 of this subpart.
    (f) Test procedure: Static chamber method--(1) Generate aerosol. 
Follow the procedures for aerosol generation prescribed in 
Sec. 53.62(d)(2).
    (2) Verify the quality of the test aerosol. Follow the procedures 
for verification of test aerosol size and quality prescribed in 
Sec. 53.62(d)(4).
    (3) Introduce particles into chamber. Introduce the particles into 
the static chamber and allow the particle concentration to stabilize.
    (4) Install and operate the candidate sampler's fractionator and its 
after-filter and at least four total filters. (i) Install the 
fractionator and an array of four or more equally spaced total filter 
samplers such that the total filters surround and are in the same plane 
as the inlet of the fractionator.
    (ii) Simultaneously collect particles onto appropriate filters with 
the total filter samplers and the fractionator for a time period such 
that the relative error of the measured concentration is less than 5.0 
percent.
    (5) Calculate the aerosol spatial uniformity in the chamber. (i) 
Determine the quantity of material collected with each total filter 
sampler in the array using a calibrated fluorometer. Calculate and 
record the mass concentration for each total filter sampler as:

[[Page 93]]

                               Equation 25
[GRAPHIC] [TIFF OMITTED] TR18JY97.118

where:

i = replicate number;
j = total filter sampler number;
Mtotal = mass of material collected with the total filter 
sampler;
Q = total filter sampler volumetric flowrate; and
t = sample time.

    (ii) Calculate and record the mean mass concentration as:

                               Equation 26
[GRAPHIC] [TIFF OMITTED] TR18JY97.119

where:

n = total number of samplers;
i = replicate number; and
j = filter sampler number.

    (iii) (A) Calculate and record the coefficient of variation of the 
total mass concentration as:

                               Equation 27
[GRAPHIC] [TIFF OMITTED] TR18JY97.120

where:

i = replicate number;
j = total filter sampler number; and
n = number of total filter samplers.

    (B) If the value of CVtotal exceeds 10 percent, then the 
particle concentration uniformity is unacceptable, alterations to the 
static chamber test apparatus must be made, and steps in paragraphs 
(f)(1) through (f)(5) of this section must be repeated.
    (6) Determine the effectiveness of the candidate sampler. (i) 
Determine the quantity of material collected on the candidate sampler's 
after filter using a calibrated fluorometer. Calculate and record the 
mass concentration for the candidate sampler as:

                               Equation 28
[GRAPHIC] [TIFF OMITTED] TR18JY97.121

where:

i = replicate number;
Mcand = mass of material collected with the candidate 
sampler;
Q = candidate sampler volumetric flowrate; and
t = sample time.

    (ii) Calculate and record the sampling effectiveness of the 
candidate sampler as:

                               Equation 29
[GRAPHIC] [TIFF OMITTED] TR18JY97.122

where:

i = replicate number.

    (iii) Repeat step in paragraph (f)(4) through (f)(6) of this 
section, as appropriate, to obtain a minimum of three replicate 
measurements of sampling effectiveness.
    (iv) Calculate and record the average sampling effectiveness of the 
test sampler as:

                               Equation 30
[GRAPHIC] [TIFF OMITTED] TR18JY97.123

where:

i= replicate number.

    (v)(A) Calculate and record the coefficient of variation for the 
replicate

[[Page 94]]

sampling effectiveness measurements of the test sampler as:

                               Equation 31
[GRAPHIC] [TIFF OMITTED] TR18JY97.124

where:

i = replicate number; and
n = number of measurements of effectiveness.

    (B) If the value of CVE exceeds 10 percent, then the test 
run (steps in paragraphs (f)(2) through (f)(6) of this section) is 
unacceptable and must be repeated.
    (7) Repeat steps in paragraphs (f)(1) through (f)(6) of this section 
for each particle size specified in table F-2 of this subpart.
    (g) Test procedure: Divided flow method--(1) Generate calibration 
aerosol. Follow the procedures for aerosol generation prescribed in 
Sec. 53.62(d)(2).
    (2) Verify the quality of the calibration aerosol. Follow the 
procedures for verification of calibration aerosol size and quality 
prescribed in Sec. 53.62(d)(4).
    (3) Introduce aerosol. Introduce the calibration aerosol into the 
static chamber and allow the particle concentration to stabilize.
    (4) Validate that transport is equal for the divided flow option. 
(i) With fluorometry as a detector:
    (A) Install a total filter on each leg of the divided flow 
apparatus.
    (B) Collect particles simultaneously through both legs at 16.7 L/min 
onto an appropriate filter for a time period such that the relative 
error of the measured concentration is less than 5.0 percent.
    (C) Determine the quantity of material collected on each filter 
using a calibrated fluorometer. Calculate and record the mass 
concentration measured in each leg as:

                               Equation 32
[GRAPHIC] [TIFF OMITTED] TR18JY97.125

where:

i = replicate number,
M = mass of material collected with the total filter; and
Q = candidate sampler volumetric flowrate.

    (D) Repeat steps in paragraphs (g)(4)(i)(A) through (g)(4)(i)(C) of 
this section until a minimum of three replicate measurements are 
performed.
    (ii) With an aerosol number counting device as a detector:
    (A) Remove all flow obstructions from the flow paths of the two 
legs.
    (B) Quantify the aerosol concentration of the primary particles in 
each leg of the apparatus.
    (C) Repeat steps in paragraphs (g)(4)(ii)(A) through (g)(4)(ii)(B) 
of this section until a minimum of three replicate measurements are 
performed.
    (iii) (A) Calculate the mean concentration and coefficient of 
variation as:

                               Equation 33
[GRAPHIC] [TIFF OMITTED] TR18JY97.126

                               Equation 34
[GRAPHIC] [TIFF OMITTED] TR18JY97.127

where:

i = replicate number; and
n = number of replicates.

    (B) If the measured mean concentrations through the two legs do not 
agree within 5 percent, then adjustments may be made in the setup, and 
this step must be repeated.
    (5) Determine effectiveness. Determine the sampling effectiveness of 
the test sampler with the inlet removed by one of the following 
procedures:
    (i) With fluorometry as a detector:
    (A) Prepare the divided flow apparatus for particle collection. 
Install a total filter into the bypass leg of the divided flow 
apparatus. Install the particle size fractionator with a total filter 
placed immediately downstream of it into the other leg.
    (B) Collect particles simultaneously through both legs at 16.7 L/min 
onto

[[Page 95]]

appropriate filters for a time period such that the relative error of 
the measured concentration is less than 5.0 percent.
    (C) Determine the quantity of material collected on each filter 
using a calibrated fluorometer. Calculate and record the mass 
concentration measured by the total filter and that measured after 
penetrating through the candidate fractionator as follows:

                               Equation 35
[GRAPHIC] [TIFF OMITTED] TR18JY97.128

                               Equation 36
[GRAPHIC] [TIFF OMITTED] TR18JY97.129

where:

i = replicate number.

    (ii) With a number counting device as a detector:
    (A) Install the particle size fractionator into one of the legs of 
the divided flow apparatus.
    (B) Quantify and record the aerosol number concentration of the 
primary particles passing through the fractionator as 
Ccand(i).
    (C) Divert the flow from the leg containing the candidate 
fractionator to the bypass leg. Allow sufficient time for the aerosol 
concentration to stabilize.
    (D) Quantify and record the aerosol number concentration of the 
primary particles passing through the bypass leg as 
Ctotal(i).
    (iii) Calculate and record sampling effectiveness of the candidate 
sampler as:

                               Equation 37
[GRAPHIC] [TIFF OMITTED] TR18JY97.130

where:

i = replicate number.

    (6) Repeat step in paragraph (g)(5) of this section, as appropriate, 
to obtain a minimum of three replicate measurements of sampling 
effectiveness.
    (7) Calculate the mean and coefficient of variation for replicate 
measurements of effectiveness. (i) Calculate and record the mean 
sampling effectiveness of the candidate sampler as:

                               Equation 38
[GRAPHIC] [TIFF OMITTED] TR18JY97.131

where:

i = replicate number.

    (ii)(A) Calculate and record the coefficient of variation for the 
replicate sampling effectiveness measurements of the candidate sampler 
as:

                               Equation 39
[GRAPHIC] [TIFF OMITTED] TR18JY97.132

where:

i = replicate number; and
n = number of replicates.

    (B) If the coefficient of variation is not less than 10 percent, 
then the test run must be repeated (steps in paragraphs (g)(1) through 
(g)(7) of this section).
    (8) Repeat steps in paragraphs (g)(1) through (g)(7) of this section 
for each particle size specified in table F-2 of this subpart.
    (h) Calculations--(1) Treatment of multiplets. For all measurements 
made by fluorometric analysis, data shall be corrected for the presence 
of multiplets as described in Sec. 53.62(f)(1). Data collected using a 
real-time device (as described in paragraph (c)(3)(ii)) of this section 
will not require multiplet correction.
    (2) Cutpoint determination. For each wind speed determine the 
sampler Dp50 cutpoint defined as the aerodynamic particle 
size corresponding to 50 percent effectiveness from the multiplet 
corrected smooth curve.
    (3) Graphical analysis and numerical integration with ambient 
distributions. Follow the steps outlined in Sec. 53.62 (e)(3) through 
(e)(4) to calculate the estimated concentration measurement

[[Page 96]]

ratio between the candidate sampler and a reference method sampler.
    (i) Test evaluation. The candidate method passes the static 
fractionator test if the values of Rc and Dp50 for each 
distribution meets the specifications in table F-1 of this subpart.

[62 FR 38814, July 18, 1997; 63 FR 7714, Feb. 17, 1998]

Sec. 53.65   Test procedure: Loading test.

    (a) Overview. (1) The loading tests are designed to quantify any 
appreciable changes in a candidate method sampler's performance as a 
function of coarse aerosol collection. The candidate sampler is exposed 
to a mass of coarse aerosol equivalent to sampling a mass concentration 
of 150 [mu]g/m3 over the time period that the manufacturer 
has specified between periodic cleaning. After loading, the candidate 
sampler is then evaluated by performing the test in Sec. 53.62 (full 
wind tunnel test), Sec. 53.63 (wind tunnel inlet aspiration test), or 
Sec. 53.64 (static fractionator test). If the acceptance criteria are 
met for this evaluation test, then the candidate sampler is approved for 
multi-day sampling with the periodic maintenance schedule as specified 
by the candidate method. For example, if the candidate sampler passes 
the reevaluation tests following loading with an aerosol mass equivalent 
to sampling a 150 [mu]g/m3 aerosol continuously for 7 days, 
then the sampler is approved for 7 day field operation before cleaning 
is required.
    (2) [Reserved]
    (b) Technical definition. Effectiveness after loading is the ratio 
(expressed as a percentage) of the mass concentration of particles of a 
given size reaching the sampler filter to the mass concentration of 
particles of the same size approaching the sampler.
    (c) Facilities and equipment required--(1) Particle delivery system. 
The particle delivery system shall consist of a static chamber or a low 
velocity wind tunnel having a sufficiently large cross-sectional area 
such that the test sampler, or portion thereof, may be installed in the 
test section. At a minimum, the system must have a sufficiently large 
cross section to house the candidate sampler inlet as well as a 
collocated isokinetic nozzle for measuring total aerosol concentration. 
The mean velocity in the test section of the static chamber or wind 
tunnel shall not exceed 2 km/hr.
    (2) Aerosol generation equipment. For purposes of these tests, the 
test aerosol shall be produced from commercially available, bulk Arizona 
road dust. To provide direct interlaboratory comparability of sampler 
loading characteristics, the bulk dust is specified as 0-10 [mu]m ATD 
available from Powder Technology Incorporated (Burnsville, MN). A 
fluidized bed aerosol generator, Wright dust feeder, or sonic nozzle 
shall be used to efficiently deagglomerate the bulk test dust and 
transform it into an aerosol cloud. Other dust generators may be used 
contingent upon prior approval by the Agency.
    (3) Isokinetic sampler. Mean aerosol concentration within the static 
chamber or wind tunnel shall be established using a single isokinetic 
sampler containing a preweighed high-efficiency total filter.
    (4) Analytic balance. An analytical balance shall be used to 
determine the weight of the total filter in the isokinetic sampler. The 
precision and accuracy of this device shall be such that the relative 
measurement error is less than 5.0 percent for the difference between 
the initial and final weight of the total filter. The identical analytic 
balance shall be used to perform both initial and final weighing of the 
total filter.
    (d) Test procedure. (1) Calculate and record the target time 
weighted concentration of Arizona road dust which is equivalent to 
exposing the sampler to an environment of 150 [mu]g/m3 over 
the time between cleaning specified by the candidate sampler's 
operations manual as:

                               Equation 40
[GRAPHIC] [TIFF OMITTED] TR18JY97.133

where:

t = the number of hours specified by the candidate method prior to 
periodic cleaning.

    (2) Clean the candidate sampler. (i) Clean and dry the internal 
surfaces of the candidate sampler.

[[Page 97]]

    (ii) Prepare the internal surfaces in strict accordance with the 
operating manual referred to in section 7.4.18 of 40 CFR part 50, 
appendix L.
    (3) Determine the preweight of the filter that shall be used in the 
isokinetic sampler. Record this value as InitWt.
    (4) Install the candidate sampler's inlet and the isokinetic sampler 
within the test chamber or wind tunnel.
    (5) Generate a dust cloud. (i) Generate a dust cloud composed of 
Arizona test dust.
    (ii) Introduce the dust cloud into the chamber.
    (iii) Allow sufficient time for the particle concentration to become 
steady within the chamber.
    (6) Sample aerosol with a total filter and the candidate sampler. 
(i) Sample the aerosol for a time sufficient to produce an equivalent 
TWC equal to that of the target TWC 15 percent.
    (ii) Record the sampling time as t.
    (7) Determine the time weighted concentration. (i) Determine the 
postweight of the isokinetic sampler's total filter.
    (ii) Record this value as FinalWt.
    (iii) Calculate and record the TWC as:

                               Equation 41
[GRAPHIC] [TIFF OMITTED] TR18JY97.134

where:

Q = the flow rate of the candidate method.

    (iv) If the value of TWC deviates from the target TWC 15 
percent, then the loaded mass is unacceptable and the entire test 
procedure must be repeated.
    (8) Determine the candidate sampler's effectiveness after loading. 
The candidate sampler's effectiveness as a function of particle 
aerodynamic diameter must then be evaluated by performing the test in 
Sec. 53.62 (full wind tunnel test). A sampler which fits the category of 
inlet deviation in Sec. 53.60(e)(1) may opt to perform the test in 
Sec. 53.63 (inlet aspiration test) in lieu of the full wind tunnel test. 
A sampler which fits the category of fractionator deviation in 
Sec. 53.60(e)(2) may opt to perform the test in Sec. 53.64 (static 
fractionator test) in lieu of the full wind tunnel test.
    (e) Test results. If the candidate sampler meets the acceptance 
criteria for the evaluation test performed in paragraph (d)(8) of this 
section, then the candidate sampler passes this test with the 
stipulation that the sampling train be cleaned as directed by and as 
frequently as that specified by the candidate sampler's operations 
manual.

Sec. 53.66   Test procedure: Volatility test.

    (a) Overview. This test is designed to ensure that the candidate 
method's losses due to volatility when sampling semi-volatile ambient 
aerosol will be comparable to that of a federal reference method 
sampler. This is accomplished by challenging the candidate sampler with 
a polydisperse, semi-volatile liquid aerosol in three distinct phases. 
During phase A of this test, the aerosol is elevated to a steady-state, 
test-specified mass concentration and the sample filters are conditioned 
and preweighed. In phase B, the challenge aerosol is simultaneously 
sampled by the candidate method sampler and a reference method sampler 
onto the preweighed filters for a specified time period. In phase C (the 
blow-off phase), aerosol and aerosol-vapor free air is sampled by the 
samplers for an additional time period to partially volatilize the 
aerosol on the filters. The candidate sampler passes the volatility test 
if the acceptance criteria presented in table F-1 of this subpart are 
met or exceeded.
    (b) Technical definitions. (1) Residual mass (RM) is defined as the 
weight of the filter after the blow-off phase subtracted from the 
initial weight of the filter.
    (2) Corrected residual mass (CRM) is defined as the residual mass of 
the filter from the candidate sampler multiplied by the ratio of the 
reference method flow rate to the candidate method flow rate.
    (c) Facilities and equipment required--(1) Environmental chamber. 
Because the nature of a volatile aerosol is greatly dependent upon 
environmental conditions, all phases of this test shall be conducted at 
a temperature of 22.0 0.5

[[Page 98]]

 deg.C and a relative humidity of 40 3 percent. For this 
reason, it is strongly advised that all weighing and experimental 
apparatus be housed in an environmental chamber capable of this level of 
control.
    (2) Aerosol generator. The aerosol generator shall be a pressure 
nebulizer operated at 20 to 30 psig (140 to 207 kPa) to produce a 
polydisperse, semi-voltile aerosol with a mass median diameter larger 
than 1 [mu]m and smaller than 2.5 [mu]m. The nebulized liquid shall be 
A.C.S. reagent grade glycerol (C3H8O, FW = 92.09, 
CAS 56-81-5) of 99.5 percent minimum purity. For the purpose of this 
test the accepted mass median diameter is predicated on the stable 
aerosol inside the internal chamber and not on the aerosol emerging from 
the nebulizer nozzle. Aerosol monitoring and its stability are described 
in (c)(3) and (c)(4) of this section.
    (3) Aerosol monitoring equipment. The evaporation and condensation 
dynamics of a volatile aerosol is greatly dependent upon the vapor 
pressure of the volatile component in the carrier gas. The size of an 
aerosol becomes fixed only when an equilibrium is established between 
the aerosol and the surrounding vapor; therefore, aerosol size 
measurement shall be used as a surrogate measure of this equilibrium. A 
suitable instrument with a range of 0.3 to 10 [mu]m, an accuracy of 0.5 
[mu]m, and a resolution of 0.2 [mu]m (e.g., an optical particle sizer, 
or a time-of-flight instrument) shall be used for this purpose. The 
parameter monitored for stability shall be the mass median instrument 
measured diameter (i.e. optical diameter if an optical particle counter 
is used). A stable aerosol shall be defined as an aerosol with a mass 
median diameter that has changed less than 0.25 [mu]m over a 4 hour time 
period.
    (4) Internal chamber. The time required to achieve a stable aerosol 
depends upon the time during which the aerosol is resident with the 
surrounding air. This is a function of the internal volume of the 
aerosol transport system and may be facilitated by recirculating the 
challenge aerosol. A chamber with a volume of 0.5 m3 and a 
recirculating loop (airflow of approximately 500 cfm) is recommended for 
this purpose. In addition, a baffle is recommended to dissipate the jet 
of air that the recirculating loop can create. Furthermore, a HEPA 
filtered hole in the wall of the chamber is suggested to allow makeup 
air to enter the chamber or excess air to exit the chamber to maintain a 
system flow balance. The concentration inside the chamber shall be 
maintained at 1 mg/m3 20 percent to obtain 
consistent and significant filter loading.
    (5) Aerosol sampling manifold. A manifold shall be used to extract 
the aerosol from the area in which it is equilibrated and transport it 
to the candidate method sampler, the reference method sampler, and the 
aerosol monitor. The losses in each leg of the manifold shall be 
equivalent such that the three devices will be exposed to an identical 
aerosol.
    (6) Chamber air temperature recorders. Minimum range 15-25  deg.C, 
certified accuracy to within 0.2  deg.C, resolution of 0.1  deg.C. 
Measurement shall be made at the intake to the sampling manifold and 
adjacent to the weighing location.
    (7) Chamber air relative humidity recorders. Minimum range 30 - 50 
percent, certified accuracy to within 1 percent, resolution of 0.5 
percent. Measurement shall be made at the intake to the sampling 
manifold and adjacent to the weighing location.
    (8) Clean air generation system. A source of aerosol and aerosol-
vapor free air is required for phase C of this test. This clean air 
shall be produced by filtering air through an absolute (HEPA) filter.
    (9) Balance. Minimum range 0 - 200 mg, certified accuracy to within 
10 [mu]g, resolution of 1 [mu]g.
    (d) Additional filter handling conditions. (1) Filter handling. 
Careful handling of the filter during sampling, conditioning, and 
weighing is necessary to avoid errors due to damaged filters or loss of 
collected particles from the filters. All filters must be weighed 
immediately after phase A dynamic conditioning and phase C.
    (2) Dynamic conditioning of filters. Total dynamic conditioning is 
required prior to the initial weight determined in phase A. Dynamic 
conditioning refers to pulling clean air from the clean air generation 
system through the filters. Total dynamic conditioning can

[[Page 99]]

be established by sequential filter weighing every 30 minutes following 
repetitive dynamic conditioning. The filters are considered sufficiently 
conditioned if the sequential weights are repeatable to 3 
[mu]g.
    (3) Static charge. The following procedure is suggested for 
minimizing charge effects. Place six or more Polonium static control 
devices (PSCD) inside the microbalance weighing chamber, (MWC). Two of 
them must be placed horizontally on the floor of the MWC and the 
remainder placed vertically on the back wall of the MWC. Taping two 
PSCD's together or using double-sided tape will help to keep them from 
falling. Place the filter that is to be weighed on the horizontal PSCDs 
facing aerosol coated surface up. Close the MWC and wait 1 minute. Open 
the MWC and place the filter on the balance dish. Wait 1 minute. If the 
charges have been neutralized the weight will stabilize within 30-60 
seconds. Repeat the procedure of neutralizing charges and weighing as 
prescribed above several times (typically 2-4 times) until consecutive 
weights will differ by no more than 3 micrograms. Record the last 
measured weight and use this value for all subsequent calculations.
    (e) Test procedure--(1) Phase A - Preliminary steps. (i) Generate a 
polydisperse glycerol test aerosol.
    (ii) Introduce the aerosol into the transport system.
    (iii) Monitor the aerosol size and concentration until stability and 
level have been achieved.
    (iv) Condition the candidate method sampler and reference method 
sampler filters until total dynamic conditioning is achieved as 
specified in paragraph (d)(2) of this section.
    (v) Record the dynamically conditioned weight as InitWtc 
and InitWtr where c is the candidate method sampler and r is 
the reference method sampler.
    (2) Phase B - Aerosol loading. (i) Install the dynamically 
conditioned filters into the appropriate samplers.
    (ii) Attach the samplers to the manifold.
    (iii) Operate the candidate and the reference samplers such that 
they simultaneously sample the test aerosol for 30 minutes.
    (3) Phase C - Blow-off. (i) Alter the intake of the samplers to 
sample air from the clean air generation system.
    (ii) Sample clean air for one of the required blow-off time 
durations (1, 2, 3, and 4 hours).
    (iii) Remove the filters from the samplers.
    (iv) Weigh the filters immediately and record this weight, 
FinalWtc and FinalWtr, where c is the candidate 
method sampler and r is the reference method sampler.
    (v) Calculate the residual mass for the reference method sampler:

                              Equation 41a
[GRAPHIC] [TIFF OMITTED] TR18JY97.135

where:

i = repetition number; and
j = blow-off time period.

    (vi) Calculate the corrected residual mass for the candidate method 
sampler as:

                              Equation 41b
[GRAPHIC] [TIFF OMITTED] TR18JY97.136

where:

i = repetition number;
j = blow-off time period;
Qc = candidate method sampler flow rate, and
Qr = reference method sampler flow rate.

    (4) Repeat steps in paragraph (e)(1) through (e)(3) of this section 
until three repetitions have been completed for each of the required 
blow-off time durations (1, 2, 3, and 4 hours).
    (f) Calculations and analysis. (1) Perform a linear regression with 
the candidate method CRM as the dependent variable and the reference 
method RM as the independent variable.
    (2) Determine the following regression parameters: slope, intercept, 
and correlation coefficient (r).
    (g) Test results. The candidate method passes the volatility test if 
the regression parameters meet the acceptance criteria specified in 
table F-1 of this subpart.

[[Page 100]]

   Table F-1 to Subpart F of Part 53--Performance Specifications for 
              PM2.5 Class II Equivalent Samplers

------------------------------------------------------------------------
                                                          Acceptance
        Performance Test            Specifications         Criteria
------------------------------------------------------------------------
Sec.  53.62 Full Wind Tunnel     Solid VOAG produced  Dp50 = 2.5 [mu]m
 Evaluation.                      aerosol at 2 km/hr   0.2
                                  and 24 km/hr.        [mu]m; Numerical
                                                       Analysis Results:
                                                       95%
                                                       [le]Rc[le]105%
Sec.  53.63 Wind Tunnel Inlet    Liquid VOAG          Relative
 Aspiration Test.                 produced aerosol     Aspiration: 95%
                                  at 2 km/hr and 24    [le]A[le]105%
                                  km/hr.
Sec.  53.64 Static Fractionator  Evaluation of the    Dp50 = 2.5 [mu]m
 Test.                            fractionator under   0.2
                                  static conditions.   [mu]m; Numerical
                                                       Analysis Results:
                                                       95%
                                                       [le]Rc[le]105%
Sec.  53.65 Loading Test.......  Loading of the       Acceptance
                                  clean candidate      criteria as
                                  under laboratory     specified in the
                                  conditions.          post-loading
                                                       evaluation test
                                                       (Sec.  53.62,
                                                       Sec.  53.63, or
                                                       Sec.  53.64)
Sec.  53.66 Volatility Test....  Polydisperse liquid  Regression
                                  aerosol produced     Parameters Slope
                                  by air               = 1 0.1,
                                  A.C.S. reagent       Intercept = 0
                                  grade glycerol,      0.15
                                  99.5% minimum        r [ge] 0.97
                                  purity.
------------------------------------------------------------------------

 Table F-2 to Subpart F of Part 53--Particle Sizes and Wind Speeds for 
  Full Wind Tunnel Test, Wind Tunnel Inlet Aspiration Test, and Static 
                              Chamber Test

----------------------------------------------------------------------------------------------------------------
                                         Full Wind Tunnel Test   Inlet Aspiration Test     Static
 Primary Partical Mean Size a ([mu]m)  ------------------------------------------------ Fractionator  Volatility
                                          2 km/hr    24 km/hr     2 km/hr    24 km/hr       Test         Test
----------------------------------------------------------------------------------------------------------------
1.50.25...................          S           S                                    S
2.00.25...................          S           S                                    S
2.20.25...................          S           S                                    S
2.50.25...................          S           S                                    S
2.80.25...................          S           S                                    S
3.00.25...................                                  L           L
3.50.25...................          S           S                                    S
4.00.5....................          S           S                                    S
Polydisperse Glycerol Aerosol.........                                                                        L
----------------------------------------------------------------------------------------------------------------
a Aerodynamic diameter.
S=Solid particles.
L=Liquid particles.

  Table F-3 to Subpart F of Part 53--Critical Parameters of Idealized 
                   Ambient Particle Size Distributions

--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                         Fine Particle Mode              Coarse Particle Mode                     FRM
                                                                 ------------------------------------------------------------------             Sampler
                                                                                                                                      PM2.5/    Expected
                     Idealized Distribution                                               Conc.                            Conc.       PM10       Mass
                                                                     MMD     Geo. Std.   ([mu]g/      MMD     Geo. Std.   ([mu]g/     Ratio      Conc.
                                                                   ([mu]m)      Dev.       m3)      ([mu]m)      Dev.       m3)                 ([mu]g/
                                                                                                                                                  m3)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Coarse..........................................................       0.50          2       12.0         10          2       88.0       0.27     13.814
``Typical''.....................................................       0.50          2       33.3         10          2       66.7       0.55     34.284
Fine............................................................       0.85          2       85.0         15          2       15.0       0.94     78.539
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Table F-4 to Subpart F of Part 53--Estimated Mass Concentration 
   Measurement of PM2.5 for Idealized Coarse Aerosol Size 
                              Distribution

----------------------------------------------------------------------------------------------------------------
                                   Test Sampler                                    Ideal Sampler
    Particle    ------------------------------------------------------------------------------------------------
  Aerodynamic                                     Estimated Mass                                  Estimated Mass
    Diameter        Fractional     Interval Mass   Concentration    Fractional     Interval Mass   Concentration
    ([mu]m)          Sampling      Concentration    Measurement      Sampling      Concentration    Measurement
                  Effectiveness     ([mu]g/m3)      ([mu]g/m3)     Effectiveness    ([mu]g/m3)      ([mu]g/m3)
----------------------------------------------------------------------------------------------------------------
      (1)              (2)              (3)             (4)             (5)             (6)             (7)
----------------------------------------------------------------------------------------------------------------
<0.500           1.000            6.001                           1.000           6.001           6.001
0.625                             2.129                           0.999           2.129           2.127
0.750                             0.982                           0.998           0.982           0.980
0.875                             0.730                           0.997           0.730           0.728
1.000                             0.551                           0.995           0.551           0.548
1.125                             0.428                           0.991           0.428           0.424
1.250                             0.346                           0.987           0.346           0.342
1.375                             0.294                           0.980           0.294           0.288

[[Page 101]]


1.500                             0.264                           0.969           0.264           0.256
1.675                             0.251                           0.954           0.251           0.239
1.750                             0.250                           0.932           0.250           0.233
1.875                             0.258                           0.899           0.258           0.232
2.000                             0.272                           0.854           0.272           0.232
2.125                             0.292                           0.791           0.292           0.231
2.250                             0.314                           0.707           0.314           0.222
2.375                             0.339                           0.602           0.339           0.204
2.500                             0.366                           0.480           0.366           0.176
2.625                             0.394                           0.351           0.394           0.138
2.750                             0.422                           0.230           0.422           0.097
2.875                             0.449                           0.133           0.449           0.060
3.000                             0.477                           0.067           0.477           0.032
3.125                             0.504                           0.030           0.504           0.015
3.250                             0.530                           0.012           0.530           0.006
3.375                             0.555                           0.004           0.555           0.002
3.500                             0.579                           0.001           0.579           0.001
3.625                             0.602                           0.000000        0.602           0.000000
3.750                             0.624                           0.000000        0.624           0.000000
3.875                             0.644                           0.000000        0.644           0.000000
4.000                             0.663                           0.000000        0.663           0.000000
4.125                             0.681                           0.000000        0.681           0.000000
4.250                             0.697                           0.000000        0.697           0.000000
4.375                             0.712                           0.000000        0.712           0.000000
4.500                             0.726                           0.000000        0.726           0.000000
4.625                             0.738                           0.000000        0.738           0.000000
4.750                             0.750                           0.000000        0.750           0.000000
4.875                             0.760                           0.000000        0.760           0.000000
5.000                             0.769                           0.000000        0.769           0.000000
5.125                             0.777                           0.000000        0.777           0.000000
5.250                             0.783                           0.000000        0.783           0.000000
5.375                             0.789                           0.000000        0.789           0.000000
5.500                             0.794                           0.000000        0.794           0.000000
5.625                             0.798                           0.000000        0.798           0.000000
5.75                              0.801                           0.000000        0.801           0.000000
                                  Csam(exp)=                                      Cideal(exp)=    13.814
----------------------------------------------------------------------------------------------------------------

    Table F-5 to Subpart F of Part 53--Estimated Mass Concentration 
Measurement of PM2.5 for Idealized ``Typical'' Coarse Aerosol 
                            Size Distribution

----------------------------------------------------------------------------------------------------------------
                                   Test Sampler                                    Ideal Sampler
    Particle    ------------------------------------------------------------------------------------------------
  Aerodynamic                                     Estimated Mass                                  Estimated Mass
    Diameter        Fractional     Interval Mass   Concentration    Fractional     Interval Mass   Concentration
    ([mu]m)          Sampling      Concentration    Measurement      Sampling      Concentration    Measurement
                  Effectiveness     ([mu]g/m3)      ([mu]g/m3)     Effectiveness    ([mu]g/m3)      ([mu]g/m3)
----------------------------------------------------------------------------------------------------------------
      (1)              (2)              (3)             (4)             (5)             (6)             (7)
----------------------------------------------------------------------------------------------------------------
<0.500           1.000            16.651                          1.000           16.651          16.651
0.625                             5.899                           0.999           5.899           5.893
0.750                             2.708                           0.998           2.708           2.703
0.875                             1.996                           0.997           1.996           1.990
1.000                             1.478                           0.995           1.478           1.471
1.125                             1.108                           0.991           1.108           1.098
1.250                             0.846                           0.987           0.846           0.835
1.375                             0.661                           0.980           0.661           0.648
1.500                             0.532                           0.969           0.532           0.516
1.675                             0.444                           0.954           0.444           0.424
1.750                             0.384                           0.932           0.384           0.358
1.875                             0.347                           0.899           0.347           0.312
2.000                             0.325                           0.854           0.325           0.277
2.125                             0.314                           0.791           0.314           0.248
2.250                             0.312                           0.707           0.312           0.221
2.375                             0.316                           0.602           0.316           0.190
2.500                             0.325                           0.480           0.325           0.156
2.625                             0.336                           0.351           0.336           0.118
2.750                             0.350                           0.230           0.350           0.081

[[Page 102]]


2.875                             0.366                           0.133           0.366           0.049
3.000                             0.382                           0.067           0.382           0.026
3.125                             0.399                           0.030           0.399           0.012
3.250                             0.416                           0.012           0.416           0.005
3.375                             0.432                           0.004           0.432           0.002
3.500                             0.449                           0.001           0.449           0.000000
3.625                             0.464                           0.000000        0.464           0.000000
3.750                             0.480                           0.000000        0.480           0.000000
3.875                             0.494                           0.000000        0.494           0.000000
4.000                             0.507                           0.000000        0.507           0.000000
4.125                             0.520                           0.000000        0.520           0.000000
4.250                                                             0.000000        0.532           0.000000
4.375                                                             0.000000        0.543           0.000000
4.500                                                             0.000000        0.553           0.000000
4.625                                                             0.000000        0.562           0.000000
4.750                                                             0.000000        0.570           0.000000
4.875                                                             0.000000        0.577           0.000000
5.000                                                             0.000000        0.584           0.000000
5.125                                                             0.000000        0.590           0.000000
5.250                                                             0.000000        0.595           0.000000
5.375                                                             0.000000        0.599           0.000000
5.500                                                             0.000000        0.603           0.000000
5.625                                                             0.000000        0.605           0.000000
5.75                                                              0.000000        0.608           0.000000
                                  Csam(exp)=                                      Cideal(exp)=    34.284
----------------------------------------------------------------------------------------------------------------

    Table F-6 to Subpart F of Part 53--Estimated Mass Concentration 
    Measurement of PM2.5 for Idealized Fine Aerosol Size 
                              Distribution

----------------------------------------------------------------------------------------------------------------
                                   Test Sampler                                    Ideal Sampler
    Particle    ------------------------------------------------------------------------------------------------
  Aerodynamic                                     Estimated Mass                                  Estimated Mass
    Diameter        Fractional     Interval Mass   Concentration    Fractional     Interval Mass   Concentration
    ([mu]m)          Sampling      Concentration    Measurement      Sampling      Concentration    Measurement
                  Effectiveness     ([mu]g/m3)      ([mu]g/m3)     Effectiveness    ([mu]g/m3)      ([mu]g/m3)
----------------------------------------------------------------------------------------------------------------
      (1)              (2)              (3)             (4)             (5)             (6)             (7)
----------------------------------------------------------------------------------------------------------------
<0.500           1.000            18.868                          1.000           18.868          18.868
0.625                             13.412                          0.999           13.412          13.399
0.750                             8.014                           0.998           8.014           7.998
0.875                             6.984                           0.997           6.984           6.963
1.000                             5.954                           0.995           5.954           5.924
1.125                             5.015                           0.991           5.015           4.970
1.250                             4.197                           0.987           4.197           4.142
1.375                             3.503                           0.980           3.503           3.433
1.500                             2.921                           0.969           2.921           2.830
1.675                             2.438                           0.954           2.438           2.326
1.750                             2.039                           0.932           2.039           1.900
1.875                             1.709                           0.899           1.709           1.536
2.000                             1.437                           0.854           1.437           1.227
2.125                             1.212                           0.791           1.212           0.959
2.250                             1.026                           0.707           1.026           0.725
2.375                             0.873                           0.602           0.873           0.526
2.500                             0.745                           0.480           0.745           0.358
2.625                             0.638                           0.351           0.638           0.224
2.750                             0.550                           0.230           0.550           0.127
2.875                             0.476                           0.133           0.476           0.063
3.000                             0.414                           0.067           0.414           0.028
3.125                             0.362                           0.030           0.362           0.011
3.250                             0.319                           0.012           0.319           0.004
3.375            ...............  0.282                           0.004           0.282           0.001
3.500                             0.252                           0.001           0.252           0.000000
3.625                             0.226                           0.000000        0.226           0.000000
3.750                             0.204                           0.000000        0.204           0.000000
3.875                             0.185                           0.000000        0.185           0.000000
4.000                             0.170                           0.000000        0.170           0.000000
4.125                             0.157                           0.000000        0.157           0.000000

[[Page 103]]


4.250                             0.146                           0.000000        0.146           0.000000
4.375                             0.136                           0.000000        0.136           0.000000
4.500                             0.129                           0.000000        0.129           0.000000
4.625                             0.122                           0.000000        0.122           0.000000
4.750                             0.117                           0.000000        0.117           0.000000
4.875                             0.112                           0.000000        0.112           0.000000
5.000                             0.108                           0.000000        0.108           0.000000
5.125                             0.105                           0.000000        0.105           0.000000
5.250                             0.102                           0.000000        0.102           0.000000
5.375                             0.100                           0.000000        0.100           0.000000
5.500                             0.098                           0.000000        0.098           0.000000
5.625                             0.097                           0.000000        0.097           0.000000
5.75                              0.096                           0.000000        0.096           0.000000
                                  Csam(exp)=                                      Cideal(exp)=    78.539
----------------------------------------------------------------------------------------------------------------

    Figure E-1 to Subpart F of Part 53--Designation Testing Checklist

               DESIGNATION TESTING CHECKLIST FOR CLASS II

                --------------------      --------------------      ----
----------------
                    Auditee               Auditor signature              
 Date

------------------------------------------------------------------------
Compliance Status:    Y = Yes     N = No     NA
         = Not applicable/Not available
------------------------------------------------
     Verification          Verified by Direct     Verification Comments
-----------------------  Observation of Process  (Includes documentation
                            or of Documented       of who, what, where,
                         Evidence: Performance,  when, why) (Doc. , Rev. ,
   Y       N      NA     Spec. Corresponding to         Rev. Date)
                        Sections of 40 CFR Part
                          53, Subparts E and F
------------------------------------------------------------------------
                        Subpart E: Performance
                         Specification Tests
------------------------------------------------------------------------
                          Evaluation completed   .......................
                         according to Subpart E
                         Sec.  53.50 to Sec.
                         53.56
------------------------------------------------------------------------
                        Subpart E: Class I
                         Sequential Tests
------------------------------------------------------------------------
                        Class II samplers that
                         are also Class I
                         (sequentialized) have
                         passed the tests in
                         Sec.  53.57
------------------------------------------------------------------------
                        Subpart F: Performance
                         Spec/Test
------------------------------------------------------------------------
                        Evaluation of Physical
                         Characteristics of
                         Clean Sampler - One of
                         these tests must be
                         performed:
                        Sec.  53.62 - Full Wind
                         Tunnel
                        Sec.  53.63 - Inlet
                         Aspiration
                        Sec.  53.64 - Static
                         Fractionator
------------------------------------------------------------------------
                        Evaluation of Physical
                         Characteristics of
                         Loaded Sampler
                        Sec.  53.65 Loading
                         Test
                        One of the following
                         tests must be
                         performed for
                         evaluation after
                         loading: Sec.  53.62,
                         Sec.  53.63, Sec.
                         53.64
------------------------------------------------------------------------

                          Evaluation of the
                         Volatile
                         Characteristics of the
                         Class II Sampler Sec.
                         53.66
------------------------------------------------------------------------


[[Page 104]]

             Appendix A to Subpart F of Part 53--References

    (1) Marple, V.A., K.L. Rubow, W. Turner, and J.D. Spangler, Low Flow 
Rate Sharp Cut Impactors for Indoor Air Sampling: Design and 
Calibration., JAPCA, 37: 1303-1307 (1987).
    (2) Vanderpool, R.W. and K.L. Rubow, Generation of Large, Solid 
Calibration Aerosols, J. of Aer. Sci. and Tech., 9:65-69 (1988).
    (3) Society of Automotive Engineers Aerospace Material Specification 
(SAE AMS) 2404C, Electroless Nickel Planting, SAE, 400 Commonwealth 
Drive, Warrendale PA-15096, Revised 7-1-84, pp. 1-6.