[Code of Federal Regulations]
[Title 40, Volume 14]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR73.86]

[Page 171-175]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 73--SULFUR DIOXIDE ALLOWANCE SYSTEM--Table of Contents
 
       Subpart F--Energy Conservation and Renewable Energy Reserve
 
Sec. 73.86  State regulatory autonomy.

    Nothing in this subpart shall preclude a State or State regulatory 
authority from providing additional incentives to utilities to encourage 
investment in any conservation measures or renewable energy generation.

[[Page 172]]

      Appendix A to Subpart F of Part 73--List of Qualified Energy 
  Conservation Measures, Qualified Renewable Generation, and Measures 
                   Applicable for Reduced Utilization

 1. Demand-side Measures Applicable for the Conservation and Renewable 
              Energy Reserve Program or Reduced Utilization

    The following listed measures are approved as ``qualified energy 
conservation measures'' for purposes of the Conservation and Renewable 
Energy Reserve Program or reduced utilization qualified energy 
conservation plans under Sec. 72.43 of this chapter. Measures not 
appearing on the list may also be qualified conservation measures if 
they meet the requirements specified in Sec. 73.81(a) of this part.
1.1  Residential
1.1.1  Space Conditioning
     Electric furnace improvements (intermittent ignition, 
automatic vent dampers, and heating element change-outs)
     Air conditioner (central and room) upgrades/replacements
     Heat pump (ground source, solar assisted, and conventional) 
upgrades/replacements
     Cycling of air conditioners and heat pumps
     Natural ventilation
     Heat recovery ventilation
     Clock thermostats
     Setback thermostats
     Geothermal steam direct use
     Improved equipment controls
     Solar assisted space conditioning (ventilation, air-
conditioning, and desiccant cooling)
     Passive solar designs
     Air conditioner and heat pump clean and tune-up
     Heat pipes
     Whole house fans
     High efficiency fans and motors
     Hydronic pump insulation
     Register relocation
     Register size and blade configuration
     Return air location
     Duct sizing
     Duct insulation
     Duct sealing
     Duct cleaning
     Shade tree planting
1.1.2  Water Heating
     Electric water heater upgrades/replacements
     Electric water heater tank wraps/blankets
     Low-flow showerheads and fittings
     Solar heating and pre-heat units
     Geothermal heating and pre-heat units
     Heat traps
     Water heater heat pumps
     Recirculation pumps
     Setback thermostats
     Water heater cycling control
     Solar heating for swimming pools
     Pipe wrap insulation
1.1.3  Lighting
     Lamp replacement
     Dimmers
     Motion detectors and occupancy sensors
     Photovoltaic lighting
     Fixture replacement
     Outdoor lighting controls
1.1.4  Building Envelope
     Attic, basement, ceiling, and wall insulation
     Passive solar building systems
     Exterior roof insulation
     Exterior wall insulation
     Exterior wall insulation bordering unheated space (e.g., a 
garage)
     Knee wall insulation in attic
     Floor insulation
     Perimeter insulation
     Storm windows/doors
     Caulking/weatherstripping
     Multi-glazed inserts for sliding glass doors
     Sliding door replacements
     Installation of French doors
     Hollow core door replacement
     Radiant barriers
     Window vent conversions
     Window replacement
     Window shade screens
     Low-e windows
     Window reduction
     Attic ventilation
     Whole house fan
     Passive solar design
1.1.5  Other Appliances
     Refrigerator replacements
     Freezer replacements
     Oven/range replacements
     Dishwasher replacements
     Clothes washer replacements
     Clothes dryer replacements
     Customer located power generation based on photovoltaic, 
solar thermal, biomass, wind or geothermal resources
     Swimming pool pump replacements
     Gasket replacements
     Maintenance/coil cleaning
1.2  Commercial
1.2.1  Heating/Ventilation/Air Conditioning (HVAC)
     Heat pump replacement
     Fan motor efficiency
     Resizing of chillers
     Heat pipe retrofits in air conditioning units
     Dehumidifiers
     Steam trap insulation
     Radiator thermostatic valves
     Variable speed drive on fan motor
     Solar assisted HVAC including ventilation, chillers, heat 
pumps, and desiccants
     HVAC piping insulation
     HVAC ductwork insulation
     Boiler insulation

[[Page 173]]

     Automatic night setback
     Automatic economizer cooling
     Outside air control
     Hot and cold deck automatic reset
     Reheat system primary air optimization
     Process heat recovery
     Deadband thermostat
     Timeclocks on circulating pumps
     Chiller system
     Increase condensing unit efficiency
     Separate make-up air for exhaust hoods
     Variable air volume system
     Direct tower cooling (chiller strainer cycle)
     Multiple chiller control
     Radiant heating
     Evaporative roof surface cooling
     Cooling tower flow control
     Ceiling fans
     Evaporative cooling
     Direct expansion cooling system
     Heat recovery ventilation (water and air-source)
     Set-back controls for heating/cooling
     Make-up air control
     Manual fan switches
     Energy saving exhaust hood
     Night flushing
     Spot radiant heating
     Terminal regulated air volume control scheme
     Variable speed motors for HVAC system
     Waterside economizers
     Airside economizer
     Gray water systems
     Well water for cooling
1.2.2  Building envelope
     Insulation
     Wall insulation
     Floor/slab insulation
     Roof insulation
     Window and door upgrades, replacements, and films (to 
reduce solar heat gains)
     Passive solar design
     Earth berming
     Shading devices and tree planting
     High reflectivity roof coating
     Evaporative cooling
     Infiltration reduction
     Weatherstripping
     Caulking
     Low-e windows
     Multi-glazed windows
     Replace glazing with insulated walls
     Thermal break window frames
     Tinted glazing
     Vapor barrier
     Vestibule entry
1.2.3  Lighting
     Electronic ballast replacements
     Delamping
     Reflectors
     Occupancy sensors
     Daylighting with controls
     Photovoltaic lighting
     Efficient exterior lighting
     Manual selective switching
     Efficient exit signs
     Daylighting construction
     Cathode cutout ballasts
     High intensity discharge luminaries
     Outdoor light timeclock and photocell
1.2.4  Refrigeration
     Refrigerator replacement
     Freezer replacement
     Optimize heat gains to refrigerated space
     Optimize defrost control
     Refrigeration pressure optimization control
     High efficiency compressors
     Anti-condensate heater control
     Floating head pressure
     Hot gas defrost
     Parallel unequal compressors
     Variable speed compressors
     Water cooler controls
     Waste heat utilization
     Air doors on refrigeration equipment
1.2.5  Water Heating
     Electric water heating upgrades/replacements
     Electric water heater wraps/blankets
     Pipe insulation
     Solar heating and/or pre-heat units
     Geothermal heating and/or pre-heat units
     Circulating pump control
     Point-of-use water heater
     Heat recovery domestic water heater (DWH) system
     Chemical dishwashing system
     End-use reduction using low-flow fittings
1.2.6  Other end-uses and miscellaneous
     Energy management control systems for building operations
     Customer located power based on photovoltaic, solar 
thermal, biomass, wind, and geothermal resources
     Energy efficient office equipment
     Customer-owned transformer upgrades and proper sizing
1.3  Industial
1.3.1  Motors
     Retire inefficient motors and replace with energy efficient 
motors, including the use of electronic adjustable speed or variable 
frequency drives
     Rebuild motors to operate more efficiently through greater 
contamination protection and improved magnetic materials
     Install self-starters
     Replace improperly sized motors
1.3.2  Lighting
     Electronic ballast replacement/improvement
     Electromagnetic ballast upgrade
     Installation of reflectors
     Substitution of lamps with built-in automatic cathode cut-
out switches
     Modify ballast circuits with additional impedance devices
     Metal halide and high pressure sodium lamp retrofits
     High pressure sodium retrofits
     Daylighting with controls

[[Page 174]]

     Occupancy sensors
     Delamping
     Photovoltaic lighting
     Two step and dimmable high intensity discharge ballast
1.3.3  Heating/Ventilation/Air Conditioning (HVAC)
     Heat pump replacement/upgrade
     Furnace upgrade/replacement
     Fan motor efficiency
     Resizing of chillers
     Heat pipe retrofits on air conditioners
     Variable speed drive on fan motor
     Solar assisted HVAC including ventilation, chillers, heat 
pumps and desiccants
1.3.4  Industrial Processes
     Upgrades in heat transfer equipment
     Insulation and burner upgrades for industrial furnaces/
ovens/boilers to reduce electricity loads on motors and fans
     Insulation and redesign of piping
     Upgrades/retrofits in condenser/evaporation equipment
     Process air and water filtration for improved efficiency
     Upgrades of catalytic combustors
     Solar process heat
     Customer located power based on photovoltaic, solar 
thermal, biomass, wind, and geothermal resources
     Power factor controllers
     Utilization of waste gas fuels
     Steam line and steam trap repairs/upgrades
     Compressed air system improvements/repairs
     Industrial process heat pump
     Optimization of equipment lubrication or maintenance
     Resizing of process equipment for optimal energy efficiency
     Use of unique thermodynamic power cycles
1.3.5  Building Envelope
     Insulation of ceiling, walls, and ducts
     Window and door replacement/upgrade, including thermal 
energy barriers
     Caulking/weatherstripping
1.3.6  Water Heating
     Electric water heater upgrades/replacements
     Electric water heater wraps/blankets
     Pipe insulation
     Low-flow showerheads and fittings
     Solar heating and pre-heat units
     Geothermal heating and pre-heat units
1.3.7  Other End-uses and miscellaneous
     Refrigeration system retrofit/replacement
     Energy management control systems and end use metering
     Customer-owned transformer retrofits/replacements and 
proper sizing
1.4  Agricultural
1.4.1  Space Conditioning
     Building envelope measures
     Efficient HVAC equipment
     Heat pipe retrofit on air conditioners
     System and control measures
     Solar assisted HVAC including ventilation, chillers, heat 
pumps, and desiccants
     Air-source and geothermal heat pumps replacement/upgrades
1.4.2  Water heating
     Upgrades/replacements
     Water heater wraps/blankets
     Pipe insulation
     Low-flow showerheads and fittings
     Solart heating and/or pre-hear units
     Geothermal heating and/or pre-heat units
1.4.3  Lighting
     Electronic ballast replacements
     Delamping
     Reflectors
     Occupancy sensors
     Daylighting with controls
     Photovoltaic lighting
     Outdoor lighting controls
1.4.4  Pumping/Irrigation
     Pump upgrades/retrofits
     Computerized pump control systems
     Irrigation load management strategies
     Irrigation pumping plants
     Computer irrigation control
     Surge irrigation
     Computerized scheduling of irrigation
     Drip irrigation systems
1.4.5  Motors
     Retire inefficient motors and replace with energy efficient 
motors, including the use of electronic adjustable speed and variable 
frequency drives
     Rebuild motors to operate more efficiently through greater 
contamination protection and improved magnetic materials
     Install self-starters
     Replace improperly sized motors
11.4.6  Other end uses
     Ventilation fans
     Cooling and refrigeration system upgrades
     Grain drying using unheated air
     Grain drying using low temperature electric
     Customer-owned transformer retrofits/replacements and 
proper sizing
     Programmable controllers for electrical farm equipment
     Controlled livestock ventilation
     Water heating for production agriculture
     Milk cooler heat exchangers
     Direct expansion/ice bank milk cooling
     Low energy precision application systems
     Heat pump crop drying
1.5  Government Services Sector
1.5.1  Streetlighting
     Replace incandescent and mercury vapor lamps with high 
pressure sodium and metal halide
1.5.2  Other
     Energy efficiency improvements in motors, pumps, and 
controls for water supply and waste water treatment

[[Page 175]]

     District heating and cooling measures derived for 
cogeneration that result in electricity savings

       2. Supply-side Measures Applicable for Reduced Utilization

    Supply-side measures that may be approved for purposes of reduced 
utilization plans under Sec. 72.43 include the following:
2.1  Generation efficiency
     Heat rate improvement programs
     Availability improvement programs
     Coal cleaning measures that improve boiler efficiency
     Turbine improvements
     Boiler improvements
     Control improvements, including artificial intelligence and 
expert systems
     Distributed control--local (real-time) versus central 
(delayed)
     Equipment monitoring
     Performance monitoring
     Preventive maintenance
     Additional or improved heat recovery
     Sliding/variable pressure operations
     Adjustable speed drives
     Improved personnel training to improve man/machine 
interface
2.2  Transmission and distribution efficiency
     High efficiency transformer switchouts using amorphous core 
and silicon steel technologies
     Low-loss windings
     Innovative cable insulation
     Reactive power dispatch optimization
     Power factor control
     Primary feeder reconfiguration
     Primary distribution voltage upgrades
     High efficiency substation transformers
     Controllable series capacitors
     Real-time distribution data acquisition analysis and 
control systems
     Conservation voltage regulation

3. Renewable Energy Generation Measures Applicable for the Conservation 
                  and Renewable Energy Reserve Program

    The following listed measures are approved as ``qualified renewable 
energy generation'' for purposes of the Conservation and Renewable 
Energy Reserve Program. Measures not appearing on the list may also be 
qualified renewable energy generation measures if they meet the 
requirements specified in Sec. 73.81.
3.1  Biomass resources
     Combustible energy-producing materials from biological 
sources which include: wood, plant residues, biological wastes, landfill 
gas, energy crops, and eligible components of municipal solid waste.
3.2  Solar resources
     Solar thermal systems and the non-fossil fuel portion of 
solar thermal hybrid systems
     Grid and non-grid connected photovoltaic systems, including 
systems added for voltage or capacity augmentation of a distribution 
grid.
3.4  Geothermal resources
     Hydrothermal or geopressurized resources used for dry 
steam, flash steam, or binary cycle generation of electricity.
3.5  Wind resources
     Grid-connected and non-grid-connected wind farms
     Individual wind-driven electrical generating turbines