[Code of Federal Regulations]
[Title 40, Volume 14]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR75.59]
[Page 296-307]
TITLE 40--PROTECTION OF ENVIRONMENT
CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
PART 75--CONTINUOUS EMISSION MONITORING--Table of Contents
Subpart F--Recordkeeping Requirements
Sec. 75.59 Certification, quality assurance, and quality control record
provisions.
The owner or operator shall meet all of the applicable recordkeeping
requirements of this section.
(a) Continuous emission or opacity monitoring systems. The owner or
operator shall record the applicable information in this section for
each certified monitor or certified monitoring system (including
certified backup monitors) measuring and recording emissions or flow
from an affected unit.
(1) For each SO2 or NOX pollutant
concentration monitor, flow monitor, CO2 pollutant
concentration monitor (including O2 monitors used to
determine CO2 emissions), or diluent gas monitor (including
wet- and dry-basis O2 monitors used to determine percent
moisture), the owner or operator shall record the following for all
daily and 7-day calibration error tests and all off-line calibration
demonstrations, including any follow-up tests after corrective action:
(i) Component-system identification code;
(ii) Instrument span and span scale;
(iii) Date and hour;
(iv) Reference value (i.e., calibration gas concentration or
reference signal value, in ppm or other appropriate units);
(v) Observed value (monitor response during calibration, in ppm or
other appropriate units);
(vi) Percent calibration error (rounded to the nearest tenth of a
percent) (flag if using alternative performance specification for low
emitters or differential pressure flow monitors);
(vii) Reference signal or calibration gas level;
(viii) Test number and reason for test;
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(ix) For 7-day calibration tests for certification or
recertification, a certification from the cylinder gas vendor or CEMS
vendor that calibration gas, as defined in Sec. 72.2 of this chapter and
appendix A to this part, was used to conduct calibration error testing;
(x) Description of any adjustments, corrective actions, or
maintenance prior to a passed test or following a failed test; and
(xi) For the qualifying test for off-line calibration, the owner or
operator shall indicate whether the unit is off-line or on-line.
(2) For each flow monitor, the owner or operator shall record the
following for all daily interference checks, including any follow-up
tests after corrective action.
(i) Component-system identification code;
(ii) Date and hour;
(iii) Code indicating whether monitor passes or fails the
interference check; and
(iv) Description of any adjustments, corrective actions, or
maintenance prior to a passed test or following a failed test.
(3) For each SO2 or NOX pollutant
concentration monitor, CO2 pollutant concentration monitor
(including O2 monitors used to determine CO2
emissions), or diluent gas monitor (including wet- and dry-basis
O2 monitors used to determine percent moisture), the owner or
operator shall record the following for the initial and all subsequent
linearity check(s), including any follow-up tests after corrective
action.
(i) Component-system identification code;
(ii) Instrument span and span scale;
(iii) Calibration gas level;
(iv) Date and time (hour and minute) of each gas injection at each
calibration gas level;
(v) Reference value (i.e., reference gas concentration for each gas
injection at each calibration gas level, in ppm or other appropriate
units);
(vi) Observed value (monitor response to each reference gas
injection at each calibration gas level, in ppm or other appropriate
units);
(vii) Mean of reference values and mean of measured values at each
calibration gas level;
(viii) Linearity error at each of the reference gas concentrations
(rounded to nearest tenth of a percent) (flag if using alternative
performance specification);
(ix) Test number and reason for test (flag if aborted test); and
(x) Description of any adjustments, corrective action, or
maintenance prior to a passed test or following a failed test.
(4) For each differential pressure type flow monitor, the owner or
operator shall record items in paragraphs (a)(4) (i) through (v) of this
section, for all quarterly leak checks, including any follow-up tests
after corrective action. For each flow monitor, the owner or operator
shall record items in paragraphs (a)(4) (vi) and (vii) for all flow-to-
load ratio and gross heat rate tests:
(i) Component-system identification code.
(ii) Date and hour.
(iii) Reason for test.
(iv) Code indicating whether monitor passes or fails the quarterly
leak check.
(v) Description of any adjustments, corrective actions, or
maintenance prior to a passed test or following a failed test.
(vi) Test data from the flow-to-load ratio or gross heat rate (GHR)
evaluation, including:
(A) Monitoring system identification code;
(B) Calendar year and quarter;
(C) Indication of whether the test is a flow-to-load ratio or gross
heat rate evaluation;
(D) Indication of whether bias adjusted flow rates were used;
(E) Average absolute percent difference between reference ratio (or
GHR) and hourly ratios (or GHR values);
(F) Test result;
(G) Number of hours used in final quarterly average;
(H) Number of hours exempted for use of a different fuel type;
(I) Number of hours exempted for load ramping up or down;
(J) Number of hours exempted for scrubber bypass;
(K) Number of hours exempted for hours preceding a normal-load flow
RATA;
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(L) Number of hours exempted for hours preceding a successful
diagnostic test, following a documented monitor repair or major
component replacement; and
(M) Number of hours excluded for flue gases discharging
simultaneously thorough a main stack and a bypass stack.
(vii) Reference data for the flow-to-load ratio or gross heat rate
evaluation, including (as applicable):
(A) Reference flow RATA end date and time;
(B) Test number of the reference RATA;
(C) Reference RATA load and load level;
(D) Average reference method flow rate during reference flow RATA;
(E) Reference flow/load ratio;
(F) Average reference method diluent gas concentration during flow
RATA and diluent gas units of measure;
(G) Fuel specific Fd -or Fc-factor during flow
RATA and F-factor units of measure;
(H) Reference gross heat rate value;
(I) Monitoring system identification code;
(J) Average hourly heat input rate during RATA;
(K) Average gross unit load; and
(L) Operating load level.
(5) For each SO2 pollutant concentration monitor, flow
monitor, each CO2 pollutant concentration monitor (including
any O2 concentration monitor used to determine CO2
mass emissions or heat input), each NOX-diluent continuous
emission monitoring system, each SO2-diluent continuous
emission monitoring system, each NOX concentration monitoring
system, each diluent gas (O2 or CO2) monitor used
to determine heat input, each moisture monitoring system, and each
approved alternative monitoring system, the owner or operator shall
record the following information for the initial and all subsequent
relative accuracy test audits:
(i) Reference method(s) used.
(ii) Individual test run data from the relative accuracy test audit
for the SO2 concentration monitor, flow monitor,
CO2 pollutant concentration monitor, NOX-diluent
continuous emission monitoring system, SO2-diluent continuous
emission monitoring system, diluent gas (O2 or
CO2) monitor used to determine heat input, NOX
concentration monitoring system, moisture monitoring system, or approved
alternative monitoring system, including:
(A) Date, hour, and minute of beginning of test run;
(B) Date, hour, and minute of end of test run;
(C) Monitoring system identification code;
(D) Test number and reason for test;
(E) Operating level (low, mid, high, or normal, as appropriate) and
number of operating levels comprising test;
(F) Normal load (or operating level) indicator for flow RATAs
(except for peaking units);
(G) Units of measure;
(H) Run number;
(I) Run value from CEMS being tested, in the appropriate units of
measure;
(J) Run value from reference method, in the appropriate units of
measure;
(K) Flag value (0, 1, or 9, as appropriate) indicating whether run
has been used in calculating relative accuracy and bias values or
whether the test was aborted prior to completion;
(L) Average gross unit load, expressed as a total gross unit load,
rounded to the nearest MWe, or as steam load, rounded to the nearest
thousand lb/hr), except for units that do not produce electrical or
thermal output; and
(M) Flag to indicate whether an alternative performance
specification has been used.
(iii) Calculations and tabulated results, as follows:
(A) Arithmetic mean of the monitoring system measurement values, of
the reference method values, and of their differences, as specified in
Equation A-7 in appendix A to this part;
(B) Standard deviation, as specified in Equation A-8 in appendix A
to this part;
(C) Confidence coefficient, as specified in Equation A-9 in appendix
A to this part;
(D) Statistical ``t'' value used in calculations;
(E) Relative accuracy test results, as specified in Equation A-10 in
appendix A to this part. For multi-level flow monitor tests the relative
accuracy
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test results shall be recorded at each load (or operating) level tested.
Each load (or operating) level shall be expressed as a total gross unit
load, rounded to the nearest MWe, or as steam load, rounded to the
nearest thousand lb/hr, or as otherwise specified by the Administrator,
for units that do not produce electrical or thermal output;
(F) Bias test results as specified in section 7.6.4 in appendix A to
this part; and
(G) Bias adjustment factor from Equation A-12 in appendix A to this
part for any monitoring system that failed the bias test (except as
otherwise provided in section 7.6.5 of appendix A to this part) and
1.000 for any monitoring system that passed the bias test.
(iv) Description of any adjustment, corrective action, or
maintenance prior to a passed test or following a failed or aborted
test.
(v) F-factor value(s) used to convert NOX pollutant
concentration and diluent gas (O2 or CO2)
concentration measurements into NOX emission rates (in lb/
mmBtu), heat input or CO2 emissions.
(vi) For flow monitors, the equation used to linearize the flow
monitor and the numerical values of the polynomial coefficients or K
factor(s) of that equation.
(vii) For moisture monitoring systems, the coefficient or ``K''
factor or other mathematical algorithm used to adjust the monitoring
system with respect to the reference method.
(6) For each SO2, NOX, or CO2
pollutant concentration monitor, NOX-diluent continuous
emission monitoring system, SO2-diluent continuous emission
monitoring system, NOX concentration monitoring system, or
diluent gas (O2 or CO2) monitor used to determine
heat input, the owner or operator shall record the following information
for the cycle time test:
(i) Component-system identification code;
(ii) Date;
(iii) Start and end times;
(iv) Upscale and downscale cycle times for each component;
(v) Stable start monitor value;
(vi) Stable end monitor value;
(vii) Reference value of calibration gas(es);
(viii) Calibration gas level;
(ix) Cycle time result for the entire system;
(x) Reason for test; and
(xi) Test number.
(7) In addition to the information in paragraph (a)(5) of this
section, the owner or operator shall record, for each relative accuracy
test audit, supporting information sufficient to substantiate compliance
with all applicable sections and appendices in this part. Unless
otherwise specified in this part or in an applicable test method, the
information in paragraphs (a)(7)(i) through (a)(7)(vi) of this section
may be recorded either in hard copy format, electronic format or a
combination of the two, and the owner or operator shall maintain this
information in a format suitable for inspection and audit purposes. This
RATA supporting information shall include, but shall not be limited to,
the following data elements:
(i) For each RATA using Reference Method 2 (or its allowable
alternatives) in appendix A to part 60 of this chapter to determine
volumetric flow rate:
(A) Information indicating whether or not the location meets
requirements of Method 1 in appendix A to part 60 of this chapter; and
(B) Information indicating whether or not the equipment passed the
required leak checks.
(ii) For each run of each RATA using Reference Method 2 (or its
allowable alternatives in appendix A to part 60 of this chapter) to
determine volumetric flow rate, record the following data elements (as
applicable to the measurement method used):
(A) Operating level (low, mid, high, or normal, as appropriate);
(B) Number of reference method traverse points;
(C) Average stack gas temperature ( deg.F);
(D) Barometric pressure at test port (inches of mercury);
(E) Stack static pressure (inches of H2O);
(F) Absolute stack gas pressure (inches of mercury);
(G) Percent CO2 and O2 in the stack gas, dry
basis;
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(H) CO2 and O2 reference method used;
(I) Moisture content of stack gas (percent H2O);
(J) Molecular weight of stack gas, dry basis (lb/lb-mole);
(K) Molecular weight of stack gas, wet basis (lb/lb-mole);
(L) Stack diameter (or equivalent diameter) at the test port (ft);
(M) Average square root of velocity head of stack gas (inches of
H2O) for the run;
(N) Stack or duct cross-sectional area at test port
(ft2);
(O) Average velocity (ft/sec);
(P) Average stack flow rate, adjusted, if applicable, for wall
effects (scfh, wet basis);
(Q) Flow rate reference method used;
(R) Average velocity, adjusted for wall effects;
(S) Calculated (site-specific) wall effects adjustment factor
determined during the run, and, if different, the wall effects
adjustment factor used in the calculations; and
(T) Default wall effects adjustment factor used.
(iii) For each traverse point of each run of each RATA using
Reference Method 2 (or its allowable alternatives in appendix A to part
60 of this chapter) to determine volumetric flow rate, record the
following data elements (as applicable to the measurement method used):
(A) Reference method probe type;
(B) Pressure measurement device type;
(C) Traverse point ID;
(D) Probe or pitot tube calibration coefficient;
(E) Date of latest probe or pitot tube calibration;
(F) Average velocity differential pressure at traverse point (inches
of H2O) or the average of the square roots of the velocity
differential pressures at the traverse point ((inches of
H2O)1/2);
(G) TS, stack temperature at the traverse point ( deg.F);
(H) Composite (wall effects) traverse point identifier;
(I) Number of points included in composite traverse point;
(J) Yaw angle of flow at traverse point (degrees);
(K) Pitch angle of flow at traverse point (degrees);
(L) Calculated velocity at traverse point both accounting and not
accounting for wall effects (ft/sec); and
(M) Probe identification number.
(iv) For each RATA using Method 6C, 7E, or 3A in appendix A to part
60 of this chapter to determine SO2, NOX,
CO2, or O2 concentration:
(A) Pollutant or diluent gas being measured;
(B) Span of reference method analyzer;
(C) Type of reference method system (e.g., extractive or dilution
type);
(D) Reference method dilution factor (dilution type systems, only);
(E) Reference gas concentrations (zero, mid, and high gas levels)
used for the 3-point pre-test analyzer calibration error test (or, for
dilution type reference method systems, for the 3-point pre-test system
calibration error test) and for any subsequent recalibrations;
(F) Analyzer responses to the zero-, mid-, and high-level
calibration gases during the 3-point pre-test analyzer (or system)
calibration error test and during any subsequent recalibration(s);
(G) Analyzer calibration error at each gas level (zero, mid, and
high) for the 3-point pre-test analyzer (or system) calibration error
test and for any subsequent recalibration(s) (percent of span value);
(H) Upscale gas concentration (mid or high gas level) used for each
pre-run or post-run system bias check or (for dilution type reference
method systems) for each pre-run or post-run system calibration error
check;
(I) Analyzer response to the calibration gas for each pre-run or
post-run system bias (or system calibration error) check;
(J) The arithmetic average of the analyzer responses to the zero-
level gas, for each pair of pre- and post-run system bias (or system
calibration error) checks;
(K) The arithmetic average of the analyzer responses to the upscale
calibration gas, for each pair of pre- and post-run system bias (or
system calibration error) checks;
(L) The results of each pre-run and each post-run system bias (or
system
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calibration error) check using the zero-level gas (percentage of span
value);
(M) The results of each pre-run and each post-run system bias (or
system calibration error) check using the upscale calibration gas
(percentage of span value);
(N) Calibration drift and zero drift of analyzer during each RATA
run (percentage of span value);
(O) Moisture basis of the reference method analysis;
(P) Moisture content of stack gas, in percent, during each test run
(if needed to convert to moisture basis of CEMS being tested);
(Q) Unadjusted (raw) average pollutant or diluent gas concentration
for each run;
(R) Average pollutant or diluent gas concentration for each run,
corrected for calibration bias (or calibration error) and, if
applicable, corrected for moisture;
(S) The F-factor used to convert reference method data to units of
lb/mmBtu (if applicable);
(T) Date(s) of the latest analyzer interference test(s);
(U) Results of the latest analyzer interference test(s);
(V) Date of the latest NO2 to NO conversion test (Method
7E only);
(W) Results of the latest NO2 to NO conversion test
(Method 7E only); and
(X) For each calibration gas cylinder used during each RATA, record
the cylinder gas vendor, cylinder number, expiration date, pollutant(s)
in the cylinder, and certified gas concentration(s).
(v) For each test run of each moisture determination using Method 4
in appendix A to part 60 of this chapter (or its allowable
alternatives), whether the determination is made to support a gas RATA,
to support a flow RATA, or to quality assure the data from a continuous
moisture monitoring system, record the following data elements (as
applicable to the moisture measurement method used):
(A) Test number;
(B) Run number;
(C) The beginning date, hour, and minute of the run;
(D) The ending date, hour, and minute of the run;
(E) Unit operating level (low, mid, high, or normal, as
appropriate);
(F) Moisture measurement method;
(G) Volume of H2O collected in the impingers (ml);
(H) Mass of H2O collected in the silica gel (g);
(I) Dry gas meter calibration factor;
(J) Average dry gas meter temperature ( deg.F);
(K) Barometric pressure (inches of mercury);
(L) Differential pressure across the orifice meter (inches of
H2O);
(M) Initial and final dry gas meter readings (ft3);
(N) Total sample gas volume, corrected to standard conditions
(dscf); and
(O) Percentage of moisture in the stack gas (percent
H2O).
(vi) The raw data and calculated results for any stratification
tests performed in accordance with sections 6.5.6.1 through 6.5.6.3 of
appendix A to this part.
(8) For each certified continuous emission monitoring system,
continuous opacity monitoring system, or alternative monitoring system,
the date and description of each event which requires recertification of
the system and the date and type of each test performed to recertify the
system in accordance with Sec. 75.20(b).
(9) When hardcopy relative accuracy test reports, certification
reports, recertification reports, or semiannual or annual reports for
gas or flow rate CEMS are required or requested under Sec. 75.60(b)(6)
or Sec. 75.63, the reports shall include, at a minimum, the following
elements (as applicable to the type(s) of test(s) performed):
(i) Summarized test results.
(ii) DAHS printouts of the CEMS data generated during the
calibration error, linearity, cycle time, and relative accuracy tests.
(iii) For pollutant concentration monitor or diluent monitor
relative accuracy tests at normal operating load:
(A) The raw reference method data from each run, i.e., the data
under paragraph (a)(7)(iv)(Q) of this section (usually in the form of a
computerized printout, showing a series of one-minute readings and the
run average);
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(B) The raw data and results for all required pre-test, post-test,
pre-run and post-run quality assurance checks (i.e., calibration gas
injections) of the reference method analyzers, i.e., the data under
paragraphs (a)(7)(iv)(E) through (a)(7)(iv)(N) of this section;
(C) The raw data and results for any moisture measurements made
during the relative accuracy testing, i.e., the data under paragraphs
(a)(7)(v)(A) through (a)(7)(v)(O) of this section; and
(D) Tabulated, final, corrected reference method run data (i.e., the
actual values used in the relative accuracy calculations), along with
the equations used to convert the raw data to the final values and
example calculations to demonstrate how the test data were reduced.
(iv) For relative accuracy tests for flow monitors:
(A) The raw flow rate reference method data, from Reference Method 2
(or its allowable alternatives) under appendix A to part 60 of this
chapter, including auxiliary moisture data (often in the form of
handwritten data sheets), i.e., the data under paragraphs (a)(7)(ii)(A)
through (a)(7)(ii)(T), paragraphs (a)(7)(iii)(A) through (a)(7)(iii)(M),
and, if applicable, paragraphs (a)(7)(v)(A) through (a)(7)(v)(O) of this
section; and
(B) The tabulated, final volumetric flow rate values used in the
relative accuracy calculations (determined from the flow rate reference
method data and other necessary measurements, such as moisture, stack
temperature and pressure), along with the equations used to convert the
raw data to the final values and example calculations to demonstrate how
the test data were reduced.
(v) Calibration gas certificates for the gases used in the
linearity, calibration error, and cycle time tests and for the
calibration gases used to quality assure the gas monitor reference
method data during the relative accuracy test audit.
(vi) Laboratory calibrations of the source sampling equipment.
(vii) A copy of the test protocol used for the CEMS certifications
or recertifications, including narrative that explains any testing
abnormalities, problematic sampling, and analytical conditions that
required a change to the test protocol, and/or solutions to technical
problems encountered during the testing program.
(viii) Diagrams illustrating test locations and sample point
locations (to verify that locations are consistent with information in
the monitoring plan). Include a discussion of any special traversing or
measurement scheme. The discussion shall also confirm that sample points
satisfy applicable acceptance criteria.
(ix) Names of key personnel involved in the test program, including
test team members, plant contacts, agency representatives and test
observers on site.
(10) Whenever reference methods are used as backup monitoring
systems pursuant to Sec. 75.20(d)(3), the owner or operator shall record
the following information:
(i) For each test run using Reference Method 2 (or its allowable
alternatives in appendix A to part 60 of this chapter) to determine
volumetric flow rate, record the following data elements (as applicable
to the measurement method used):
(A) Unit or stack identification number;
(B) Reference method system and component identification numbers;
(C) Run date and hour;
(D) The data in paragraph (a)(7)(ii) of this section, except for
paragraphs (a)(7)(ii)(A), (F), (H), (L) and (Q) through (T); and
(E) The data in paragraph (a)(7)(iii), except on a run basis.
(ii) For each reference method test run using Method 6C, 7E, or 3A
in appendix A to part 60 of this chapter to determine SO2,
NOX, CO2, or O2 concentration:
(A) Unit or stack identification number;
(B) The reference method system and component identification
numbers;
(C) Run number;
(D) Run start date and hour;
(E) Run end date and hour;
(F) The data in paragraphs (a)(7)(iv)(B) through (I) and (L) through
(O); and (G) Stack gas density adjustment factor (if applicable).
(iii) For each hour of each reference method test run using Method
6C, 7E,
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or 3A in appendix A to part 60 of this chapter to determine
SO2, NOX, CO2, or O2
concentration:
(A) Unit or stack identification number;
(B) The reference method system and component identification
numbers;
(C) Run number;
(D) Run date and hour;
(E) Pollutant or diluent gas being measured;
(F) Unadjusted (raw) average pollutant or diluent gas concentration
for the hour; and
(G) Average pollutant or diluent gas concentration for the hour,
adjusted as appropriate for moisture, calibration bias (or calibration
error) and stack gas density.
(11) For each other quality-assurance test or other quality
assurance activity, the owner or operator shall record the following (as
applicable):
(i) Component/system identification code;
(ii) Parameter;
(iii) Test or activity completion date and hour;
(iv) Test or activity description;
(v) Test result;
(vi) Reason for test; and
(vii) Test code.
(12) For each request for a quality assurance test extension or
exemption, for any loss of exempt status, and for each single-load flow
RATA claim pursuant to section 2.3.1.3(c)(3) of appendix B to this part,
the owner or operator shall record the following (as applicable):
(i) For a RATA deadline extension or exemption request:
(A) Monitoring system identification code;
(B) Date of last RATA;
(C) RATA expiration date without extension;
(D) RATA expiration date with extension;
(E) Type of RATA extension of exemption claimed or lost;
(F) Year to date hours of usage of fuel other than very low sulfur
fuel;
(G) Year to date hours of non-redundant back-up CEMS usage at the
unit/stack; and
(H) Quarter and year.
(ii) For a linearity test or flow-to-load ratio test quarterly
exemption:
(A) Component-system identification code;
(B) Type of test;
(C) Basis for exemption;
(D) Quarter and year; and
(E) Span scale.
(iii) For a quality assurance test extension claim based on a grace
period:
(A) Component-system identification code;
(B) Type of test;
(C) Beginning of grace period;
(D) Date and hour of completion of required quality assurance test;
(E) Number of unit or stack operating hours from the beginning of
the grace period to the completion of the quality assurance test or the
maximum allowable grace period; and
(F) Date and hour of end of grace period.
(iv) For a fuel flowmeter accuracy test extension:
(A) Component-system identification code;
(B) Date of last accuracy test;
(C) Accuracy test expiration date without extension;
(D) Accuracy test expiration date with extension;
(E) Type of extension; and
(F) Quarter and year.
(v) For a single-load (or single-level) flow RATA claim:
(A) Monitoring system identification code;
(B) Ending date of last annual flow RATA;
(C) The relative frequency (percentage) of unit or stack operation
at each load (or operating) level (low, mid, and high) since the
previous annual flow RATA, to the nearest 0.1 percent;
(D) End date of the historical load (or operating level) data
collection period; and
(E) Indication of the load (or operating) level (low, mid or high)
claimed for the single-load flow RATA.
(13) An indication that data have been excluded from a periodic span
and range evaluation of an SO2 or NOX monitor
under section 2.1.1.5 or 2.1.2.5 of appendix A to this part and the
reason(s) for excluding the data. For purposes of reporting under
Sec. 75.64(a)(2), this information shall be reported with the quarterly
report as descriptive text consistent with Sec. 75.64(g).
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(b) Excepted monitoring systems for gas-fired and oil-fired units.
The owner or operator shall record the applicable information in this
section for each excepted monitoring system following the requirements
of appendix D to this part or appendix E to this part for determining
and recording emissions from an affected unit.
(1) For certification and quality assurance testing of fuel
flowmeters tested against a reference fuel flow rate (i.e., flow rate
from another fuel flowmeter under section 2.1.5.2 of appendix D to this
part or flow rate from a procedure according to a standard incorporated
by reference under section 2.1.5.1 of appendix D to this part):
(i) Unit or common pipe header identification code;
(ii) Component and system identification codes of the fuel flowmeter
being tested;
(iii) Date and hour of test completion, for a test performed in-line
at the unit;
(iv) Date and hour of flowmeter reinstallation, for laboratory
tests;
(v) Test number;
(vi) Upper range value of the fuel flowmeter;
(vii) Flowmeter measurements during accuracy test (and mean of
values), including units of measure;
(viii) Reference flow rates during accuracy test (and mean of
values), including units of measure;
(ix) Level of fuel flowrate test during runs (low, mid or high);
(x) Average flowmeter accuracy for low and high fuel flowrates and
highest flowmeter accuracy of any level designated as mid, expressed as
a percent of upper range value;
(xi) Indicator of whether test method was a lab comparison to
reference meter or an in-line comparison against a master meter;
(xii) Test result (aborted, pass, or fail); and
(xiii) Description of fuel flowmeter calibration specification or
procedure (in the certification application, or periodically if a
different method is used for annual quality assurance testing).
(2) For each transmitter or transducer accuracy test for an orifice-
, nozzle-, or venturi-type flowmeter used under section 2.1.6 of
appendix D to this part:
(i) Component and system identification codes of the fuel flowmeter
being tested;
(ii) Completion date and hour of test;
(iii) For each transmitter or transducer: transmitter or transducer
type (differential pressure, static pressure, or temperature); the full-
scale value of the transmitter or transducer, transmitter input (pre-
calibration) prior to accuracy test, including units of measure; and
expected transmitter output during accuracy test (reference value from
NIST-traceable equipment), including units of measure;
(iv) For each transmitter or transducer tested: output during
accuracy test, including units of measure; transmitter or transducer
accuracy as a percent of the full-scale value; and transmitter output
level as a percent of the full-scale value;
(v) Average flowmeter accuracy at low and high level fuel flowrates
and highest flowmeter accuracy of any level designated as mid fuel
flowrate, expressed as a percent of upper range value;
(vi) Test result (pass, fail, or aborted);
(vii) Test number; and
(viii) Accuracy determination methodology.
(3) For each visual inspection of the primary element or transmitter
or transducer accuracy test for an
orifice-, nozzle-, or venturi-type flowmeter under sections 2.1.6.1
through 2.1.6.4 of appendix D to this part:
(i) Date of inspection/test;
(ii) Hour of completion of inspection/test;
(iii) Component and system identification codes of the fuel
flowmeter being inspected/tested; and
(iv) Results of inspection/test (pass or fail).
(4) For fuel flowmeters that are tested using the optional fuel
flow-to-load ratio procedures of section 2.1.7 of appendix D to this
part:
(i) Test data for the fuel flowmeter flow-to-load ratio or gross
heat rate check, including:
(A) Component/system identification code;
(B) Calendar year and quarter;
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(C) Indication of whether the test is for fuel flow-to-load ratio or
gross heat rate;
(D) Quarterly average absolute percent difference between baseline
for fuel flow-to-load ratio (or baseline gross heat rate and hourly
quarterly fuel flow-to-load ratios (or gross heat rate value);
(E) Test result;
(F) Number of hours used in the analysis;
(G) Number of hours excluded due to co-firing;
(H) Number of hours excluded due to ramping; and
(I) Number of hours excluded in lower 25.0 percent range of
operation.
(ii) Reference data for the fuel flowmeter flow-to-load ratio or
gross heat rate evaluation, including:
(A) Completion date and hour of most recent primary element
inspection;
(B) Completion date and hour of most recent flowmeter or transmitter
accuracy test;
(C) Beginning date and hour of baseline period;
(D) Completion date and hour of baseline period;
(E) Average fuel flow rate, in 100 scfh for gas and lb/hr for oil;
(F) Average load, in megawatts or 1000 lb/hr of steam;
(G) Baseline fuel flow-to-load ratio, in the appropriate units of
measure (if using fuel flow-to-load ratio);
(H) Baseline gross heat rate if using gross heat rate, in the
appropriate units of measure (if using gross heat rate check);
(I) Number of hours excluded from baseline data due to ramping;
(J) Number of hours excluded from baseline data in lower 25.0
percent of range of operation;
(K) Average hourly heat input rate;
(L) Flag indicating baseline data collection is in progress and that
fewer than four calendar quarters have elapsed since the quarter of the
last flowmeter QA test; and
(M) Number of hours excluded due to co-firing.
(5) For gas-fired peaking units or oil-fired peaking units using the
optional procedures of appendix E to this part, for each initial
performance, periodic, or quality assurance/quality control-related
test:
(i) For each run of emission data, record the following data:
(A) Unit or common pipe identification code;
(B) Monitoring system identification code for appendix E system;
(C) Run start date and time;
(D) Run end date and time;
(E) Total heat input during the run (mmBtu);
(F) NOX emission rate (lb/mmBtu) from reference method;
(G) Response time of the O2 and NOX reference
method analyzers;
(H) Type of fuel(s) combusted during the run;
(I) Heat input rate (mmBtu/hr) during the run;
(J) Test number;
(K) Run number;
(L) Operating level during the run;
(M) NOX concentration recorded by the reference method
during the run;
(N) Diluent concentration recorded by the reference method during
the run; and
(O) Moisture measurement for the run (if applicable).
(ii) For each run during which oil or mixed fuels are combusted
record the following data:
(A) Unit or common pipe identification code;
(B) Monitoring system identification code for oil monitoring system;
(C) Run start date and time;
(D) Run end date and time;
(E) Mass flow or volumetric flow of oil, in the units of measure for
the type of fuel flowmeter;
(F) Gross calorific value of oil in the appropriate units of
measure;
(G) Density of fuel oil in the appropriate units of measure (if
density is used to convert oil volume to mass);
(H) Hourly heat input (mmBtu) during run from oil;
(I) Test number;
(J) Run number; and
(K) Operating level during the run.
(iii) For each run during which gas or mixed fuels are combusted
record the following data:
(A) Unit or common pipe identification code;
(B) Monitoring system identification code for gas monitoring system;
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(C) Run start date and time;
(D) Run end date and time;
(E) Volumetric flow of gas (100 scf);
(F) Gross calorific value of gas (Btu/100 scf);
(G) Hourly heat input (mmBtu) during run from gas;
(H) Test number;
(I) Run number; and
(J) Operating level during the run.
(iv) For each operating level at which runs were performed:
(A) Completion date and time of last run for operating level;
(B) Type of fuel(s) combusted during test;
(C) Average heat input rate at that operating level (mmBtu/hr);
(D) Arithmetic mean of NOX emission rates from reference
method run at this level;
(E) F-factor used in calculations of NOX emission rate at
that operating level;
(F) Unit operating parametric data related to NOX
formation for that unit type (e.g., excess O2 level, water/
fuel ratio);
(G) Test number; and
(H) Operating level for runs.
(c) For units with add-on SO2 or NOX emission
controls following the provisions of Sec. 75.34(a)(1) or (a)(2), the
owner or operator shall keep the following records on-site in the
quality assurance/quality control plan required by section 1 of appendix
B to this part:
(1) A list of operating parameters for the add-on emission controls,
including parameters in Sec. 75.58(b), appropriate to the particular
installation of add-on emission controls; and
(2) The range of each operating parameter in the list that indicates
the add-on emission controls are properly operating.
(d) Excepted monitoring for low mass emissions units under
Sec. 75.19(c)(1)(iv). For oil-and gas-fired units using the optional
SO2, NOX and CO2 emissions calculations
for low mass emission units under Sec. 75.19, the owner or operator
shall record the following information for tests performed to determine
a fuel and unit-specific default as provided in Sec. 75.19(c)(1)(iv):
(1) For each run of each test performed using the procedures of
section 2.1 of appendix E to this part, record the following data:
(i) Unit or common pipe identification code;
(ii) Run start date and time;
(iii) Run end date and time;
(iv) NOX emission rate (lb/mmBtu) from reference method;
(v) Response time of the O2 and NOX reference
method analyzers;
(vi) Type of fuel(s) combusted during the run;
(vii) Test number;
(viii) Run number;
(ix) Operating level during the run;
(x) NOX concentration recorded by the reference method
during the run;
(xi) Diluent concentration recorded by the reference method during
the run; and
(xii) Moisture measurement for the run (if applicable).
(2) For each single-load or multiple-load appendix E test, record
the following:
(i) The three-run average NOX emission rate for each load
level;
(ii) An indicator that the average NOX emission rate is
the highest NOX average emission rate recorded at any load
level of the test (if appropriate);
(iii) The default NOX emission rate (highest three-run
average NOX emission rate at any load level), multiplied by
1.15, if appropriate;
(iv) An indicator that the add-on NOX emission controls
were operating or not operating during each run of the test; and
(v) Parameter data indicating the use and efficacy of control
equipment during the test.
(3) For each unit in a group of identical units qualifying for
reduced testing under Sec. 75.19(c)(1)(iv)(B), record the following
data:
(i) The unique group identification code assigned to the group. This
code must include the ORIS code of one of the units in the group;
(ii) The ORIS code or facility identification code for the unit;
(iii) The plant name of the facility at which the unit is located,
consistent with the facility's monitoring plan;
(iv) The identification code for the unit, consistent with the
facility's monitoring plan;
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(v) A record of whether or not the unit underwent fuel and unit-
specific testing for purposes of establishing a fuel and unit-specific
NOX emission rate for purposes of Sec. 75.19;
(vi) The completion date of the fuel and unit-specific test
performed for purposes of establishing a fuel and unit-specific
NOX emission rate for purposes of Sec. 75.19;
(vii) The fuel and unit-specific NOX default rate
established for the group of identical units under Sec. 75.19;
(viii) The type of fuel combusted for the units during testing and
represented by the resulting default NOX emission rate;
(ix) The control status for the units during testing and represented
by the resulting default NOX emission rate;
(x) Documentation supporting the qualification of all units in the
group for reduced testing based on the criteria established in
Secs. 75.19(c)(1)(iv)(B)(1); and
(xi) Purpose of group tests.
[64 FR 28614, May 26, 1999, as amended at 67 FR 40442, June 12, 2002]