[Code of Federal Regulations]
[Title 40, Volume 14]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR80.67]

[Page 638-642]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 80--REGULATION OF FUELS AND FUEL ADDITIVES--Table of Contents
 
                    Subpart D--Reformulated Gasoline
 
Sec. 80.67  Compliance on average.

    The requirements of this section apply to all reformulated gasoline 
and RBOB produced or imported for which compliance with one or more of 
the requirements of Sec. 80.41 is determined on average (``averaged 
gasoline'').

[[Page 639]]

    (a) Compliance survey required in order to meet standards on 
average. (1) Any refiner, importer, or oxygenate blender that complies 
with the compliance survey requirements of Sec. 80.68 has the option of 
meeting the standards specified in Sec. 80.41 for average compliance in 
addition to the option of meeting the standards specified in Sec. 80.41 
for per-gallon compliance; any refiner, importer, or oxygenate blender 
that does not comply with the survey requirements must meet the 
standards specified in Sec. 80.41 for per-gallon compliance, and does 
not have the option of meeting standards on average.
    (2)(i)(A) A refiner or importer that produces or imports 
reformulated gasoline that exceeds the average standards for oxygen or 
benzene (but not for other parameters that have average standards) may 
use such gasoline to offset reformulated gasoline which does not achieve 
such average standards, but only if the reformulated gasoline that does 
not achieve such average standards is sold to ultimate consumers in the 
same covered area as was the reformulated gasoline which exceeds average 
standards; provided that
    (B) Prior to the beginning of the averaging period when the 
averaging approach described in paragraph (a)(2)(i)(A) of this section 
is used, the refiner or importer obtains approval from EPA. In order to 
seek such approval, the refiner or importer shall submit a petition to 
EPA, such petition to include:
    (1) The identification of the refiner and refinery, or importer, the 
covered area, and the averaging period; and
    (2) A detailed description of the procedures the refiner or importer 
will use to ensure the gasoline is produced by the refiner or is 
imported by the importer and is used only in the covered area in 
question and is not used in any other covered area, and the record 
keeping, reporting, auditing, and other quality assurance measures that 
will be followed to establish the gasoline is used as intended; and
    (C) The refiner or importer properly completes any requirements that 
are specified by EPA as conditions for approval of the petition.
    (ii) Any refiner or importer that meets the requirements of 
paragraph (a)(2)(i) of this section will be deemed to have satisfied the 
compliance survey requirements of Sec. 80.68 for the covered area in 
question.
    (b) Scope of averaging. (1) Any refiner shall meet all applicable 
averaged standards separately for each of the refiner's refineries;
    (2)(i) Any importer shall meet all applicable averaged standards on 
the basis of all averaged reformulated gasoline and RBOB imported by the 
importer; except that
    (ii) Any importer to whom different standards apply for gasoline 
imported at different facilities by operation of Sec. 80.41(i), shall 
meet the averaged standards separately for the averaged reformulated 
gasoline and RBOB imported into each group of facilities that is subject 
to the same standards; and
    (3) Any oxygenate blender shall meet the averaged standard for 
oxygen separately for each of the oxygenate blender's oxygenate blending 
facilities, except that any oxygenate blender may group the averaged 
reformulated gasoline produced at facilities at which gasoline is 
produced for use in a single covered area.
    (c) RVP and VOC emissions performance reduction compliance on 
average. (1) The VOC-controlled reformulated gasoline and RBOB produced 
at any refinery or imported by any importer during the period January 1 
through September 15 of each calendar year which is designated for 
average compliance for RVP or VOC emissions performance on average must 
meet the standards for RVP (in the case of a refinery or importer 
subject to the simple model standards) or the standards for VOC 
emissions performance reduction (in the case of a refinery or importer 
subject to the complex model standards) which are applicable to that 
refinery or importer as follows:
    (i) Gasoline and RBOB designated for VOC Control Region 1 must meet 
the standards for that Region which are applicable to that refinery or 
importer; and
    (ii) Gasoline and RBOB designated for VOC Control Region 2 must meet 
the standards for that Region which are applicable to that refinery or 
importer.

[[Page 640]]

    (2) In the case of a refinery or importer subject to the simple 
model standards, each gallon of reformulated gasoline and RBOB 
designated as being VOC-controlled may not exceed the maximum standards 
for RVP specified in Sec. 80.41(b) which are applicable to that refiner 
or importer.
    (3) In the case of a refinery or importer subject to the complex 
model standards, each gallon of reformulated gasoline designated as 
being VOC-controlled must equal or exceed the minimum standards for VOC 
emissions performance specified in Sec. 80.41 which are applicable to 
that refinery or importer.
    (d) Toxics emissions reduction and benzene compliance on average. 
(1) The averaging period for the requirements for benzene content and 
toxics emission performance is January 1 through December 31 of each 
year.
    (2) The reformulated gasoline and RBOB produced at any refinery or 
imported by any importer during the toxics emissions performance and 
benzene averaging periods that is designated for average compliance for 
these parameters shall on average meet the standards specified for 
toxics emissions performance and benzene in Sec. 80.41 which are 
applicable to that refinery or importer.
    (3) Each gallon of reformulated gasoline may not exceed the maximum 
standard for benzene content specified in Sec. 80.41 which is applicable 
to that refinery or importer.
    (e) NOX compliance on average. (1) The averaging period 
for NOX emissions performance is January 1 through December 
31 of each year.
    (2) The requirements of this paragraph (e) apply separately to 
reformulated gasoline and RBOB in the following categories:
    (i) All reformulated gasoline and RBOB that is designated as VOC-
controlled; and
    (ii) All reformulated gasoline and RBOB that is not designated as 
VOC-controlled.
    (3) The reformulated gasoline and RBOB produced at any refinery or 
imported by any importer during the NOX averaging period that 
is designated for average compliance for NOX shall on average 
meet the standards for NOX specified in Sec. 80.41 that are 
applicable to that refinery or importer.
    (f) Oxygen compliance on average. (1) The averaging period for the 
oxygen content requirements is January 1 through December 31 of each 
year.
    (2) The requirements of this paragraph (f) apply separately to 
reformulated gasoline in the following categories:
    (i) All reformulated gasoline;
    (ii) [Reserved]
    (iii) In the case of reformulated gasoline certified under the 
simple model, that which is designated as VOC- controlled.
    (3) The reformulated gasoline produced at any refinery or imported 
by any importer during the oxygen averaging period that is designated 
for average compliance for oxygen shall on average meet the standards 
for oxygen specified in Sec. 80.41 that is applicable to that refinery 
or importer.
    (4) The reformulated gasoline that is produced at any oxygenate 
blending facility by blending RBOB with oxygenate that is designated for 
average compliance for oxygen shall on average meet the standards for 
oxygen specified in Sec. 80.41 that is applicable to that oxygenate 
blending facility.
    (5) Each gallon of reformulated gasoline must meet the applicable 
minimum requirements, and in the case of simple model reformulated 
gasoline the minimum and maximum requirements, for oxygen content 
specified in Sec. 80.41.
    (g) Compliance calculation. To determine compliance with the 
averaged standards in Sec. 80.41, any refiner for each of its refineries 
at which averaged reformulated gasoline or RBOB is produced, any 
oxygenate blender for each of its oxygenate blending facilities at which 
oxygen averaged reformulated gasoline is produced, and any importer that 
imports averaged reformulated gasoline or RBOB shall, for each averaging 
period and for each portion of gasoline for which standards must be 
separately achieved, and for each relevant standard, calculate:
    (1)(i)(A) The compliance total using the following formula:

[[Page 641]]

[GRAPHIC] [TIFF OMITTED] TR17JY01.000

Where:

Vi=the volume in gallons of gasoline batch i.
std=the standard for the parameter being evaluated.
n=the number of batches of gasoline produced or imported during the 
          averaging period.

    (B) For computation of the VOC performance standard compliance 
total, Std for each VOC control region is determined by the following 
formula:
[GRAPHIC] [TIFF OMITTED] TR17JY01.001

Where, for gasoline and RBOB designated for that VOC control region:

Std=the value to be used in the compliance total formula.
Stdu=the averaged VOC emissions performance reduction 
          standard applicable to reformulated gasoline and RBOB not 
          designated for compliance with the adjusted VOC gasoline 
          standard.
Stda=the averaged VOC emissions performance reduction 
          standard applicable to reformulated gasoline and RBOB 
          designated for compliance with the adjusted VOC gasoline 
          standard.
VUi=the volume of batch i not designated for compliance with 
          the adjusted VOC gasoline standard.
VAi=the volume of batch i designated for compliance with the 
          adjusted VOC gasoline standard.
nu=the number of batches produced or imported and not 
          designated for compliance with the adjusted VOC gasoline 
          standard.
na=the number of batches produced or imported and designated 
          for compliance with the adjusted VOC gasoline standard.

    (C) The actual total using the following formula:
    [GRAPHIC] [TIFF OMITTED] TR17JY01.002
    
Where:

Vi=the volume in gallons of gasoline batch i.
parmi=the parameter value of gasoline batch i.
n=the number of batches of gasoline produced or imported during the 
          averaging period.

    (ii) [Reserved]
    (2) For each standard, compare the actual total with the compliance 
total.
    (3) For the VOC, NOX, and toxics emissions performance 
and oxygen standards, the actual totals must be equal to or greater than 
the compliance totals to achieve compliance.
    (4) For RVP and benzene standards, the actual total must be equal to 
or less than the compliance totals to achieve compliance.
    (5) If the actual total for the oxygen standard is less than the 
compliance total, or if the actual total for the benzene standard is 
greater than the compliance total, credits for these parameters must be 
obtained from another refiner, importer or (in the case of oxygen) 
oxygenate blender in order to achieve compliance:
    (i) The total number of oxygen credits required to achieve 
compliance is calculated by subtracting the actual total from the 
compliance total oxygen; and
    (ii) The total number of benzene credits required to achieve 
compliance is calculated by subtracting the compliance total from the 
actual total benzene.
    (6) If the actual total for the oxygen standard is greater than the 
compliance total, or if the actual total for the benzene standard is 
less than the compliance totals, credits for these parameters are 
generated:
    (i) The total number of oxygen credits which may be traded to 
another refinery, importer, or oxygenate blender is calculated by 
subtracting the compliance total from the actual total for oxygen; and
    (ii) The total number of benzene credits which may be traded to 
another refinery or importer is calculated by subtracting the actual 
total from the compliance total for benzene.
    (h) Credit transfers. (1) Compliance with the averaged standards 
specified in Sec. 80.41 for oxygen and benzene (but for no other 
standards or requirements) may be achieved through the transfer of 
oxygen and benzene credits provided that:

[[Page 642]]

    (i) The credits were generated in the same averaging period as they 
are used;
    (ii) The credit transfer takes place no later than fifteen working 
days following the end of the averaging period in which the reformulated 
gasoline credits were generated;
    (iii) The credits are properly created;
    (iv) The credits are transferred directly from the refiner, 
importer, or oxygenate blender that creates the credits to the refiner, 
importer, or oxygenate blender that uses the credits to achieve 
compliance;
    (v) Oxygen credits are generated, transferred, and used:
    (A) In the case of gasoline subject to the simple model standards, 
only in the following categories:
    (1) VOC-controlled; and
    (2) Non-VOC-controlled.
    (B) [Reserved]
    (vi) Oxygen credits generated from gasoline subject to the complex 
model standards are not used to achieve compliance for gasoline subject 
to the simple model standards;
    (vii) Oxygen credits are not used to achieve compliance with the 
minimum oxygen content standards in Sec. 80.41; and
    (viii) Benzene credits are not used to achieve compliance with the 
maximum benzene content standards in Sec. 80.41.
    (2) No party may transfer any credits to the extent such a transfer 
would result in the transferor having a negative credit balance at the 
conclusion of the averaging period for which the credits were 
transferred. Any credits transferred in violation of this paragraph are 
improperly created credits.
    (3) In the case of credits that were improperly created, the 
following provisions apply:
    (i) Improperly created credits may not be used to achieve 
compliance, regardless of a credit transferee's good faith belief that 
it was receiving valid credits;
    (ii) No refiner, importer, or oxygenate blender may create, report, 
or transfer improperly created credits; and
    (iii) Where any credit transferor has in its balance at the 
conclusion of any averaging period both credits which were properly 
created and credits which were improperly created, the properly created 
credits will be applied first to any credit transfers before the 
transferor may apply any credits to achieve its own compliance.
    (i) Average compliance for reformulated gasoline produced or 
imported before January 1, 1995. In the case of any reformulated 
gasoline that is intended to be used beginning January 1, 1995, but that 
is produced or imported prior to that date:
    (1) Any refiner or importer may meet standards specified in 
Sec. 80.41 for average compliance for such gasoline, provided the 
refiner or importer has the option of meeting standards on average for 
1995 under paragraph (a) of this section, and provided the refiner or 
importer elects to be subject to average standards under 
Sec. 80.65(c)(3); and
    (2) Any average compliance gasoline under paragraph (i)(1) of this 
section shall be combined with average compliance gasoline produced 
during 1995 for purposes of compliance calculations under paragraph (g) 
of this section.

[38 FR 1255, Jan. 10, 1973, as amended at 62 FR 60135, Nov. 6, 1997; 62 
FR 68207, Dec. 31, 1997; 66 FR 37165, July 17, 2001]