[Code of Federal Regulations]
[Title 40, Volume 15]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR82.24]
[Page 372-392]
TITLE 40--PROTECTION OF ENVIRONMENT
CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
PART 82--PROTECTION OF STRATOSPHERIC OZONE--Table of Contents
Subpart A--Production and Consumption Controls
Sec. 82.24 Recordkeeping and reporting requirements for class II controlled substances.
(a) Recordkeeping and reporting. Any person who produces, imports,
exports, transforms, or destroys class II controlled substances must
comply with the following recordkeeping and reporting requirements:
(1) Reports required by this section must be mailed to the
Administrator within 30 days of the end of the applicable reporting
period, unless otherwise specified.
(2) Revisions of reports that are required by this section must be
mailed to the Administrator within 180 days of the end of the applicable
reporting period, unless otherwise specified.
(3) Records and copies of reports required by this section must be
retained for three years.
(4) Quantities of class II controlled substances must be stated in
terms of kilograms in reports required by this section.
(5) Reports and records required by this section may be used for
purposes of compliance determinations. These requirements are not
intended as a limitation on the use of other evidence admissible under
the Federal Rules of Evidence. Failure to provide the reports, petitions
and records required by this section and to certify the accuracy of the
information in the reports, petitions and records required by this
section, will be considered a violation of this subpart. False
statements made in reports, petitions and records will be considered
violations of Section 113 of the Clean Air Act and under 18 U.S.C. 1001.
(b) Producers. Persons (``producers'') who produce class II
controlled substances during a control period must comply with the
following recordkeeping and reporting requirements:
(1) Reporting--Producers. For each quarter, each producer of a class
II controlled substance must provide the Administrator with a report
containing the following information:
(i) The quantity (in kilograms) of production of each class II
controlled substance used in processes resulting in their transformation
by the producer and the quantity (in kilograms) intended for
transformation by a second party;
(ii) The quantity (in kilograms) of production of each class II
controlled substance used in processes resulting in their destruction by
the producer and the quantity (in kilograms) intended for destruction by
a second party;
(iii) The expended allowances for each class II controlled
substance;
(iv) The producer's total of expended and unexpended production
allowances, consumption allowances, export production allowances, and
Article 5 allowances at the end of that quarter;
(v) The quantity (in kilograms) of class II controlled substances
sold or transferred during the quarter to a person other than the
producer for use in
[[Page 373]]
processes resulting in their transformation or eventual destruction;
(vi) A list of the quantities and names of class II controlled
substances, exported by the producer to a Party to the Protocol, that
will be transformed or destroyed and therefore were not produced
expending production or consumption allowances;
(vii) For transformation in the U.S. or by a person of another
Party, one copy of a transformation verification from the transformer
for a specific class II controlled substance and a list of additional
quantities shipped to that same transformer for the quarter;
(viii) For destruction in the U.S. or by a person of another Party,
one copy of a destruction verification as required in paragraph (e) of
this section for a particular destroyer, destroying the same class II
controlled substance, and a list of additional quantities shipped to
that same destroyer for the quarter;
(ix) In cases where the producer produced class II controlled
substances using export production allowances, a list of U.S. entities
that purchased those class II controlled substances and exported them to
a Party to the Protocol;
(x) In cases where the producer produced class II controlled
substances using Article 5 allowances, a list of U.S. entities that
purchased those class II controlled substances and exported them to
Article 5 countries; and
(xi) A list of the HCFC 141b-exemption allowance holders from whom
orders were received and the quantity (in kilograms) of HCFC-141b
requested and produced.
(2) Recordkeeping--Producers. Every producer of a class II
controlled substance during a control period must maintain the following
records:
(i) Dated records of the quantity (in kilograms) of each class II
controlled substance produced at each facility;
(ii) Dated records of the quantity (in kilograms) of class II
controlled substances produced for use in processes that result in their
transformation or for use in processes that result in their destruction;
(iii) Dated records of the quantity (in kilograms) of class II
controlled substances sold for use in processes that result in their
transformation or for use in processes that result in their destruction;
(iv) Dated records of the quantity (in kilograms) of class II
controlled substances produced with export production allowances or
Article 5 allowances;
(v) Copies of invoices or receipts documenting sale of class II
controlled substances for use in processes that result in their
transformation or for use in processes that result in their destruction;
(vi) Dated records of the quantity (in kilograms) of each class II
controlled substance used at each facility as feedstocks or destroyed in
the manufacture of a class II controlled substance or in the manufacture
of any other substance, and any class II controlled substance introduced
into the production process of the same class II controlled substance at
each facility;
(vii) Dated records of the quantity (in kilograms) of raw materials
and feedstock chemicals used at each facility for the production of
class II controlled substances;
(viii) Dated records of the shipments of each class II controlled
substance produced at each plant;
(ix) The quantity (in kilograms) of class II controlled substances,
the date received, and names and addresses of the source of used
materials containing class II controlled substances which are recycled
or reclaimed at each plant;
(x) Records of the date, the class II controlled substance, and the
estimated quantity of any spill or release of a class II controlled
substance that equals or exceeds 100 pounds;
(xi) Transformation verification in the case of transformation, or
the destruction verification in the case of destruction as required in
paragraph (e) of this section showing that the purchaser or recipient of
a class II controlled substance, in the U.S. or in another country that
is a Party, certifies the intent to either transform or destroy the
class II controlled substance, or sell the class II controlled substance
for transformation or destruction in cases when allowances were not
expended;
[[Page 374]]
(xii) Written verifications from a U.S. purchaser that the class II
controlled substance was exported to a Party in accordance with the
requirements in this section, in cases where export production
allowances were expended to produce the class II controlled substance;
(xiii) Written verifications from a U.S. purchaser that the class II
controlled substance was exported to an Article 5 country in cases where
Article 5 allowances were expended to produce the class II controlled
substance;
(xiv) Written verifications from a U.S. purchaser that HCFC-141b was
manufactured for the express purpose of meeting HCFC-141b exemption
needs in accordance with information submitted under Sec. 82.16(h), in
cases where HCFC-141b exemption allowances were expended to produce the
HCFC-141b.
(3) For any person who fails to maintain the records required by
this paragraph, or to submit the report required by this paragraph, the
Administrator may assume that the person has produced at full capacity
during the period for which records were not kept, for purposes of
determining whether the person has violated the prohibitions at
Sec. 82.15.
(c) Importers. Persons (``importers'') who import class II
controlled substances during a control period must comply with the
following recordkeeping and reporting requirements:
(1) Reporting--Importers. For each quarter, an importer of a class
II controlled substance (including importers of used class II controlled
substances) must submit to the Administrator a report containing the
following information:
(i) Summaries of the records required in paragraphs (c)(2)(i)
through (xvi) of this section for the previous quarter;
(ii) The total quantity (in kilograms) imported of each class II
controlled substance for that quarter;
(iii) The commodity code for the class II controlled substances
imported, which must be one of those listed in Appendix K to this
subpart;
(iv) The quantity (in kilograms) of those class II controlled
substances imported that are used class II controlled substances;
(v) The quantity (in kilograms) of class II controlled substances
imported for that quarter and totaled by chemical for the control period
to date;
(vi) The importer's total sum of expended and unexpended consumption
allowances by chemical as of the end of that quarter;
(vii) The quantity (in kilograms) of class II controlled substances
imported for use in processes resulting in their transformation or
destruction;
(viii) The quantity (in kilograms) of class II controlled substances
sold or transferred during that quarter to each person for use in
processes resulting in their transformation or eventual destruction; and
(ix) Transformation verifications showing that the purchaser or
recipient of imported class II controlled substances intends to
transform those substances or destruction verifications showing that the
purchaser or recipient intends to destroy the class II controlled
substances (as provided in paragraph (e) of this section).
(x) [Reserved]
(xi) A list of the HCFC 141b-exemption allowance holders from whom
orders were received and the quantity (in kilograms) of HCFC-141b
requested and imported.
(2) Recordkeeping--Importers. An importer of a class II controlled
substance (including used class II controlled substances) must maintain
the following records:
(i) The quantity (in kilograms) of each class II controlled
substance imported, either alone or in mixtures, including the
percentage of each mixture which consists of a class II controlled
substance;
(ii) The quantity (in kilograms) of those class II controlled
substances imported that are used and the information provided with the
petition as required under paragraph (c)(3) of this section;
(iii) The quantity (in kilograms) of class II controlled substances
other than transhipments or used substances imported for use in
processes resulting in their transformation or destruction;
(iv) The quantity (in kilograms) of class II controlled substances
other than transhipments or used substances imported and sold for use in
processes
[[Page 375]]
that result in their destruction or transformation;
(v) The date on which the class II controlled substances were
imported;
(vi) The port of entry through which the class II controlled
substances passed;
(vii) The country from which the imported class II controlled
substances were imported;
(viii) The commodity code for the class II controlled substances
shipped, which must be one of those listed in Appendix K to this
subpart;
(ix) The importer number for the shipment;
(x) A copy of the bill of lading for the import;
(xi) The invoice for the import;
(xii) The quantity (in kilograms) of imports of used class II
controlled substances;
(xiii) The U.S. Customs entry form;
(xiv) Dated records documenting the sale or transfer of class II
controlled substances for use in processes resulting in their
transformation or destruction;
(xv) Copies of transformation verifications or destruction
verifications indicating that the class II controlled substances will be
transformed or destroyed (as provided in paragraph (e) of this section).
(xvi) Written verifications from a U.S. purchaser that HCFC-141b was
imported for the express purpose of meeting HCFC-141b exemption needs in
accordance with information submitted under Sec. 82.16(h), and that the
quantity will not be resold, in cases where HCFC-141b exemption
allowances were expended to import the HCFC-141b.
(3) Petition to import used class II controlled substances and
transhipments--Importers. For each individual shipment over 5 pounds of
a used class II controlled substance as defined in Sec. 82.3, an
importer must submit directly to the Administrator, at least 40 working
days before the shipment is to leave the foreign port of export, the
following information in a petition:
(i) The name and quantity (in kilograms) of the used class II
controlled substance to be imported;
(ii) The name and address of the importer, the importer ID number,
the contact person, and the phone and fax numbers;
(iii) Name, address, contact person, phone number and fax number of
all previous source facilities from which the used class II controlled
substance was recovered;
(iv) A detailed description of the previous use of the class II
controlled substance at each source facility and a best estimate of when
the specific controlled substance was put into the equipment at each
source facility, and, when possible, documents indicating the date the
material was put into the equipment;
(v) A list of the name, make and model number of the equipment from
which the material was recovered at each source facility;
(vi) Name, address, contact person, phone number and fax number of
the exporter and of all persons to whom the material was transferred or
sold after it was recovered from the source facility;
(vii) The U.S. port of entry for the import, the expected date of
shipment and the vessel transporting the chemical. If at the time of
submitting a petition the importer does not know the U.S. port of entry,
the expected date of shipment and the vessel transporting the chemical,
and the importer receives a non-objection notice for the individual
shipment in the petition, the importer is required to notify the
Administrator of this information prior to the actual U.S. Customs entry
of the individual shipment;
(viii) A description of the intended use of the used class II
controlled substance, and, when possible, the name, address, contact
person, phone number and fax number of the ultimate purchaser in the
United States;
(ix) The name, address, contact person, phone number and fax number
of the U.S. reclamation facility, where applicable;
(x) If someone at the source facility recovered the class II
controlled substance from the equipment, the name and phone and fax
numbers of that person;
(xi) If the imported class II controlled substance was reclaimed in
a foreign Party, the name, address, contact person, phone number and fax
[[Page 376]]
number of any or all foreign reclamation facility(ies) responsible for
reclaiming the cited shipment;
(xii) An export license from the appropriate government agency in
the country of export and, if recovered in another country, the export
license from the appropriate government agency in that country;
(xiii) If the imported used class II controlled substance is
intended to be sold as a refrigerant in the U.S., the name and address
of the U.S. reclaimer who will bring the material to the standard
required under subpart F of this part, if not already reclaimed to those
specifications; and
(xiv) A certification of accuracy of the information submitted in
the petition.
(4) Review of petition to import used class II controlled substances
and transhipments--Importers. Starting on the first working day
following receipt by the Administrator of a petition to import a used
class II controlled substance, the Administrator will initiate a review
of the information submitted under paragraph(c)(3) of this section and
take action within 40 working days to issue either an objection-notice
or a non-objection notice for the individual shipment to the person who
submitted the petition to import the used class II controlled substance.
(i) The Administrator may issue an objection notice to a petition
for the following reasons:
(A) If the Administrator determines that the information is
insufficient, that is, if the petition lacks or appears to lack any of
the information required under paragraph (c)(3) of this section;
(B) If the Administrator determines that any portion of the petition
contains false or misleading information, or the Administrator has
information from other U.S. or foreign government agencies indicating
that the petition contains false or misleading information;
(C) If the transaction appears to be contrary to provisions of the
Vienna Convention on Substances that Deplete the Ozone Layer, the
Montreal Protocol and Decisions by the Parties, or the non-compliance
procedures outlined and instituted by the Implementation Committee of
the Montreal Protocol;
(D) If the appropriate government agency in the exporting country
has not agreed to issue an export license for the cited individual
shipment of used class II controlled substance;
(E) If reclamation capacity is installed or is being installed for
that specific class II controlled substance in the country of recovery
or country of export and the capacity is funded in full or in part
through the Multilateral Fund.
(ii) Within ten (10) working days after receipt of the objection
notice, the importer may re-petition the Administrator, only if the
Administrator indicated ``insufficient information'' as the basis for
the objection notice. If no appeal is taken by the tenth working day
after the date on the objection notice, the objection shall become
final. Only one re-petition will be accepted for any original petition
received by EPA.
(iii) Any information contained in the re-petition which is
inconsistent with the original petition must be identified and a
description of the reason for the inconsistency must accompany the re-
petition.
(iv) In cases where the Administrator does not object to the
petition based on the criteria listed in paragraph (c)(4)(i) of this
section, the Administrator will issue a non-objection notice.
(v) To pass the approved used class II controlled substances through
U.S. Customs, the petition and the non-objection notice issued by EPA
must accompany the shipment through U.S. Customs.
(vi) If for some reason, following EPA's issuance of a non-objection
notice, new information is brought to EPA's attention which shows that
the non-objection notice was issued based on false information, then EPA
has the right to:
(A) Revoke the non-objection notice;
(B) Pursue all means to ensure that the class II controlled
substance is not imported into the U.S.; and
(C) Take appropriate enforcement actions.
[[Page 377]]
(vii) Once the Administrator issues a non-objection notice, the
person receiving the non-objection notice is permitted to import the
individual shipment of used class II controlled substance only within
the same control period as the date stamped on the non-objection notice.
(viii) A person receiving a non-objection notice from the
Administrator for a petition to import used class II controlled
substances must maintain the following records:
(A) A copy of the petition;
(B) The EPA non-objection notice;
(C) The bill of lading for the import; and
(D) U.S. Customs entry documents for the import that must include
one of the commodity codes from Appendix K to this subpart.
(5) Recordkeeping for transhipments--Importers. Any person who
tranships a class II controlled substance must maintain records that
indicate:
(i) That the class II controlled substance shipment originated in a
foreign country;
(ii) That the class II controlled substance shipment is destined for
another foreign country; and
(iii) That the class II controlled substance shipment will not enter
interstate commerce within the U.S.
(d) Exporters. Persons (``exporters'') who export class II
controlled substances during a control period must comply with the
following reporting requirements:
(1) Reporting--Exporters. For any exports of class II controlled
substances not reported under Sec. 82.20 (additional consumption
allowances), or under paragraph (b)(2) of this section (reporting for
producers of class II controlled substances), each exporter who exported
a class II controlled substance must submit to the Administrator the
following information within 30 days after the end of each quarter in
which the unreported exports left the U.S.:
(i) The names and addresses of the exporter and the recipient of the
exports;
(ii) The exporter's Employer Identification Number;
(iii) The type and quantity (in kilograms) of each class II
controlled substance exported and what percentage, if any of the class
II controlled substance is used;
(iv) The date on which, and the port from which, the class II
controlled substances were exported from the U.S. or its territories;
(v) The country to which the class II controlled substances were
exported;
(vi) The quantity (in kilograms) exported to each Article 5 country;
(vii) The commodity code for the class II controlled substances
shipped, which must be one of those listed in Appendix K to this
subpart;
(viii) For persons reporting transformation or destruction, the
invoice or sales agreement containing language similar to the
transformation verifications that the purchaser or recipient of imported
class II controlled substances intends to transform those substances, or
destruction verifications showing that the purchaser or recipient
intends to destroy the class II controlled substances (as provided in
paragraph (e) of this section).
(2) Reporting export production allowances--Exporters. In addition
to the information required in paragraph (d)(1) of this section, any
exporter using export production allowances must also provide the
following to the Administrator:
(i) The Employer Identification Number on the Shipper's Export
Declaration Form or Employer Identification Number of the shipping agent
shown on the U.S. Customs Form 7525;
(ii) The exporting vessel on which the class II controlled
substances were shipped; and
(iii) The quantity (in kilograms) exported to each Party.
(3) Reporting Article 5 allowances--Exporters. In addition to the
information required in paragraph (d)(1) of this section, any exporter
using Article 5 allowances must also provide the following to the
Administrator:
(i) The Employer Identification Number on the Shipper's Export
Declaration Form or Employer Identification Number of the shipping agent
shown on the U.S. Customs Form 7525; and
(ii) The exporting vessel on which the class II controlled
substances were shipped.
[[Page 378]]
(4) Reporting used class II controlled substances--Exporters. Any
exporter of used class II controlled substances must indicate on the
bill of lading or invoice that the class II controlled substance is
used, as defined in Sec. 82.3.
(e) Transformation and destruction. Any person who transforms or
destroys class II controlled substances must comply with the following
recordkeeping and reporting requirements:
(1) Recordkeeping--Transformation and destruction. Any person who
transforms or destroys class II controlled substances produced or
imported by another person must maintain the following:
(i) Copies of the invoices or receipts documenting the sale or
transfer of the class II controlled substances to the person;
(ii) Records identifying the producer or importer of the class II
controlled substances received by the person;
(iii) Dated records of inventories of class II controlled substances
at each plant on the first day of each quarter;
(iv) Dated records of the quantity (in kilograms) of each class II
controlled substance transformed or destroyed;
(v) In the case where class II controlled substances were purchased
or transferred for transformation purposes, a copy of the person's
transformation verification as provided under paragraph (e)(3)of this
section.
(vi) Dated records of the names, commercial use, and quantities (in
kilograms) of the resulting chemical(s) when the class II controlled
substances are transformed; and
(vii) Dated records of shipments to purchasers of the resulting
chemical(s) when the class II controlled substances are transformed.
(viii) In the case where class II controlled substances were
purchased or transferred for destruction purposes, a copy of the
person's destruction verification, as provided under paragraph (e)(5) of
this section.
(2) Reporting--Transformation and destruction. Any person who
transforms or destroys class II controlled substances and who has
submitted a transformation verification ((paragraph (e)(3) of this
section) or a destruction verification (paragraph (e)(5) of this
section) to the producer or importer of the class II controlled
substances, must report the following:
(i) The names and quantities (in kilograms) of the class II
controlled substances transformed for each control period within 45 days
of the end of such control period; and
(ii) The names and quantities (in kilograms) of the class II
controlled substances destroyed for each control period within 45 days
of the end of such control period.
(3) Reporting--Transformation. Any person who purchases class II
controlled substances for purposes of transformation must provide the
producer or importer with a transformation verification that the class
II controlled substances are to be used in processes that result in
their transformation.
(i) The transformation verification shall include the following:
(A) Identity and address of the person intending to transform the
class II controlled substances;
(B) The quantity (in kilograms) of class II controlled substances
intended for transformation;
(C) Identity of shipments by purchase order number(s), purchaser
account number(s), by location(s), or other means of identification;
(D) Period of time over which the person intends to transform the
class II controlled substances; and
(E) Signature of the verifying person.
(ii) [Reserved]
(4) Reporting--Destruction. Any person who destroys class II
controlled substances shall provide EPA with a one-time report
containing the following information:
(i) The destruction unit's destruction efficiency;
(ii) The methods used to record the volume destroyed;
(iii) The methods used to determine destruction efficiency;
(iv) The name of other relevant federal or state regulations that
may apply to the destruction process;
(v) Any changes to the information in paragraphs (e)(4)(i), (ii),
and (iii) of this section must be reflected in a revision to be
submitted to EPA within 60 days of the change(s).
[[Page 379]]
(5) Reporting--Destruction. Any person who purchases or receives and
subsequently destroys class II controlled substances that were
originally produced without expending allowances shall provide the
producer or importer from whom it purchased or received the class II
controlled substances with a verification that the class II controlled
substances will be used in processes that result in their destruction.
(i) The destruction verification shall include the following:
(A) Identity and address of the person intending to destroy class II
controlled substances;
(B) Indication of whether those class II controlled substances will
be completely destroyed, as defined in Sec. 82.3, or less than
completely destroyed, in which case the destruction efficiency at which
such substances will be destroyed must be included;
(C) Period of time over which the person intends to destroy class II
controlled substances; and
(D) Signature of the verifying person.
(ii) [Reserved]
(f) Heels--Recordkeeping and reporting. Any person who brings into
the U.S. a container with a heel, as defined in Sec. 82.3, of class II
controlled substances, must comply with the following requirements:
(1) Any person who brings a container with a heel must indicate on
its bill of lading or invoice that the class II controlled substance in
the container is a heel.
(2) Any person who brings a container with a heel must report
quarterly the quantity (in kilograms) brought into the U.S. and certify:
(i) That the residual quantity (in kilograms) in each shipment is no
more than 10 percent of the volume of the container;
(ii) That the residual quantity (in kilograms) in each shipment will
either:
(A) Remain in the container and be included in a future shipment;
(B) Be recovered and transformed;
(C) Be recovered and destroyed; or
(D) Be recovered for a non-emissive use.
(3) Any person who brings a container with a heel into the U.S. must
report on the final disposition of each shipment within 45 days of the
end of the control period.
(g) HCFC 141b exemption allowances--Reporting and recordkeeping. (1)
Any person allocated HCFC-141b exemption allowances who confers a
quantity of the HCFC-141b exemption allowances to a producer or import
and places an order for the production or import of HCFC-141b with a
verification that the HCFC-141b will only be used for the exempted
purpose and not be resold must submit semi-annual reports, due 30 days
after the end of the second and fourth respectively, to the
Administrator containing the following information:
(i) Total quantity (in kilograms) HCFC-141b received during the 6
month period; and
(ii) The identity of the supplier of HCFC-141b on a shipment-by-
shipment basis during the 6 month period.
(2) Any person allocated HCFC-141b exemption allowances must keep
records of letters to producers and importers conferring unexpended
HCFC-141b exemption allowances for the specified control period in the
notice, orders for the production or import of HCFC-141b under those
letters and written verifications that the HCFC-141b was produced or
imported for the express purpose of meeting HCFC-141b exemption needs in
accordance with information submitted under Sec. 82.16(h), and that the
quantity will not be resold.
[68 FR 2848, Jan. 21, 2003]
Appendix A to Subpart A of Part 82--Class I Controlled Substances
------------------------------------------------------------------------
Class 1 controlled substances ODP
------------------------------------------------------------------------
A. Group I:
CFCl3-Trichlorofluoromethane (CFC-ll)...................... 1.0
CF2 Cl2-Dichlorofifluoromethane (CFC-12)................... 1.0
C2 F3 Cl3-Trichlorotrifluoroethane (CFC-113)............... 0.8
C2 F4 Cl2-Dichlorotetrafluoroethane (CFC-114).............. 1.0
C2 F5 Cl-Monochloropentafluoroethane (CFC-115)............. 0.6
All isomers of the above chemicals
B. Group II:
CF2 ClBr-Bromochlorodifluoromethane (Halon-1211)........... 3.0
CF3 Br-Bromotrifluoromethane (Halon-1301).................. 10.0
C2 F4 Br2-Dibromotetrafluoroethane (Halon-2402)............ 6.0
All isomers of the above chemicals
C. Group III:
CF3 Cl-Chlorotrifluoromethane (CFC-13)..................... 1.0
C2 FCl5-(CFC-111).......................................... 1.0
C2 F2 Cl4-(CFC-112)........................................ 1.0
[[Page 380]]
C3 FCl7-(CFC-211).......................................... 1.0
C3 F2 Cl6-(CFC-212)........................................ 1.0
C3 F3 Cl5-(CFC-213)........................................ 1.0
C3 F4 Cl4-(CFC-214)........................................ 1.0
C3 F5 Cl3-(CFC-215)........................................ 1.0
C3 F6 Cl2-(CFC-216)........................................ 1.0
C3 F7 Cl-(CFC-217)......................................... 1.0
All isomers of the above chemicals
D. Group IV: CCl4-Carbon Tetrachloride....................... 1.1
E. Group V:
C2 H3 Cl3-1,1,1 Trichloroethane (Methyl chloroform)........ 0.1
All isomers of the above chemical except 1,1,2-
trichloroethane
F. Group VI: CH3 Br--Bromomethane (Methyl Bromide)........... 0.7
G. Group VII:
CHFBR2..................................................... 1.00
CHF2 Br (HBFC-2201)........................................ 0.74
CH2 FBr.................................................... 0.73
C2 HFBr4................................................... 0.3-0.8
C2 HF2 Br3................................................. 0.5-1.8
C2 HF3 Br2................................................. 0.4-1.6
C2 HF4 Br.................................................. 0.7-1.2
C2 H2 FBr3................................................. 0.1-1.1
C2 H2 F2 Br2............................................... 0.2-1.5
C2 H2 F3 Br................................................ 0.7-1.6
C2 H2 FBr2................................................. 0.1-1.7
C2 H3 F2 Br................................................ 0.2-1.1
C2 H4 FBr.................................................. 0.07-0.1
C3 HFBr6................................................... 0.3-1.5
C3 HF2 Br5................................................. 0.2-1.9
C3 HF3 Br4................................................. 0.3-1.8
C3 HF4 Br3................................................. 0.5-2.2
C3 HF5 Br2................................................. 0.9-2.0
C3 HF6 Br.................................................. 0.7-3.3
C3 H2 FBR5................................................. 0.1-1.9
C3 H2 F2 BR4............................................... 0.2-2.1
C3 H2 F3 Br3............................................... 0.2-5.6
C3 H2 F4 Br2............................................... 0.3-7.5
C3 H2 F5 BR................................................ 0.9-14
C3 H3 FBR4................................................. 0.08-1.9
C3 H3 F2 Br3............................................... 0.1-3.1
C3 H3 F3 Br2............................................... 0.1-2.5
C3 H3 F4 Br................................................ 0.3-4.4
C3 H4 FBr3................................................. 0.03-0.3
C3 H4 F2 Br2............................................... 0.1-1.0
C3 H4 F3 Br................................................ 0.07-0.8
C3 H5 FBr2................................................. 0.04-0.4
C3 H5 F2 Br................................................ 0.07-0.8
C3 H6 FB................................................... 0.02-0.7
------------------------------------------------------------------------
Appendix B to Subpart A of Part 82--Class II Controlled Substances
a
------------------------------------------------------------------------
Controlled Substance ODP
------------------------------------------------------------------------
1. Dichlorofluoromethane (HCFC-21)....... 0.04
2. Monochlorodifluoromethane (HCFC-22)... 0.055
3. Monochlorofluoromethane (HCFC-31)..... 0.02
4. Tetrachlorofluoroethane (HCFC-121).... 0.01-0.04
5. Trichlorodifluoroethane (HCFC-122).... 0.02-0.08
6. Dichlorotrifluoroethane (HCFC-123).... 0.02
7. Monochlorotetrafluoroethane (HCFC-124) 0.022
8. Trichlorofluoroethane (HCFC-131)...... 0.007-0.05
9. Dichlorodifluoroethane (HCFC-132)..... 0.008-0.05
10. Monochlorotrifluoroethane (HCFC-133). 0.02-0.06
11. Dichlorofluoroethane (HCFC-141b)..... 0.11
12. Monochlorodifluoroethane (HCFC-142b). 0.065
13. Chlorofluoroethane (HCFC-151)........ 0.003-0.005
14. Hexachlorofluoropropane (HCFC-221)... 0.015-0.07
15. Pentachlorodifluoropropane (HCFC-222) 0.01-0.09
16. Tetrachlorotrifluoropropane (HCFC- 0.01-0.08
223).
17. Trichlorotetrafluoropropane (HCFC- 0.01-0.09
224).
18. Dichloropentafluoropropane (HCFC- 0.025
225ca).
19. Dichloropentafluoropropane (HCFC- 0.033
225cb).
20. Monochlorohexafluoropropane (HCFC- 0.02-0.10
226).
21. Pentachlorofluoropropane (HCFC-231).. 0.05-0.09
22. Tetrachlorodifluoropropane (HCFC-232) 0.008-0.10
23. Trichlorotrifluoropropane (HCFC-233). 0.007-0.23
24. Dichlorotetrafluoropropane (HCFC-234) 0.01-0.28
25. Monochloropentafluoropropane (HCFC- 0.03-0.52
235).
26. Tetrachlorofluoropropane (HCFC-241).. 0.004-0.09
27. Trichlorodifluoropropane (HCFC-242).. 0.005-0.13
28. Dichlorotrifluoropropane (HCFC-243).. 0.007-0.12
29. Monochlorotetrafluoropropane (HCFC- 0.009-0.14
244).
30. Trichlorofluoropropane (HCFC-251).... 0.001-0.01
31. Dichlorodifluoropropane (HCFC-252)... 0.005-0.04
32. Monochlorotrifluoropropane (HCFC-253) 0.003-0.03
33. Dichlorofluoropropane (HCFC-261)..... 0.002-0.02
34. Monochlorodifluoropropane (HCFC-262). 0.002-0.02
35. Monochlorofluoropropane (HCFC-271)... 0.001-0.03
------------------------------------------------------------------------
a According to Annex C of the Montreal Protocol, ``Where a range of ODPs
is indicated, the highest value in that range shall be used for the
purposes of the Protocol. The ODPs listed as a single value have been
determined from calculations based on laboratory measurements. Those
listed as a range are based on estimates and are less certain. The
range pertains to an isomeric group. The upper value is the estimate
of the ODP of the isomer with the highest ODP, and the lower value is
the estimate of the ODP of the isomer with the lowest ODP.''
[68 FR 2859, Jan. 21, 2003]
[[Page 381]]
Appendix C to Subpart A of Part 82--Parties to the Montreal Protocol (as
of June 14, 2002)
[Updated lists of Parties to the Protocol and the Amendments can be located at the website for UNEP's Ozone Secretariat. A check mark indicates
ratification/accession/acceptance/approval of the agreement.]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Montreal London Copenhagen Montreal Beijing
Foreign state protocol amendments amendments amendments amendments
--------------------------------------------------------------------------------------------------------------------------------------------------------
Albania............................................................ [radic]
Algeria............................................................ [radic] [radic] [radic]
Angola............................................................. [radic]
Antigua and Barbuda................................................ [radic] [radic] [radic] [radic]
Argentina.......................................................... [radic] [radic] [radic] [radic]
Armenia............................................................ [radic]
Australia.......................................................... [radic] [radic] [radic] [radic]
Austria............................................................ [radic] [radic] [radic] [radic]
Azerbaijan......................................................... [radic] [radic] [radic] [radic]
Bahamas............................................................ [radic] [radic] [radic]
Bahrain............................................................ [radic] [radic] [radic] [radic]
Bangladesh......................................................... [radic] [radic] [radic] [radic]
Barbados........................................................... [radic] [radic] [radic]
Belarus............................................................ [radic] [radic]
Belgium............................................................ [radic] [radic] [radic]
Belize............................................................. [radic] [radic] [radic]
Benin.............................................................. [radic] [radic] [radic]
Bolivia............................................................ [radic] [radic] [radic] [radic]
Bosnia & Herzegovina............................................... [radic]
Botswana........................................................... [radic] [radic] [radic]
Brazil............................................................. [radic] [radic] [radic]
Brunei Darussalam.................................................. [radic]
Bulgaria........................................................... [radic] [radic] [radic] [radic] [radic]
Burkina Faso....................................................... [radic] [radic] [radic]
Burundi............................................................ [radic] [radic] [radic] [radic] [radic]
Cambodia........................................................... [radic]
Cameroon........................................................... [radic] [radic] [radic]
Canada............................................................. [radic] [radic] [radic] [radic] [radic]
Cape Verde......................................................... [radic] [radic] [radic] [radic]
Central African Republic........................................... [radic]
Chad............................................................... [radic] [radic] [radic] [radic]
Chile.............................................................. [radic] [radic] [radic] [radic] [radic]
China.............................................................. [radic] [radic]
Colombia........................................................... [radic] [radic] [radic]
Comoros............................................................ [radic] [radic]
Congo.............................................................. [radic] [radic] [radic] [radic] [radic]
Congo, Democratic Republic of...................................... [radic] [radic] [radic]
Costa Rica......................................................... [radic] [radic] [radic]
Cote d'Ivoire...................................................... [radic] [radic]
Croatia............................................................ [radic] [radic] [radic] [radic] [radic]
Cuba............................................................... [radic] [radic] [radic]
Cyprus............................................................. [radic] [radic]
Czech Republic..................................................... [radic] [radic] [radic] [radic] [radic]
Denmark............................................................ [radic] [radic] [radic]
Djibouti........................................................... [radic] [radic] [radic] [radic]
Dominica........................................................... [radic] [radic]
Dominican Republic................................................. [radic] [radic] [radic]
Ecuador............................................................ [radic] [radic] [radic]
Egypt.............................................................. [radic] [radic] [radic] [radic]
El Salvador........................................................ [radic] [radic] [radic] [radic]
Equatorial Guinea..................................................
Estonia............................................................ [radic] [radic] [radic]
Ethiopia........................................................... [radic]
European Community................................................. [radic] [radic] [radic] [radic] [radic]
Federated States of Micronesia..................................... [radic] [radic] [radic] [radic] [radic]
Fiji............................................................... [radic] [radic] [radic]
Finland............................................................ [radic] [radic] [radic] [radic] [radic]
France............................................................. [radic] [radic] [radic]
Gabon.............................................................. [radic] [radic] [radic] [radic] [radic]
Gambia............................................................. [radic] [radic]
Georgia............................................................ [radic] [radic] [radic] [radic]
Germany............................................................ [radic] [radic] [radic] [radic]
Ghana.............................................................. [radic] [radic] [radic]
Greece............................................................. [radic] [radic] [radic]
Grenada............................................................ [radic] [radic] [radic] [radic]
Guatemala.......................................................... [radic] [radic] [radic] [radic] [radic]
Guinea............................................................. [radic] [radic]
Guyana............................................................. [radic] [radic] [radic] [radic]
[[Page 382]]
Haiti.............................................................. [radic] [radic] [radic] [radic]
Honduras........................................................... [radic] [radic] [radic]
Hungary............................................................ [radic] [radic] [radic] [radic] [radic]
Iceland............................................................ [radic] [radic] [radic] [radic]
India.............................................................. [radic] [radic]
Indonesia.......................................................... [radic] [radic] [radic]
Iran, Islamic Republic of.......................................... [radic] [radic] [radic] [radic]
Ireland............................................................ [radic] [radic] [radic]
Israel............................................................. [radic] [radic] [radic]
Italy.............................................................. [radic] [radic] [radic] [radic]
Jamaica............................................................ [radic] [radic] [radic]
Japan.............................................................. [radic] [radic] [radic]
Jordan............................................................. [radic] [radic] [radic] [radic] [radic]
Kazakhstan......................................................... [radic] [radic]
Kenya.............................................................. [radic] [radic] [radic] [radic]
Kiribati........................................................... [radic]
Korea, Democratic People's Republic of............................. [radic] [radic] [radic] [radic] [radic]
Korea, Republic of................................................. [radic] [radic] [radic] [radic]
Kuwait............................................................. [radic] [radic] [radic]
Kyrgyzstan......................................................... [radic]
Lao, People's Democratic Republic.................................. [radic]
Latvia............................................................. [radic] [radic] [radic] [radic]
Lebanon............................................................ [radic] [radic] [radic] [radic]
Lesotho............................................................ [radic]
Liberia............................................................ [radic] [radic] [radic]
Libyan Arab Jamahiriya............................................. [radic] [radic]
Liechtenstein...................................................... [radic] [radic] [radic]
Lithuania.......................................................... [radic] [radic] [radic]
Luxembourg......................................................... [radic] [radic] [radic] [radic] [radic]
Macedonia, The Former Yugoslav Republic of......................... [radic] [radic] [radic] [radic] [radic]
Madagascar......................................................... [radic] [radic] [radic] [radic] [radic]
Malawi............................................................. [radic] [radic] [radic]
Malaysia........................................................... [radic] [radic] [radic] [radic] [radic]
Maldives........................................................... [radic] [radic] [radic] [radic]
Mali............................................................... [radic] [radic]
Malta.............................................................. [radic] [radic]
Marshall Islands................................................... [radic] [radic] [radic]
Mauritania......................................................... [radic]
Mauritius.......................................................... [radic] [radic] [radic]
Mexico............................................................. [radic] [radic] [radic]
Moldova............................................................ [radic] [radic] [radic]
Monaco............................................................. [radic] [radic] [radic] [radic]
Mongolia........................................................... [radic] [radic] [radic] [radic]
Morocco............................................................ [radic] [radic] [radic]
Mozambique......................................................... [radic] [radic] [radic]
Myanmar............................................................ [radic] [radic]
Namibia............................................................ [radic] [radic]
Nauru.............................................................. [radic]
Nepal.............................................................. [radic] [radic]
Netherlands........................................................ [radic] [radic] [radic] [radic] [radic]
New Zealand........................................................ [radic] [radic] [radic] [radic] [radic]
Nicaragua.......................................................... [radic] [radic] [radic]
Niger.............................................................. [radic] [radic] [radic] [radic]
Nigeria............................................................ [radic] [radic] [radic] [radic]
Norway............................................................. [radic] [radic] [radic] [radic] [radic]
Oman............................................................... [radic] [radic] [radic]
Pakistan........................................................... [radic] [radic] [radic]
Palau.............................................................. [radic] [radic] [radic] [radic] [radic]
Panama............................................................. [radic] [radic] [radic] [radic] [radic]
Papua New Guinea................................................... [radic] [radic]
Paraguay........................................................... [radic] [radic] [radic] [radic]
Peru............................................................... [radic] [radic] [radic]
Philippines........................................................ [radic] [radic] [radic]
Poland............................................................. [radic] [radic] [radic] [radic]
Portugal........................................................... [radic] [radic] [radic]
Qatar.............................................................. [radic] [radic] [radic]
Romania............................................................ [radic] [radic] [radic] [radic]
Russian Federation................................................. [radic] [radic]
Rwanda............................................................. [radic]
Saint Kitts & Nevis................................................ [radic] [radic] [radic] [radic] [radic]
[[Page 383]]
Saint Lucia........................................................ [radic] [radic] [radic] [radic] [radic]
Saint Vincent and the Grenadines................................... [radic] [radic] [radic]
Samoa.............................................................. [radic] [radic] [radic] [radic] [radic]
Sao Tome and Principe.............................................. [radic] [radic] [radic] [radic] [radic]
Saudi Arabia....................................................... [radic] [radic] [radic]
Senegal............................................................ [radic] [radic] [radic] [radic]
Seychelles......................................................... [radic] [radic] [radic]
Sierra Leone....................................................... [radic] [radic] [radic] [radic] [radic]
Singapore.......................................................... [radic] [radic] [radic] [radic]
Slovakia........................................................... [radic] [radic] [radic] [radic] [radic]
Slovenia........................................................... [radic] [radic] [radic] [radic]
Solomon Islands.................................................... [radic] [radic] [radic] [radic]
Somalia............................................................ [radic] [radic] [radic] [radic] [radic]
South Africa....................................................... [radic] [radic] [radic]
Spain.............................................................. [radic] [radic] [radic] [radic] [radic]
Sri Lanka.......................................................... [radic] [radic] [radic] [radic]
Sudan.............................................................. [radic] [radic] [radic]
Suriname........................................................... [radic]
Swaziland.......................................................... [radic]
Sweden............................................................. [radic] [radic] [radic] [radic] [radic]
Switzerland........................................................ [radic] [radic] [radic]
Syrian Arab Republic............................................... [radic] [radic] [radic] [radic]
Tajikistan......................................................... [radic] [radic]
Tanzania, United Republic of....................................... [radic] [radic]
Thailand........................................................... [radic] [radic] [radic]
Togo............................................................... [radic] [radic] [radic] [radic] [radic]
Tonga.............................................................. [radic]
Trinidad and Tobago................................................ [radic] [radic] [radic] [radic]
Tunisia............................................................ [radic] [radic] [radic] [radic]
Turkey............................................................. [radic] [radic] [radic]
Turkmenistan....................................................... [radic] [radic]
Tuvalu............................................................. [radic] [radic] [radic] [radic]
Uganda............................................................. [radic] [radic] [radic] [radic]
Ukraine............................................................ [radic] [radic] [radic] [radic]
United Arab Emirates............................................... [radic]
United Kingdom..................................................... [radic] [radic] [radic] [radic] [radic]
United States of America........................................... [radic] [radic] [radic]
Uruguay............................................................ [radic] [radic] [radic] [radic]
Uzbekistan......................................................... [radic] [radic] [radic]
Vanuatu............................................................ [radic] [radic] [radic]
Venezuela.......................................................... [radic] [radic] [radic] [radic]
Viet Nam........................................................... [radic] [radic] [radic]
Yemen.............................................................. [radic] [radic] [radic] [radic]
Yugoslavia......................................................... [radic]
Zambia............................................................. [radic] [radic]
Zimbabwe........................................................... [radic] [radic] [radic]
--------------------------------------------------------------------------------------------------------------------------------------------------------
[68 FR 2860, Jan. 21, 2003]
Annex 2 to Subpart A--Nations Complying With, But Not Parties to, the
Protocol [Reserved]
Appendix D to Subpart A of Part 82--Harmonized Tariff Schedule
Description of Products That May Contain Controlled Substances in
Appendix A, Class I, Groups I and II
This Appendix is based on information provided by the Ozone
Secretariat of the United Nations Ozone Environment
Programme.[ast][ast] The Appendix lists available U.S.
harmonized tariff schedule codes identifying headings and subheadings
for Annex D products that may contain controlled substances.
---------------------------------------------------------------------------
\[ast][ast]\ ``A Note Regarding the Harmonized System Code Numbers
for the Products Listed in Annex D.'' Adopted by Decision IV/15
paragraph 3, of the Fourth Meeting of the Parties in Copenhagen, 23-25
November, 1992.
---------------------------------------------------------------------------
The Harmonized Tariff Schedule of the United States uses a
enumeration system to identify products imported and exported to and
from the U.S. This system relies on a four digit heading, a four digit
subheading and additional two digit statistical suffix to characterize
products. The United States
[[Page 384]]
uses the suffix for its own statistical records and analyses. This
Appendix lists only headings and subheadings.
While some can be readily associated with harmonized system codes,
many products cannot be tied to HS classifications unless their exact
composition and the presentation are known. It should be noted that the
specified HS classifications represent the most likely headings and
subheadings which may contain substances controlled by the Montreal
Protocol. The codes given should only be used as a starting point;
further verfication is needed to ascertain whether or not the products
actually contain controlled substances.
Category 1. Automobile and Truck Air Conditioning Units (whether
incorporated in vehicles or not)
There are no separate code numbers for air conditioning units
specially used in automobiles and trucks. Although a code has been
proposed for car air conditioners, it is not yet officially listed in
the Harmonized Tariff Schedule (see category 2). The following codes
apply to the vehicles potentially containing air conditioning units.
Heading/Subheading Article Description
8701.(10, 20, 30, 90)***............................... Tractors.
8702................................................... Public-transport type passenger motor vehicles.
8702.10................................................ With compression-ignition internal-combustion piston
engine (diesel or semi-diesel).
8702.90................................................ Other.
8703................................................... Motor cars and other motor vehicles principally
designed for the transport of persons (other than
those of heading 8702), including station wagons and
racing cars.
8703.10................................................ Vehicles specially designed for traveling on snow; golf
carts and similar vehicles; includes subheading 10.10
and 10.50.
8703.(21, 22, 23, 24).................................. Other vehicles, with spark-ignition internal combustion
reciprocating engines.
8703.(31, 32, 33, 90).................................. Other vehicles, with compression-ignition internal
combustion piston engine (diesel or semi-diesel).
8704................................................... Motor vehicles for the transport of goods.
8704.10.(10, 50)....................................... Dumpers designed for off-highway use.
8704.(21, 22, 23)...................................... Other, with compression-ignition internal combustion
piston engine (diesel or semi-diesel).
8704.(31, 32, 90)...................................... Other, with compression-ignition internal combustion
piston engine.
8705................................................... Special purpose motor vehicles, other than those
principally designed for the transport of persons or
goods (for example, wreckers, mobile cranes, fire
fighting vehicles, concrete mixers, road sweepers,
spraying vehicles, mobile workshops, mobile
radiological units).
8705.10................................................ Crane lorries.
8705.20................................................ Mobile drilling derricks.
8705.30................................................ Fire fighting vehicles.
8705.90................................................ Other.
***At this time vehicle air conditioning units are considered components of vehicles or are classified under the
general category for air conditioning and refrigeration equipment. Vehicles containing air conditioners are
therefore considered products containing controlled substances.
Category 2. Domestic and Commercial Refrigeration and Air Conditioning/
Heat Pump Equipment
Domestic and commercial air conditioning and refrigeration equipment
fall primarily under headings 8415 and 8418.
[[Page 385]]
Heading/Subheading Article Description
8415................................................... Air conditioning machines, comprising a motor-driven
fan and elements for changing the temperature and
humidity, including those machines in which the
humidity cannot be separately regulated.
8415.20................................................ Proposed code for air conditioning of a kind used for
persons, in motor vehicles.
8415.10.00............................................. A/C window or wall types, self-contained.
8415.81.00............................................. Other, except parts, incorporating a refrigerating unit
and a valve for reversal of the cooling/heat cycle.
8415.82.00............................................. Other, incorporating a refrigerating unit--
Self-contained machines and remote condenser type
air conditioners (not for year-round use).
Year-round units (for heating and cooling).
Air Conditioning evaporator coils.
Dehumidifiers.
Other air conditioning machines incorporating a
refrigerating unit.
8415.83................................................ Automotive air conditioners.
8418................................................... Refrigerators, freezers and other refrigerating or
freezing equipment, electric or other; heat pumps,
other than air conditioning machines of heading 8415;
parts thereof.
8418.10.00............................................. Combined refrigerator-freezers, fitted with separate
external doors.
8418.21.00............................................. Refrigerators, household type, Compression type.
8418.22.00............................................. Absorption type, electrical.
8418.29.00............................................. Other.
8418.30.00............................................. Freezers of the chest type.
8418.40................................................ Freezers of the upright type.
8418.50.0040........................................... Other refrigerating or freezing chests, cabinets,
display counters, showcases and similar refrigerating
or freezing furniture.
8418.61.00............................................. Other refrigerating or freezing equipment; heat pumps.
8418.69................................................ Other--
Icemaking machines.
Drinking water coolers, self-contained.
Soda fountain and beer dispensing equipment.
Centrifugal liquid chilling refrigerating units.
Absorption liquid chilling units.
Reciprocating liquid chilling units.
Other refrigerating or freezing equipment (household
or other).
8479.89.10............................................. Dehumidifiers (other than those under 8415 or 8424
classified as ``machines and mechanical appliances
having individual functions, not specified or included
elsewhere'').
Category 3. Aerosol Products
An array of different products use controlled substances as aerosols
and in aerosol applications. Not all aerosol applications use controlled
substances, however. The codes given below represent the most likely
classifications for products containing controlled substances. The
product codes listed include [ast][ast][ast][ast]:
---------------------------------------------------------------------------
\[ast][ast][ast][ast]\ Other categories of products that may contain
controlled substances are listed below. EPA is currently working to
match them with appropriate codes. They include: coatings and electronic
equipment (e.g., electrical motors), coatings or cleaning fluids for
aircraft maintenance, mold release agents (e.g. for production of
plastic or elastomeric materials), water and oil repellant (potentially
under HS 3402), spray undercoats (potentially under ``paints and
varnishes''), spot removers, brake cleaners, safety sprays (e.g., mace
cans), animal repellant, noise horns (e.g., for use on boats), weld
inspection developers, freezants, gum removers, intruder alarms, tire
inflators, dusters (for electronic and non-electronic applications),
spray shoe polish, and suede protectors.
[sbull] varnishes
[sbull] perfumes
[sbull] preparations for use on hair
[sbull] preparations for oral and dental hygiene
[sbull] shaving preparations
[sbull] personal deodorants, bath preparations
[[Page 386]]
[sbull] prepared room deodorizers
[sbull] soaps
[sbull] lubricants
[sbull] polishes and creams
[sbull] explosives
[sbull] insecticides, fungicides, herbicides, disinfectants
[sbull] arms and ammunition
[sbull] household products such as footwear or leather polishes
[sbull] other miscellaneous products
Heading/Subheading Article Description
3208................................................... Paints and varnishes ***** (including enamels and
lacquers) based on synthetic polymers of chemically
modified natural polymers, dispersed or dissolved in a
non-aqueous medium.
3208.10................................................ Based on polyesters.
3208.20................................................ Based on acrylic or vinyl polymers.
3208.90................................................ Other.
3209................................................... Paints and varnishes (including enamels and lacquers)
based on synthetic polymers or chemically modified
natural polymers, dispersed or dissolved in an aqueous
medium.
3209.10................................................ Based on acrylic or vinyl polymers.
3209.90................................................ Other.
3210.00................................................ Other paints and varnishes (including enamels, lacquers
and distempers) and prepared water pigments of a kind
used for finishing leather.
3212.90................................................ Dyes and other coloring matter put up in forms or
packings for retail sale.
3303.00................................................ Perfumes and toilet waters.
3304.30................................................ Manicure or pedicure preparations.
3305.10................................................ Shampoos.
3305.20................................................ Preparations for permanent waving or straightening.
3305.30................................................ Hair lacquers.
3305.90................................................ Other hair preparations.
3306.10................................................ Dentrifices.
3306.90................................................ Other dental (this may include breath sprays).
3307.10................................................ Pre-shave, shaving or after-shave preparations.
3307.20................................................ Personal deodorants and antiperspirants.
3307.30................................................ Perfumed bath salts and other bath preparations.
3307.49................................................ Other (this may include preparations for perfuming or
deodorizing rooms, including odoriferous preparations
used during religious rites, whether or not perfumed
or having disinfectant properties).
3307.90................................................ Other (this may include depilatory products and other
perfumery, cosmetic or toilet preparations, not
elsewhere specified or included)
3403................................................... Lubricating preparations (including cutting-oil
preparations, bolt or nut release preparations, anti-
rust or anti-corrosion preparations and mould release
preparations, based on lubricants), and preparations
of a kind used for the oil or grease treatment of
textile materials, leather, fur skins or other
materials, but excluding preparations containing, as
basic constituents, 70 percent or more by weight of
petroleum oils or of oils obtained from bituminous
minerals.
3402................................................... Organic surface-active agents (other than soap);
surface-active preparations, washing preparations and
cleaning operations, whether or not containing soap,
other than those of 3401.
3402.20................................................ Preparations put up for retail sale.
3402.19................................................ Other preparations containing petroleum oils or oils
obtained from bituminous minerals.
3403................................................... Lubricating preparations consisting of mixtures
containing silicone greases or oils, as the case may
be.
2710.00................................................ Preparations not elsewhere specified or included,
containing by weight 70 percent or more of petroleum
oils or of oils obtained from bituminous minerals,
these oils being the basic constituents of the
preparations.
[[Page 387]]
3403.11................................................ Lubricants containing petroleum oils or oils obtained
from bituminous minerals used for preparations from
the treatment of textile materials, leather, fur skins
or other materials.
3403.19................................................ Other preparations containing petroleum oils or oils
obtained from bituminous minerals.
3405................................................... Polishes and creams, for footwear, furniture, floors,
coachwork, glass or metal, scouring pastes and powders
and similar preparations excluding waxes of heading
3404.
3405.10................................................ Polishes and creams for footwear or leather.
3405.20................................................ Polishes for wooden furniture, floors or other
woodwork.
36..................................................... Explosives.
3808................................................... Insecticides, rodenticides, fungicides, herbicides,
anti-sprouting products and plant-growth regulators,
disinfectants and similar products, put up in forms or
packings for retail sale or as preparations or
articles (for example, sulphur-treated bands, wicks
and candles, and fly papers).
3808.10................................................ Insecticides.
3808.20................................................ Fungicides.
3808.30................................................ Herbicides, anti-sprouting products and plant growth
regulators.
3808.40................................................ Disinfectants.
3808.90................................................ Other insecticides, fungicides.
3809.10................................................ Finishing agents, dye carriers to accelerate the dyeing
or fixing of dye-stuffs and other products and
preparations (for example, dressings and mordants) of
a kind used in the textile, paper, leather or like
industries, not elsewhere specified or included, with
a basis of amylaceous substances.
3814................................................... Organic composite solvents and thinners (not elsewhere
specified or included) and the prepared paint or
varnish removers.
3910................................................... Silicones in primary forms.
9304................................................... Other arms (for example, spring, air or gas guns and
pistols, truncheons), excluding those of heading No.
93.07. Thus, aerosol spray cans containing tear gas
may be classified under this subheading.
0404.90................................................ Products consisting of natural milk constituents,
whether or not containing added sugar or other
sweetening matter, not elsewhere specified or
included.
1517.90................................................ Edible mixtures or preparations of animal or vegetable
fats or oils or of fractions of different fats or oils
of this chapter, other than edible fats or oils or
their fractions of heading No. 15.16.
2106.90................................................ Food preparations not elsewhere specified or included.
***** Although paints do not generally use contain controlled substances, some varnishes use CFC 113 and
1,1,1,trichlorethane as solvents.
Category 4. Portable Fire Extinguishers
Heading/Subheading Article Description
8424................................................... Mechanical appliances (whether or not hand operated)
for projecting, dispersing, or spraying liquids or
powders; fire extinguishers whether or not charged,
spray guns and similar appliances; steam or sand
blasting machines and similar jet projecting machines.
8424.10................................................ Fire extinguishers, whether or not charged.
[[Page 388]]
Category 5. Insulation Boards, Panels and Pipe Covers
These goods have to be classified according to their composition and
presentation. For example, if the insulation materials are made of
polyurethane, polystyrene, polyolefin and phenolic plastics, then they
may be classified Chapter 39, for ``Plastics and articles thereof''. The
exact description of the products at issue is necessary before a
classification can be given.[ast][ast][ast][ast][ast][ast]
---------------------------------------------------------------------------
\[ast][ast][ast][ast][ast][ast]\ This category may include
insulating board for building panels and windows and doors. It also
includes rigid appliance insulation for pipes, tanks, trucks, trailers,
containers, train cars & ships, refrigerators, freezers, beverage
vending machines, bulk beverage dispensers, water coolers and heaters
and ice machines.
Heading/Subheading Article Description
3917.21 to 3917.39..................................... Tubes, pipes and hoses of plastics.
3920.10 to 3920.99..................................... Plates, sheets, film, foil and strip made of plastics,
non-cellular and not reinforced, laminated, supported
or similarly combined with other materials.
3921.11 to 3921.90..................................... Other plates, sheets, film, foil and strip, made of
plastics.
3925.90................................................ Builders' ware made of plastics, not elsewhere
specified or included.
3926.90................................................ Articles made of plastics, not elsewhere specified or
included.
Category 6. Pre-Polymers
According to the Explanatory Notes to the Harmonized Commodity
Description and Coding System, ``prepolymers are products which are
characterized by some repetition of monomer units although they may
contain unreacted monomers. Prepolymers are not normally used as such
but are intended to be transformed into higher molecular weight polymers
by further polymerization. Therefore the term does not cover finished
products, such as di-isobutylenes or mixed polyethylene glycols with
very low molecular weight. Examples are epoxides based with
epichlorohydrin, and polymeric isocyanates.''
Heading/Subheading Article Description
3901................................................... Pre-polymers based on ethylene (in primary forms).
3902................................................... Pre-polymers based on propylene or other olefins (in
primary forms).
3903, 3907, 3909....................................... Pre-polymers based on styrene (in primary forms),
epoxide and phenols.
Appendix E to Subpart A of Part 82--Article 5 Parties
Algeria, Antigua and Barbuda, Argentina, Bahamas, Bahrain,
Bangladesh, Barbados, Benin, Bolivia, Bosnia and Hersegovina, Botswana,
Brazil, Brunei Darussalam, Burkina Faso, Cameroon, Central African
Republic, Chad, Chile, China, Colombia, Comoros, Congo, Costa Rica, Cote
d'Ivoire, Croatia, Cuba, Dominica, Dominican Republic, Ecuador, Egypt,
El Salvador, Ethiopia, Fiji, Gabon, Gambia, Ghana, Grenada, Guatemala,
Guinea, Guyana, Honduras, India, Indonesia, Iran, Jamaica, Jordan,
Kenya, Kiribati, Lebanon, Lesotho, Libyan Arab Jamahiriya, Macadonia,
Malawi, Malaysia, Maldives, Mali, Malta, Mauritania, Mauritius, Mexico,
Mozambique, Myranmar, Namibia, Nepal, Nicaragua, Niger, Nigeria,
Pakistan, Panama, Papua New Guinea, Paraguay, Peru, Philippines,
Republic of Korea, Romania, Saint Kitts and Nevis, Saint Lucia, Saudi
Arabia, Senegal, Seychelles, Singapore, Solomon Islands, Somoa, Sri
Lanka, Sudan, Swaziland, Syrian Arab Republic, Tanzania, Thailand, Togo,
Trinidad and Tobago, Tunisia, Turkey, Uganda, Uruguay, Vanuatu,
Venezuela, Viet Nam, Yugoslavia, Zaire, Zambia, Zimbabwe.
Appendix F to Subpart A of Part 82--Listing of Ozone-Depleting Chemicals
----------------------------------------------------------------------------------------------------------------
Controlled substance ODP AT L CLP BLP
----------------------------------------------------------------------------------------------------------------
A. Class I:
1. Group I:
CFCl3-Trichlorofluoromethane (CFC-11)....... 1.0 60.0 1.0 0.00
[[Page 389]]
CF2 Cl2-Dichlorodifluoromethane (CFC-12).... 1.0 120.0 1.5 0.00
C2 F3 Cl3-Trichlorotrifluoroethane (CFC-113) 0.8 90.0 1.11 0.00
C2 F4 Cl2-Dichlorotetrafluoroethane (CFC- 1.0 200.00 1.8 0.00
114).......................................
C2 F5 Cl-Monochloropentafluoroethane (CFC- 0.6 400.0 2.0 0.00
115).......................................
All isomers of the above chemicals.......... [Reserved]
2. Group II:
CF2 ClBr-Bromochlorodifluoromethane (Halon- 3.0 12 0.06 0.13
1211)......................................
.............. -18 -.08 -.03
CF3 Br-Bromotrifluoromethane (Halon-1301)... 10.0 72 0.00 1.00
.............. -107 .............. ..............
C2 F4 Br2-Dibromotetrafluoroethane (Halon- 6.0 23 0.00 0.30
2402)......................................
.............. -28 .............. -.37
All isomers of the above chemicals.......... [Reserved]
3. Group III:
CF3 Cl-Chlorotrifluoromethane (CFC-13)...... 1.0 120 0.88 0.00
-250 -1.83
C2 FCl5- (CFC-111).......................... 1.0 60 1.04 0.00
-90 -1.56
C2 F2 Cl4- (CFC-112)........................ 1.0 60 0.90 0.00
-90 -1.35
C3 FCl7- (CFC-211).......................... 1.0 100 1.76 0.00
-500 -8.81
C3 F2 Cl6- (CFC-212)........................ 1.0 100 1.60 0.00
-500 -7.98
C3 F3 Cl5- (CFC-213)........................ 1.0 100 1.41 0.00
-500 -7.06
C3 F4 Cl4- (CFC-214)........................ 1.0 100 1.20 0.00
-500 -6.01
C3 F5 Cl3 -(CFC-215)........................ 1.0 100 0.96 0.00
-500 -4.82
C3 F6 Cl2- (CFC-216)........................ 1.0 100 0.69 0.00
-500 -3.45
C3 F7 Cl- (CFC-217)......................... 1.0 100 0.37 0.00
-500 -1.87
All isomers of the above chemicals.......... [Reserved]
4. Group IV:
CCl4 -Carbon Tetrachloride.................. 1.1 50.0 1.0 0.00
5. Group V:
C2 H3 Cl3-1,1,1 Trichloroethane (Methyl 0.1 6.3 0.11 0.00
chloroform)................................
All isomers of the above chemical except
1,1,2-trichloroethane...................... [Reserved]
F. Group VI:
CH3Br-Bromomethane (Methyl Bromide)......... 0.7 .............. [Reserved] ..............
G. Group VII:
CHFBR2-..................................... 1.00 .............. [Reserved]
CHF2 Br- (HBFC-22B1)........................ 0.74 .............. [Reserved] ..............
CH2 FBr..................................... 0.73 .............. [Reserved]
C2 HFBr4.................................... 0.3--0.8 .............. [Reserved]
C2 HF2 Br3.................................. 0.5--1.8 .............. [Reserved]
C2 HF3 Br2.................................. 0.4--1.6 .............. [Reserved]
C2 HF4 Br................................... 0.7--1.2 .............. [Reserved]
C2 H2 FBr3.................................. 0.1--1.1 .............. [Reserved]
C2 H2 F2 Br2................................ 0.2--1.5 .............. [Reserved]
C2 H2 F3 Br................................. 0.7--1.6 .............. [Reserved]
C2 H3 FBr2.................................. 0.1--1.7 .............. [Reserved]
C2 H3 F2 Br................................. 0.2--1.1 .............. [Reserved]
C2 H4 FBr................................... 0.07--0.1 .............. [Reserved]
C3 HFBr6.................................... 0.3--1.5 .............. [Reserved]
C3 HF2 Br5.................................. 0.2--1.9 .............. [Reserved]
C3 HF3 BR4.................................. 0.3--1.8 .............. [Reserved]
C3 HF4 Br3.................................. 0.5--2.2 .............. [Reserved]
C3 HF5 Br2.................................. 0.9--2.0 .............. [Reserved]
C3 HF6 Br................................... 0.7--3.3 .............. [Reserved]
C3 H2 FBR5.................................. 0.1--1.9 .............. [Reserved]
C3 H2 F2 BR4................................ 0.2--2.1 .............. [Reserved]
C3 H2 F3 Br3................................ 0.2--5.6 .............. [Reserved]
C3 H2 F4 Br2................................ 0.3--7.5 .............. [Reserved]
C3 H2 F5 BR................................. 0.9--1.4 .............. [Reserved]
C3 H3 FBR4.................................. 0.08--1.9 .............. [Reserved]
C3 H3 F2 Br3................................ 0.1--3.1 .............. [Reserved]
C3 H3 F3 Br2................................ 0.1--2.5 .............. [Reserved]
C3 H3 F4 Br................................. 0.3--4.4 .............. [Reserved]
C3 H4 FBr3.................................. 0.03--0.3 .............. [Reserved]
[[Page 390]]
C3 H4 F2 Br2................................ 0.1--1.0 .............. [Reserved]
C3 H4 F3 Br................................. 0.07--0.8 .............. [Reserved]
C3 H5 FBr2.................................. 0.04--0.4 .............. [Reserved]
C3 H5 F2 Br................................. 0.07--0.8 .............. [Reserved]
C3 H6 FB.................................... 0.02--0.7 .............. [Reserved]
B. Class II:
CHFCl2-Dichlorofluoromethane (HCFC-21)...... [Reserved] 2.1 0.03 0.00
CHF2 Cl-Chlorodifluoromethane (HCFC-22)..... 0.05 15.3 0.14 0.00
CH2 FCl-Chlorofluoromethane (HCFC-31)....... [Reserved] 1.44 0.02 0.00
C2 HFCl4- (HCFC-121)........................ [Reserved] 0.6 0.01 0.00
C2 HF2 Cl3- (HCFC-122)...................... [Reserved] 1.4 0.02 0.00
C2 HF3 Cl2- (HCFC-123)...................... 0.02 1.6 0.016 0.00
C2 HF4 Cl- (HCFC-124)....................... 0.02 6.6 0.04 0.00
C2 H2 FCl3- (HCFC-131)...................... [Reserved] 4.0 0.06 0.00
C2 H2 F2 Cl2- (HCFC-132b)................... [Reserved] 4.2 0.05 0.00
C2 H2 F3 Cl- (HCFC-133a).................... [Reserved] 4.8 0.03 0.00
C2 H3 FCl2- (HCFC-141b)..................... 0.12 7.8 0.10 0.00
C2 H3 F2 Cl- (HCFC-142b).................... 0.06 19.1 0.14 0.00
C3 HFCl6- (HCFC-221)........................ [Reserved] .............. .............. 0.00
C3 HF2 Cl5- (HCFC-222)...................... [Reserved] .............. .............. 0.00
C3 HF3 Cl4- (HCFC-223)...................... [Reserved] .............. .............. 0.00
C3 HF4 Cl3- (HCFC-224)...................... [Reserved] .............. .............. 0.00
C3 HF5 Cl2- (HCFC-225ca).................... [Reserved] 1.5 0.01 0.00
.............. -1.7
(HCFC-225cb)............................ [Reserved] 5.1 0.04 0.00
C3 HF6 Cl- (HCFC-226)....................... [Reserved] .............. .............. 0.00
C3 H2 FCl5- (HCFC-231)...................... [Reserved] .............. .............. 0.00
C3 H2 F24- (HCFC-232)....................... [Reserved] .............. .............. 0.00
C3 H2 F3 Cl3- (HCFC-233).................... [Reserved] .............. .............. 0.00
C3 H2 F4 Cl2- (HCFC-234).................... [Reserved] .............. .............. 0.00
C3 H2 F5 Cl- (HCFC-235)..................... [Reserved] .............. .............. 0.00
C3 H3 FCl4- (HCFC-241)...................... [Reserved] .............. .............. 0.00
C3 H3 F2 Cl3- (HCFC-242).................... [Reserved] .............. .............. 0.00
C3 H3 F3 Cl2- (HCFC-243).................... [Reserved] .............. .............. 0.00
C3 H3 F4 Cl- (HCFC-244)..................... [Reserved] .............. .............. 0.00
C3 H4 FCl3- (HCFC-251)...................... [Reserved] .............. .............. 0.00
C3 H4 F2 Cl2- (HCFC-252).................... [Reserved] .............. .............. 0.00
C3 H4 F3 Cl- (HCFC-253)..................... [Reserved] .............. .............. 0.00
C3 H5 FCl2- (HCFC-261)...................... [Reserved] .............. .............. 0.00
C2 H5 F2 Cl- (HCFC-262)..................... [Reserved] .............. .............. 0.00
C3 H6 FCl- (HCFC-271)....................... [Reserved] .............. .............. 0.00
All isomers of the above chemicals.......... [Reserved]
----------------------------------------------------------------------------------------------------------------
Appendix G to Subpart A of Part 82--UNEP Recommendations for Conditions
Applied to Exemption for Essential Laboratory and Analytical Uses
1. Essential laboratory and analytical uses are identified at this
time to include equipment calibration; use as extraction solvents,
diluents, or carriers for chemical analysis; biochemical research; inert
solvents for chemical reactions, as a carrier or laboratory chemical and
other critical analytical and laboratory purposes. Pursuant to Decision
XI/15 of the Parties to the Montreal Protocol, effective January 1, 2002
the following uses of class I controlled substances are not considered
essential under the global laboratory exemption:
a. Testing of oil and grease and total petroleum hydrocarbons in
water;
b. Testing of tar in road-paving materials; and
c. Forensic finger printing.
Production for essential laboratory and analytical purposes is
authorized provided that these laboratory and analytical chemicals shall
contain only controlled substances manufactured to the following
purities:
CTC (reagent grade)--99.5
1,1,1,-trichloroethane--99.5
CFC-11--99.5
CFC-13--99.5
CFC-12--99.5
CFC-113--99.5
CFC-114--99.5
Other w/ Boiling P20 degrees C--99.5
Other w/ Boiling P<20 degrees C--99.0
2. These pure, controlled substances can be subsequently mixed by
manufacturers, agents or distributors with other chemicals controlled or
not controlled by the Montreal Protocol as is customary for laboratory
and analytical uses.
3. These high purity substances and mixtures containing controlled
substances shall be supplied only in re-closable containers or high
pressure cylinders smaller than three
[[Page 391]]
litres or in 10 millilitre or smaller glass ampoules, marked clearly as
substances that deplete the ozone layer, restricted to laboratory use
and analytical purposes and specifying that used or surplus substances
should be collected and recycled, if practical. The material should be
destroyed if recycling is not practical.
4. Parties shall annually report for each controlled substance
produced: the purity; the quantity; the application, specific test
standard, or procedure requiring its uses; and the status of efforts to
eliminate its use in each application. Parties shall also submit copies
of published instructions, standards, specifications, and regulations
requiring the use of the controlled substance.
[60 FR 24986, May 10, 1995, as amended at 67 FR 6362, Feb. 11, 2002]
Appendix H to Subpart A of Part 82--Clean Air Act Amendments of 1990
Phaseout Schedule for Production of Ozone-Depleting Substances
------------------------------------------------------------------------
Other
Carbon Methyl class
Date tetrachloride chloroform substances
(percent) (percent) (percent)
------------------------------------------------------------------------
1994............................. 70 85 65
1995............................. 15 70 50
1996............................. 15 50 40
1997............................. 15 50 15
1998............................. 15 50 15
1999............................. 15 50 15
2000............................. ............. 20
2001............................. ............. 20
------------------------------------------------------------------------
Appendix I to Subpart A of Part 82--Global Warming Potentials (Mass
Basis), Referenced to the Absolute GWP for the Adopted Carbon Cycle
Model CO2 Decay Response and Future CO2
Atmospheric Concentrations Held Constant at Current Levels. (Only Direct
Effects are Considered.)
----------------------------------------------------------------------------------------------------------------
Global warming potential (time
horizon)
Species (chemical) Chemical formula --------------------------------------
20 years 100 years 500 years
----------------------------------------------------------------------------------------------------------------
CFC-11................................. CFCl3 5000 4000 1400
CFC-12................................. CF2 Cl2 7900 8500 4200
CFC-13................................. CClF3 8100 11700 13600
CFC-113................................ C2 F3 Cl3 5000 5000 2300
CFC-114................................ C2 F4 Cl2 6900 9300 8300
CFC-115................................ C2 F5 Cl 6200 9300 13000
H-1301................................. CF3 Br 6200 5600 2200
Carbon Tet............................. CCl4 2000 1400 500
Methyl Chl............................. CH3 CCl3 360 110 35
HCFC-22................................ CF2 HCl 4300 1700 520
HCFC-141b.............................. C2 FH3 Cl2 1800 630 200
HCFC-142b.............................. C2 F2 H3 Cl 4200 2000 630
HCFC-123............................... C2 F3 HCl2 300 93 29
HCFC-124............................... C2 F4 HCl 1500 480 150
HCFC-225ca............................. C3 F5 HCl2 550 170 52
HCFC-225cb............................. C3 F5 HCl2 1700 530 170
----------------------------------------------------------------------------------------------------------------
AUnited Nations Environment Programme (UNEP), February 1995, Scientific Assessment of Ozone Depletion: 1994,
Chapter 13, ``Ozone Depleting Potentials, Global Warming Potentials and Future Chlorine/Bromine Loading,'' and
do not reflect review of scientific documents published after that date.
[61 FR 1285, Jan. 19, 1996, as amended at 67 FR 6362, Feb. 11, 2002]
[[Page 392]]
Appendix J to Subpart A of Part 82--Parties to the Montreal Protocol
Classied Under Article 5(1) That Have Banned the Import of Controlled
Products That Rely on Class I Controlled Substances for Their Continuing
Functioning [Reserved]
Appendix K to Subpart A of Part 82--Commodity Codes From the Harmonized
Tariff Schedule for Controlled Substances and Used Controlled Substances
------------------------------------------------------------------------
Commodity code
Description of commodity or chemical from harmonized
tariff schedule
------------------------------------------------------------------------
CFC-11............................................... 2903.41.0000
CFC-12............................................... 2903.42.0000
CFC-113.............................................. 2903.43.0000
CFC-114.............................................. 2903.44.0010
CFC-115.............................................. 2903.44.0020
HALONS............................................... 2903.46.0000
CFC-13, CFC-111, CFC-112, CFC-211, CFC-212, CFC-213, 2903.45.0000
CFC-214, CFC-215, CFC-216, CFC-217..................
HCFC-22.............................................. 2903.49.9010
HCFC-21, HCFC-31, HCFC-123, HCFC-124, HCFC-133, HCFC- 2903.49.0000
141b, HCFC-142b, HCFC-225...........................
OTHER, HALOGENATED................................... 2903.49.9060
MIXTURES (R-500, R-502, ETC.)........................ 3824.71.0000
MIXTURES, OTHER...................................... 3824.79.0000
CARBON TETRACHLORIDE................................. 2903.14.0000
METHYL CHLOROFORM.................................... 2903.19.6010
METHYL BROMIDE....................................... 2903.30.1520
------------------------------------------------------------------------
[63 FR 41651, Aug. 4, 1998]
Appendix L to Part 82 Subpart A--Parties to the Montreal Protocol That
Have Reported Production of HCFCs Since 1996 in Accordance With Article
7, paragraph 3, of the Montreal Protocol
Argentina
Australia
Brazil
Canada
China
France
Germany
Greece
India
Italy
Japan
Korea, Republic of
Mexico
Netherlands
Russian Federation
South Africa
Spain
United Kingdom
Venezuela
[68 FR 2863, Jan. 21, 2003]