[Code of Federal Regulations]
[Title 40, Volume 16]
[Revised as of July 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR86.007-21]

[Page 77-78]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 86--CONTROL OF EMISSIONS FROM NEW AND IN-USE HIGHWAY VEHICLES AND ENGINES--Table of Contents
 
  Subpart A--General Provisions for Emission Regulations for 1977 and 
 
Sec. 86.007-21  Application for certification.

    Section 86.007-21 includes text that specifies requirements that 
differ from Sec. 86.004-21, 86.094-21 or 86.096-21. Where a paragraph in 
Sec. 86.004-21, 86.094-21 or 86.096-21 is identical and applicable to 
Sec. 86.007-21, this may be indicated by specifying the corresponding 
paragraph and the statement ``[Reserved]. For guidance see Sec. 86.004-
21.'', ``[Reserved]. For guidance see Sec. 86.094-21.'', or 
``[Reserved]. For guidance see Sec. 86.096-21.''.
    (a) through (b)(3) [Reserved]. For guidance see Sec. 86.094-21.
    (b)(4)(i) [Reserved]. For guidance see Sec. 86.004-21.
    (b)(4)(ii) through (b)(5)(iv) [Reserved]. For guidance see 
Sec. 86.094-21.
    (b)(5)(v) through (b)(6) [Reserved]. For guidance see Sec. 86.004-
21.
    (b)(7) and (b)(8) [Reserved]. For guidance see Sec. 86.094-21.
    (b)(9) and (b)(10) [Reserved]. For guidance see Sec. 86.004-21.
    (c) through (j) [Reserved]. For guidance see Sec. 86.094-21.
    (k) and (l) [Reserved]. For guidance see Sec. 86.096-21.
    (m) and (n) [Reserved]. For guidance see Sec. 86.004-21.
    (o) For diesel heavy-duty engines, the manufacturer must provide the 
following additional information pertaining to the supplemental steady-
state test conducted under Sec. 86.1360-2007:
    (1) Weighted brake-specific emissions data (i.e., in units of g/bhp-
hr), calculated according to Sec. 86.1360-2007(e)(5), for all pollutants 
for which an emission standard is established in Sec. 86.004-11(a);
    (2) Brake specific gaseous emission data for each of the 13 test 
points (identified under Sec. 86.1360-2007(b)(1)) and

[[Page 78]]

the 3 EPA-selected test points (identified under Sec. 86.1360-
2007(b)(2));
    (3) Concentrations and mass flow rates of all regulated gaseous 
emissions plus carbon dioxide;
    (4) Values of all emission-related engine control variables at each 
test point;
    (5) Weighted break-specific particulate matter (i.e., in units of g/
bhp-hr);
    (6) A statement that the test results correspond to the maximum 
NOX producing condition specified in Sec. 86.1360-2007(e)(4). 
The manufacturer also must maintain records at the manufacturer's 
facility which contain all test data, engineering analyses, and other 
information which provides the basis for this statement, where such 
information exists. The manufacturer must provide such information to 
the Administrator upon request;
    (7) A statement that the engines will comply with the weighted 
average emissions standard and interpolated values comply with the 
Maximum Allowable Emission Limits specified in Sec. 86.007-11(a)(3) for 
the useful life of the engine. The manufacturer also must maintain 
records at the manufacturer's facility which contain a detailed 
description of all test data, engineering analyses, and other 
information which provides the basis for this statement, where such 
information exists. The manufacturer must provide such information to 
the Administrator upon request.
    (p)(1) The manufacturer must provide a statement in the application 
for certification that the diesel heavy-duty engine for which 
certification is being requested will comply with the applicable Not-To-
Exceed Limits specified in Sec. 86.007-11(a)(4) when operated under all 
conditions which may reasonably be expected to be encountered in normal 
vehicle operation and use. The manufacturer also must maintain records 
at the manufacturers facility which contain all test data, engineering 
analyses, and other information which provides the basis for this 
statement, where such information exists. The manufacturer must provide 
such information to the Administrator upon request.
    (2) For engines equipped with exhaust gas recirculation, the 
manufacturer must provide a detailed description of the control system 
the engine will use to comply with the requirements of Sec. 86.007-
11(a)(4)(iii) and Sec. 86.1370-2007(f) for NTE cold temperature 
operating exclusion, including but not limited to the method the 
manufacturer will use to access this exclusion during normal vehicle 
operation.
    (3) For each engine model and/or horsepower rating within an engine 
family for which a manufacturer is applying for an NTE deficiency(ies) 
under the provisions of Sec. 86.007-11(a)(4)(iv), the manufacturer's 
application for an NTE deficiency(ies) must include a complete 
description of the deficiency, including but not limited to: the 
specific description of the deficiency; what pollutant the deficiency is 
being applied for, all engineering efforts the manufacturer has made to 
overcome the deficiency, what specific operating conditions the 
deficiency is being requested for (i.e., temperature ranges, humidity 
ranges, altitude ranges, etc.), a full description of the auxiliary 
emission control device(s) which will be used to maintain emissions to 
the lowest practical level; and what the lowest practical emission level 
will be.

[65 FR 59954, Oct. 6, 2000]