[Code of Federal Regulations]
[Title 47, Volume 3]
[Revised as of October 1, 2003]
From the U.S. Government Printing Office via GPO Access
[CITE: 47CFR54.305]

[Page 121-122]
 
                       TITLE 47--TELECOMMUNICATION
 
        CHAPTER I--FEDERAL COMMUNICATIONS COMMISSION (CONTINUED)
 
PART 54_UNIVERSAL SERVICE--Table of Contents
 
         Subpart D_Universal Service Support for High Cost Areas
 
Sec.  54.305  Sale or transfer of exchanges.

    (a) A carrier that acquires telephone exchanges from an unaffiliated 
carrier shall receive universal service support for the acquired 
exchanges at the same per-line support levels for which those exchanges 
were eligible prior to the transfer of the exchanges. A carrier that has 
entered into a binding commitment to buy exchanges prior to May 7, 1997 
will receive support for the newly acquired lines based upon the average 
cost of all of its lines, both those newly acquired and those it had 
prior to execution of the sales agreement.
    (b) Transferred exchanges in study areas operated by rural telephone 
companies that are subject to the limitations on the transfer of high-
cost universal service support in paragraph (a) of this section may be 
eligible for a safety valve loop cost expense adjustment based on the 
difference between a rural incumbent local exchange carrier's index year 
expense adjustment and subsequent year expense adjustments for the 
acquired exchanges. Safety valve loop cost expense adjustments shall 
only be available to rural incumbent local exchange carriers that, in 
the absence of restrictions on the transfer of high-cost support in 
Sec.  54.305(a), would qualify for high-cost loop support for acquired 
exchanges under Sec.  36.631 of this chapter.
    (c) The index year expense adjustment for acquired exchange(s) shall 
be equal to the rural incumbent local exchange carrier's high-cost loop 
cost expense adjustment for acquired exchanges calculated at the end of 
the company's first year operating the acquired exchange(s). The index 
year expense adjustment for the acquired exchange(s) shall be 
established through cost data submitted in accordance with Sec. Sec.  
36.611 and 36.612 of this chapter and shall be calculated in accordance 
with Sec.  36.631 of this chapter. For carriers establishing an index 
year for acquired exchanges pursuant to Sec.  36.611 of this chapter, 
the index year for the acquired exchange(s) shall commence at

[[Page 122]]

the beginning of the next calendar year after the transfer of said 
exchanges. For carriers establishing an index year for acquired 
exchanges pursuant to Sec.  36.612 of this chapter, the index year for 
the acquired exchange(s) shall commence at the beginning of the next 
calendar quarter after the transfer of said exchanges. The index year 
expense adjustment for rural telephone companies that have operated 
exchanges subject to this section for more than a full year on the 
effective date of this paragraph shall be based on loop cost data 
submitted in accordance with Sec.  36.612 of this chapter for the year 
ending on the nearest calendar quarter following the effective date of 
this paragraph. At the end of each subsequent year, a loop cost expense 
adjustment for the acquired exchanges will be calculated pursuant to 
Sec.  36.631 of this chapter and will be compared to the index year 
expense adjustment. A rural incumbent local exchange carrier's 
subsequent year expense adjustments shall end on the same calendar 
quarter as its index year expense adjustment. If acquired exchanges are 
incorporated into an existing rural incumbent local exchange carrier 
study area, the rural incumbent local exchange carrier shall exclude 
costs associated with the acquired exchanges from the costs associated 
with its pre-acquisition study area in its universal service data 
submissions filed in accordance with Sec. Sec.  36.611 and 36.612 of 
this chapter. Such excluded costs shall be used to calculate the rural 
incumbent local exchange carrier's safety valve loop cost expense 
adjustment.
    (d) Up to fifty (50) percent of any positive difference between the 
subsequent year loop cost expense adjustment and the index year expense 
adjustment will be designated as the study area's safety valve loop cost 
expense adjustment and will be available in addition to the amounts 
available to the study area under Sec.  54.305. In no event shall a 
study area's safety valve loop cost expense adjustment exceed the 
difference between the carrier's uncapped study area loop cost expense 
adjustment calculated pursuant to Sec.  36.631 of this chapter and 
transferred support amounts available to the acquired exchange(s) under 
paragraph (a) of this section. Safety valve support shall not transfer 
with acquired exchanges.
    (e) The sum of the safety valve loop cost expense adjustment for all 
eligible study areas operated by rural telephone companies shall not 
exceed five (5) percent of the total rural incumbent local exchange 
carrier portion of the annual nationwide loop cost expense adjustment 
calculated pursuant to Sec.  36.603 of this chapter. The five (5) 
percent cap on the safety valve mechanism shall be based on the lesser 
of the rural incumbent local exchange carrier portion of the annual 
nationwide loop cost expense adjustment calculated pursuant to Sec.  
36.603 of this chapter or the sum of rural incumbent local exchange 
carrier expense adjustments calculated pursuant to Sec.  36.631 of this 
chapter. The percentage multiplier used to derive study area safety 
valve loop cost expense adjustments for rural telephone companies shall 
be the lesser of fifty (50) percent or a percentage calculated to 
produce the maximum total safety valve loop cost expense adjustment for 
all eligible study areas pursuant to this paragraph. The safety valve 
loop cost expense adjustment of an individual rural incumbent local 
exchange carrier also may be further reduced as described is paragraph 
(d) of this section.
    (f) Once an acquisition is complete, the acquiring rural incumbent 
local exchange carrier shall provide written notice to the Administrator 
that it has acquired access lines that may be eligible for safety valve 
support. Rural telephone companies also shall provide written notice to 
the Administrator of when their index year has been established for 
purposes of calculating the safety valve loop cost expense adjustment.

[62 FR 32948, June 17, 1997, as amended at 66 FR 30087, June 5, 2001]