[Code of Federal Regulations]
[Title 17, Volume 3]
[Revised as of April 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 17CFR248.2]

[Page 556-557]
 
              TITLE 17--COMMODITY AND SECURITIES EXCHANGES
 
       CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
 
PART 248_REGULATION S	P: PRIVACY OF CONSUMER FINANCIAL INFORMATION--Table of Contents
 
Sec. 248.2  Rule of construction.

    (a) The examples in this part and the sample clauses in appendix A 
of this part provide guidance concerning the rule's application in 
ordinary circumstances. The facts and circumstances of each individual 
situation, however, will determine whether compliance with an example or 
use of a

[[Page 557]]

sample clause, to the extent applicable, constitutes compliance with 
this part.
    (b) Substituted compliance with CFTC financial privacy rules by 
futures commission merchants and introducing brokers. Any futures 
commission merchant or introducing broker (as those terms are defined in 
the Commodity Exchange Act (7 U.S.C. 1, et seq.)) registered by notice 
with the Commission for the purpose of conducting business in security 
futures products pursuant to section 15(b)(11)(A) of the Securities 
Exchange Act of 1934 (15 U.S.C. 78o(b)(11)(A)) that is subject to and in 
compliance with the financial privacy rules of the Commodity Futures 
Trading Commission (17 CFR part 160) will be deemed to be in compliance 
with this part.

[65 FR 40362, June 29, 2000, as amended at 66 FR 45147, Aug. 27, 2001]