[Code of Federal Regulations]
[Title 18, Volume 1]
[Revised as of April 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 18CFR141.400]

[Page 463-464]
 
           TITLE 18--CONSERVATION OF POWER AND WATER RESOURCES
 
  CHAPTER I--FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY
 
PART 141_STATEMENTS AND REPORTS (SCHEDULES)--Table of Contents
 
Sec. 141.400  FERC Form No. 3-Q, Quarterly financial report of electric utilities, licensees, and natural gas companies.

    (a) Prescription. The quarterly report of electric utilities, 
licensees, and natural gas companies, designated as FERC Form No. 3-Q, 
is prescribed for the reporting quarter ending March 31, 2004, and each 
quarter thereafter.
    (b) Filing requirements. (1) Who must file--(i) Generally. Each 
electric utility (as defined in part 101 of subchapter C of this 
chapter) and other entity, i.e. each corporation, person, or licensee as 
defined in Section 3 of the Federal Power Act (16 U.S.C. 792 et. seq.), 
including any agency or instrumentality engaged in generation, 
transmission, distribution, or sale of electric energy, however 
produced, throughout the United States and its possessions, having sales 
or transmission service, whether or not the jurisdiction of the 
Commission is otherwise involved, must prepare and file with the 
Commission FERC Form No. 3-Q pursuant to the General Instructions set 
out in that form.
    (ii) Exceptions. This report form is not prescribed for any agency, 
authority or instrumentality of the United States, nor is it prescribed 
for municipalities as defined in section 3 of the Federal Power Act; 
(i.e. a city, county, irrigation district, or other political 
subdivision or agency of a State competent under the laws thereof to 
carry on the business of developing, transmitting, utilizing, or 
distributing power).
    (2) Each major public utility and licensee must file the quarterly 
financial report form as follows:
    (i) The quarterly financial report for the period January 1 through 
March 31, 2004, must be filed on or before July 9, 2004.
    (ii) The quarterly financial report for the period April 1 through 
June 30, 2004, must be filed on or before September 8, 2004.
    (iii) The quarterly financial report for the period July 1 through 
September 30, 2004, must be filed on or before December 9, 2004.
    (iv) Subsequent quarterly financial reports must be filed within 60 
days from the end of the reporting quarter.

[[Page 464]]

    (3) Nonmajor public utilities and licensees must file the quarterly 
financial report form as follows:
    (i) The quarterly financial report for the period January 1 through 
March 31, 2004, must be filed on or before June 23, 2004.
    (ii) The quarterly financial report for the period April 1 through 
June 30, 2004, must be filed on or before September 22, 2004.
    (iii) The quarterly financial report for the period July 1 through 
September 30, 2004, must be filed on or before December 23, 2004.
    (iv) Subsequent quarterly financial reports must be filed within 70 
days from the end of the reporting quarter.
    (4) This report must be filed as prescribed in Sec. 385.2011 of 
this chapter and as indicated in the General Instructions set out in the 
quarterly financial report form, and must be properly completed and 
verified. Filing on electronic media pursuant to Sec. 385.2011 of this 
chapter will be required commencing with the quarterly financial report 
ending March 31, 2004, due on or before July 9, 2004 for major public 
utilities and licensees, and due on or before July 23, 2004 for nonmajor 
public utilities and licensees.

[69 FR 9043, Feb. 26, 2004]