[Code of Federal Regulations]
[Title 18, Volume 1]
[Revised as of April 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 18CFR292.202]

[Page 765-767]
 
           TITLE 18--CONSERVATION OF POWER AND WATER RESOURCES
 
  CHAPTER I--FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY
 
PART 292_REGULATIONS UNDER SECTIONS 201 AND 210 OF THE PUBLIC UTILITY 
 
 Subpart B_Qualifying Cogeneration and Small Power Production Facilities
 
Sec. 292.202  Definitions.

    For purposes of this subpart:
    (a) Biomass means any organic material not derived from fossil 
fuels;
    (b) Waste means an energy input that is listed below in this 
subsection, or any energy input that has little or no current commercial 
value and exists in the absence of the qualifying facility industry. 
Should a waste energy input acquire commercial value after a facility is 
qualified by way of Commission certification pursuant to Sec. 
292.207(b), or self-certification pursuant to Sec. 292.207(a), the 
facility will not lose its qualifying status for that reason. Waste 
includes, but is not limited to, the following materials that the 
Commission previously has approved as waste:
    (1) Anthracite culm produced prior to July 23, 1985;
    (2) Anthracite refuse that has an average heat content of 6,000 Btu 
or less per pound and has an average ash content of 45 percent or more;
    (3) Bituminous coal refuse that has an average heat content of 9,500 
Btu per pound or less and has an average ash content of 25 percent or 
more;
    (4) Top or bottom subbituminous coal produced on Federal lands or on 
Indian lands that has been determined to be waste by the United States 
Department of the Interior's Bureau of Land Management (BLM) or that is 
located on non-Federal or non-Indian lands outside of BLM's 
jurisdiction, provided that the applicant shows that the latter coal is 
an extension of that determined by BLM to be waste.
    (5) Coal refuse produced on Federal lands or on Indian lands that 
has been determined to be waste by the BLM or that is located on non-
Federal or non-Indian lands outside of BLM's jurisdiction, provided that 
applicant shows that the latter is an extension of that determined by 
BLM to be waste.
    (6) Lignite produced in association with the production of montan 
wax and lignite that becomes exposed as a result of such a mining 
operation;
    (7) Gaseous fuels, except:
    (i) Synthetic gas from coal; and
    (ii) Natural gas from gas and oil wells unless the natural gas meets 
the requirements of Sec. 2.400 of this chapter;
    (8) Petroleum coke;
    (9) Materials that a government agency has certified for disposal by 
combustion;
    (10) Residual heat;
    (11) Heat from exothermic reactions;
    (12) Used rubber tires;
    (13) Plastic materials; and
    (14) Refinery off-gas.
    (c) Cogeneration facility means equipment used to produce electric 
energy and forms of useful thermal energy (such as heat or steam), used 
for industrial, commercial, heating, or cooling purposes, through the 
sequential use of energy;
    (d) Topping-cycle cogeneration facility means a cogeneration 
facility in which the energy input to the facility is first used to 
produce useful power output, and at least some of the reject heat from 
the power production process is then used to provide useful thermal 
energy;
    (e) Bottoming-cycle cogeneration facility means a cogeneration 
facility in which the energy input to the system is first applied to a 
useful thermal energy application or process, and at least some of the 
reject heat emerging from the application or process is then used for 
power production;
    (f) Supplementary firing means an energy input to the cogeneration 
facility used only in the thermal process of a topping-cycle 
cogeneration facility, or only in the electric generating process of a 
bottoming-cycle cogeneration facility;

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    (g) Useful power output of a cogeneration facility means the 
electric or mechanical energy made available for use, exclusive of any 
such energy used in the power production process;
    (h) Useful thermal energy output of a topping-cycle cogeneration 
facility means the thermal energy:
    (1) That is made available to an industrial or commercial process 
(net of any heat contained in condensate return and/or makeup water);
    (2) That is used in a heating application (e.g., space heating, 
domestic hot water heating); or
    (3) That is used in a space cooling application (i.e., thermal 
energy used by an absorption chiller).
    (i) Total energy output of a topping-cycle cogeneration facility is 
the sum of the useful power output and useful thermal energy output;
    (j) Total energy input means the total energy of all forms supplied 
from external sources;
    (k) Natural gas means either natural gas unmixed, or any mixture of 
natural gas and artificial gas;
    (l) Oil means crude oil, residual fuel oil, natural gas liquids, or 
any refined petroleum products; and
    (m) Energy input in the case of energy in the form of natural gas or 
oil is to be measured by the lower heating value of the natural gas or 
oil.
    (n) Electric utility holding company means a holding company, as 
defined in section 2(a)(7) of the Public Utility Holding Company Act of 
1935, 15 U.S.C. 79b(a)(7) which owns one or more electric utilities, as 
defined in section 2(a)(3) of that Act, 15 U.S.C 79b(a)(3), but does not 
include any holding company which is exempt by rule or order adopted or 
issued pursuant to sections 3(a)(3) or 3(a)(5) of the Public Utility 
Holding Company Act of 1935, 15 U.S.C. 79c(a)(3) or 79c(a)(5).
    (o) Utility geothermal small power production facility means a small 
power production facility which uses geothermal energy as the primary 
energy resource and of which more than 50 percent is owned either:
    (1) By an electric utility or utilities, electric utility holding 
company or companies, or any combination thereof.
    (2) By any company 50 percent or more of the outstanding voting 
securities of which of which are directly or indirectly owned, 
controlled, or held with power to vote by an electric utility, electric 
utility holding company, or any combination thereof.
    (p) New dam or diversion means a dam or diversion which requires, 
for the purposes of installing any hydroelectric power project, any 
construction, or enlargement of any impoundment or diversion structure 
(other than repairs or reconstruction or the addition of flashboards of 
similar adjustable devices);
    (q) Substantial adverse effect on the environment means a 
substantial alteration in the existing or potential use of, or a loss 
of, natural features, existing habitat, recreational uses, water 
quality, or other environmental resources. Substantial alteration of 
particular resource includes a change in the environment that 
substantially reduces the quality of the affected resources; and
    (r) Commitment of substantial monetary resources means the 
expenditure of, or commitment to expend, at least 50 percent of the 
total cost of preparing an application for license or exemption for a 
hydroelectric project that is accepted for filing by the Commission 
pursuant to Sec. 4.32(e) of this chapter. The total cost includes (but 
is not limited to) the cost of agency consultation, environmental 
studies, and engineering studies conducted pursuant to Sec. 4.38 of 
this chapter, and the Commission's requirements for filing an 
application for license exemption.
    (s) Sequential use of energy means:
    (1) For a topping-cycle cogeneration facility, the use of reject 
heat from a power production process in sufficient amounts in a thermal 
application or process to conform to the requirements of the operating 
standard; or
    (2) For a bottoming-cycle cogeneration facility, the use of reject 
heat from a thermal application or process,

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at least some of which is then used for power production.

(Energy Security Act, Pub. L. 96-294, 94 Stat. 611 (1980) Public Utility 
Regulatory Policies Act of 1978, 16 U.S.C. 2601, et seq., Energy Supply 
and Environmental Coordination Act, 15 U.S.C. 791 et seq., Federal Power 
Act, as amended, 16 U.S.C. 792 et seq., Department of Energy 
Organization Act, 42 U.S.C. 7101 et seq., E.O. 12009, 42 FR 46267)

[45 FR 17972, Mar. 20, 1980, as amended at 45 FR 33958, May 21, 1980; 45 
FR 66789, Oct. 8, 1980; Order 135, 46 FR 19231, Mar. 30, 1981; 46 FR 
32239, June 22, 1981; Order 499, 53 FR 27002, July 18, 1988; Order 575, 
60 FR 4857, Jan. 25, 1995]