[Code of Federal Regulations]
[Title 18, Volume 1]
[Revised as of April 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 18CFR46.6]

[Page 316]
 
           TITLE 18--CONSERVATION OF POWER AND WATER RESOURCES
 
  CHAPTER I--FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY
 
PART 46_PUBLIC UTILITY FILING REQUIREMENTS AND FILING REQUIREMENTS 
FOR PERSONS HOLDING INTERLOCKING POSITIONS--Table of Contents
 
Sec. 46.6  Contents of the written statement and procedures for filing.

    Each person required to file a written statement under the general 
rule in Sec. 46.4 shall comply with the following requirements:
    (a) Each person shall provide the following information: full name 
and business address; identification of the public utilities and the 
covered entities in which such person holds executive positions 
described in Sec. 46.4; and identification of the interlock described 
in Sec. 46.4;
    (b) If the interlock is between a public utility and an entity 
described in Sec. 46.5(c), which produces or supplies electrical 
equipment for use of such public utility, such person shall provide the 
following information:
    (1) The aggregate amount of revenues received by such entity from 
producing or supplying electrical equipment to such public utility in 
the calendar year specified in paragraph (d) of this section, rounded up 
to the nearest $100,000; and
    (2) The nature of the business relationship between such public 
utility and such entity.
    (c) If the person is authorized by the Commission to hold the 
positions of officer or director in accordance with part 45, such person 
shall identify the authorization by docket number and shall give the 
date of authorization.
    (d)(1) Each person shall file an original and one copy of such 
written statement with the Office of Secretary of the Commission on or 
before April 30 of each year immediately following the calendar year 
during any portion of which such person held a position described in 
Sec. 46.4. The original of such statement shall be dated and signed by 
such person. The copy shall bear the date that appeared on the original; 
the signature on the copy may be stamped or typed on the copy.
    (2) Instead of submitting changes to the Commission on the pre-
printed Form No. 561 sent annually by the Commission, a person may 
choose to make changes to the pre-filled electronic version provided by 
the Commission. This electronic version, along with the signed original 
and one copy (as required by Paragraph (d)(c)) shall also be filed with 
the Commission.
    (3) Such statement shall be available to the public during regular 
business hours through the Commission's Office of Public Information and 
shall be made publicly available through the principal business offices 
of the public utility and any entity to which it applies on or before 
April 30 of the year the statement was filed with the Commission.

(Pub. L. 96-511, 94 Stat. 2812 (44 U.S.C. 3501 et seq.))

[45 FR 23418, Apr. 7, 1980, as amended by Order 601, 63 FR 72169, Dec. 
31, 1998]

[[Page 317]]