[Code of Federal Regulations]
[Title 20, Volume 2]
[Revised as of April 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 20CFR411.210]

[Page 701-704]
 
                      TITLE 20--EMPLOYEES' BENEFITS
 
               CHAPTER III--SOCIAL SECURITY ADMINISTRATION
 
PART 411_The Ticket to Work and Self-Sufficiency Program--Table of Contents
 
Subpart C_Suspension of Continuing Disability Reviews for Beneficiaries 
                         Who Are Using a Ticket
 
Sec. 411.210  What happens if I do not make timely progress toward 
self-supporting employment?

    (a) General. If it is determined that you are not making timely 
progress toward self-supporting employment, we will find that you are no 
longer using a ticket. If this happens, you will once again be subject 
to continuing disability reviews. However, you may continue 
participating in the Ticket to Work program. Your EN (including a State 
VR agency which is serving you as an EN) also may receive any milestone 
or outcome payments for which it is eligible under Sec. 411.500 et seq. 
If you

[[Page 702]]

are working with a State VR agency which elected payment under the cost 
reimbursement payment system, your State VR agency may receive payment 
for which it is eligible under the cost reimbursement payment system 
(see subparts F and H of this part).
    (b) Re-entering in-use status. If you failed to meet the timely 
progress guidelines for continuing to use a ticket, you may re-enter in-
use status. If you believe that you meet the requirements for re-
entering in-use status described in paragraph (b)(1), (b)(2), (b)(3), 
(b)(4) or (b)(5) of this section, you may request that you be reinstated 
to in-use status. You must submit a written request to the PM asking 
that you be reinstated to in-use status. The PM will decide whether you 
have satisfied the applicable requirements for re-entering in-use 
status. The requirements for re-entering in-use status depend on how far 
you progressed before you failed to meet the timely progress guidelines.
    (1) If you failed to meet the timely progress guidelines during the 
initial 24-month period.
    (i) If you failed to meet the timely progress guidelines during the 
initial 24-month period, you may re-enter in-use status by demonstrating 
three consecutive months of active participation in your employment plan 
(see Sec. 411.166(a)).
    (ii) When you have satisfied this requirement, you will be 
reinstated to in-use status, provided that your ticket is assigned to an 
EN or State VR agency. See paragraph (c) of this section for when your 
reinstatement to in-use status will be effective.
    (iii) After you are reinstated to in-use status, your next review 
will be the 24-month progress review described in Sec. 411.195.
    (2) If you failed to meet the timely progress guidelines in your 24-
month progress review.
    (i) If you failed to meet the timely progress guidelines in your 24-
month progress review, you may re-enter in-use status by completing 
three months of work (as defined in Sec. 411.185(a)(1), (b)(1) or 
(c)(1)) within a rolling 12-month period. The rolling 12-month period 
must begin after the effective date of the decision that you failed to 
meet the timely progress guidelines. You also must satisfy the test of 
Sec. 411.200(a)(2) regarding the anticipated level of your work during 
the 12-month progress review period that may begin under paragraph 
(b)(2)(iii) of this section. The work requirements for this 12-month 
progress review period will be the work requirements applicable during 
the second 12-month progress review period.
    (ii) When you have satisfied these requirements, you will be 
reinstated to in-use status, provided that your ticket is assigned to an 
EN or State VR agency. See paragraph (c) of this section for when your 
reinstatement to in-use status will be effective.
    (iii) After you are reinstated to in-use status, the second 12-month 
progress review period will begin. During this 12-month progress review 
period, you will be required to work (as defined in Sec. 411.185(a)(1), 
(b)(1) or (c)(1)) at least six months. The PM will conduct a 12-month 
progress review at the end of this 12-month progress review period to 
determine if you have met this requirement. After this, the PM will 
conduct 12-month progress reviews in the usual manner.
    (3) If you failed to meet the timely progress guidelines in your 
first 12-month progress review.
    (i) If you failed to meet the timely progress guidelines in your 
first 12-month progress review, you may re-enter in-use status by 
completing three months of work (as defined in Sec. 411.185(a)(1), 
(b)(1) or (c)(1)) within a rolling 12-month period. The rolling 12-month 
period must begin after the effective date of the decision that you 
failed to meet the timely progress guidelines. You also must satisfy the 
test of Sec. 411.200(a)(2) regarding the anticipated level of your work 
during the next 12-month progress review period that may begin under 
paragraph (b)(3)(iii) of this section.
    (ii) When you have satisfied these requirements, you will be 
reinstated to in-use status, provided that your ticket is assigned to an 
EN or State VR agency. See paragraph (c) of this section for when your 
reinstatement to in-use status will be effective.
    (iii) After you are reinstated to in-use status, your next 12-month

[[Page 703]]

progress review period will begin. During this 12-month progress review 
period, you will be required to work (as defined in Sec. 411.185(a)(1), 
(b)(1) or (c)(1)) at least six months. The PM will conduct a 12-month 
progress review at the end of this 12-month progress review period to 
determine if you have met this requirement. After this, the PM will 
conduct 12-month progress reviews in the usual manner.
    (4) If you failed to meet the timely progress guidelines in your 
second 12-month progress review.
    (i) If you failed to meet the timely progress guidelines in your 
second 12-month progress review, you may re-enter in-use status by 
completing six months of work (as defined in Sec. 411.185(a)(1), (b)(1) 
or (c)(1)) within a rolling 12-month period. The rolling 12-month period 
must begin after the effective date of the decision that you failed to 
meet the timely progress guidelines. You also must satisfy the test of 
Sec. 411.200(a)(2) regarding the anticipated level of your work during 
the next 12-month progress review period that may begin under paragraph 
(b)(4)(iii) of this section.
    (ii) When you have satisfied these requirements, you will be 
reinstated to in-use status, provided that your ticket is assigned to an 
EN or State VR agency. See paragraph (c) of this section for when your 
reinstatement to in-use status will be effective.
    (iii) After you are reinstated to in-use status, your next 12-month 
progress review period will begin. During this 12-month progress review 
period, you will be required to work (as defined in Sec. 411.185(a)(2), 
(b)(2) or (c)(2)) at least six months. The PM will conduct a 12-month 
progress review at the end of this 12-month progress review period to 
determine if you have met this requirement. After this, the PM will 
conduct 12-month progress reviews in the usual manner.
    (5) If you failed to meet the timely progress guidelines in any 
progress review after your second 12-month progress review.
    (i) If you failed to meet the timely progress guidelines in any 
progress review after your second 12-month progress review, you may re-
enter in-use status by completing six months of work within a rolling 
12-month period with earnings in each of the six months at the level 
specified in Sec. 411.185(a)(2), (b)(2) or (c)(2). The rolling 12-month 
period must begin after the effective date of the decision that you 
failed to meet the timely progress guidelines. You also must satisfy the 
test in Sec. 411.200(a)(2) regarding the anticipated level of your work 
during the next 12-month progress review period that may begin under 
paragraph (b)(5)(iii) of this section.
    (ii) When you have satisfied these requirements, you will be 
reinstated to in-use status, provided that your ticket is assigned to an 
EN or State VR agency. See paragraph (c) of this section for when your 
reinstatement to in-use status will be effective.
    (iii) After you are reinstated to in-use status, your next 12-month 
progress review period will begin. During this 12-month progress review 
period, you will be required to work at least six months with earnings 
at the level specified in Sec. 411.185(a)(2), (b)(2) or (c)(2). The PM 
will conduct a 12-month progress review at the end of this 12-month 
progress review period to determine if you have met this requirement. 
After this, the PM will conduct 12-month progress reviews in the usual 
manner.
    (c) Decisions on whether you have satisfied the requirements for re-
entering in-use status.
    (1) After you have submitted a written request to the PM asking that 
you be reinstated to in-use status, the PM will decide whether you have 
satisfied the applicable requirements in this section for re-entering 
in-use status. The PM will send a written notice of the decision to you 
at your last known address. The notice will explain the reasons for the 
decision and inform you of the right to ask us to review the decision. 
If the PM decides that you have satisfied the requirements for re-
entering in-use status (including the requirement that your ticket be 
assigned to an EN or State VR agency), you will be reinstated to in-use 
status effective with the date on which the PM sends the notice of the 
decision to you. If the PM decides that you have not satisfied the 
requirements for re-entering in-use status, you may request that we 
review

[[Page 704]]

the decision under paragraph (c)(2) of this section.
    (2) If you disagree with the PM's decision, you may request that we 
review the decision. You must make the request before the 30th day after 
the date on which the PM sends the notice of its decision to you. We 
will send you a written notice of our decision at your last known 
address. If we decide that you have satisfied the requirements for re-
entering in-use status (including the requirement that your ticket be 
assigned to an EN or State VR agency), you will be reinstated to in-use 
status effective with the date on which we send the notice of the 
decision to you.

                          The Extension Period