[Code of Federal Regulations]
[Title 11, Volume 1]
[Revised as of January 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 11CFR9033.1]

[Page 329-330]
 
                       TITLE 11--FEDERAL ELECTIONS
 
                 CHAPTER I--FEDERAL ELECTION COMMISSION
 
PART 9033_ELIGIBILITY FOR PAYMENTS--Table of Contents
 
Sec.  9033.1  Candidate and committee agreements.

    (a) General. (1) A candidate seeking to become eligible to receive 
Presidential primary matching fund payments shall agree in a letter 
signed by the candidate to the Commission that the candidate and the 
candidate's authorized committee(s) will comply with the conditions set 
forth in 11 CFR 9033.1(b). The candidate may submit the letter 
containing the agreements required by this section at any time after 
January 1 of the year immediately preceding the Presidential election 
year.
    (2) The Commission will not consider a candidate's threshold 
submission until the candidate has submitted a candidate agreement that 
meets the requirements of this section.
    (b) Conditions. The candidate shall agree that:
    (1) The candidate has the burden of proving that disbursements by 
the candidate or any authorized committee(s) or agents thereof are 
qualified campaign expenses as defined at 11 CFR 9032.9.
    (2) The candidate and the candidate's authorized committee(s) will 
comply with the documentation requirements set forth in 11 CFR 9033.11.
    (3) The candidate and the candidate's authorized committee(s) will 
provide an explanation, in addition to complying with the documentation 
requirements, of the connection between any disbursements made by the 
candidate or authorized committee(s) of the candidate and the campaign 
if requested by the Commission.
    (4) The candidate and the candidate's authorized committee(s) will 
keep and furnish to the Commission all documentation for matching fund 
submissions, any books, records (including bank records for all 
accounts), and supporting documentation and other information that the 
Commission may request.
    (5) The candidate and the candidate's authorized committee(s) will 
keep and furnish to the Commission all documentation relating to 
disbursements

[[Page 330]]

and receipts including any books, records (including bank records for 
all accounts), all documentation required by this section (including 
those required to be maintained under 11 CFR 9033.11), and other 
information that the Commission may request. If the candidate or the 
candidate's authorized committee maintains or uses computerized 
information containing any of the categories of data listed in 11 CFR 
9033.12(a), the committee will provide computerized magnetic media, such 
as magnetic tapes or magnetic diskettes, containing the computerized 
information at the times specified in 11 CFR 9038.1(b)(1) that meet the 
requirements of 11 CFR 9033.12(b). Upon request, documentation 
explaining the computer system's software capabilities shall be 
provided, and such personnel as are necessary to explain the operation 
of the computer system's software and the computerized information 
prepared or maintained by the committee shall be made available.
    (6) The candidate and the candidate's authorized committee(s) will 
obtain and furnish to the Commission upon request all documentation 
relating to funds received and disbursements made on the candidate's 
behalf by other political committees and organizations associated with 
the candidate.
    (7) The candidate and the candidate's authorized committee(s) will 
permit an audit and examination pursuant to 11 CFR part 9038 of all 
receipts and disbursements including those made by the candidate, all 
authorized committee(s) and any agent or person authorized to make 
expenditures on behalf of the candidate or committee(s). The candidate 
and the candidate's authorized committee(s) shall also provide any 
material required in connection with an audit, investigation, or 
examination conducted pursuant to 11 CFR part 9039. The candidate and 
authorized committee(s) shall facilitate the audit by making available 
in one central location, office space, records and such personnel as are 
necessary to conduct the audit and examination, and shall pay any 
amounts required to be repaid under 11 CFR parts 9038 and 9039.
    (8) The candidate and the candidate's authorized committee(s) will 
submit the name and mailing address of the person who is entitled to 
receive matching fund payments on behalf of the candidate and the name 
and address of the campaign depository designated by the candidate as 
required by 11 CFR part 103 and 11 CFR 9037.3. Changes in the 
information required by this paragraph shall not be effective until 
submitted to the Commission in a letter signed by the candidate or the 
Committee treasurer.
    (9) The candidate and the candidate's authorized committee(s) will 
prepare matching fund submissions in accordance with the Federal 
Election Commission's Guideline for Presentation in Good Order.
    (10) The candidate and the candidate's authorized committee(s) will 
comply with the applicable requirements of 2 U.S.C. 431 et seq.; 26 
U.S.C. 9031 et seq. and the Commission's regulations at 11 CFR parts 
100-400, and 9031-9039.
    (11) The candidate and the candidate's authorized committee(s) will 
pay an civil penalties included in a conciliation agreement or otherwise 
imposed under 2 U.S.C. 437g against the candidate, any authorized 
committees of the candidate or any agent thereof.
    (12) Any television commercial prepared or distributed by the 
candidate or the candidate's authorized committee(s) will be prepared in 
a manner which ensures that the commercial contains or is accompanied by 
closed captioning of the oral content of the commercial to be broadcast 
in line 21 of the vertical blanking interval, or is capable of being 
viewed by deaf and hearing impaired individuals via any comparable 
successor technology to line 21 of the vertical blanking interval.

[56 FR 35930, July 29, 1991, as amended at 60 FR 31880, June 16, 1995; 
63 FR 45680, Aug. 27, 1998, 65 FR 38424, June 21, 2000; 68 FR 47418, 
Aug. 8, 2003]