[Code of Federal Regulations]
[Title 15, Volume 3]
[Revised as of January 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 15CFR2301.4]

[Page 481-484]
 
                  TITLE 15--COMMERCE AND FOREIGN TRADE
 
       CHAPTER XXIII--NATIONAL TELECOMMUNICATIONS AND INFORMATION 
                 ADMINISTRATION, DEPARTMENT OF COMMERCE
 
PART 2301_PUBLIC TELECOMMUNICATIONS FACILITIES PROGRAM--Table of Contents
 
                   Subpart B_Application Requirements
 
Sec. 2301.4  Types of projects and broadcast priorities.

    An applicant may file an application with the Agency for a planning 
or construction grant. To achieve the objectives set forth at 47 U.S.C. 
393(b), the Agency has developed the following categories. Each 
application shall be identified as a broadcast or nonbroadcast project 
and must fall within at least one of the following categories:
    (a) Special applications. NTIA possesses the discretionary authority 
to recommend awarding grants to eligible nonbroadcast applicants whose 
proposals are unique or innovative and which address demonstrated and 
substantial community needs (e.g., service to the blind or deaf and 
nonbroadcast projects offering educational or instructional services).

[[Page 482]]

    (b) Broadcast applications. The Broadcast Priorities are set forth 
in order of priority for funding.
    (1) Priority 1--Provision of Public Telecommunications Facilities 
for First Radio and Television Signals to a Geographic Area. Within this 
category, NTIA establishes three subcategories:
    (i) Priority 1A--Projects that include local origination capacity. 
This subcategory includes the planning or construction of new facilities 
that can provide a full range of radio and/or television programs, 
including material that is locally produced. Eligible projects include 
new radio or television broadcast stations, new cable systems, or first 
public telecommunications service to existing cable systems, provided 
that such projects include local origination capacity.
    (ii) Priority 1B--Projects that do not include local origination 
capacity. This subcategory includes projects such as increases in tower 
height and/or power of existing stations and construction of 
translators, cable networks, and repeater transmitters that will result 
in providing public telecommunications services to previously unserved 
areas.
    (iii) Priority 1C--Projects that provide first nationally 
distributed programming. This subcategory includes projects that provide 
satellite downlink facilities to noncommercial radio and television 
stations that would bring nationally distributed programming to a 
geographic area for the first time.
    (iv) Priority 1 and its subcategories apply only to grant applicants 
proposing to plan or construct new facilities to bring public 
telecommunications services to geographic areas that are presently 
unserved, i.e., areas that do not receive public telecommunications 
services. (It should be noted that television and radio are considered 
separately for the purposes of determining coverage. In reviewing 
applications from FM stations that propose to serve, or that already 
serve, areas covered by AM-daytime only stations, PTFP will evaluate the 
amount of service provided via the AM-daytime only station in 
determining whether the FM proposal qualifies for a Priority 1 or 
Priority 2, as appropriate.)
    (v) An applicant proposing to plan or construct a facility to serve 
a geographical area that is presently unserved should indicate the 
number of persons who would receive a first public telecommunications 
signal as a result of the proposed project.
    (2) Priority 2--Replacement of Basic Equipment of Existing Essential 
Broadcast Stations. (i) Projects eligible for consideration under this 
category include the urgent replacement of obsolete or worn out 
equipment at ``essential stations'' (i.e., existing broadcast stations 
that provide either the only public telecommunications signal or the 
only locally originated public telecommunications signal to a 
geographical area).
    (ii) To show that the urgent replacement of equipment is necessary, 
applicants must provide documentation indicating excessive downtime, or 
a high incidence of repair (i.e., copies of repair records, or letters 
documenting non-availability of parts). Additionally, applicants must 
show that the station is the only public telecommunications station 
providing a signal to a geographical area or the only station with local 
origination capacity in a geographical area.
    (iii) The distinction between Priority 2 and Priority 4 is that 
Priority 2 is for the urgent replacement of basic equipment for 
essential stations. Where an applicant seeks to ``improve'' basic 
equipment in its station (i.e., where the equipment is not ``worn 
out''), or where the applicant is not an essential station, NTIA would 
consider the applicant's project under Priority 4.
    (3) Priority 3--Establishment of a First Local Origination Capacity 
in a Geographical Area. (i) Projects in this category include the 
planning or construction of facilities to bring the first local 
origination capacity to an area already receiving public 
telecommunications services from distant sources through translators, 
repeaters, or cable systems.
    (ii) Applicants seeking funds to bring the first local origination 
capacity to an area already receiving some public telecommunications 
services may do so, either by establishing a new (and additional) public 
telecommunications facility, or by adding local origination capacity to 
an existing facility. A source of a public telecommunications

[[Page 483]]

signal is distant when the geographical area to which the source is 
brought is beyond the grade B contour of the origination facility.
    (4) Priority 4 Improvement of Public Broadcasting Services. (i) 
Projects eligible for consideration under this category are intended to 
improve the delivery of public broadcasting services to a geographic 
area. These projects include the establishment of a public broadcast 
facility to serve a geographic area already receiving public 
telecommunications services, projects for the replacement of basic 
obsolete or worn-out equipment at existing public broadcasting 
facilities and the upgrading of existing origination or delivery 
capacity to current industry performance standards (e.g., improvements 
to signal quality, and significant improvements in equipment flexibility 
or reliability). As under Priority 2, applicants seeking to replace or 
improve basic equipment under Priority 4 should show that the 
replacement of the equipment is necessary by including in their 
applications data indicating excessive downtime, or a high incidence of 
repair (such as documented in repair records). Within this category, 
NTIA establishes two subcategories: Priority 4A and Priority 4B.
    (ii) Priority 4A. (A) Applications to replace urgently needed 
equipment from public broadcasting stations that do not meet the 
Priority 2 criteria because they do not provide either the only public 
telecommunications signal or the only locally originated public 
telecommunications signal to a geographic area. NTIA will also consider 
applications that improve as well as replace urgently needed production-
related equipment at public radio and television stations that do not 
qualify for Priority 2 consideration but that produce, on a continuing 
basis, significant amounts of programming distributed nationally to 
public radio or television stations.
    (B) The establishment of public broadcasting facilities to serve a 
geographic area already receiving public telecommunications services. 
The applicant must demonstrate that it will address underserved needs in 
an area which significantly differentiates its service from what is 
already available in its service area.
    (C) The acquisition of satellite downlinks for public radio stations 
in areas already served by one or more full-service public radio 
stations. The applicant must demonstrate that it will broadcast a 
program schedule that does not merely duplicate what is already 
available in its service area.
    (D) The acquisition of the necessary items of equipment to bring the 
inventory of an already-operating station to the basic level of 
equipment requirements established by PTFP. This is intended to assist 
stations that went on the air with a complement of equipment well short 
of what the Agency considers as the basic complement.
    (iii) Priority 4B. The improvement and non-urgent replacement of 
equipment at any public broadcasting station.
    (5) Priority 5 Augmentation of Existing Broadcast Stations. Projects 
in this category would equip an existing station beyond a basic capacity 
to broadcast programming from distant sources and to originate local 
programming.
    (i) Priority 5A Projects to equip auxiliary studios at remote 
locations, or to provide mobile origination facilities. An applicant 
must demonstrate that significant expansion in public participation in 
programming will result. This subcategory includes mobile units, 
neighborhood production studios, or facilities in other locations within 
a station's service area that would make participation in local 
programming accessible to additional segments of the population.
    (ii) Priority 5B--Projects to augment production capacity beyond 
basic level in order to provide programming or related materials for 
other than local distribution. This subcategory would provide equipment 
for the production of programming for regional or national use. Need 
beyond existing capacity must be justified.
    (6) Other cases. NTIA possesses the discretionary authority to 
recommend awarding grants to eligible broadcast applicants whose 
proposals are so unique or innovative that they do not clearly fall 
within the five Priorities listed in this section. Innovative projects 
submitted under this category

[[Page 484]]

must address demonstrated and sub stantial community needs or must 
address issues related to the conversion of public broadcasting 
facilities to advanced digital technologies.
    (c) An applicant may request a preliminary determination of whether 
a proposed project fits within at least one of the above listed 
categories any time prior to the closing date.
    (d) All applications will be reviewed after the closing date. If an 
application does not fall within one of the listed categories, it may be 
rejected and returned without further consideration.

[61 FR 57974, Nov. 8, 1996; 61 FR 64948, Dec. 9, 1996]