[Code of Federal Regulations]
[Title 15, Volume 3]
[Revised as of January 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 15CFR971.103]

[Page 343-344]
 
                  TITLE 15--COMMERCE AND FOREIGN TRADE
 
CHAPTER IX--NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION, DEPARTMENT 
                               OF COMMERCE
 
PART 971_DEEP SEABED MINING REGULATIONS FOR COMMERCIAL RECOVERY PERMITS--Table 
of Contents
 
                            Subpart A_General
 
Sec. 971.103  Prohibited activities and restrictions.

    (a) Prohibited activities and exceptions. (1) No United States 
citizen may engage in any commercial recovery unless authorized to do so 
under--
    (i) A permit issued pursuant to the Act and implementing 
regulations;
    (ii) A license, permit or equivalent authorization issued by a 
reciprocating state; or
    (iii) An international agreement which is in force with respect to 
the United States.
    (2) The prohibitions of paragraph (a)(1) of this section do not 
apply to any of the following activities:
    (i) Scientific research, including that concerning hard mineral 
resources;
    (ii) Mapping, or the taking of any geophysical, geochemical, 
oceanographic, or atmospheric measurements or random bottom samplings of 
the deep seabed, if such taking does not significantly alter the surface 
or subsurface of the seabed or significantly affect the environment;
    (iii) The design, construction, or testing of equipment and 
facilities which will or may be used for exploration or commercial 
recovery, if such design, construction or testing is conducted onshore, 
or does not involve the recovery of any but incidental hard mineral 
resources;
    (iv) The furnishing of machinery, products, supplies, services, or 
materials for any exploration or commercial recovery conducted under a 
license or permit issued under the Act and implementing regulations, a 
license or permit or equivalent authorization issued by a reciprocating 
state, or any relevant international agreement; and
    (v) Activities, other than exploration or commercial recovery 
activities, of the Federal Government.
    (3) No United States citizen may interfere or participate in 
interference with any activity conducted by any permittee which is 
authorized to be undertaken under a permit issued by the Administrator 
to a permittee under the Act or with any activity conducted by the 
holder of, and authorized to be undertaken under, a license or permit or 
equivalent authorization issued by a reciprocating state for the 
commercial recovery of hard mineral resources. For purposes of this 
section, interference includes physical interference with activities 
authorized by the Act, this part, and a license or permit issued 
pursuant thereto; the filing of a specious claim in the United States or 
any other nation; and any other activity designed to harass, or which 
has the effect of harassing, persons conducting deep seabed mining 
activities authorized by law. Interference does not include the exercise 
of any superior rights granted to United States citizens by the 
Constitution of the United States, or any Federal or State law, treaty, 
or agreement or regulation promulgated pursuant thereto.
    (4) United States citizens shall exercise their rights on the high 
seas with reasonable regard for the interests of other states in their 
exercise of the freedoms of the high seas.
    (b) Restrictions on issuance of permits. The Administrator will not 
issue any permit--

[[Page 344]]

    (1) After the date on which any relevant international agreement is 
ratified by and enters into force with respect to the United States, 
except to the extent that issuance of the permit is not inconsistent 
with that agreement.
    (2) The recovery plan of which, submitted pursuant to the Act and 
implementing regulations, would apply to an area to which applies, or 
would conflict with:
    (i) Any exploration plan or recovery plan submitted with any pending 
application to which priority of right for issuance applies under 15 CFR 
part 970 or this part;
    (ii) Any exploration plan or recovery plan associated with any 
existing license or permit; or
    (iii) An equivalent authorization which has been issued, or for 
which formal notice of application has been submitted, by a 
reciprocating state prior to the filing date of any relevant application 
for licenses or permits pursuant to the Act and implementing 
regulations;
    (3) Authorizing commercial recovery within any area of the deep 
seabed in which exploration is authorized under a valid existing license 
if such permit is issued to a person other than the licensee for such 
area;
    (4) Which authorizes commercial recovery to commence before January 
1, 1988;
    (5) The recovery plan for which applies to any area of the deep 
seabed if, within the 3-year period before the date of application for 
that permit:
    (i) The applicant therefor surrendered or relinquished such area 
under an exploration plan or recovery plan associated with a previous 
license or permit issued to such applicant; or
    (ii) A permit previously issued to the applicant had an exploration 
plan or recovery plan which applied to such area and such license or 
permit was revoked under section 106 of the Act;
    (6) Or approve the transfer of a permit, except to a United States 
citizen; or
    (7) That would authorize commercial recovery activities in an area 
other than for which the applicant therefore holds a valid exploration 
license under part 970 of this title.