[Code of Federal Regulations]
[Title 5, Volume 2]
[Revised as of January 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 5CFR930.210]

[Page 573-575]
 
                    TITLE 5--ADMINISTRATIVE PERSONNEL
 
          CHAPTER I--OFFICE OF PERSONNEL MANAGEMENT (CONTINUED)
 
PART 930_PROGRAMS FOR SPECIFIC POSITIONS AND EXAMINATIONS (MISCELLANEOUS)
--Table of Contents
 
  Subpart B_Appointment, Pay, and Removal of Administrative Law Judges
 
Sec. 930.210  Pay.

    (a) OPM will place each administrative law judges position in one of 
the three grades or levels of basic pay, AL-3, AL-2, or AL-1, of the 
Administrative Law Judge Pay System established under 5 U.S.C. 5372 in 
accordance with this section. AL-3 has six rates of basic pay, A, B, C, 
D, E, and F.
    (1) The rate of basic pay for AL-3, rate A, may not be less than 65 
percent of the rate of basic pay for level IV of the Executive Schedule. 
The rate of basic pay for AL-1 may not exceed the rate for level IV of 
the Executive Schedule.
    (2) The President will determine the appropriate adjustment for each 
rate in the Administrative Law Judge Pay System, subject to paragraph 
(a)(1) of this section. Such adjustments will take effect on the first 
day of the first applicable pay period beginning on or after the first 
day of the month in which adjustments in the General Schedule rates of 
basic pay under 5 U.S.C. 5303 take effect.
    (3) An agency must use the following procedures to convert an 
administrative law judge's annual rate of basic pay to an hourly, daily, 
weekly, or biweekly rate:
    (i) To derive an hourly rate, divide the annual rate of pay by 2,087 
and round to the nearest cent, counting one-half cent and over as the 
next higher cent.
    (ii) To derive a daily rate, multiply the hourly rate by the number 
of daily hours of service required by the administrative appeals judge's 
basic daily tour of duty.
    (iii) To derive a weekly or biweekly rate, multiply the hourly rate 
by 40 or 80, as the case may be.
    (b) An agency may not grant a monetary and honorary award under 5 
U.S.C. 4503 for superior accomplishment by an administrative law judge 
in the performance of adjudicatory functions.
    (c) AL-3 is the basic pay level for administrative law judge 
positions filled through competitive examination under OPM Examination 
Announcement No. 318, as provided in section 930.203 of this part.
    (d) Subject to the approval of OPM, agencies may establish 
administrative law judge positions at pay levels AL-2 and AL-1. 
Administrative law judge positions may be placed at such levels when 
they involve significant administrative and managerial responsibilities.
    (e) Judges must serve at least 1 year in each AL level, in an 
equivalent or higher level in positions in the Federal service, before 
advancing to the next higher level and may advance only one level at a 
time.
    (f) Except as provided in paragraph (g) of this section, upon 
appointment to an administrative law judge position placed in AL-3, an 
administrative law judge shall be paid at the minimum rate A of AL-3, 
and shall be automatically advanced successively to rates B, C, and D of 
that level upon completion of 52 weeks of service in the next lower 
rate, and to rates E and F of that level upon completion of 104 weeks of 
service

[[Page 574]]

in the next lower rate. Time in a nonpay status is generally creditable 
service in the computation of a waiting period only in so far as it does 
not exceed 2 weeks per year for each 52 weeks of service. However, time 
in a nonpay status is also fully creditable if absence is due to 
military service, as defined in 5 U.S.C. 8331(13), or due to receipt of 
injury compensation under chapter 81 of title 5, United States Code.
    (g) Upon appointment to a position at AL-3, an administrative law 
judge will be paid at the minimum rate A, unless the administrative law 
judge is eligible for a higher rate B, C, D, E, or F because of prior 
service or superior qualifications, as follows--
    (1) An agency may offer an administrative law judge applicant with 
prior Federal service a higher than minimum rate, without obtaining the 
prior approval of OPM in order to pay the rate that is next above the 
applicant's highest previous Federal rate of pay, up to the maximum rate 
F.
    (2) An agency may offer an administrative law judge applicant with 
superior qualifications a higher than minimum rate if it first obtains 
approval from OPM to offer such a higher rate to an applicant who is 
within reach on a certificate of eligible administrative law judge 
applicants in order to pay that rate of pay that is next above the 
applicant's existing pay or earnings up to the maximum rate F. 
``Superior qualifications'' for applicants includes having legal 
practice before the hiring agency, having practice in another forum with 
legal issues of concern to the hiring agency, or having an outstanding 
reputation among others in the field. OPM will approve such payment of 
higher than minimum rates for applicants with superior qualifications 
only when it is clearly necessary to meet the needs of the Government.
    (h) Subject to the approval of OPM, and on the appropriate 
recommendation of the employing agency, an agency may on a one-time 
basis, advance an administrative law judge in a position at AL-3 with 
added administrative and managerial duties and responsibilities one rate 
beyond that allowed under current pay rates for AL-3, up to the maximum 
Rate F.
    (i) Upon appointment to an administrative law judge position placed 
at AL-2 or AL-1, administrative law judges will be paid at the 
established rates for those levels.
    (j) In making initial pay adjustments for administrative law judges 
from positions paid under the General Schedule to positions paid under 
the new pay system established under 5 U.S.C. 5372, the rate of basic 
pay for any such judge shall, upon conversion to the new pay system, be 
at least equal to the rate that was payable to that individual 
immediately before such conversion.
    (k) Except as provided in paragraph (l) of this section, on the 
first day of the first applicable pay period beginning on or after 
February 10, 1991, administrative law judges will be converted from the 
General Schedule to AL-3, 2, and 1 as follows:

------------------------------------------------------------------------
             General schedule                            AL
------------------------------------------------------------------------
GS-15, Steps 1-2-3-4......................  AL-3, Rate A.
GS-15, Steps 5-6..........................  AL-3, Rate B.
GS-15, Steps 7-8-9........................  AL-3, Rate C.
GS-15, Step 10............................  AL-3, Rate D.
GS-16, Steps 1-2-3........................  AL-3, Rate C.
GS-16, Steps 4-5-6........................  AL-3, Rate D.
GS-16, Steps 7-8..........................  AL-3, Rate E.
GS-16, Step 9.............................  AL-3, Rate F.
GS-17, Steps 1-5..........................  AL-2.
GS-18.....................................  AL-1.
------------------------------------------------------------------------

    (l) In making the initial conversion from the General Schedule pay 
rates to the new AL pay system for administrative law judges, effective 
on the first day of the first applicable pay period beginning on or 
after February 10, 1991, those GS-15 and GS-16 administrative law judges 
receiving the 8 percent interim geographic adjustments authorized by 
Schedule 9 of Executive Order 12736 of December 12, 1990, will convert 
as follows:

------------------------------------------------------------------------
             General schedule                            AL
------------------------------------------------------------------------
GS-15, Steps 1-2..........................  AL-3, Rate A.
GS-15, Steps 3-4-5........................  AL-3, Rate B.
GS-15, Steps 6-7..........................  AL-3, Rate C.
GS-15, Steps 8-9-10.......................  AL-3, Rate D.
GS-16, Steps 1-2..........................  AL-3, Rate C.
GS-16, Steps 3-4..........................  AL-3, Rate D.
GS-16, Steps 5-6-7........................  AL-3, Rate E.
GS-16, Steps 8-9..........................  AL-3, Rate F.
------------------------------------------------------------------------

    (m) Agencies must document all pay changes made in accordance with 
this section by completing a Standard Form 50, or equivalent, in the 
usual manner and forwarding an extra copy

[[Page 575]]

directly to the Office of Administrative Law Judges, Career Entry Group, 
U.S. Office of Personnel Management, 1900 E Street, NW., Washington, DC 
20415.

[56 FR 6210, Feb. 14, 1991, as amended at 57 FR 1369, Jan. 14, 1992; 66 
FR 63909, Dec. 11, 2001]