[Code of Federal Regulations]
[Title 9, Volume 1]
[Revised as of January 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 9CFR88.4]

[Page 337-338]
 
                  TITLE 9--ANIMALS AND ANIMAL PRODUCTS
 
  CHAPTER I--ANIMAL AND PLANT HEALTH INSPECTION SERVICE, DEPARTMENT OF 
                               AGRICULTURE
 
PART 88_COMMERCIAL TRANSPORTATION OF EQUINES FOR SLAUGHTER--Table of Contents
 
Sec.  88.4  Requirements for transport.

    (a) Prior to the commercial transportation of equines to a 
slaughtering facility, the owner/shipper must:
    (1) For a period of not less than 6 consecutive hours immediately 
prior to the equines being loaded on the conveyance, provide each equine 
appropriate food (i.e., hay, grass, or other food that would allow an 
equine in transit to maintain well-being), potable water, and the 
opportunity to rest;
    (2) Apply a USDA backtag \2\ to each equine in the shipment;
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    \2\ USDA backtags are available at recognized slaughtering 
establishments and specifically approved stockyards and from State 
representatives and APHIS representatives. A list of recognized 
slaughtering establishments and specifically approved stockyards may be 
obtained as indicated in Sec.  78.1 of this chapter. The terms ``State 
representative'' and ``APHIS representative'' are defined in Sec.  78.1 
of this chapter.
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    (3) Complete and sign an owner-shipper certificate for each equine 
being transported. The owner-shipper certificate for each equine must 
accompany the equine throughout transit to the slaughtering facility and 
must include the following information, which must be typed or legibly 
completed in ink:
    (i) The owner/shipper's name, address, and telephone number;
    (ii) The receiver's (destination) name, address, and telephone 
number;
    (iii) The name of the auction/market, if applicable;
    (iv) A description of the conveyance, including the license plate 
number;
    (v) A description of the equine's physical characteristics, 
including such information as sex, breed, coloring, distinguishing 
markings, permanent brands, tattoos, and electronic devices that could 
be used to identify the equine;
    (vi) The number of the USDA backtag applied to the equine in 
accordance with paragraph (a)(2) of this section;
    (vii) A statement of fitness to travel at the time of loading, which 
will indicate that the equine is able to bear weight on all four limbs, 
able to walk unassisted, not blind in both eyes, older than 6 months of 
age, and not likely to give birth during the trip;
    (viii) A description of any preexisting injuries or other unusual 
condition of the equine, such as a wound or blindness in one eye, that 
may cause the equine to have special handling needs;
    (ix) The date, time, and place the equine was loaded on the 
conveyance; and
    (x) A statement that the equine was provided access to food, water, 
and rest prior to transport in accordance with paragraph (a)(1) of this 
section; and
    (4) Load the equines on the conveyance so that:
    (i) Each equine has enough floor space to ensure that no equine is 
crowded in a way likely to cause injury or discomfort; and
    (ii) Each stallion and any aggressive equines are completely 
segregated so that no stallion or aggressive equine can come into 
contact with any other equine on the conveyance.
    (b) During transit to the slaughtering facility, the owner/shipper 
must:
    (1) Drive in a manner to avoid causing injury to the equines;
    (2) Observe the equines as frequently as circumstances allow, but 
not less than once every 6 hours, to check the physical condition of the 
equines and

[[Page 338]]

ensure that all requirements of this part are being followed. The owner/
shipper must obtain veterinary assistance as soon as possible from an 
equine veterinarian for any equines in obvious physical distress. 
Equines that become nonambulatory en route must be euthanized by an 
equine veterinarian. If an equine dies en route, the owner/shipper must 
contact the nearest APHIS office as soon as possible and allow an APHIS 
veterinarian to examine the equine. If an APHIS veterinarian is not 
available, the owner/shipper must contact an equine veterinarian;
    (3) Offload from the conveyance any equine that has been on the 
conveyance for 28 consecutive hours and provide the equine appropriate 
food, potable water, and the opportunity to rest for at least 6 
consecutive hours; and
    (4) If offloading is required en route to the slaughtering facility, 
the owner/shipper must prepare another owner-shipper certificate as 
required by paragraph (a)(2) of this section and record the date, time, 
and location where the offloading occurred. In this situation, both 
owner-shipper certificates would need to accompany the equine to the 
slaughtering facility.
    (c) Handling of all equines in commercial transportation to a 
slaughtering facility shall be done as expeditiously and carefully as 
possible in a manner that does not cause unnecessary discomfort, stress, 
physical harm, or trauma. Electric prods may not be used on equines in 
commercial transportation to a slaughtering facility for any purpose, 
including loading or offloading on the conveyance, except when human 
safety is threatened.
    (d) At any point during the commercial transportation of equines to 
a slaughtering facility, a USDA representative may examine the equines, 
inspect the conveyance, or review the owner-shipper certificates 
required by paragraph (a)(3) of this section.
    (e) At any time during the commercial transportation of equines to a 
slaughtering facility, a USDA representative may direct the owner/
shipper to take appropriate actions to alleviate the suffering of any 
equine. If deemed necessary by the USDA representative, such actions 
could include securing the services of an equine veterinarian to treat 
an equine, including performing euthanasia if necessary.
    (f) The individual or other entity who signs the owner-shipper 
certificate must maintain a copy of the owner-shipper certificate for 1 
year following the date of signature.