[Code of Federal Regulations] [Title 31, Volume 2] [Revised as of July 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 31CFR501.101] [Page 561-563] TITLE 31--MONEY AND FINANCE: TREASURY CHAPTER V--OFFICE OF FOREIGN ASSETS CONTROL, DEPARTMENT OF THE TREASURY PART 501_REPORTING, PROCEDURES AND PENALTIES REGULATIONS--Table of Contents Subpart A_Relation of This Part to Other Parts in This Chapter Sec. 501.101 Relation of this part to other parts in this chapter. Subpart A_Relation of This Part to Other Parts in This Chapter Sec. 501.101 Relation of this part to other parts in this chapter. Subpart B_Definitions 501.301 Definitions. Subpart C_Reports 501.601 Records and recordkeeping requirements. 501.602 Reports to be furnished on demand. 501.603 Reports on blocked property. [[Page 562]] 501.604 Reports by U.S. financial institutions on rejected funds transfers. 501.605 Reports on litigation, arbitration, and dispute resolution proceedings. 501.606 Reporting and recordkeeping requirements applicable to economic sanctions programs. Subpart D_Trading With the Enemy Act (TWEA) Penalties 501.700 Applicability. 501.701 Penalties. 501.702 Definitions. 501.703 Overview of civil penalty process and construction of rules. 501.704 Appearance and practice. 501.705 Service and filing. 501.706 Prepenalty Notice; issuance by Director. 501.707 Response to Prepenalty Notice. 501.708 Director's finding of no penalty warranted. 501.709 Penalty Notice. 501.710 Settlement. 501.711 Hearing request. 501.712 Acknowledgment of hearing request. 501.713 Order Instituting Proceedings. 501.714 Answer to Order Instituting Proceedings. 501.715 Notice of hearing. 501.716 Default. 501.717 Consolidation of proceedings. 501.718 Conduct and order of hearings. 501.719 Ex parte communications. 501.720 Separation of functions. 501.721 Hearings to be public. 501.722 Prehearing conferences. 501.723 Prehearing disclosures; methods to discover additional matter. 501.724 Documents that may be withheld. 501.725 Confidential treatment of information in certain filings. 501.726 Motions. 501.727 Motion for summary disposition. 501.728 Subpoenas. 501.729 Sanctions. 501.730 Depositions upon oral examination. 501.731 Depositions upon written questions. 501.732 Evidence. 501.733 Evidence: confidential information; protective orders. 501.734 Introducing prior sworn statements of witnesses into the record. 501.735 Proposed findings, conclusions and supporting briefs. 501.736 Authority of Administrative Law Judge. 501.737 Adjustments of time, postponements and adjournments. 501.738 Disqualification and withdrawal of Administrative Law Judge. 501.739 Record in proceedings before Administrative Law Judge; retention of documents; copies. 501.740 Decision of Administrative Law Judge. 501.741 Review of decision or ruling. 501.742 Secretary's designee's consideration of decisions by Administrative Law Judge. 501.743 Briefs filed with the Secretary's designee. 501.744 Record before the Secretary's designee. 501.745 Orders and decisions: signature, date and public availability. 501.746 Referral to United States Department of Justice; administrative collection measures. 501.747 Procedures on remand of decisions. Subpart E_Procedures 501.801 Licensing. 501.802 Decisions. 501.803 Amendment, modification, or revocation. 501.804 Rulemaking. 501.805 Rules governing availability of information. 501.806 Procedures for unblocking funds believed to have been blocked due to mistaken identity. 501.807 Procedures governing removal of names from appendices A, B, and C to this chapter. 501.808 License application and other procedures applicable to economic sanctions programs. Subpart F_Paperwork Reduction Act 501.901 Paperwork Reduction Act notice. Authority: 18 U.S.C. 2332d; 21 U.S.C. 1901-1908; 22 U.S.C. 287c; 22 U.S.C. 2370(a); 31 U.S.C. 321(b); 50 U.S.C. 1701-1706; 50 U.S.C. App. 1- 44; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); E.O. 9193, 7 FR 5205, 3 CFR, 1938-1943 Comp., p. 1174; E.O. 9989, 13 FR 4891, 3 CFR, 1943-1948 Comp., p. 748; E.O. 12854, 58 FR 36587, 3 CFR, 1993 Comp., p. 614. Source: 62 FR 45101, Aug. 25, 1997, unless otherwise noted. This part sets forth standard reporting and recordkeeping requirements and license application and other procedures governing transactions regulated pursuant to other parts codified in this chapter, as well as to economic sanctions programs for which implementation and administration are delegated to the Office of Foreign Assets Control. Substantive prohibitions and policies particular to each economic [[Page 563]] sanctions program are not contained in this part but are set forth in the particular part of this chapter dedicated to that program, or, in the case of economic sanctions programs not yet implemented in regulations, in the applicable executive order or other authority. License application procedures and reporting requirements set forth in this part govern transactions undertaken pursuant to general or specific licenses. The criteria for general and specific licenses pertaining to a particular economic sanctions program are set forth in subpart E of the individual parts in this chapter. Statements of licensing policy contained in subpart E of the individual parts in this chapter, however, may contain additional information collection provisions that require production of specified documentation unique to a given general license or statement of licensing policy. [62 FR 52494, Oct. 8, 1997]