[Code of Federal Regulations]
[Title 40, Volume 30]
[Revised as of July 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR1051.125]

[Page 607-608]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 1051_CONTROL OF EMISSIONS FROM RECREATIONAL ENGINES AND VEHICLES
--Table of Contents
 
          Subpart B_Emission Standards and Related Requirements
 
Sec. 1051.125  What maintenance instructions must I give to buyers?

    Give the ultimate buyer of each new vehicle written instructions for 
properly maintaining and using the vehicle, including the emission-
control system. The maintenance instructions also apply to service 
accumulation on your test vehicles or engines, as described in 40 CFR 
part 1065, subpart E.
    (a) Critical emission-related maintenance. Critical emission-related 
maintenance includes any adjustment, cleaning, repair, or replacement of 
air-induction, fuel-system, or ignition components, aftertreatment 
devices, pulse-air valves, exhaust gas recirculation systems, crankcase 
ventilation valves, sensors, or electronic control units. This may also 
include any other component whose only purpose is to reduce emissions or 
whose failure will increase emissions without significantly degrading 
engine performance. You may schedule critical emission-related 
maintenance on these components if you meet the following conditions:
    (1) You may ask us to approve critical emission-related maintenance 
only if it meets two criteria:
    (i) Operators are reasonably likely to do the maintenance you call 
for.
    (ii) Vehicles need the maintenance to meet emission standards.
    (2) We will accept scheduled maintenance as reasonably likely to 
occur in use if you satisfy any of four conditions:
    (i) You present data showing that, if a lack of maintenance 
increases emissions, it also unacceptably degrades the vehicle's 
performance.
    (ii) You present survey data showing that 80 percent of vehicles in 
the field get the maintenance you specify at the recommended intervals.
    (iii) You provide the maintenance free of charge and clearly say so 
in maintenance instructions for the customer.
    (iv) You otherwise show us that the maintenance is reasonably likely 
to be done at the recommended intervals.
    (3) You may not schedule critical emission-related maintenance 
within the minimum useful life period for aftertreatment devices, pulse-
air valves, fuel injectors, oxygen sensors, electronic control units, 
superchargers, or turbochargers.
    (b) Recommended additional maintenance. You may recommend, but not 
require, any additional amount of maintenance on the components listed

[[Page 608]]

in paragraph (a) of this section. However, you must make it clear that 
these maintenance steps are not necessary to keep the emission-related 
warranty valid. If operators do the maintenance specified in paragraph 
(a) of this section, but not the recommended additional maintenance, 
this does not allow you to disqualify them from in-use testing or deny a 
warranty claim.
    (c) Special maintenance. You may specify more frequent maintenance 
to address problems related to special situations such as substandard 
fuel or atypical engine operation. You may not perform this special 
maintenance during service accumulation or durability testing.
    (d) Noncritical emission-related maintenance. For engine parts not 
listed in paragraph (a) of this section, you may schedule any amount of 
emission-related inspection or maintenance. But you must state clearly 
that these steps are not necessary to keep the emission-related warranty 
valid. Also, do not take these inspection or maintenance steps during 
service accumulation on your test vehicles or engines.
    (e) Maintenance that is not emission-related. For maintenance 
unrelated to emission controls, you may schedule any amount of 
inspection or maintenance. You may also take these inspection or 
maintenance steps during service accumulation on your test vehicles or 
engines. This might include adding engine oil or adjusting chain 
tension, clutch position, or tire pressure.
    (f) Source of parts and repairs. Print clearly on the first page of 
your written maintenance instructions that any repair shop or person may 
maintain, replace, or repair emission-control devices and systems. Your 
instructions may not require any component or service identified by 
brand, trade, or corporate name. Also, do not directly or indirectly 
condition your warranty on a requirement that the vehicle be serviced by 
your franchised dealers or any other service establishments with which 
you have a commercial relationship. You may disregard the requirements 
in this paragraph (f) if you do one of two things:
    (1) Provide a component or service without charge under the purchase 
agreement.
    (2) Get us to waive this prohibition in the public's interest by 
convincing us the vehicle will work properly only with the identified 
component or service.

    Effective Date Note: At 69 FR 39529, June 29, 2004, Sec. 1051.125 
was amended by revising paragraph (a) introductory text and paragraph 
(d), effective Aug. 30, 2004. For the convenience of the user, the 
revised text is set forth as follows;

Sec. 1051.125  What maintenance instructions must I give to buyers?

    (a) Critical emission-related maintenance. Critical emission-related 
maintenance includes any adjustment, cleaning, repair, or replacement of 
critical emission-related components. This may also include additional 
emission-related maintenance that you determine is critical if we 
approve it in advance. You may schedule critical emission-related 
maintenance on these components if you meet the following conditions:

                                * * * * *

    (d) Noncritical emission-related maintenance. You may schedule any 
amount of emission-related inspection or maintenance that is not covered 
by paragraph (a) of this section, as long as you state in the owners 
manual that these steps are not necessary to keep the emission-related 
warranty valid. If operators fail to do this maintenance, this does not 
allow you to disqualify those engines from in-use testing or deny a 
warranty claim. Do not take these inspection or maintenance steps during 
service accumulation on your emission-data engines.

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