[Code of Federal Regulations] [Title 40, Volume 30] [Revised as of July 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 40CFR1068.30] [Page 688-691] TITLE 40--PROTECTION OF ENVIRONMENT CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED) PART 1068_GENERAL COMPLIANCE PROVISIONS FOR NONROAD PROGRAMS--Table of Contents Subpart A_Applicability and Miscellaneous Provisions Sec. 1068.30 What definitions apply to this part? The following definitions apply to this part. The definitions apply to all subparts unless we note otherwise. All undefined terms have the meaning the Act gives to them. The definitions follow: Act means the Clean Air Act, as amended, 42 U.S.C. 7401 et seq. Aircraft means any vehicle capable of sustained air travel above treetop heights. Certificate holder means a manufacturer (including importers) with a valid certificate of conformity for at least one engine family in a given calendar year. Designated Officer means the Manager of the Engine Programs Group (6405-J), U.S. Environmental Protection Agency, 1200 Pennsylvania Ave., Washington, DC 20460. Emission-related defect means a defect in design, materials or workmanship (in an emission control device or vehicle component or system) that affects an emission-related component, parameter, or specification that is identified in Appendix I or Appendix II of this part. Engine means an engine to which this part applies. For equipment subject to this part and regulated under equipment-based standards, the term engine in this part shall be interpreted to include equipment. Engine-based means having emission standards related to measurements using an engine dynamometer, in units of grams of pollutant per kilowatt-hour. Engine manufacturer means the manufacturer that is subject to the certification requirements of the standard-setting part. For vehicles/ equipment subject to this part and regulated under vehicle/equipment- based standards, the term engine manufacturer in this part includes vehicles/equipment manufacturers. Equipment-based means having emission standards related to measurements from an engine installed in a vehicle using a chassis dynamometer, in units of grams of pollutant per kilometer. [[Page 689]] Equipment manufacturer means any company producing a piece of equipment (such as a vehicle) for sale or use in the United States. Manufacturer has the meaning given in section 216(1) of the Act. In general, this term includes any person who manufactures an engine or vehicle for sale in the United States or otherwise introduces a new engine or vehicle into commerce in the United States. This includes importers that import new engines or new equipment into the United States for resale. It also includes secondary engine manufacturers. New has the meaning we give it in the standard-setting part. Nonroad engine means: (1) Except as discussed in paragraph (2) of this definition, a nonroad engine is any internal combustion engine: (i) In or on a piece of equipment that is self-propelled or serves a dual purpose by both propelling itself and performing another function (such as garden tractors, off-highway mobile cranes and bulldozers); or (ii) In or on a piece of equipment that is intended to be propelled while performing its function (such as lawnmowers and string trimmers); or (iii) That, by itself or in or on a piece of equipment, is portable or transportable, meaning designed to be and capable of being carried or moved from one location to another. Indicia of transportability include, but are not limited to, wheels, skids, carrying handles, dolly, trailer, or platform. (2) An internal combustion engine is not a nonroad engine if: (i) The engine is used to propel a motor vehicle or a vehicle used solely for competition, or is subject to standards promulgated under section 202 of the Act; or (ii) The engine is regulated by a federal New Source Performance Standard promulgated under section 111 of the Act; or (iii) The engine otherwise included in paragraph (1)(iii) of this definition remains or will remain at a location for more than 12 consecutive months or a shorter period of time for an engine located at a seasonal source. A location is any single site at a building, structure, facility, or installation. Any engine (or engines) that replaces an engine at a location and that is intended to perform the same or similar function as the engine replaced will be included in calculating the consecutive time period. An engine located at a seasonal source is an engine that remains at a seasonal source during the full annual operating period of the seasonal source. A seasonal source is a stationary source that remains in a single location on a permanent basis (i.e., at least two years) and that operates at that single location approximately three months (or more) each year. This paragraph (2)(iii) does not apply to an engine after the engine is removed from the location. Operating hours means: (1) For engine storage areas or facilities, times during which people other than custodians and security personnel are at work near, and can access, a storage area or facility. (2) For other areas or facilities, times during which an assembly line operates or any of the following activities occurs: (i) Testing, maintenance, or service accumulation. (ii) Production or compilation of records. (iii) Certification testing. (iv) Translation of designs from the test stage to the production stage. (v) Engine manufacture or assembly. Piece of equipment means any vehicle, vessel, locomotive, aircraft, or other type of equipment using engines to which this part applies. Placed into service means used for its intended purpose. Reasonable technical basis means information that would lead a person familiar with engine design and function to reasonably believe a conclusion, related to compliance with the requirements of this part. For example, it would be reasonable to believe that parts performing the same function as the original parts (and to the same degree) would control emissions to the same degree as the original parts. Standard-setting part means the part in the Code of Federal Regulations that defines emission standards for a particular engine (see Sec. 1068.1(a)). For example, the standard-setting part for [[Page 690]] non-recreational spark-ignition engines over 19 kW is part 1048 of this chapter. Ultimate purchaser means the first person who in good faith buys a new engine for purposes other than resale. United States means the States, the District of Columbia, the Commonwealth of Puerto Rico, the Commonwealth of the Northern Mariana Islands, Guam, American Samoa, the U.S. Virgin Islands, and the Trust Territory of the Pacific Islands. We (us, our) means the Administrator of the Environmental Protection Agency and any authorized representatives. Effective Date Note: At 69 FR 39264, June 29, 2004, Sec. 1068.30 was amended by revising the definitions for ``Act'', ``Certificate holder'', ``Emission-related defect'', ``Engine-based'', ``Engine manufacturer'', ``Equipment-based'', ``Equipment manufacturer'', ``Manufacturer'', ``Nonroad engine'', ``Operating hours'', and ``Ultimate purchaser'', and ``U.S.-directed production volume'' and adding definitions for ``Aftertreatment'' and in alphabetical order, effective Aug. 30, 2004. For the convenience of the user, the revised text is set forth as follows: Sec. 1068.30 What definitions apply to this part? * * * * * Act means the Clean Air Act, as amended, 42 U.S.C. 7401-7671q. Aftertreatment means relating to a catalytic converter, particulate filter, or any other system, component, or technology mounted downstream of the exhaust valve (or exhaust port) whose design function is to reduce emissions in the engine exhaust before it is exhausted to the environment. Exhaust-gas recirculation (EGR) is not aftertreatment. * * * * * Certificate holder means a manufacturer (including importers) with a currently valid certificate of conformity for at least one engine family in a given model year. * * * * * Emission-related defect means a defect in design, materials, or workmanship (in an emission-control device or vehicle component or system) that affects an emission-related component, parameter, or specification that is identified in Appendix I or Appendix II of this part. Using an incorrect emission-related component is an emission- related defect. * * * * * Engine-based means having emission standards in units of grams of pollutant per kilowatt-hour, and which apply to the engine. Emission standards are either engine-based or equipment-based. Engine manufacturer means the manufacturer that is subject to the certification requirements of the standard-setting part. For vehicles and equipment subject to this part and regulated under vehicle-based or equipment-based standards, the term engine manufacturer in this part includes vehicle and equipment manufacturers. Equipment-based means having emission standards that apply to the equipment in which an engine is used, without regard to how the emissions are measured. Where equipment-based standards apply, we require that the equipment be certified, rather than just the engine. Emission standards are either engine-based or equipment-based. Equipment manufacturer means any company manufacturing a piece of equipment (such as a vehicle). Manufacturer has the meaning given in section 216(1) of the Act (42 U.S.C. 7550(1)). In general, this term includes any person who manufactures an engine or vehicle for sale in the United States or otherwise introduces a new engine or vehicle into commerce in the United States. This includes importers that import new engines or new equipment into the United States for resale. It also includes secondary engine manufacturers, as described in Sec. 1068.255. * * * * * Nonroad engine means: (1) Except as discussed in paragraph (2) of this definition, a nonroad engine is any internal combustion engine: (i) In or on a piece of equipment that is self-propelled or serves a dual purpose by both propelling itself and performing another function (such as garden tractors, off-highway mobile cranes and bulldozers); or (ii) In or on a piece of equipment that is intended to be propelled while performing its function (such as lawnmowers and string trimmers); or (iii) That, by itself or in or on a piece of equipment, is portable or transportable, meaning designed to be and capable of being carried or moved from one location to another. Indicia of transportability include, but are not limited to, wheels, skids, carrying handles, dolly, trailer, or platform. (2) An internal combustion engine is not a nonroad engine if: (i) The engine is used to propel a motor vehicle, an aircraft, or equipment used solely [[Page 691]] for competition, or is subject to standards promulgated under section 202 of the Act (42 U.S.C. 7521); or (ii) The engine is regulated by a federal New Source Performance Standard promulgated under section 111 of the Act (42 U.S.C. 7411); or (iii) The engine otherwise included in paragraph (1)(iii) of this definition remains or will remain at a location for more than 12 consecutive months or a shorter period of time for an engine located at a seasonal source. A location is any single site at a building, structure, facility, or installation. Any engine (or engines) that replaces an engine at a location and that is intended to perform the same or similar function as the engine replaced will be included in calculating the consecutive time period. An engine located at a seasonal source is an engine that remains at a seasonal source during the full annual operating period of the seasonal source. A seasonal source is a stationary source that remains in a single location on a permanent basis (i.e., at least two years) and that operates at that single location approximately three months (or more) each year. This paragraph (2)(iii) does not apply to an engine after the engine is removed from the location. Operating hours means: (1) For engine storage areas or facilities, times during which people other than custodians and security personnel are at work near, and can access, a storage area or facility. (2) For other areas or facilities, times during which an assembly line operates or any of the following activities occurs: (i) Testing, maintenance, or service accumulation. (ii) Production or compilation of records. (iii) Certification testing. (iv) Translation of designs from the test stage to the production stage. (v) Engine manufacture or assembly. * * * * * Ultimate purchaser means the first person who in good faith purchases a new nonroad engine or new piece of equipment for purposes other than resale. * * * * * U.S.-directed production volume means the number of engine units, subject to the requirements of this part, produced by a manufacturer for which the manufacturer has a reasonable assurance that sale was or will be made to ultimate purchasers in the United States. * * * * *