[Code of Federal Regulations]
[Title 40, Volume 20]
[Revised as of July 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR124.5]

[Page 273-275]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 124_PROCEDURES FOR DECISIONMAKING--Table of Contents
 
                 Subpart A_General Program Requirements
 
Sec. 124.5  Modification, revocation and reissuance, or termination of 
permits.

    (a) (Applicable to State programs, see Sec. Sec. 123.25 (NPDES), 
145.11 (UIC), 233.26 (404), and 271.14 (RCRA)). Permits (other than PSD 
permits) may be modified, revoked and reissued, or terminated either at 
the request of any interested person (including the permittee) or upon 
the Director's initiative. However, permits may only be modified, 
revoked and reissued, or terminated for the reasons specified in Sec. 
122.62 or Sec. 122.64 (NPDES), 144.39 or 144.40 (UIC), 233.14 or 233.15 
(404), and 270.41 or 270.43 (RCRA). All requests shall be in writing and 
shall contain facts or reasons supporting the request.
    (b) If the Director decides the request is not justified, he or she 
shall send the requester a brief written response giving a reason for 
the decision. Denials of requests for modification, revocation and 
reissuance, or termination are not subject to public notice, comment, or 
hearings. Denials by the Regional Administrator may be informally 
appealed to the Environmental Appeals Board by a letter briefly setting 
forth the relevant facts. The Environmental Appeals Board may direct the 
Regional Administrator to begin modification, revocation and reissuance, 
or termination proceedings under paragraph (c) of this section. The 
appeal shall be considered denied if the Environmental

[[Page 274]]

Appeals Board takes no action on the letter within 60 days after 
receiving it. This informal appeal is, under 5 U.S.C. 704, a 
prerequisite to seeking judicial review of EPA action in denying a 
request for modification, revocation and reissuance, or termination.
    (c) (Applicable to State programs, see Sec. Sec. 123.25 (NPDES), 
145.11 (UIC), 233.26 (404), and 271.14 (RCRA)). (1) If the Director 
tentatively decides to modify or revoke and reissue a permit under 
Sec. Sec. 122.62 (NPDES), 144.39 (UIC), 233.14 (404), or 270.41 or 
270.42(c) (RCRA), he or she shall prepare a draft permit under Sec. 
124.6 incorporating the proposed changes. The Director may request 
additional information and, in the case of a modified permit, may 
require the submission of an updated application. In the case of revoked 
and reissued permits, the Director shall require the submission of a new 
application.
    (2) In a permit modification under this section, only those 
conditions to be modified shall be reopened when a new draft permit is 
prepared. All other aspects of the existing permit shall remain in 
effect for the duration of the unmodified permit. When a permit is 
revoked and reissued under this section, the entire permit is reopened 
just as if the permit had expired and was being reissued. During any 
revocation and reissuance proceeding the permittee shall comply with all 
conditions of the existing permit until a new final permit is reissued.
    (3) ``Minor modifications'' as defined in Sec. Sec. 122.63 (NPDES), 
144.41 (UIC), and 233.16 (404), and ``Classes 1 and 2 modifications'' as 
defined in Sec. 270.42 (a) and (b) (RCRA) are not subject to the 
requirements of this section.
    (d) (Applicable to State programs, see Sec. Sec. 123.25 (NPDES) of 
this chapter, 145.11 (UIC) of this chapter, and 271.14 (RCRA) of this 
chapter). (1) If the Director tentatively decides to terminate: A permit 
under Sec. 144.40 (UIC) of this chapter, a permit under Sec. Sec. 
122.64(a) (NPDES) of this chapter or 270.43 (RCRA) of this chapter (for 
EPA-issued NPDES permits, only at the request of the permittee), or a 
permit under Sec. 122.64(b) (NPDES) of this chapter where the permittee 
objects, he or she shall issue a notice of intent to terminate. A notice 
of intent to terminate is a type of draft permit which follows the same 
procedures as any draft permit prepared under Sec. 124.6 of this 
chapter.
    (2) For EPA-issued NPDES or RCRA permits, if the Director 
tentatively decides to terminate a permit under Sec. 122.64(a) (NPDES) 
of this chapter, other than at the request of the permittee, or decides 
to conduct a hearing under section 3008 of RCRA in connection with the 
termination of a RCRA permit, he or she shall prepare a complaint under 
40 CFR 22.13 and 22.44 of this chapter. Such termination of NPDES and 
RCRA permits shall be subject to the procedures of part 22 of this 
chapter.
    (3) In the case of EPA-issued permits, a notice of intent to 
terminate or a complaint shall not be issued if the Regional 
Administrator and the permittee agree to termination in the course of 
transferring permit responsibility to an approved State under Sec. Sec. 
123.24(b)(1) (NPDES) of this chapter, 145.25(b)(1) (UIC) of this 
chapter, 271.8(b)(6) (RCRA) of this chapter, or 501.14(b)(1) (sludge) of 
this chapter. In addition, termination of an NPDES permit for cause 
pursuant to Sec. 122.64 of this chapter may be accomplished by 
providing written notice to the permittee, unless the permittee objects.
    (e) When EPA is the permitting authority, all draft permits 
(including notices of intent to terminate) prepared under this section 
shall be based on the administrative record as defined in Sec. 124.9.
    (f) (Applicable to State programs, see Sec. 233.26 (404)). Any 
request by the permittee for modification to an existing 404 permit 
(other than a request for a minor modification as defined in Sec. 
233.16 (404)) shall be treated as a permit application and shall be 
processed in accordance with all requirements of Sec. 124.3.
    (g)(1) (Reserved for PSD Modification Provisions).
    (2) PSD permits may be terminated only by rescission under Sec. 
52.21(w) or by automatic expiration under Sec. 52.21(r). Applications 
for rescission shall be

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precessed under Sec. 52.21(w) and are not subject to this part.

[48 FR 14264, Apr. 1, 1983, as amended at 53 FR 37934, Sept. 28, 1988; 
54 FR 18785, May 2, 1989; 57 FR 60129, Dec. 18, 1992; 65 FR 30910, May 
15, 2000]