[Code of Federal Regulations] [Title 42, Volume 3] [Revised as of October 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 42CFR1002.1] [Page 1155] TITLE 42--PUBLIC HEALTH GENERAL--HEALTH CARE, DEPARTMENT OF HEALTH AND HUMAN SERVICES PART 1002_PROGRAM INTEGRITY_STATE-INITIATED EXCLUSIONS FROM MEDICAID --Table of Contents Subpart A_General Provisions Sec. 1002.1 Scope and purpose. Subpart A_General Provisions Sec. 1002.1 Scope and purpose. 1002.2 General authority. 1002.3 Disclosure by providers and State Medicaid agencies. 1002.100 State plan requirement. Subpart B_Mandatory Exclusion 1002.203 Mandatory exclusion. Subpart C_Permissive Exclusions 1002.210 Permissive exclusions; general authority. 1002.211 Effect of exclusion. 1002.212 State agency notifications. 1002.213 Appeals of exclusions. 1002.214 Basis for reinstatement after State agency-initiated exclusion. 1002.215 Action on request for reinstatement. Subpart D_Notification to OIG of State or Local Convictions of Crimes Against Medicaid 1002.230 Notification of State or local convictions of crimes against Medicaid. Authority: 42 U.S.C. 1302, 1320a-3, 1320a-5, 1320a-7, 1396(a)(4)(A), 1396(p)(1), 1396a(30), 1396a(39), 1396b(a)(6), 1396b(b)(3), 1396b(i)(2) and 1396b(q). Source: 57 FR 3343, Jan. 29, 1992, unless otherwise noted. The regulations in this part specify certain bases upon which individuals and entities may, or in some cases must, be excluded from participation in the Medicaid program. These regulations specifically address the authority of State agencies to exclude on their own initiative, regardless of whether the OIG has excluded an individual or entity under part 1001 of this chapter. These regulations also delineate the States' obligation to inform the OIG of certain Medicaid-related convictions.