[Code of Federal Regulations] [Title 45, Volume 2] [Revised as of October 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 45CFR305.63] [Page 282-283] TITLE 45--PUBLIC WELFARE CHAPTER III--OFFICE OF CHILD SUPPORT ENFORCEMENT (CHILD SUPPORT PART 305_PROGRAM PERFORMANCE MEASURES, STANDARDS, FINANCIAL INCENTIVES, AND PENALTIES--Table of Contents Sec. 305.63 Standards for determining substantial compliance with IV-D requirements. For the purposes of a determination under Sec. 305.61(a)(1)(iii) of this part, in order to be found to be in substantial compliance with one or more of the IV-D requirements as a result of an audit conducted under Sec. 305.60 of this part, a State must meet the standards set forth below for each specific IV-D State plan requirement or requirements being audited and contained in parts 302 and 303 of this chapter, measured as follows: (a) The State must meet the requirements under the following areas: (1) Statewide operations, Sec. 302.10 of this chapter; (2) Reports and maintenance of records, Sec. 302.15(a) of this chapter; (3) Separation of cash handling and accounting functions, Sec. 302.20 of this chapter; and (4) Notice of collection of assigned support, Sec. 302.54 of this chapter. (b) The State must provide services required under the following areas in at least 90 percent of the cases reviewed: (1) Establishment of cases, Sec. 303.2(a) of this chapter; and (2) Case closure criteria, Sec. 303.11 of this chapter. (c) The State must provide services required under the following areas in at least 75 percent of the cases reviewed: (1) Collection and distribution of support payments, including: collection and distribution of support payments by the IV-D agency under Sec. 302.32(b) of this chapter; distribution of support collections under Sec. 302.51 of this chapter; and distribution of support collected in title IV-E foster care maintenance cases under Sec. 302.52 of this chapter; (2) Establishment of paternity and support orders, including: Establishment of a case under Sec. 303.2(b) of this chapter; services to individuals not receiving TANF or title IV-E foster care assistance, under Sec. 302.33(a)(1) through (4) of this chapter; provision of services in interstate IV-D cases under Sec. 303.7(a), (b) and (c)(1) through (6) and (c)(8) through (10) of this chapter; location of non- custodial parents under Sec. 303.3 of this chapter; establishment of paternity under Sec. 303.5(a) and (f) of this chapter; guidelines for setting child support awards under Sec. 302.56 of this chapter; and establishment of support obligations under Sec. 303.4(d), (e) and (f) of this chapter; (3) Enforcement of support obligations, including, in all appropriate cases: establishment of a case under Sec. 303.2(b) of this chapter; services to individuals not receiving TANF or title IV-E foster care assistance, under Sec. 302.33(a)(1) through (4) of this chapter; provision of services in interstate IV-D cases under Sec. 303.7(a), (b) and (c)(1) through (6) and (c)(8) through (10) of this chapter; location of non-custodial parents under Sec. 303.3 of this chapter; enforcement of support obligations under Sec. 303.6 of this chapter and State laws enacted under section 466 of the Act, including submitting once a year all appropriate cases in accordance with Sec. 303.6(c)(3) of this chapter to State and Federal income tax refund offset; and wage withholding under Sec. 303.100 of this chapter. In cases in which wage withholding cannot be implemented or is not available and the non- custodial parent has been located, States must use or attempt to use at least one enforcement technique available under State law in addition to Federal and State tax refund offset, in accordance with State laws and procedures and applicable State guidelines developed under Sec. 302.70(b) of this chapter; (4) Review and adjustment of child support orders, including: Establishment of a case under Sec. 303.2(b) of this chapter; services to individuals not receiving TANF or title IV-E foster care assistance, under Sec. 302.33(a)(1) through (4) of this chapter; provision of services in interstate IV-D cases under Sec. 303.7(a), (b) and (c)(1) through (6) and (c)(8) through (10) of this chapter; location of non- custodial parents under Sec. 303.3 of this chapter; guidelines for setting child support awards under Sec. 302.56 of this chapter; and review and adjustment of support obligations under Sec. 303.8 of this chapter; and (5) Medical support, including: establishment of a case under Sec. 303.2(b) of this chapter; services to individuals not receiving TANF or title IV-E foster care assistance, under Sec. 302.33(a)(1) [[Page 283]] through (4) of this chapter; provision of services in interstate IV-D cases under Sec. 303.7(a), (b) and (c)(1) through (6) and (c)(8) through (10) of this chapter; location of non-custodial parents under Sec. 303.3 of this chapter; securing medical support information under Sec. 303.30 of this chapter; and securing and enforcing medical support obligations under Sec. 303.31 of this chapter; and (6) Disbursement of support payments in accordance with the timeframes in section 454B of the Act and Sec. 302.32 of this chapter. (d) With respect to the 75 percent standard in paragraph (b) of this section: (1) Notwithstanding timeframes for establishment of cases in Sec. 303.2(b) of this chapter; provision of services in interstate IV-D cases under Sec. 303.7(a), (b) and (c)(4) through (6), (c)(8) and (9) of this chapter; location and support order establishment under Sec. 303.3(b)(3) and (5), and Sec. 303.4(d) of this chapter, if a support order needs to be established in a case and an order is established during the audit period in accordance with the State's guidelines for setting child support awards, the State will be considered to have taken appropriate action in that case for audit purposes. (2) Notwithstanding timeframes for establishment of cases in Sec. 303.2(b) of this chapter; provision of services in interstate IV-D cases under Sec. 303.7(a), (b) and (c)(4) through (6), and (c)(8) and (9) of this chapter; and location and review and adjustment of support orders contained in Sec. 303.3(b)(3) and (5), and Sec. 303.8 of this chapter, if a particular case has been reviewed and meets the conditions for adjustment under State laws and procedures and Sec. 303.8 of this chapter, and the order is adjusted, or a determination is made, as a result of a review, during the audit period, that an adjustment is not needed, in accordance with the State's guidelines for setting child support awards, the State will be considered to have taken appropriate action in that case for audit purposes. (3) Notwithstanding timeframes for establishment of cases in Sec. 303.2(b) of this chapter; provision of services in interstate IV-D cases under Sec. 303.7 (a), (b) and (c) (4) through (6), and (c)(8) and (9) of this chapter; and location and wage withholding in Sec. 303.3(b) (3) and (5), and Sec. 303.100 of this chapter, if wage withholding is appropriate in a particular case and wage withholding is implemented and wages are withheld during the audit period, the State will be considered to have taken appropriate action in that case for audit purposes. (4) Notwithstanding timeframes for establishment of cases in Sec. 303.2(b) of this chapter; provision of services in interstate IV-D cases under Sec. 303.7 (a), (b) and (c) (4) through (6), and (c)(8) and (9) of this chapter; and location and enforcement of support obligations in Sec. 303.3(b) (3) and (5), and Sec. 303.6 of this chapter, if wage withholding is not appropriate in a particular case, and the State uses at least one enforcement technique available under State law, in addition to Federal and State income tax refund offset, which results in a collection received during the audit period, the State will be considered to have taken appropriate action in the case for audit purposes. (e) The State must meet the requirements for expedited processes under Sec. 303.101(b)(2)(i) and (iii), and (e) of this chapter.