[Code of Federal Regulations]
[Title 46, Volume 1]
[Revised as of Octobery 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 46CFR10.202]

[Page 117-118]
 
                           TITLE 46--SHIPPING
 
         CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY
 
PART 10_LICENSING OF MARITIME PERSONNEL--Table of Contents
 
  Subpart B_General Requirements for All Licenses and Certificates of 
                                Registry
 
Sec. 10.202  Issuance of licenses, certificates of registry, and STCW 
certificates or endorsements.

    (a) Applications for original licenses, original certificates of 
registry, raises of grade, extensions of route, or endorsements must be 
current and up-to-date with respect to service and the physical 
examination, as appropriate. Physical examinations and approved 
applications are valid for 12 months.
    (b) Any person who is found qualified under the requirements set 
forth in this part is issued an appropriate license or certificate of 
registry valid for a term of 5 years from date of issuance. Any license 
or certificate of registry which is renewed or upgraded prior to its 
expiration date automatically becomes void upon issuance of the 
replacement license or certificate of registry.
    (c) A license or certificate of registry is not valid until signed 
by the applicant and the OCMI (or the OCMI's designated representative).
    (d) Every person who receives an original license or certificate of 
registry shall take an oath before a designated Coast Guard official 
that he or she will faithfully and honestly, according to his or her 
best skill and judgment, without concealment or reservation, perform all 
the duties required by law and obey all lawful orders of superior 
officers. Such an oath remains binding for all subsequent licenses or 
certificates of registry issued to that person unless specifically 
renounced in writing.

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    (e) The applicant for any original license, endorsement, or raise of 
grade of license must have at least three months' qualifying service on 
vessels of appropriate tonnage or horsepower within the three years 
immediately preceding the date of application.
    (f) Any applicant whose uncorrected vision exceeds 20/40 in either 
eye for deck licenses or 20/50 in either eye for engineer, radio 
officer, offshore installation manager, barge supervisor, or ballast 
control operator licenses may not serve under the authority of the 
license unless corrective lenses are worn and spare lenses are carried 
on board a vessel while serving. (Not applicable to staff officers).
    (g) If an Officer in Charge, Marine Inspection, refuses to grant an 
applicant the license or certificate of registry for which applied, the 
OCMI will furnish the applicant, if requested, a written statement 
setting forth the cause of denial.
    (h) The Officer in Charge, Marine Inspection, may modify the service 
and examination requirements in this part to satisfy the unique 
qualification requirements of an applicant. The Officer in Charge, 
Marine Inspection, may also lower the age requirement for operator of 
uninspected passenger vessels license applicants. The authority granted 
by a license will be restricted on its face to reflect any modifications 
made under the authority of this paragraph. Such restrictions shall not 
be removed without the approval of the OCMI issuing the license.
    (i) To obtain an original issuance or a renewal of a license or a 
certificate of registry, a raise in grade of a license, or a higher 
grade of certificate of registry each applicant shall produce evidence 
of having passed a chemical test for dangerous drugs or of qualifying 
for an exception from testing in Sec. 16.220 of this subchapter. An 
applicant who fails a chemical test for dangerous drugs will not be 
issued a license or certificate of registry.
    (j) When an original license is issued, renewed, upgraded, or 
otherwise modified, the OCMI will determine whether the holder of the 
license needs to hold an STCW certificate or endorsement for service on 
a seagoing vessel and then, if the holder is qualified, will issue the 
appropriate certificate or endorsement. The OCMI will also issue an STCW 
certificate or endorsement at other times, if circumstances so require 
and if the holder of the license is qualified to hold the certificate or 
endorsement.
    (k) Notwithstanding Sec. 10.205 (l), (m), (n), (o), and (p), Sec. 
10.304, and Sec. 10.901, each mariner found qualified to hold any of 
the following licenses will also be entitled to hold an STCW certificate 
or endorsement corresponding to the service or other limitations on the 
license, because the vessels concerned are not subject to further 
obligation under STCW, on account of their special operating conditions 
as small vessels engaged in domestic voyages:
    (1) Master's, mate's, or engineer's license for service on small 
passenger vessels that are subject to subchapter T or K of title 46, 
Code of Federal Regulations (CFR), and that operate beyond the boundary 
line.
    (2) Master's, mate's, or engineer's license for service on seagoing 
vessels of less than 200 gross register tons (GRT), other than passenger 
vessels subject to subchapter H of title 46, CFR.
    (l) Neither any person serving on any of the following vessels, nor 
any owner or operator of any of these vessels, need hold STCW 
certificates or endorsements, because they are exempt from application 
of STCW:
    (1) Uninspected passenger vessels as defined in 46 U.S.C. 2101(42).
    (2) Fishing vessels as defined in 46 U.S.C. 2101(11)(a).
    (3) Fishing vessels used as fish-tender vessels as defined in 46 
U.S.C. 2101(11)(c).
    (4) Barges as defined in 46 U.S.C. 2101(2), including non-self-
propelled mobile offshore-drilling units.
    (5) Vessels operating exclusively on the Great Lakes or the inland 
waters of the U.S. in the straits of Juan de Fuca inside passage.

[CGD 81-059, 52 FR 38623, Oct. 16, 1987, as amended by CGD 81-059, 53 FR 
133, Jan. 4, 1989; CGD 91-211, 59 FR 49297, Sept. 27, 1994; CGD 91-223, 
60 FR 4524, Jan. 23, 1995; CGD 95-062, 62 FR 34529, June 26, 1997; CGD 
95-062, 62 FR 40140, July 25, 1997; CGD 95-062, 62 FR 40281, July 28, 
1997; CGD 95-028, 62 FR 51195, Sept. 30, 1997]

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