[Code of Federal Regulations]
[Title 46, Volume 2]
[Revised as of October 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 46CFR67.3]

[Page 339-341]
 
                           TITLE 46--SHIPPING
 
   CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY (CONTINUED)
 
PART 67_DOCUMENTATION OF VESSELS--Table of Contents
 
                            Subpart A_General
 
Sec. 67.3  Definitions.

    The following definitions are for terms used in this part.
    Acknowledgment means:
    (a) An acknowledgment or notarization in any form which is in 
substantial compliance with the Uniform Acknowledgments Act, the Uniform 
Recognition of Acknowledgments Act, the Uniform Law on Notarial Acts, or 
the statutes of the State within which it is taken, made before a notary 
public or other official authorized by a law of a State or the United 
States to take acknowledgment of deeds;
    (b) An acknowledgment or notarization before a notary or other 
official authorized to take acknowledgments of deeds by the law of a 
foreign nation which is a party to the Hague Convention Abolishing the 
Requirement for Legalisation of Public Documents, 1961, provided that 
the acknowledgment or notarization is accompanied by the certificate 
described in Article 3 of that Convention; or
    (c) Any attestation which is substantially in the following form:

State:
County:

    On [date] the person(s) named above acknowledged execution of the 
foregoing instrument in their stated capacity(ies) for the purpose 
therein contained.

Notary Public

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My commission expires: [date]

    Affiliate means a person that is less than 50 percent owned or 
controlled by another person.
    Captured vessel means a vessel which has been taken by citizens of 
the United States during a period of war and is thereafter condemned as 
a prize by a court of competent jurisdiction.
    Certification of Documentation means form CG-1270.
    Citizen, unless expressly provided otherwise, means a person meeting 
the applicable citizenship requirements of subpart C of this part as a 
United States citizen.
    Coastwise trade includes the transportation of passengers or 
merchandise between points embraced within the coastwise laws of the 
United States.
    Commandant means the Commandant of the United States Coast Guard.
    Documentation officer means the Coast Guard official who is 
authorized to process and approve applications made under this part, and 
record instruments authorized to be filed and recorded under this part.
    Documented vessel means a vessel which is the subject of a valid 
Certificate of Documentation.
    Endorsement means an entry which may be made on a Certificate of 
Documentation, and which, except for a recreational endorsement, is 
conclusive evidence that a vessel is entitled to engage in a specified 
trade.

    Note: Rulings and interpretations concerning what activities 
constitute coastwise trade and the fisheries can be obtained from the 
U.S Customs Service, 1300 Pennsylvania Avenue, NW, Ronald Reagan 
Building, Washington DC 20229 (Entry Procedures and Carriers Branch).

    Exclusive Economic Zone (EEZ) means the zone established by 
Presidential Proclamation Numbered 5030, dated March 10, 1983 (48 FR 
10105, 3 CFR, 1983 Comp., p. 22).
    Fisheries includes processing, storing, transporting (except in 
foreign commerce), planting, cultivating, catching, taking, or 
harvesting fish, shellfish, marine animals, pearls, shells, or marine 
vegetation in the navigable waters of the United States or in the 
Exclusive Economic Zone.
    Forfeited vessel means a vessel:
    (1) Which has been adjudged forfeited by a Federal District Court to 
the Federal Government of the United States for a breach of its laws; or
    (2) Which has been forfeited under an administrative forfeiture 
action to the Federal Government of the United States for a breach of 
its laws; or
    (3) Which has been seized by the Federal Government of the United 
States for a breach of its laws and which has been sold at an 
interlocutory sale, the proceeds of which have been adjudged forfeited 
by a Federal District Court to the Federal Government of the United 
States. A vessel is considered forfeited within the meaning of this 
definition even if the proceeds, though adjudged forfeited to the United 
States, do not actually accrue to the United States.
    Group means the person that owns a vessel, the parent of that 
person, and all subsidiaries and affiliates of the parent of that 
person.
    Hull means the shell, or outer casing, and internal structure below 
the main deck which provide both the flotation envelope and structural 
integrity of the vessel in its normal operations. In the case of a 
submersible vessel, the term includes all structural members of the 
pressure envelope.
    Manufacturer's Certificate of Origin means a certificate issued 
under the law or regulation of a State, evidencing transfer of a vessel 
from the manufacturer as defined in 33 CFR part 181 to another person.
    National Vessel Documentation Center means the organizational unit 
designated by the Commandant to process vessel documentation 
transactions and maintain vessel documentation records. The address is: 
National Vessel Documentation Center, 792 T.J. Jackson Drive, Falling 
Waters, WV 25419. Telephone: (800) 799-VDOC (8362).
    New vessel means a vessel:
    (1) The hull and superstructure of which are constructed entirely of 
new materials; or
    (2) Which is constructed using structural parts of an existing 
vessel, which parts have been torn down so that they are no longer 
advanced to a degree which would commit them to use in the building of a 
vessel.
    Officer in Charge, Marine Inspection (OCMI) means the Coast Guard 
official

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designated as such by the Commandant, under the superintendence and 
direction of a Coast Guard District Commander, who is in charge of an 
inspection zone in accordance with regulations set forth in 46 CFR part 
1.
    Operation or management of vessels means all activities related to 
the use of vessels to provide services. These activities include ship 
agency; ship brokerage; activities performed by a vessel operator or 
demise charterer in exercising direction and control of a vessel, such 
as crewing, victualing, storing, and maintaining the vessel and ensuring 
its safe navigation; and activities associated with controlling the use 
and employment of the vessel under a time charter or other use 
agreement. It does not include activities directly associated with 
making financial investments in vessels or the receipt of earnings 
derived from these investments.
    Parent means any person that directly or indirectly owns or controls 
at least 50 percent of another person. If an owner's parent is directly 
or indirectly controlled at least 50 percent by another person, that 
person is also a parent of the owner. Therefore, an owner may have 
multiple parents.
    Person means an individual; corporation; partnership; limited 
liability partnership; limited liability company; association; joint 
venture; trust arrangement; and the government of the United States, a 
State, or a political subdivision of the United States or a State; and 
includes a trustee, beneficiary, receiver, or similar representative of 
any of them.
    Primarily engaged in leasing or other financing transactions means 
lease financing, in which more than 50 percent of the aggregate revenue 
of a person is derived from banking, investing, lease financing, or 
other similar transactions.
    Registration means a certificate of number issued pursuant to rules 
in 33 CFR part 173, a record under the maritime laws of a foreign 
country, or a certificate issued by a political subdivision of a foreign 
country.
    Secretary means the Secretary of Transportation.
    State means a State of the United States or a political subdivision 
thereof, Guam, Puerto Rico, the Virgin Islands, American Samoa, the 
District of Columbia, the Northern Mariana Islands, and any other 
territory or possession of the United States.
    Sub-charter means all types of charters or other contracts for the 
use of a vessel that are subordinate to a charter. The term includes, 
but is not limited to, a demise charter, a time charter, a voyage 
charter, a space charter, and a contract of affreightment.
    Subsidiary means a person at least 50 percent of which is directly 
or indirectly owned or controlled by another person.
    Superstructure means the main deck and any other structural part 
above the main deck.
    United States, when used in a geographic sense means the States of 
the United States, Guam, Puerto Rico, the Virgin Islands, American 
Samoa, the District of Columbia, the Northern Mariana Islands, and any 
other territory or possession of the United States, except that for 
purposes of Sec. 67.19(d)(3) trust territories are not considered to be 
part of the United States.
    Vessel includes every description of watercraft or other contrivance 
capable of being used as a means of transportation on water, but does 
not include aircraft.
    Wrecked vessel, under the provisions of 46 U.S.C. app. 14, means a 
vessel which:
    (1) Has incurred substantial damage to its hull or superstructure as 
a result of natural or accidental causes which occurred in the United 
States or its adjacent waters; and
    (2) Has undergone, in a shipyard in the United States or its 
possessions, repairs equaling three times the appraised salved value of 
the vessel.

[CGD 89-007, CGD 89-007a, 58 FR 60266, Nov. 15, 1993, as amended by CGD 
95-014, 60 FR 31603, June 15, 1995; CDG 94-070, 60 FR 40241, Aug. 7, 
1995; CGD 95-012, 60 FR 48050, Sept. 18, 1995; USCG-1998-4442, 63 FR 
52190, Sept. 30, 1998; USCG-2001-8825, 69 FR 5400, Feb. 4, 2004; USCG-
2004-18884, 69 FR 58346, Sept. 30, 2004]