[Code of Federal Regulations]
[Title 46, Volume 2]
[Revised as of October 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 46CFR69.117]

[Page 403-406]
 
                           TITLE 46--SHIPPING
 
   CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY (CONTINUED)
 
PART 69_MEASUREMENT OF VESSELS--Table of Contents
 
                  Subpart C_Standard Measurement System
 
Sec. 69.117  Spaces exempt from inclusion in gross tonnage.

    (a) Purpose. This section lists spaces which are exempt from 
inclusion in gross tonnage.
    (b) Spaces on or above the line of the uppermost complete deck. The 
following spaces or portions of spaces on or above the line of the 
uppermost complete deck are exempt if the spaces or portions are 
reasonable in extent and adapted and used exclusively for the purpose 
indicated:
    (1) Spaces for anchor gear, including capstan, windlass, and chain 
locker, are exempt.
    (2) Companions and booby-hatches protecting stairways or ladderways 
leading to spaces below are exempt, whether or not the spaces below are 
exempt.
    (3) Galley or other spaces fitted with a range or oven for cooking 
food to be consumed on board the vessel are exempt.
    (4) Spaces designed to provide light or air to propelling machinery 
are exempt, as follows:
    (i) When propelling machinery is located entirely on or above the 
line of the uppermost complete deck, the entire propelling machinery 
space and all fuel bunker spaces that are also located above that line 
are exempt as light or air spaces. (See exception in Sec. 69.121(d)(1) 
for framed-in spaces.)
    (ii) When part of the propelling machinery projects above the line 
of the uppermost complete deck into a space used exclusively to provide 
light or air to the propelling machinery, the entire space is exempt as 
light or air space. When any portion of this space is used for purposes 
other than providing light or air, only the portion of the space used 
for light or air, the space occupied by the propelling machinery itself, 
and a propelling machinery working space allowance under Sec. 69.121 
limited to two feet, if available, on each side of the propelling 
machinery are exempt.
    (iii) Any part of an escape shaft, or a companion sheltering an 
escape shaft, above the line of the uppermost complete deck is exempt as 
light or air space.
    (iv) Space that would otherwise be exempt as a light or air space is 
not exempt when propelling machinery is boxed-in and does not extend 
above the line of the uppermost complete deck. Any portion of the boxed-
in space above the line of the uppermost complete deck is exempt.
    (5) Skylights affording light or air to a space below, other than to 
propelling machinery spaces. Space immediately below the line of the 
deck on which a skylight is located is exempt only when there is an 
opening in the next lower deck directly below the skylight to permit 
light or air to an even lower deck.
    (6) Machinery spaces, other than for propelling machinery under 
Sec. 169.121.
    (7) Spaces for steering gear.
    (8) Water closet spaces that are fitted with at least a toilet and 
are intended for use by more than one person.
    (9) The space in a wheelhouse necessary for controlling the vessel.
    (c) Passenger spaces. (1) As used in this section, the term 
``passenger'' includes officers and enlisted men on military vessels who 
are not assigned ship's duties and not entered on the ship's articles.
    (2) As used in this section, ``passenger space'' means a space 
reserved exclusively for the use of passengers and includes, but is not 
limited to, berthing areas, staterooms, bathrooms, toilets, libraries, 
writing rooms, lounges, dining rooms, saloons, smoking rooms, and 
recreational rooms. The space need not be part of or adjacent to a 
berthing area to be considered a passenger space.
    (3) A passenger space located on or above the first deck above the 
uppermost complete deck is exempt from gross tonnage.
    (4) A passenger space located on the uppermost complete deck is 
exempt from gross tonnage only when it has no berthing accommodations 
and is an open structure under paragraph (d) of this section.
    (d) Open structures. (1) Structures that are located on or above the 
line of the uppermost complete deck that are under cover (sheltered) but 
open to the weather are exempt from gross tonnage.
    (2) A structure is considered ``open to the weather'' under 
paragraph (d)(1) of

[[Page 404]]

this section when an exterior end bulkhead of the structure is open and, 
except as provided in paragraphs (d)(4), (d)(5), and (d)(6) of this 
section, is not fitted with any means of closing. To be considered 
``open to the weather'', the end bulkhead must not have a coaming height 
of more than two feet in way of any required opening and have one of the 
following:
    (i) Two openings, each at least three feet wide and at least four 
feet high in the clear, one on each side of the centerline of the 
structure.
    (ii) One opening at least four feet wide and at least five feet high 
in the clear.
    (iii) One opening at least 20 square feet in the clear with a 
breadth in excess of four feet and a height of not less than three feet.
    (3) A compartment within an open structure is considered open to the 
weather only when an interior bulkhead of that compartment has an 
opening or openings that meet the requirements for end bulkheads under 
paragraphs (d)(2)(i) through (d)(2)(iii) of this section. Other 
compartments within the structure are not considered open to the 
weather.
    (4) An interior or exterior opening that is temporarily closed by 
shifting boards dropped into channel sections at the sides of the 
opening is considered open to the weather if battening, caulking, or 
gaskets of any material are not used.
    (5) An interior or exterior opening that is temporarily closed by 
cover plates or boards held in place only by hook bolts (see Sec. 
69.123, Figure 12) is considered open to the weather--
    (i) If hook bolts used to secure cover plates or boards are spaced 
at least one foot apart and hook over a stiffener installed around the 
perimeter of the opening;
    (ii) If the cover plates or boards fit tightly against the bulkhead; 
and
    (iii) If battening, caulking, or gaskets of any material are not 
used.
    (6) An interior or exterior opening that is temporarily closed by 
cover plates or boards held in place only by bolts and crosspieces is 
considered open to the weather--
    (i) If the bolts are not installed through the bulkhead;
    (ii) If the bolts and crosspieces are not held in place by cleats or 
other attachments to or through the bulkhead;
    (iii) If the cover plates or boards fit tightly against the 
bulkhead; and
    (iv) If battening, caulking, or gaskets of any material are not 
used.
    (7) A structure with its aft end entirely open from the under side 
of its overhead stiffeners down to the deck, to the line of the deck, or 
to a coaming not exceeding three inches in height and open athwartship 
between the inboard faces of the side stiffeners is considered open to 
the weather. The opening may be covered by a wire mesh screen or 
temporarily closed by canvas secured at the top and lashed or buttoned 
in place.
    (e) Open space between the shelter deck and the next lower deck. (1) 
Space that is between the shelter deck and the next lower deck and that 
is under cover (sheltered) but open to the weather is exempt from gross 
tonnage when all openings in the uppermost complete deck are provided 
with a watertight means of closing.
    (2) A space is considered ``open to the weather'' under paragraph 
(e)(1) of this section when the shelter deck above the space has a 
middle line opening which conforms to the following:
    (i) The middle line opening must be at least four feet long in the 
clear and at least as wide as the after cargo hatch on the shelter deck, 
but not less than one-half the width of the vessel at the midpoint of 
the length of the opening. The opening may have rounded corners not 
exceeding a nine inch radius. When a greater radius is required by the 
Coast Guard or a Coast Guard recognized classification society under 
Sec. 42.05-60 of this chapter, notification of that requirement must be 
submitted to the Commandant.
    (ii) The middle line opening must be located so that the distance 
between the aft edge of the middle line opening and the vessel's stern 
is not less than one-twentieth of the tonnage length of the vessel and 
the distance between the fore edge of the opening and the vessel's stem 
is not less than one-fifth of the tonnage length of the vessel.
    (iii) The middle line opening must not be within a structure of any 
type.

[[Page 405]]

    (iv) If the middle line opening is guarded by rails or stanchions, 
the rails and stanchions must not be used to secure or assist in 
securing a cover over the opening.
    (v) The coaming of the middle line opening must not exceed one foot 
mean height above the shelter deck. Bolts must not pass through the 
stiffeners or flanges on the coaming, nor may there be any other 
attachments on the coaming for fastening a cover. Portable wood covers 
may be fitted over the middle line opening if held in place only by 
lashings fitted to the under side of the covers. Metal covers may be 
fitted if held in place only by hook bolts spaced not less than 18 
inches apart that pass through the cover and hook over angle stiffeners 
or flanges fitted to the outside of the coaming.
    (vi) The space below the middle line opening must have a minimum 
length of four feet throughout its entire breadth and height and be in 
the clear at all times.
    (vii) A scupper having a five inch minimum inside diameter and 
fitted with a screw down non-return valve geared to and operated from 
the shelter deck must be fitted on each side of the upper deck in way of 
the middle line opening.
    (3) When the shelter deck space forward or aft of the middle line 
opening is divided by interior bulkheads, only those compartments with 
at least two openings that progress to the middle line opening are 
considered ``open to the weather'' under paragraph (e)(1) of this 
section. Each required opening must be at least three feet wide and at 
least four feet high in the clear, must not have a coaming height of 
more than two feet, and must not be fitted (except as provided in 
paragraphs (d)(4), (d)(5), and (d)(6) of this section) with any means of 
closing. Other compartments within the shelter deck space are not 
considered ``open to the weather'' under paragraph (e)(1) of this 
section.
    (f) Water ballast spaces. A space, regardless of location, adapted 
only for water ballast and not available for stores, supplies, fuel, or 
cargo (other than water to be used for underwater drilling, mining, and 
related purposes, including production), upon request, may be exempt 
from gross tonnage if the following are met:
    (1) The space must be available at all times only for water ballast 
that is piped through a system independent of other systems (except fire 
fighting and bilge suction systems). Pumps, pipes, and other equipment 
for loading and unloading water ballast must be of a size suitable for 
the efficient handling of the water ballast within a reasonable time 
frame. All manholes providing access to a water ballast space must be 
oval or circular and not greater than 34 inches in diameter. Except for 
those on a deck exposed to the weather, the manholes may have a coaming 
not exceeding six inches in height. Existing hatches over spaces being 
converted to water ballast spaces must have a watertight cover plate 
welded to the hatch and a manhole, as described in this paragraph, 
fitted in the plating.
    (2) The primary purpose of the water ballast must be to afford a 
means of maintaining the vessel's stability, immersion, trim, pre-
loading conditions, or seakeeping capabilities.
    (3) If the space is in a vessel that is subject to inspection under 
46 U.S.C. 3301, the space must be considered when determining the 
adequacy of the vessel's stability under 46 CFR chapter I.
    (4) If the total of all water ballast spaces to be exempted from 
gross tonnage exceeds 30 percent of the vessel's gross tonnage (as 
calculated under this subpart without any allowance for water ballast), 
a justification of the operating conditions that require the water 
ballast must be submitted to the measuring organization for approval. 
Although a single condition may justify all water ballast spaces, 
several conditions may be necessary in other cases. However, a 
particular tank is not justified by a condition if another tank already 
justified by another condition could be used as effectively. The 
justification must--
    (i) Designate the vessel's service;
    (ii) Explain for what purpose under paragraph (f)(2) of this section 
the water ballast is being used;
    (iii) Provide the calculations required in paragraphs (f)(4)(vi) 
through (f)(4)(ix) of this section for those uses

[[Page 406]]

on a form similar to Coast Guard Stability Test Form CG-993-9;
    (iv) Include the capacity, tank arrangement, and piping plans for 
the vessel;
    (v) Include a statement certifying that the space will be used 
exclusively for water ballast as prescribed by this section;
    (vi) If water ballast is used for stability, describe each loading 
condition and the resultant metacentric height (GM) and include 
calculations;
    (vii) If water ballast is used for immersion or trim, describe those 
conditions and include loading and trim calculations;
    (viii) If water ballast is used for pre-loading, describe how it is 
used and include strength and weight calculations; and
    (ix) If water ballast is used for seakeeping, describe each loading 
condition, GM, period of roll, and, if speed is involved, speed versus 
trim and draft and include calculations.
    (5) If the water ballast space or its use, purpose, or piping are 
changed, the vessel owner or operator must report the change promptly to 
a measurement organization listed in Sec. 69.15 for a determination as 
to whether a tonnage remeasurement is required.
    (g) Methods for measuring exempt spaces. (1) If the exempt space is 
located within the superstructure, the exempt space is measured using 
the same procedures used to measure superstructure tonnage under Sec. 
69.113.
    (2) If the exempt space is located between-deck, the space is 
measured using the same procedures used for between-deck tonnage under 
Sec. 69.111(c), except that the length of the exempt space is divided 
into the even number of spaces most equal to the number of spaces into 
which the between-deck was divided.
    (3) If the exempt space is located under-deck, the space is measured 
using the same procedures used for under-deck tonnage under Sec. 
69.109, except that the length of the exempt space is divided into the 
even number of spaces most equal to the number of spaces into which the 
under-deck was divided.

[CGD 87-015b, 54 FR 37657, Sept. 12, 1989; 54 FR 40240, Sept. 29, 1989; 
CGD 97-057, 62 FR 51045, Sept. 30, 1997; CGD 95-028, 62 FR 51203, Sept. 
30, 1997; USCG-1999-5118, 64 FR 47404, Aug. 31, 1999]