[Code of Federal Regulations]
[Title 47, Volume 4]
[Revised as of October 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 47CFR76.66]

[Page 603-607]
 
                       TITLE 47--TELECOMMUNICATION
 
                    CHAPTER I--FEDERAL COMMUNICATIONS
                         COMMISSION (CONTINUED)
 
PART 76_MULTICHANNEL VIDEO AND CABLE TELEVISION SERVICE--Table of Contents
 
           Subpart D_Carriage of Television Broadcast Signals
 
Sec. 76.66  Satellite broadcast signal carriage.

    (a) Definitions--(1) Satellite carrier. A satellite carrier is an 
entity that uses the facilities of a satellite or satellite service 
licensed by the Federal Communications Commission, and operates in the 
Fixed-Satellite Service under part 25 of title 47 of the Code of Federal 
Regulations or the Direct Broadcast Satellite Service under part 100 of 
title 47 of the Code of Federal Regulations, to establish and operate a 
channel of communications for point-to-multipoint distribution of 
television station signals, and that owns or leases a capacity or a 
service on a satellite in order to provide such point-to-multipoint 
distribution, except to the extent that such entity provides such 
distribution pursuant to tariff under the Communications Act of 1934, 
other than for private home viewing.
    (2) Secondary transmission. A secondary transmission is the further 
transmitting of a primary transmission simultaneously with the primary 
transmission.
    (3) Subscriber. A subscriber is a person who receives a secondary 
transmission service from a satellite carrier and pays a fee for the 
service, directly or indirectly, to the satellite carrier or to a 
distributor.
    (4) Television broadcast station. A television broadcast station is 
an over-the-air commercial or noncommercial television broadcast station 
licensed by the Commission under subpart E of part 73 of title 47, Code 
of Federal Regulations, except that such term does not include a low-
power or translator television station.
    (5) Television network. For purposes of this section, a television 
network is an entity which offers an interconnected program service on a 
regular basis for 15 or more hours per week to at least 25 affiliated 
broadcast stations in 10 or more States.
    (6) Local-into-local television service. A satellite carrier is 
providing local-into-local service when it retransmits a local 
television station signal back into the local market of that television 
station for reception by subscribers.
    (b) Signal carriage obligations. (1) Each satellite carrier 
providing, under section 122 of title 17, United States Code, secondary 
transmissions to subscribers located within the local market of a 
television broadcast station of a primary transmission made by that 
station, shall carry upon request the signals of all television 
broadcast stations located within that local market, subject to section 
325(b) of title 47, United States Code, and other paragraphs in this 
section.
    (2) No satellite carrier shall be required to carry local television 
broadcast stations, pursuant to this section, until January 1, 2002.
    (c) Election cycle. In television markets where a satellite carrier 
is providing local-into-local service, a commercial television broadcast 
station may elect either retransmission consent, pursuant to section 325 
of title 47 United States Code, or mandatory carriage, pursuant to 
section 338, title 47 United States Code.
    (1) The first retransmission consent-mandatory carriage election 
cycle shall be for a four-year period commencing on January 1, 2002 and 
ending December 31, 2005.
    (2) The second retransmission consent-mandatory carriage election 
cycle, and all cycles thereafter, shall be for a period of three years 
(e.g. the second election cycle commences on January 1, 2006 and ends at 
midnight on December 31, 2008).
    (3) A commercial television station must notify a satellite carrier, 
by July 1, 2001, of its retransmission consent-

[[Page 604]]

mandatory carriage election for the first election cycle commencing 
January 1, 2002.
    (4) Except as provided in paragraphs (d)(2) and (d)(3) of this 
section, local commercial television broadcast stations shall make their 
retransmission consent-mandatory carriage election by October 1st of the 
year preceding the new cycle for all election cycles after the first 
election cycle.
    (5) A noncommercial television station must request carriage by July 
1, 2001 for the first election cycle and must renew its carriage request 
at the same time a commercial television station must make its 
retransmission consent-mandatory carriage election for all subsequent 
cycles.
    (d) Carriage procedures--(1) Carriage requests. (i) An election for 
mandatory carriage made by a television broadcast station shall be 
treated as a request for carriage. For purposes of this paragraph 
concerning carriage procedures, the term election request includes an 
election of retransmission consent or mandatory carriage.
    (ii) An election request made by a television station must be in 
writing and sent to the satellite carrier's principal place of business, 
by certified mail, return receipt requested.
    (iii) A television station's written notification shall include the:
    (A) Station's call sign;
    (B) Name of the appropriate station contact person;
    (C) Station's address for purposes of receiving official 
correspondence;
    (D) Station's community of license;
    (E) Station's DMA assignment; and
    (F) For commercial television stations, its election of mandatory 
carriage or retransmission consent.
    (iv) Within 30 days of receiving a television station's carriage 
request, a satellite carrier shall notify in writing:
    (A) those local television stations it will not carry, along with 
the reasons for such a decision; and
    (B) those local television stations it intends to carry.
    (v) A satellite carrier is not required to carry a television 
station, for the duration of the election cycle, if the station fails to 
assert its carriage rights by the deadlines established in this section.
    (2) New local-into-local service. (i) A new satellite carrier or a 
satellite carrier providing local service in a market for the first time 
on or after July 1, 2001, must notify local television stations of its 
intent to provide local-into-local service at least 60 days before it 
intends to provide service or decides to enter into a new television 
market. This notification shall include information on the location of 
the satellite carrier's designated local receive facility in that 
particular market.
    (ii) A local television station shall make its election request, in 
writing, sent to the satellite carrier's principal place of business by 
certified mail, return receipt requested, no more than 30 days after the 
station's receipt of the satellite carrier's notice of intent to provide 
local-into-local service in a new television market. This written 
notification shall include the information required by paragraph 
(d)(1)(iii) of this section.
    (iii) A satellite carrier shall commence carriage of a local station 
by the later of 90 days from receipt of an election of mandatory 
carriage or upon commencing local-into-local service in the new 
television market.
    (iv) Within 30 days of receiving a local television station's 
election of mandatory carriage in a new television market, a satellite 
carrier shall notify in writing: Those local television stations it will 
not carry, along with the reasons for such decision, and those local 
television stations it intends to carry.
    (3) New television stations. (i) A television station providing 
over-the-air service in a market for the first time on or after July 1, 
2001, shall be considered a new television station for satellite 
carriage purposes.
    (ii) A new television station shall make its election request, in 
writing, sent to the satellite carrier's principal place of business by 
certified mail, return receipt requested, between 60 days prior to 
commencing broadcasting and 30 days after commencing broadcasting. This 
written notification shall include the information required by paragraph 
(d)(1)(iii) of this section.
    (iii) A satellite carrier shall commence carriage within 90 days of 
receiving the request for carriage from

[[Page 605]]

the television broadcast station or whenever the new television station 
provides over-the-air service.
    (iv) Within 30 days of receiving a new television station's election 
of mandatory carriage, a satellite carrier shall notify the station in 
writing that it will not carry the station, along with the reasons for 
such decision, or that it intends to carry the station.
    (4) Television broadcast stations must send election requests as 
provided in paragraphs (d)(1), (2), and (3) of this section on or before 
the relevant deadline.
    (e) Market definitions. (1) A local market, in the case of both 
commercial and noncommercial television broadcast stations, is the 
designated market area in which a station is located, and
    (i) In the case of a commercial television broadcast station, all 
commercial television broadcast stations licensed to a community within 
the same designated market area within the same local market; and
    (ii) In the case of a noncommercial educational television broadcast 
station, the market includes any station that is licensed to a community 
within the same designated market area as the noncommercial educational 
television broadcast station.
    (2) A designated market area is the market area, as determined by 
Nielsen Media Research and published in the 1999-2000 Nielsen Station 
Index Directory and Nielsen Station Index United States Television 
Household Estimates or any successor publication.
    (3) A satellite carrier shall use the 1999-2000 Nielsen Station 
Index Directory and Nielsen Station Index United States Television 
Household Estimates to define television markets for the first 
retransmission consent-mandatory carriage election cycle commencing on 
January 1, 2002 and ending on December 31, 2005. The 2003-2004 Nielsen 
Station Index Directory and Nielsen Station Index United States 
Television Household Estimates shall be used for the second 
retransmission consent-mandatory carriage election cycle commencing 
January 1, 2006 and ending December 31, 2008, and so forth for each 
triennial election pursuant to this section. Provided, however, that a 
county deleted from a market by Nielsen need not be subtracted from a 
market in which a satellite carrier provides local-into-local service, 
if that county is assigned to that market in the 1999-2000 Nielsen 
Station Index Directory or any subsequent issue of that publication.
    (4) A local market includes all counties to which stations assigned 
to that market are licensed.
    (f) Receive facilities. (1) A local receive facility is the 
reception point in each local market which a satellite carrier 
designates for delivery of the signal of the station for purposes of 
retransmission.
    (2) A satellite carrier may establish another receive facility to 
serve a market if the location of such a facility is acceptable to at 
least one-half the stations with carriage rights in that market.
    (3) Except as provided in 76.66(d)(2), a satellite carrier providing 
local-into-local service must notify local television stations of the 
location of the receive facility by June 1, 2001 for the first election 
cycle and at least 120 days prior to the commencement of all election 
cycles thereafter.
    (4) A satellite carrier may relocate its local receive facility at 
the commencement of each election cycle. A satellite carrier is also 
permitted to relocate its local receive facility during the course of an 
election cycle, if it bears the signal delivery costs of the television 
stations affected by such a move. A satellite carrier relocating its 
local receive facility must provide 60 days notice to all local 
television stations carried in the affected television market.
    (g) Good quality signal. (1) A television station asserting its 
right to carriage shall be required to bear the costs associated with 
delivering a good quality signal to the designated local receive 
facility of the satellite carrier or to another facility that is 
acceptable to at least one-half the stations asserting the right to 
carriage in the local market.
    (2) To be considered a good quality signal for satellite carriage 
purposes, a television station shall deliver to the local receive 
facility of a satellite carrier either a signal level of -45dBm for UHF 
signals or -49dBm for VHF signals

[[Page 606]]

at the input terminals of the signal processing equipment.
    (3) A satellite carrier is not required to carry a television 
station that does not agree to be responsible for the costs of 
delivering a good quality signal to the receive facility.
    (h) Duplicating signals. (1) A satellite carrier shall not be 
required to carry upon request the signal of any local television 
broadcast station that substantially duplicates the signal of another 
local television broadcast station which is secondarily transmitted by 
the satellite carrier within the same local market, or the signals of 
more than one local commercial television broadcast station in a single 
local market that is affiliated with a particular television network 
unless such stations are licensed to communities in different States.
    (2) A satellite carrier may select which duplicating signal in a 
market it shall carry.
    (3) A satellite carrier may select which network affiliate in a 
market it shall carry.
    (4) A satellite carrier is permitted to drop a local television 
station whenever that station meets the substantial duplication criteria 
set forth in this paragraph. A satellite carrier must add a television 
station to its channel line-up if such station no longer duplicates the 
programming of another local television station.
    (5) A satellite carrier shall provide notice to its subscribers, and 
to the affected television station, whenever it adds or deletes a 
station's signal in a particular local market pursuant to this 
paragraph.
    (6) A commercial television station substantially duplicates the 
programming of another commercial television station if it 
simultaneously broadcasts the identical programming of another station 
for more than 50 percent of the broadcast week.
    (7) A noncommercial television station substantially duplicates the 
programming of another noncommercial station if it simultaneously 
broadcasts the same programming as another noncommercial station for 
more than 50 percent of prime time, as defined by Sec. 76.5(n), and 
more than 50 percent outside of prime time over a three month period, 
Provided, however, that after three noncommercial television stations 
are carried, the test of duplication shall be whether more than 50 
percent of prime time programming and more than 50 percent outside of 
prime time programming is duplicative on a non-simultaneous basis.
    (i) Channel positioning. (1) No satellite carrier shall be required 
to provide the signal of a local television broadcast station to 
subscribers in that station's local market on any particular channel 
number or to provide the signals in any particular order, except that 
the satellite carrier shall retransmit the signal of the local 
television broadcast stations to subscribers in the stations' local 
market on contiguous channels.
    (2) The television stations subject to this paragraph include those 
carried under retransmission consent.
    (3) All local television stations carried under mandatory carriage 
in a particular television market must be offered to subscribers at 
rates comparable to local television stations carried under 
retransmission consent in that same market.
    (4) Within a market, no satellite carrier shall provide local-into-
local service in a manner that requires subscribers to obtain additional 
equipment at their own expense or for an additional carrier charge in 
order to obtain one or more local television broadcast signals if such 
equipment is not required for the receipt of other local television 
broadcast signals.
    (5) All television stations carried under mandatory carriage, in a 
particular market, shall be presented to subscribers in the same manner 
as television stations that elected retransmission consent, in that same 
market, on any navigational device, on-screen program guide, or menu 
provided by the satellite carrier.
    (j) Manner of carriage. (1) Each television station carried by a 
satellite carrier, pursuant to this section, shall include in its 
entirety the primary video, accompanying audio, and closed captioning 
data contained in line 21 of the vertical blanking interval and, to the 
extent technically feasible, program-related material carried in the 
vertical blanking interval or on subcarriers. For noncommercial 
educational

[[Page 607]]

television stations, a satellite carrier must also carry any program-
related material that may be necessary for receipt of programming by 
persons with disabilities or for educational or language purposes. 
Secondary audio programming must also be carried. Where appropriate and 
feasible, satellite carriers may delete signal enhancements, such as 
ghost-canceling, from the broadcast signal and employ such enhancements 
at the local receive facility.
    (2) A satellite carrier, at its discretion, may carry any ancillary 
service transmission on the vertical blanking interval or the aural 
baseband of any television broadcast signal, including, but not limited 
to, multichannel television sound and teletext.
    (k) Material degradation. Each local television station whose signal 
is carried under mandatory carriage shall, to the extent technically 
feasible and consistent with good engineering practice, be provided with 
the same quality of signal processing provided to television stations 
electing retransmission consent. A satellite carrier is permitted to use 
reasonable digital compression techniques in the carriage of local 
television stations.
    (l) Compensation for carriage. (1) A satellite carrier shall not 
accept or request monetary payment or other valuable consideration in 
exchange either for carriage of local television broadcast stations in 
fulfillment of the mandatory carriage requirements of this section or 
for channel positioning rights provided to such stations under this 
section, except that any such station may be required to bear the costs 
associated with delivering a good quality signal to the receive facility 
of the satellite carrier.
    (2) A satellite carrier may accept payments from a station pursuant 
to a retransmission consent agreement.
    (m) Remedies. (1) Whenever a local television broadcast station 
believes that a satellite carrier has failed to meet its obligations 
under this section, such station shall notify the carrier, in writing, 
of the alleged failure and identify its reasons for believing that the 
satellite carrier failed to comply with such obligations.
    (2) The satellite carrier shall, within 30 days after such written 
notification, respond in writing to such notification and comply with 
such obligations or state its reasons for believing that it is in 
compliance with such obligations.
    (3) A local television broadcast station that disputes a response by 
a satellite carrier that it is in compliance with such obligations may 
obtain review of such denial or response by filing a complaint with the 
Commission, in accordance with Sec. 76.7 of title 47, Code of Federal 
Regulations. Such complaint shall allege the manner in which such 
satellite carrier has failed to meet its obligations and the basis for 
such allegations.
    (4) The satellite carrier against which a complaint is filed is 
permitted to present data and arguments to establish that there has been 
no failure to meet its obligations under this section.
    (5) The Commission shall determine whether the satellite carrier has 
met its obligations under this section. If the Commission determines 
that the satellite carrier has failed to meet such obligations, the 
Commission shall order the satellite carrier to take appropriate 
remedial action. If the Commission determines that the satellite carrier 
has fully met the requirements of this section, it shall dismiss the 
complaint.
    (6) The Commission will not accept any complaint filed later than 60 
days after a satellite carrier, either implicitly or explicitly, denies 
a television station's carriage request.

[66 FR 7430, Jan. 23, 2001, as amended at 66 FR 49135, Sept. 26, 2001]