[Code of Federal Regulations]
[Title 49, Volume 2]
[Revised as of October 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 49CFR171.2]

[Page 78-80]
 
                        TITLE 49--TRANSPORTATION
 
 CHAPTER I--RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION, DEPARTMENT OF 
                             TRANSPORTATION
 
PART 171_GENERAL INFORMATION, REGULATIONS, AND DEFINITIONS--Table of Contents
 
Sec. 171.2  General requirements.

    (a) No person may offer or accept a hazardous material for 
transportation in commerce unless that person is registered in 
conformance with subpart G of part 107 of this chapter, if applicable, 
and the hazardous material is properly classed, described, packaged, 
marked, labeled, and in condition for shipment as required or authorized 
by applicable requirements of this subchapter, or an exemption, approval 
or registration issued under this subchapter or subchapter A of this 
chapter.
    (b) No person may transport a hazardous material in commerce unless 
that person is registered in conformance with subpart G of part 107 of 
this chapter, if applicable, and the hazardous material is handled and 
transported in accordance with applicable requirements of this 
subchapter, or an exemption, approval or registration issued under this 
subchapter or subchapter A of this chapter.
    (c) No person may represent, mark, certify, sell, or offer a 
packaging or container as meeting the requirements of this subchapter or 
an exemption, approval or registration issued under this subchapter or 
subchapter A of this chapter, governing its use in the transportation in 
commerce of a hazardous material, whether or not it is used or intended 
to be used for the transportation of a hazardous material, unless the 
packaging or container is manufactured, fabricated, marked, maintained, 
reconditioned, repaired and retested, as

[[Page 79]]

appropriate, in accordance with applicable requirements of this 
subchapter, or an exemption, approval or registration issued under this 
subchapter or subchapter A of this chapter.
    (d) The representations, markings, and certifications subject to the 
prohibitions of paragraph (c) of this section include, but are not 
limited to--
    (1) Specification identifications that include the letters ``ICC,'' 
``DOT,'' ``CTC,'' ``MC,'' or ``UN'';
    (2) Exemption, approval, and registration numbers that include the 
letters ``DOT,'' ``EX,'' ``M,'' or ``R''; and
    (3) Test dates associated with specification, registration, 
approval, retest, exemption, or requalification identification number 
(RIN) markings indicating compliance with a test or retest requirement 
of this subchapter, or an exemption, an approval, or a registration 
issued under this subchapter or subchapter A of this chapter.
    (e) When a person performs a function covered by or having an effect 
on a specification prescribed in part 178, 179 or 180 of this 
subchapter, an approval issued under this subchapter, or an exemption 
issued under subpart B of this chapter, that person must perform the 
function in accordance with that specification, approval, or exemption, 
as appropriate.
    (f) No person shall, by marking or otherwise, represent that--
    (1) A container or package for the transportation of hazardous 
materials is safe, certified, or in compliance with the requirements of 
this title unless it meets the requirements of all applicable 
regulations issued under the Federal hazardous material transportation 
law; or
    (2) A hazardous material is present in a package, container, motor 
vehicle, rail car, aircraft, or vessel, if the hazardous material is not 
present.
    (g) No person shall unlawfully alter, remove, deface, destroy, or 
otherwise tamper with--
    (1) Any marking, label, placard, or description on a document 
required by the Federal hazardous material transportation law, or the 
regulations issued thereunder; or
    (2) Any package, container, motor vehicle, rail car, aircraft, or 
vessel used for the transportation of hazardous materials.
    (h) No person shall--
    (1) Falsify or alter an exemption, approval, registration or other 
grant of authority issued under this subchapter or subchapter A of this 
chapter; or
    (2) Offer a hazardous material for transportation or transport a 
hazardous material in commerce, or represent, mark, certify, or sell a 
packaging or container, under a false or altered exemption, approval, 
registration or other grant of authority issued under this subchapter or 
subchapter A of this chapter.

[Amdt. 171-70, 48 FR 2655, Jan. 20, 1983, as amended by Amdt. No. 171-
100, 54 FR 25004, June 12, 1989; Amdt. 171-12, 56 FR 8624, Feb. 28, 
1991; Amdt. No. 171-115, 57 FR 30631, July 9, 1992; 57 FR 37902, Aug. 
21, 1992; Amdt. No. 171-120, 58 FR 33305, June 16, 1993; Amdt. 171-2, 59 
FR 49132, Sept. 26, 1994; Amdt. 171-141, 61 FR 21101, May 9, 1996; 64 FR 
10752, Mar. 5, 1999; 67 FR 51640, Aug. 8, 2002]

    Effective Date Note: At 68 FR 61939, Oct. 30, 2003, Sec. 171.2 was 
revised, effective Oct. 1, 2004. At 69 FR 30588, May 28, 2004, the 
effective date was delayed until Jan. 1, 2005. For the convenience of 
the user, the revised text is set forth as follows:

Sec. 171.2  General requirements.

    (a) Each person who performs a function covered by this subchapter 
must perform that function in accordance with this subchapter.
    (b) Each person who offers a hazardous material for transportation 
in commerce must comply with all applicable requirements of this 
subchapter or an exemption, approval, or registration issued under this 
subchapter or subchapter A of this chapter.
    (c) Each person who performs a function covered by or having an 
effect on a specification or activity prescribed in part 178, 179, or 
180 of this subchapter, an approval issued under this subchapter, or an 
exemption issued under subchapter A of this chapter, must perform the 
function in accordance with that specification, approval, or exemption, 
as appropriate.
    (d) No person may offer or accept a hazardous material for 
transportation in commerce or transport a hazardous material in commerce 
unless that person is registered in conformance with subpart G of part 
107 of this chapter, if applicable.
    (e) No person may offer or accept a hazardous material for 
transportation in commerce unless the hazardous material is properly 
classed, described, packaged, marked,

[[Page 80]]

labeled, and in condition for shipment as required or authorized by 
applicable requirements of this subchapter or an exemption, approval, or 
registration issued under this subchapter or subchapter A of this 
chapter.
    (f) No person may transport a hazardous material in commerce unless 
the hazardous material is transported in accordance with applicable 
requirements of this subchapter or an exemption, approval, or 
registration issued under this subchapter or subchapter A of this 
chapter.
    (g) No person may represent, mark, certify, sell, or offer a 
packaging or container as meeting the requirements of this subchapter 
governing its use in the transportation of a hazardous material in 
commerce unless the packaging or container is manufactured, fabricated, 
marked, maintained, reconditioned, repaired, and retested in accordance 
with the applicable requirements of this subchapter. No person may 
represent, mark, certify, sell, or offer a packaging or container as 
meeting the requirements of an exemption, approval, or registration 
issued under this subchapter or subchapter A of this chapter unless the 
packaging or container is manufactured, fabricated, marked, maintained, 
reconditioned, repaired, and retested in accordance with the applicable 
requirements of the exemption, approval, or registration issued under 
this subchapter or subchapter A of this chapter. The requirements of 
this paragraph apply whether or not the packaging or container is used 
or to be used for the transportation of a hazardous material.
    (h) The representations, markings, and certifications subject to the 
prohibitions of paragraph (g) of this section include--
    (1) Specification identifications that include the letters ``ICC'', 
``DOT'', ``CTC'', ``MC'', or ``UN'';
    (2) Exemption, approval, and registration numbers that include the 
letters ``DOT'', ``EX'', ``M'', or ``R''; and
    (3) Test dates associated with specification, registration, 
approval, retest, or exemption markings indicating compliance with a 
test or retest requirement of the HMR, or an exemption, approval, or 
registration issued under the HMR or under subchapter A of this chapter.
    (i) No person may certify that a hazardous material is offered for 
transportation in commerce in accordance with the requirements of this 
subchapter unless the hazardous material is properly classed, described, 
packaged, marked, labeled, and in condition for shipment as required or 
authorized by applicable requirements of this subchapter or an 
exemption, approval, or registration issued under this subchapter or 
subchapter A of this chapter. Each person who offers a package 
containing a hazardous material for transportation in commerce in 
accordance with the requirements of this subchapter or an exemption, 
approval, or registration issued under this subchapter or subchapter A 
of this chapter, must assure that the package remains in condition for 
shipment until it is in the possession of the carrier.
    (j) No person may, by marking or otherwise, represent that a 
container or package for transportation of a hazardous material is safe, 
certified, or in compliance with the requirements of this chapter unless 
it meets the requirements of all applicable regulations issued under 
Federal hazardous material transportation law.
    (k) No person may, by marking or otherwise, represent that a 
hazardous material is present in a package, container, motor vehicle, 
rail car, aircraft, or vessel if the hazardous material is not present.
    (l) No person may alter, remove, deface, destroy, or otherwise 
unlawfully tamper with any marking, label, placard, or description on a 
document required by Federal hazardous material transportation law or 
the regulations issued under Federal hazardous material transportation 
law. No person may alter, deface, destroy, or otherwise unlawfully 
tamper with a package, container, motor vehicle, rail car, aircraft, or 
vessel used for the transportation of hazardous materials.
    (m) No person may falsify or alter an exemption, approval, 
registration, or other grant of authority issued under this subchapter 
or subchapter A of this chapter. No person may offer a hazardous 
material for transportation or transport a hazardous material in 
commerce under an exemption, approval, registration or other grant of 
authority issued under this subchapter or subchapter A of this chapter 
if such grant of authority has been altered without the consent of the 
issuing authority. No person may represent, mark, certify, or sell a 
packaging or container under an exemption, approval, registration or 
other grant of authority issued under this subchapter or subchapter A of 
this chapter if such grant of authority has been altered without the 
consent of the issuing authority.