[Code of Federal Regulations]
[Title 16, Volume 1]
[Revised as of January 1, 2005]
From the U.S. Government Printing Office via GPO Access
[CITE: 16CFR255.3]

[Page 176-177]
 
                     TITLE 16--COMMERCIAL PRACTICES
 
                   CHAPTER I--FEDERAL TRADE COMMISSION
 
PART 255_GUIDES CONCERNING USE OF ENDORSEMENTS AND TESTIMONIALS IN 
ADVERTISING--Table of Contents
 
Sec. 255.3  Expert endorsements.

    (a) Whenever an advertisement represents, directly or by 
implication, that the endorser is an expert with respect to the 
endorsement message, then the endorser's qualifications must in fact 
give him the expertise that he is represented as possessing with respect 
to the endorsement.
    (b) While the expert may, in endorsing a product, take into account 
factors not within his expertise (e.g., matters of taste or price), his 
endorsement must be supported by an actual exercise of his expertise in 
evaluating product features or characteristics with respect to which he 
is expert and which are both relevant to an ordinary consumer's use of 
or experience with the product and also are available to the ordinary 
consumer. This evaluation must have included an examination or testing 
of the product at least as extensive as someone with the same degree of 
expertise would normally need to conduct in order to support the 
conclusions presented in the endorsement. Where, and to the extent that, 
the advertisement implies that the endorsement was based upon a 
comparison such comparison must have been included in his evaluation; 
and as a result of such comparison, he must have concluded that, with 
respect to those features on which he is expert and which are relevant 
and available to an ordinary consumer, the endorsed product is at least 
equal overall to the competitors' products. Moreover, where the net 
impression created by the endorsement is that the advertised product is 
superior to other products with respect to any such feature or features, 
then the expert must in fact have found such superiority.

    Example 1: An endorsement of a particular automobile by one 
described as an ``engineer'' implies that the endorser's professional 
training and experience are such that he is well acquainted with the 
design and performance of automobiles. If the endorser's field is, for 
example, chemical engineering, the endorsement would be deceptive.
    Example 2: A manufacturer of automobile parts advertises that its 
products are approved by the ``American Institute of Science.'' From its 
very name, consumers would infer that the ``American Institute of 
Science'' is a bona fide independent testing organization with expertise 
in judging automobile parts and that, as such, it would not approve any 
automobile part without first testing its efficacy by means of valid 
scientific methods. Even if the American Institute of Science is such a 
bona fide expert testing organization, as consumers would expect, the 
endorsement may nevertheless be deceptive unless the Institute has 
conducted valid scientific tests of the advertised products and the test 
results support the endorsement message.
    Example 3: A manufacturer of a non-prescription drug product 
represents that its product has been selected in preference to competing 
products by a large metropolitan hospital. The hospital has selected the 
product because the manufacturer, unlike its competitors, has packaged 
each dose of the product separately. This package form is not generally 
available to the public. Under the circumstances, the endorsement would 
be deceptive because the basis for the choice of the manufacturer's 
product, convenience of

[[Page 177]]

packaging, is neither relevant nor available to consumers.
    Example 4: The president of a commercial ``home cleaning service'' 
states in a television advertisement that the service uses a particular 
brand of cleanser in its business. Since the cleaning service's 
professional success depends largely upon the performance of the 
cleansers it uses, consumers would expect the service to be expert with 
respect to judging cleansing ability, and not be satisfied using an 
inferior cleanser in its business when it knows of a better one 
available to it. Accordingly, the cleaning service's endorsement must at 
least conform to those consumer expectations. The service must, of 
course, actually use the endorsed cleanser. Additionally, on the basis 
of its expertise, it must have determined that the cleansing ability of 
the endorsed cleanser is at least equal (or superior, if such is the net 
impression conveyed by the advertisement) to that of competing products 
with which the service has had experience and which remain reasonably 
available to it. Since in this example, the cleaning service's president 
makes no mention that the endorsed cleanser was ``chosen,'' 
``selected,'' or otherwise evaluated in side-by-side comparisons against 
its competitors, it is sufficient if the service has relied solely upon 
its accumulated experience in evaluating cleansers without having to 
have performed side-by-side or scientific comparisons.
    Example 5: An association of professional athletes states in an 
advertisement that it has ``selected'' a particular brand of beverages 
as its ``official breakfast drink''. As in Example 4, the association 
would be regarded as expert in the field of nutrition for purposes of 
this section, because consumers would expect it to rely upon the 
selection of nutritious foods as part of its business needs. 
Consequently, the association's endorsement must be based upon an expert 
evaluation of the nutritional value of the endorsed beverage. 
Furthermore, unlike Example 4, the use of the words ``selected'' and 
``official'' in this endorsement imply that it was given only after 
direct comparisions had been performed among competing brands. Hence, 
the advertisement would be deceptive unless the association has in fact 
performed such comparisons between the endorsed brand and its leading 
competitors in terms of nutritional criteria, and the results of such 
comparisons conform to the net impression created by the advertisement.


[Guide 3]

[40 FR 22128, May 21, 1975]