[Code of Federal Regulations]
[Title 9, Volume 1]
[Revised as of January 1, 2005]
From the U.S. Government Printing Office via GPO Access
[CITE: 9CFR121.3]

[Page 756-757]
 
                  TITLE 9--ANIMALS AND ANIMAL PRODUCTS
 
  CHAPTER I--ANIMAL AND PLANT HEALTH INSPECTION SERVICE, DEPARTMENT OF 
                               AGRICULTURE
 
PART 121_POSSESSION, USE, AND TRANSFER OF BIOLOGICAL AGENTS AND TOXINS
--Table of Contents
 
Sec. 121.3  List of biological agents and toxins.

    (a) Except as provided in paragraphs (f) and (g) of this section, 
the Administrator has determined that the biological agents and toxins 
listed in this section have the potential to pose a severe threat to 
both human and animal health, to animal health, or to animal products.
    (b) Overlap agents and toxins.

Bacillus anthracis
Botulinum neurotoxins
Botulinum neurotoxin producing species of Clostridium
Brucella abortus
Brucella melitensis
Brucella suis
Burkholderia mallei
Burkholderia pseudomallei
Clostridium botulinum
Clostridium perfringens epsilon toxin
Coccidioides immitis
Coxiella burnetii
Eastern equine encephalitis virus
Francisella tularensis
Hendra virus
Nipah virus
Rift Valley fever virus
Shigatoxin
Staphylococcal enterotoxins
T-2 toxin
Venezuelan equine encephalitis virus

    (c) Genetic elements, recombinant nucleic acids, and recombinant 
organisms of overlap agents or toxins:
    (1) Biological agent viral nucleic acids (synthetic or naturally 
derived, contiguous or fragmented, in host chromosomes or in expression 
vectors) that can encode infectious and/or replication competent forms 
of any of the biological agent viruses.
    (2) Nucleic acids (synthetic or naturally derived) that encode for 
the functional form(s) of any of the toxins listed in paragraph (b) of 
this section, if the nucleic acids:
    (i) Are in a vector or host chromosome;
    (ii) Can be expressed in vivo or in vitro; or
    (iii) Are in a vector or host chromosome and can be expressed in 
vivo or in vitro.
    (3) Viruses, bacteria, fungi, and toxins listed in paragraph (b) of 
this section that have been genetically modified.
    (d) Animal agents and toxins.

African horse sickness virus
African swine fever virus
Akabane virus
Avian influenza virus (highly pathogenic)
Bluetongue virus (exotic)
Bovine spongiform encephalopathy agent
Camel pox virus
Classical swine fever virus
Cowdria ruminantium (Heartwater)
Foot-and-mouth disease virus
Goat pox virus
Japanese encephalitis virus
Lumpy skin disease virus
Malignant catarrhal fever virus (exotic)
Menangle virus
Mycoplasma capricolum/M. F38/M. mycoides capri (contagious caprine 
pleuropneumonia)
Mycoplasma mycoides mycoides (contagious bovine pleuropneumonia)
Newcastle disease virus (VVND)
Peste des petits ruminants virus
Rinderpest virus
Sheep pox virus
Swine vesicular disease virus
Vesicular stomatitis virus (exotic)

    (e) The Administrator has determined that it would be impractical to 
regulate a biological agent or toxin that is in its naturally occurring 
environment. Therefore, any biological agent or toxin listed in this 
section that is in its naturally occurring environment will not be 
subject to the requirements of this part, provided that the biological 
agent or toxin has not been intentionally introduced, cultivated, 
collected, or otherwise extracted from its natural source.
    (f) The Administrator has determined that biological agents or 
toxins that meet any of the following criteria do not have the potential 
to pose a severe threat to both human and animal health, or to animal 
health or animal products. Therefore, an individual or

[[Page 757]]

entity that only possesses, uses, or transfers an agent or toxin that 
meets any of the following criteria will not be subject to the 
requirements of this part:
    (1) Nonviable agents or fixed tissues that are, bear, or contain 
agents or toxins listed in this section.\1\
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    \1\ However, the importation and interstate movement of these 
genetic elements or subunits of listed agents or toxins are still 
subject to the permit requirements under part 122 of this subchapter.
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    (2) Genetic elements or subunits of agents or toxins listed in 
paragraph (d) of this section, if the genetic elements or subunits are 
not capable of causing disease.\2\
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    \2\ See footnote 1.
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    (3) Overlap toxins under the control of a principal investigator (or 
equivalent), if the total aggregate amount does not, at any time, exceed 
the following amounts: 0.5 mg of Botulinum neurotoxins (types A-G), 100 
mg of Clostridium perfringens epsilon toxin, 100 mg of Shigatoxin, 5 mg 
of Staphylococcal enterotoxins, and 1,000 mg of T-2 toxin.
    (g) Attenuated strains. Attenuated strains of biological agents 
listed in this section may not have the potential to pose a severe 
threat to both human and animal health, to animal health, or to animal 
products. Thus, an individual or entity may request review by the 
Administrator to determine whether a specific attenuated strain poses a 
severe threat to both human and animal health, or to animal health or 
animal products. For overlap agents, an individual or entity may request 
review by APHIS or CDC.
    (1) If APHIS or CDC determines that a specific attenuated strain 
does not pose a severe threat to human and animal health, or to animal 
health or animal products, an individual or entity will not be subject 
to the requirements of this part. This determination will be limited to 
the specific attenuated strain and to the specific activities involving 
that attenuated strain.
    (2) An individual or entity may request a review by writing to the 
Administrator or, for overlap agents, by writing to the Administrator or 
CDC.\3\
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    \3\ A request to review an attenuated strain may be mailed to 
National Center for Import and Export, VS, APHIS, 4700 River Road Unit 
40, Riverdale, MD 20737-1231; or faxed to (301) 734-3652. For overlap 
agents, a request for review may be mailed to the above address or to 
Select Agent Program, Centers for Disease Control and Prevention, 1600 
Clifton Road, NE, Mail Stop E 79, Atlanta, GA 30333; or faxed to (404) 
498-2265.
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    (3) If it is determined that a specific attenuated strain does not 
pose a severe threat, APHIS or CDC will notify the applicant and publish 
a notice in the Federal Register.
    (4) An individual or entity may request reconsideration of an 
adverse decision in writing to the Administrator. The request for 
reconsideration must state all of the facts and reasons upon which the 
individual or entity relies upon to show the decision was incorrect. The 
Administrator will grant or deny the request for reconsideration as 
promptly as circumstances allow and will state, in writing, the reasons 
for the decision. If there is a conflict as to any material fact, the 
individual or entity may request a hearing to resolve the conflict.