[Code of Federal Regulations]
[Title 29, Volume 9]
[Revised as of July 1, 2005]
From the U.S. Government Printing Office via GPO Access
[CITE: 29CFR2200.11]

[Page 262-263]
 
                             TITLE 29--LABOR
 
      CHAPTER XX--OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
 
PART 2200_RULES OF PROCEDURE--Table of Contents
 
                      Subpart A_General Provisions
 
Sec. 2200.11  Protection of claims of privilege.

    (a) Scope. This section applies to all claims of privilege, whenever 
asserted. It applies to privileged information, such as trade secrets 
and other matter protected by 18 U.S.C. 1905, and other information the 
confidentiality of which is protected by law. As it is used in this 
section, ``privileged information'' encompasses such confidential 
information.
    (b) Assertion of a privilege. A person claiming that information is 
privileged shall claim the privilege in writing or, if during a hearing, 
on the record. The claim shall (1) identify the information that would 
be disclosed and for which a privilege is claimed, and (2) allege with 
specificity the facts showing that the information is privileged. The 
claim shall be supported by affidavits, depositions or testimony and 
shall specify the relief sought. The claim may be accompanied by a 
motion for a protective order or by a motion that the allegedly 
privileged information be received and the claim be ruled upon in 
camera, that is, with the record and hearing room closed to the public, 
or ex parte, that is, without the participation of parties and their 
representatives.
    (c) Opposition to the claim. A party wishing to make a response 
opposing a claim of privilege, or asserting a substantial need for 
disclosure in the event a qualified privilege exists, must do so within 
15 days but, if the motion is made during a hearing, the Judge may 
prescribe a shorter time or require that the response be made during the 
hearing. A response contravening the facts stated by the claimant of the 
privilege shall be supported by affidavits, depositions, or testimony.
    (d) Examination of claim. In examining a claim of privilege, the 
Judge may enter such orders and impose such terms and conditions on his 
examination as justice may require, including orders designed to assure 
that the alleged privileged information not be disclosed until after the 
examination is completed. The Judge may:
    (1) Receive the allegedly privileged information in camera; he may 
temporarily seal the portions of the record containing the allegedly 
privileged information and may exclude the public from the hearing room.
    (2) Receive the allegedly privileged information ex parte; he may 
order that the allegedly privileged information not be heard or served 
on all parties and their representatives; he may hear or examine it 
without the presence of all parties and their representatives.
    (3) Order the preparation of a summary of the allegedly privileged 
information; he may order that a copy of a document be prepared with the 
allegedly privileged information excised; he may order that such 
summaries or documents be served upon other parties or their 
representatives.
    (4) Enter a protective order. See paragraphs (e) and (f) of this 
section.
    (e) Upholding of claim. If a claim of privilege is upheld, the Judge 
may enter such orders and impose such terms and conditions as justice 
may require, including orders that the privileged information not be 
disclosed or be disclosed in a specified manner. The Judge may: exclude 
the privileged information from the record; enter orders under Sec. 
2200.52(d), including an order that discovery not be had; revoke or 
modify a subpoena; and permanently seal that portion of the record or 
other files of the Commission containing the privileged information, 
permitting access only to the Commission and any reviewing court. The 
Judge may also permit the information to be disclosed only to persons 
covered by protective orders under Sec. 2200.52(d) and paragraph (f) of 
this section.
    (f) Protective orders. To govern the examination of a claim of 
privilege or to govern the treatment of privileged information, the 
Judge may enter protective orders under Sec. 2200.52(d). The Judge may 
decline to permit disclosure to persons against whom the Commission 
could not enforce the order. The order may require that--
    (1) An attorney or other representative not disclose the allegedly 
privileged information to any person, including his client.
    (2) Any person to whom the material will be disclosed sign a written 
confidentiality agreement that the material will not be disclosed except 
under stated terms and conditions and that

[[Page 263]]

stipulates a reasonable preestimate of likely damages.
    (3) In the case of an entry upon land, the case be stayed to allow 
the party seeking entry an opportunity to seek an order of a court or 
search warrant with protective conditions.
    (g) Rejection of claim. If the Judge overrules a claim of privilege, 
the person claiming the privilege may obtain as of right an order 
sealing from the public those portions of the record containing the 
allegedly privileged information pending interlocutory or final review 
of the ruling, or final disposition of the case, by the Commission. 
Interlocutory review of such an order shall be given priority 
consideration by the Commission.

[51 FR 32015, Sept. 8, 1986; 52 FR 13831, Apr. 27, 1987, as amended at 
62 FR 35963, July 3, 1997]

    Effective Date Note: At 70 FR 22788, May 3, 2005, Sec. 2200.11 was 
removed and reserved, effective Aug. 1, 2005.