[Code of Federal Regulations]
[Title 29, Volume 2]
[Revised as of July 1, 2005]
From the U.S. Government Printing Office via GPO Access
[CITE: 29CFR451.3]

[Page 165-167]
 
                             TITLE 29--LABOR
 
  CHAPTER IV--OFFICE OF LABOR-MANAGEMENT STANDARDS, DEPARTMENT OF LABOR
 
PART 451_LABOR ORGANIZATIONS AS DEFINED IN THE LABOR-MANAGEMENT REPORTING 
AND DISCLOSURE ACT OF 1959--Table of Contents
 
Sec. 451.3  Requirements of section 3(i).

    (a) Organizations which deal with employers. (1) The term ``labor 
organization'' includes ``any organization of

[[Page 166]]

any kind, any agency, or employee representation committee, group, 
association, or plan * * * in which employees participate and which 
exists for the purpose, in whole or in part, of dealing with employers 
concerning grievances, labor disputes, wages, rates of pay, hours, or 
other terms or conditions of employment, * * *.'' The quoted language is 
deemed sufficiently broad to encompass any labor organization 
irrespective of size or formal attributes. While it is necessary for 
employees to participate therein, such participating employees need not 
necessarily be the employees of the employer with whom the organization 
deals. In determining who are ``employees'' for purposes of this 
provision, resort must be had to the broad definition of ``employee'' 
contained in section 3(f) of the Act.\5\ It will be noted that the term 
includes employees whose work has ceased for certain specified reasons, 
including any current labor dispute.
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    \5\ Sec. 3(f) reads: `` `Employee' means any individual employed by 
an employer, and includes any individual whose work has ceased as a 
consequence of, or in connection with, any current labor dispute or 
because of any unfair labor practice or because of exclusion or 
expulsion from a labor organization in any manner or for any reason 
inconsistent with the requirements of this Act.''
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    (2) To come within the quoted language in section 3(i) the 
organization must exist for the purpose, in whole or in part, of dealing 
with employers concerning grievances, etc. In determining whether a 
given organization exists wholly or partially for such purpose, 
consideration will be given not only to formal documents, such as its 
constitution or bylaws, but the actual functions and practices of the 
organization as well. Thus, employee committees which regularly meet 
with management to discuss problems of mutual interest and handle 
grievances are ``labor organizations'', even though they have no formal 
organizational structure.\6\
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    \6\ National Labor Relations Board v. Cabot Carbon Co., 360 U.S. 
203.
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    (3) Since the types of labor organizations described in subparagraph 
(2) of this paragraph are those which deal with employers, it is 
necessary to consider the definition of ``employer'' contained in 
section 3(e) of the Act in determining the scope of the language under 
consideration.\7\ The term ``employer'' is broadly defined to include 
``any employer or any group or association of employers engaged in an 
industry affecting commerce'' which is ``an employer within the meaning 
of any law of the United States relating to the employment of any 
employees * * *.'' Such laws would include, among others, the Railway 
Labor Act, as amended, the Fair Labor Standards Act, as amended, the 
Labor Management Relations Act, as amended, and the Internal Revenue 
Code. The fact that employers may be excluded from the application of 
any of the foregoing acts would not preclude their qualification as 
employers for purposes of this Act. For example, employers of 
agricultural labor who are excluded from the application of the Labor 
Management Relations Act, as amended, would appear to be employers 
within the meaning of this Act.
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    \7\ Sec. 3(e) reads: `` `Employer' means any employer or any group 
or association of employers engaged in an industry affecting commerce, 
(1) which is, with respect to employees engaged in an industry affecting 
commerce, an employer within the meaning of any law of the United States 
relating to the employment of any employees or (2) which may deal with 
any labor organization concerning grievances, labor disputes, wages, 
rates of pay, hours of employment, or conditions of work, and includes 
any person acting directly or indirectly as an employer or as an agent 
of an employer in relation to an employee but does not include the 
United States or any corporation wholly owned by the Government of the 
United States or any State or political subdivision thereof.''
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    (4) In defining ``employer,'' section 3(e) expressly excludes the 
``United States or any corporation wholly owned by the Government of the 
United States or any State or political subdivision thereof.'' The term 
``political subdivision'' includes, among others, counties and municipal 
governments. A labor organization composed entirely of employees of the 
governmental entities excluded by section 3(e) would not be a labor 
organization for the purposes of the Act with the exception of a labor 
organization composed of employees of the United States Postal Service 
which is subject

[[Page 167]]

to the Act by virtue of the Postal Reorganization Act of 1970. 
(Organizations composed of Federal government employees that meet the 
definition of ``labor organization'' in the Civil Service Reform Act or 
the Foreign Service Act are subject to the standards of conduct 
requirements of those Acts, 5 U.S.C. 7120 and 22 U.S.C. 4117, 
respectively. In addition, labor organizations subject to the 
Congressional Accountability Act of 1995 are subject to the standards of 
conduct provisions of the Civil Service Reform Act pursuant to 2 U.S.C. 
1351(a)(1). The regulations implementing the standards of conduct 
requirements are contained in parts 457--459 of this title.) However, in 
the case of a national, international or intermediate labor organization 
composed both of government locals and non-government or mixed locals, 
the parent organization as well as its mixed and non-government locals 
would be ``labor organizations'' and subject to the Act. In such case, 
the locals which are composed entirely of government employees would not 
be subject to the Act, although elections in which they participate for 
national officers or delegates would be so subject.\8\
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    \8\ See also, Sec. 452.12 of this chapter which discusses the 
election provisions of the Act.
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    (b) Organizations which may or may not deal with employers. 
Regardless of whether it deals with employers concerning terms and 
conditions of employment and regardless of whether it is composed of 
employees, any conference, general committee, joint or system board, or 
joint council engaged in an industry affecting commerce and which is 
subordinate to a national or international labor organization is a 
``labor organization'' for purposes of the Act. Included are the area 
conferences and the joint councils of the International Brotherhood of 
Teamsters and similar units of other national and international labor 
organizations.

[28 FR 14388, Dec. 27, 1963, as amended at 42 FR 59071, Nov. 15, 1977; 
50 FR 31310, Aug. 1, 1985; 62 FR 6093, Feb. 10, 1997]