[Code of Federal Regulations]

[Title 31, Volume 3]

[Revised as of July 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 31CFR800.401.]



[Page 939]

 

                  TITLE 31--MONEY AND FINANCE: TREASURY

 

  CHAPTER VIII--OFFICE OF INTERNATIONAL INVESTMENT, DEPARTMENT OF THE 

                                TREASURY

 

PART 800_REGULATIONS PERTAINING TO MERGERS, ACQUISITIONS, AND TAKEOVERS 

BY FOREIGN PERSONS--Table of Contents

 

                            Subpart D_Notice

 

Sec. 800.401.  Procedures for notice.





    (a) A party or parties to an acquisition subject to section 721 may 

submit a voluntary notice to the Committee of the proposed or completed 

acquisition by:

    (1) Sending thirteen copies of the information set out in Sec. 

800.402 to the Staff Chairman of the Committee on Foreign Investment in 

the United States (``Staff Chairman''), Office of International 

Investment, Department of the Treasury, 15th Street and Pennsylvania 

Avenue, NW., Washington, DC 20220; or

    (2) Sending:

    (i) One signed paper copy of the information set out in Sec. 

800.402 to the Staff Chairman of the Committee on Foreign Investment in 

the United States (``Staff Chairman''), Office of International 

Investment, Department of the Treasury, 15th Street and Pennsylvania 

Avenue, NW., Washington, DC 20220; and

    (ii) One electronic copy of this same information in Adobe Acrobat 

(PDF) or Microsoft Word format to the following e-mail address: 

CFIUS@do.treas.gov. Electronic filings that exceed 5 Megabytes (MB) will 

need to be divided into smaller transmissions of no more than 5 MB each, 

which should be sent individually as attachments to separate e-mails.

    (b) Any member of the Committee may submit an agency notice of a 

proposed or completed acquisition to the Committee through its Staff 

Chairman if that member has reason to believe, based on facts then 

available, that the acquisition is subject to section 721 and may have 

adverse impacts on the national security. In the event of agency notice, 

the Committee will promptly furnish the parties to the acquisition with 

written advice of such notice.

    (c) No agency notice, or review or investigation by the Committee, 

shall be made with respect to a transaction more than three years after 

the date of conclusion of the transaction, unless the Chairman of the 

Committee, in consultation with other members of the Committee, requests 

an investigation.

    (d) No communications other than those described in paragraphs (a), 

(b) and (c) of this section shall constitute notice for purposes of 

section 721. In any case where a party or parties file(s) electronically 

under paragraph (a) of this section, the signed paper copy shall 

constitute the original copy, and CFIUS will not notify the parties of 

its acceptance of a filing until the original copy has been received by 

the Office of International Investment.



[68 FR 16721, Apr. 7, 2003]