[Code of Federal Regulations] [Title 33, Volume 1] [Revised as of July 1, 2005] From the U.S. Government Printing Office via GPO Access [CITE: 33CFR96.100] [Page 231-232] TITLE 33--NAVIGATION AND NAVIGABLE WATERS CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY PART 96_RULES FOR THE SAFE OPERATION OF VESSELS AND SAFETY MANAGEMENT SYSTEMS--Table of Contents Subpart A_General Sec. 96.100 Purpose. Subpart A_General Sec. 96.100 Purpose. 96.110 Who does this subpart apply to? 96.120 Definitions. 96.130 Incorporation by reference. Subpart B_Company and Vessel Safety Management Systems 96.200 Purpose. 96.210 Who does this subpart apply to? 96.220 What makes up a safety management system? 96.230 What objectives must a safety management system meet? 96.240 What functional requirements must a safety management system meet? 96.250 What documents and reports must a safety management system have? Subpart C_How Will Safety Management Systems Be Certificated and Enforced? 96.300 Purpose. 96.310 Who does this subpart apply to? 96.320 What is involved to complete a safety management audit and when is it required to be completed? 96.330 Document of Compliance certificate: what is it and when is it needed? 96.340 Safety Management Certificate: what is it and when is it needed? [[Page 232]] 96.350 Interim Document of Compliance certificate: what is it and when can it be used? 96.360 Interim Safety Management Certificate: what is it and when can it be used? 96.370 What are the requirements for vessels of countries not party to Chapter IX of SOLAS? 96.380 How will the Coast Guard handle compliance and enforcement of these regulations? 96.390 When will the Coast Guard deny entry into a U.S. port? Subpart D_Authorization of Recognized Organizations To Act on Behalf of the U.S. 96.400 Purpose. 96.410 Who does this regulation apply to? 96.420 What authority may an organization ask for under this regulation? 96.430 How does an organization submit a request to be authorized? 96.440 How will the Coast Guard decide whether to approve an organization's request to be authorized? 96.450 What happens if the Coast Guard disapproves an organization's request to be authorized? 96.460 How will I know what the Coast Guard requires of my organization if my organization receives authorization? 96.470 How does the Coast Guard terminate an organization's authorization? 96.480 What is the status of a certificate if the issuing organization has its authority terminated? 96.490 What further obligations exist for my organization if the Coast Guard terminates its authorization? 96.495 How can I appeal a decision made by an authorized organization? Authority: 46 U.S.C. 3201 et. seq.; 46 U.S.C. 3103; 46 U.S.C. 3316, 33 U.S.C. 1231; 49 CFR 1.45, 49 CFR 1.46. Source: CGD 95-073, 62 FR 67506, Dec. 24, 1997, unless otherwise noted. This subpart implements Chapter IX of the International Convention for the Safety of Life at Sea (SOLAS), 1974, International Management Code for the Safe Operation of Ships and for Pollution Prevention (International Safety Management (ISM) Code), as required by 46 U.S.C. Chapter 32. Note: Chapter IX of SOLAS is available from the International Maritime Organization, Publication Section, 4 Albert Embankment, London, SE1 75R, United Kingdom, Telex 23588. Please include document reference number ``IMO-190E'' in your request.