[Code of Federal Regulations] [Title 33, Volume 1] [Revised as of July 1, 2005] From the U.S. Government Printing Office via GPO Access [CITE: 33CFR96.350] [Page 240] TITLE 33--NAVIGATION AND NAVIGABLE WATERS CHAPTER I--COAST GUARD, DEPARTMENT OF HOMELAND SECURITY PART 96_RULES FOR THE SAFE OPERATION OF VESSELS AND SAFETY MANAGEMENT SYSTEMS--Table of Contents Subpart C_How Will Safety Management Systems Be Certificated and Enforced? Sec. 96.350 Interim Document of Compliance certificate: what is it and when can it be used? (a) An Interim Document of Compliance certificate may be issued to help set up a company's safety management system when-- (1) A company is newly set up or in transition from an existing company into a new company; or (2) A new type of vessel is added to an existing safety management system and Document of Compliance certificate for a company. (b) A responsible person for a company operating a U.S. vessel(s) that meets the requirements of paragraph (a) of this section, may send a request to a recognized organization authorized to act on behalf of the U.S. to receive an Interim Document of Compliance certificate that is valid for a period up to 12 months. To be issued the Interim Document of Compliance certificate the vessel's company must-- (1) Demonstrate to an auditor that the company has a safety management system that meets Sec. 96.230 of this part; and (2) Provide a plan for full implementation of a safety management system within the period that the Interim Document of Compliance certificate is valid.