[Code of Federal Regulations]

[Title 34, Volume 3]

[Revised as of July 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 34CFR415.21]



[Page 93-95]

 

                           TITLE 34--EDUCATION

 

  CHAPTER IV--OFFICE OF VOCATIONAL AND ADULT EDUCATION, DEPARTMENT OF 

                                EDUCATION

 

PART 415_DEMONSTRATION CENTERS FOR THE TRAINING OF DISLOCATED WORKERS 

PROGRAM--Table of Contents

 

             Subpart C_How Does the Secretary Make an Award?

 

Sec. 415.21  What selection criteria does the Secretary use?



    The Secretary uses the following criteria to evaluate an 

application:

    (a) Program factors. (10 points) The Secretary reviews each 

application to assess the extent to which the proposed demonstration 

center for the training of dislocated workers will--

    (1) Be located in a service area with a high concentration of 

dislocated workers, as supported by specific evidence of the need for 

the proposed demonstration center;

    (2) Provide vocational education and technical training to meet 

current and projected occupational needs;

    (3) Provide trainees with appropriate vocational evaluation, 

assessment, and counseling, support services, and job placement 

assistance;

    (4) Result in trainees becoming employed in jobs related to their 

training upon completion of their training; and

    (5) Use other appropriate Federal, State, and local programs to 

retrain, or provide services to, dislocated workers.

    (b) Educational significance. (10 points) The Secretary reviews each 

application to determine the extent to which the applicant--

    (1) Bases the proposed demonstration center for the training of 

dislocated workers on successful model vocational education programs 

that include components similar to the components required by this 

program, as evidenced by empirical data from those programs, in such 

factors as--

    (i) Student performance and achievement in vocational and technical 

training;

    (ii) High school graduation;

    (iii) Placement of students in jobs, including military service; and

    (iv) Successful transfer of students to a variety of postsecondary 

education programs;

    (2) Proposes project objectives that contribute to the improvement 

of education; and

    (3) Proposes to use innovative techniques to address educational 

problems and needs that are of national significance.

    (c) Plan of operation. (15 points) The Secretary reviews each 

application to determine the quality of the plan of operation for the 

project, including--

    (1) The quality of the project design, especially the establishment 

of measurable objectives for the project that are based on the project's 

overall goals;

    (2) The extent to which the plan of management is effective and 

ensures proper and efficient administration of the project over the 

award period;

    (3) How well the objectives of the project relate to the purpose of 

the program;

    (4) The quality of the applicant's plan to use its resources and 

personnel to achieve each objective including the use of appropriate 

existing Federal, State, and local programs; and

    (5) How the applicant will ensure that project participants who are 

otherwise eligible to participate are selected without regard to race, 

color, national origin, gender, age, or disability.

    (d) Evaluation plan. (15 points) The Secretary reviews each 

application to determine the quality of the project's evaluation plan, 

including the extent to which the plan--

    (1) Is clearly explained and is appropriate to the project;

    (2) To the extent possible, is objective and will produce data that 

are quantifiable;

    (3) Identifies expected outcomes of the participants and how those 

outcomes will be measured;

    (4) Includes activities during the formative stages of the project 

to help guide and improve the project, as well as a summative evaluation 

that includes recommendations for replicating project activities and 

results;

    (5) Will provide a comparison between intended and observed results, 

and lead to the demonstration of a clear link between the observed 

results and the specific treatment of project participants; and



[[Page 94]]



    (6) Will yield results that can be summarized and submitted to the 

Secretary for review by the Department's Program Effectiveness Panel as 

defined in 34 CFR 400.4(b).

    (e) Demonstration and dissemination. (10 points) The Secretary 

reviews each application for information to determine the effectiveness 

and efficiency of the plan for demonstrating and disseminating 

information about project activities and results throughout the project 

period, including--

    (1) High quality in the design of the dissemination plan and 

procedures for evaluating the effectiveness of the dissemination plan;

    (2) Provisions for publicizing the project at the local, State, and 

national levels by conducting or delivering presentations at 

conferences, workshops, and other professional meetings and by preparing 

materials for journal articles, newsletters, and brochures;

    (3) Identification of target groups and provisions for demonstrating 

the methods and techniques used by the project to others interested in 

replicating these methods and techniques, such as by inviting them to 

observe project activities;

    (4) A description of the types of materials the applicant plans to 

make available to help others replicate project activities and the 

methods for making the materials available; and

    (5) Provisions for assisting others to adopt and successfully 

implement the project or methods and techniques used by the project.

    (f) Key personnel. (10 points) (1) The Secretary reviews each 

application to determine the quality of key personnel the applicant 

plans to use on the project, including--

    (i) The qualifications, in relation to project requirements, of the 

project director;

    (ii) The qualifications, in relation to project requirements, of 

each of the other key personnel to be used in the project;

    (iii) The appropriateness of the time that each person referred to 

in paragraphs (f)(1) (i) and (ii) of this section will commit to the 

project; and

    (iv) How the applicant, as part of its nondiscriminatory employment 

practices, will ensure that its personnel are selected for employment 

without regard to race, color, national origin, gender, age, or 

disability.

    (2) To determine personnel qualifications under paragraphs (f)(1) 

(i) and (ii) of this section, the Secretary considers--

    (i) The experience and training of key personnel in project 

management and in fields related to the objectives of the project; and

    (ii) Any other qualifications of key personnel that pertain to the 

quality of the project.

    (g) Budget and cost effectiveness. (10 points) The Secretary reviews 

each application to determine the extent to which--

    (1) The budget is cost effective and adequate to support the project 

activities;

    (2) The budget contains costs that are reasonable and necessary in 

relation to the objectives of the project; and

    (3) The budget proposes using non-Federal resources available from 

appropriate employment, training, and education agencies in the State to 

provide project services and activities and to acquire demonstration 

center equipment and facilities.

    (h) Adequacy of resources and commitment. (5 points) (1) The 

Secretary reviews each application to determine the extent to which the 

applicant plans to devote adequate resources to the project. The 

Secretary considers the extent to which--

    (i) The facilities that the applicant plans to use are adequate; and

    (ii) The equipment and supplies that the applicant plans to use are 

adequate.

    (2) The Secretary reviews each application to determine the 

commitment to the project, including whether the--

    (i) Uses of non-Federal resources are adequate to provide project 

services and activities, especially resources of community organizations 

and State and local educational agencies; and

    (ii) Applicant has the capacity to continue, expand, and build upon 

the



[[Page 95]]



project when Federal assistance under this part ends.



(Approved by the Office of Management and Budget under Control No. 1830-

0013)



(Authority: 20 U.S.C. 2413)