[Code of Federal Regulations]

[Title 34, Volume 3]

[Revised as of July 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 34CFR646.21]



[Page 321-322]

 

                           TITLE 34--EDUCATION

 

 CHAPTER VI--OFFICE OF POSTSECONDARY EDUCATION, DEPARTMENT OF EDUCATION

 

PART 646_STUDENT SUPPORT SERVICES PROGRAM--Table of Contents

 

             Subpart C_How Does the Secretary Make a Grant?

 

Sec. 646.21  What selection criteria does the Secretary use to evaluate 

an application?



    The Secretary uses the following criteria to evaluate an application 

for a new grant:

    (a) Need for the project (24 points). The Secretary evaluates the 

need for a Student Support Services project proposed at the applicant 

institution on the basis of the extent to which the application contains 

clear evidence of--

    (1) (8 points) A high number or percentage, or both, of students 

enrolled or accepted for enrollment at the applicant institution who 

meet the eligibility requirements of Sec. 646.3;

    (2) (8 points) The academic and other problems that eligible 

students encounter at the applicant institution; and

    (3) (8 points) The differences between eligible Student Support 

Services students compared to an appropriate group, based on the 

following indicators:

    (i) Retention and graduation rates.

    (ii) Grade point averages.

    (iii) Graduate and professional school enrollment rates (four-year 

colleges only).

    (iv) Transfer rates from two-year to four-year institutions (two-

year colleges only).

    (b) Objectives (8 points). The Secretary evaluates the quality of 

the applicant's proposed project objectives on the basis of the extent 

to which they--

    (1) (2 points) Include performance, process and outcome objectives 

relating to each of the purposes of the Student Support Services Program 

stated in Sec. 646.1;

    (2) (2 points) Address the identified needs of the proposed 

participants;

    (3) (2 points) Are clearly described, specific, and measurable; and

    (4) (2 points) Are ambitious but attainable within each budget 

period and the project period given the project budget and other 

resources.

    (c) Plan of operation (30 points). The Secretary evaluates the 

quality of the applicant's plan of operation on the basis of the 

following:

    (1) (3 points) The plan to inform the institutional community 

(students, faculty, and staff) of the goals, objectives, and services of 

the project and the eligibility requirements for participation in the 

project.

    (2) (3 points) The plan to identify, select, and retain project 

participants with academic need.

    (3) (4 points) The plan for assessing each individual participant's 

need for specific services and monitoring his or her academic progress 

at the institution to ensure satisfactory academic progress.

    (4) (10 points) The plan to provide services that address the goals 

and objectives of the project.

    (5) (10 points) The applicant's plan to ensure proper and efficient 

administration of the project, including the organizational placement of 

the project; the time commitment of key project staff; the specific 

plans for financial management, student records management, and 

personnel management; and, where appropriate, its plan for coordination 

with other programs for disadvantaged students.

    (d) Institutional commitment (16 points). The Secretary evaluates 

the institutional commitment to the proposed project on the basis of the 

extent to which the applicant has--

    (1) (6 points) Committed facilities, equipment, supplies, personnel, 

and other resources to supplement the grant and enhance project 

services;

    (2) (6 points) Established administrative and academic policies that 

enhance participants' retention at the institution and improve their 

chances of graduating from the institution;

    (3) (2 points) Demonstrated a commitment to minimize the dependence 

on student loans in developing financial aid packages for project 

participants by committing institutional resources to the extent 

possible; and

    (4) (2 points) Assured the full cooperation and support of the 

Admissions, Student Aid, Registrar and data collection and analysis 

components of the institution.

    (e) Quality of personnel (9 points). To determine the quality of 

personnel the



[[Page 322]]



applicant plans to use, the Secretary looks for information that shows--

    (1) (3 points) The qualifications required of the project director, 

including formal education and training in fields related to the 

objectives of the project, and experience in designing, managing, or 

implementing Student Support Services or similar projects;

    (2) (3 points) The qualifications required of other personnel to be 

used in the project, including formal education, training, and work 

experience in fields related to the objectives of the project; and

    (3) (3 points) The quality of the applicant's plan for employing 

personnel who have succeeded in overcoming barriers similar to those 

confronting the project's target population.

    (f) Budget (5 points). The Secretary evaluates the extent to which 

the project budget is reasonable, cost-effective, and adequate to 

support the project.

    (g) Evaluation plan (8 points). The Secretary evaluates the quality 

of the evaluation plan for the project on the basis of the extent to 

which--

    (1) The applicant's methods for evaluation--

    (i) (2 points) Are appropriate to the project and include both 

quantitative and qualitative evaluation measures; and

    (ii) (2 points) Examine in specific and measurable ways, using 

appropriate baseline data, the success of the project in improving 

academic achievement, retention and graduation of project participants; 

and

    (2) (4 points) The applicant intends to use the results of an 

evaluation to make programmatic changes based upon the results of 

project evaluation.



(Approved by the Office of Management and Budget under control number 

1840-0017)



(Authority: 20 U.S.C. 1070a-14)