[Code of Federal Regulations]

[Title 34, Volume 3]

[Revised as of July 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 34CFR648.31]



[Page 334-336]

 

                           TITLE 34--EDUCATION

 

 CHAPTER VI--OFFICE OF POSTSECONDARY EDUCATION, DEPARTMENT OF EDUCATION

 

PART 648_GRADUATE ASSISTANCE IN AREAS OF NATIONAL NEED--Table of Contents

 

             Subpart C_How Does the Secretary Make an Award?

 

Sec. 648.31  What selection criteria does the Secretary use?



    The Secretary evaluates an application on the basis of the criteria 

in this section.

    (a) Meeting the purposes of the program. The Secretary reviews each 

application to determine how well the project will meet the purposes of 

the program, including the extent to which--

    (1) The applicant's general and specific objectives for the project 

are realistic and measurable;

    (2) The applicant's objectives for the project seek to sustain and 

enhance the capacity for teaching and research at the institution and at 

State, regional, or national levels;

    (3) The applicant's objectives seek to institute policies and 

procedures to ensure the enrollment of talented graduate students from 

traditionally underrepresented backgrounds; and

    (4) The applicant's objectives seek to institute policies and 

procedures to ensure that it will award fellowships to individuals who 

satisfy the requirements of Sec. 648.40.

    (b) Extent of need for the project. The Secretary considers the 

extent to which a grant under the program is needed by the academic 

department by considering--

    (1) How the applicant identified the problems that form the specific 

needs of the project;

    (2) The specific problems to be resolved by successful realization 

of the goals and objectives of the project; and

    (3) How increasing the number of fellowships will meet the specific 

and general objectives of the project.

    (c) Quality of the graduate academic program. The Secretary reviews 

each application to determine the quality of the current graduate 

academic program for which project funding is sought, including--

    (1) The course offerings and academic requirements for the graduate 

program;

    (2) The qualifications of the faculty, including education, research 

interest, publications, teaching ability, and accessibility to graduate 

students;

    (3) The focus and capacity for research; and

    (4) Any other evidence the applicant deems appropriate to 

demonstrate the quality of its academic program.

    (d) Quality of the supervised teaching experience. The Secretary 

reviews each application to determine the quality of the teaching 

experience the applicant plans to provide fellows under this program, 

including the extent to which the project--

    (1) Provides each fellow with the required supervised training in 

instruction;

    (2) Provides adequate instruction on effective teaching techniques;

    (3) Provides extensive supervision of each fellow's teaching 

performance; and

    (4) Provides adequate and appropriate evaluation of the fellow's 

teaching performance.

    (e) Recruitment plan. The Secretary reviews each application to 

determine the quality of the applicant's recruitment plan, including--

    (1) How the applicant plans to identify, recruit, and retain 

students from traditionally underrepresented backgrounds in the academic 

program for which fellowships are sought;

    (2) How the applicant plans to identify eligible students for 

fellowships;

    (3) The past success of the academic department in enrolling 

talented graduate students from traditionally underrepresented 

backgrounds; and

    (4) The past success of the academic department in enrolling 

talented graduate students for its academic program.



[[Page 335]]



    (f) Project administration. The Secretary reviews the quality of the 

proposed project administration, including--

    (1) How the applicant will select fellows, including how the 

applicant will ensure that project participants who are otherwise 

eligible to participate are selected without regard to race, color, 

national origin, religion, gender, age, or disabling condition;

    (2) How the applicant proposes to monitor whether a fellow is making 

satisfactory progress toward the degree for which the fellowship has 

been awarded;

    (3) How the applicant proposes to identify and meet the academic 

needs of fellows;

    (4) How the applicant proposes to maintain enrollment of graduate 

students from traditionally underrepresented backgrounds; and

    (5) The extent to which the policies and procedures the applicant 

proposes to institute for administering the project are likely to ensure 

efficient and effective project implementation, including assistance to 

and oversight of the project director.

    (g) Institutional commitment. The Secretary reviews each application 

for evidence that--

    (1) The applicant will provide, from any funds available to it, 

sufficient funds to support the financial needs of the fellows if the 

funds made available under the program are insufficient;

    (2) The institution's social and academic environment is supportive 

of the academic success of students from traditionally underrepresented 

backgrounds on the applicant's campus;

    (3) Students receiving fellowships under this program will receive 

stipend support for the time necessary to complete their courses of 

study, but in no case longer than 5 years; and

    (4) The applicant demonstrates a financial commitment, including the 

nature and amount of the institutional matching contribution, and other 

institutional commitments that are likely to ensure the continuation of 

project activities for a significant period of time following the period 

in which the project receives Federal financial assistance.

    (h) Quality of key personnel. The Secretary reviews each application 

to determine the quality of key personnel the applicant plans to use on 

the project, including--

    (1) The qualifications of the project director;

    (2) The qualifications of other key personnel to be used in the 

project;

    (3) The time commitment of key personnel, including the project 

director, to the project; and

    (4) How the applicant, as part of its nondiscriminatory employment 

practices, will ensure that its personnel are selected without regard to 

race, color, national origin, religion, gender, age, or disabling 

condition, except pursuant to a lawful affirmative action plan.

    (i) Budget. The Secretary reviews each application to determine the 

extent to which--

    (1) The applicant shows a clear understanding of the acceptable uses 

of program funds; and

    (2) The costs of the project are reasonable in relation to the 

objectives of the project.

    (j) Evaluation plan. The Secretary reviews each application to 

determine the quality of the evaluation plan for the project, including 

the extent to which the applicant's methods of evaluation--

    (1) Relate to the specific goals and measurable objectives of the 

project;

    (2) Assess the effect of the project on the students receiving 

fellowships under this program, including the effect on persons of 

different racial and ethnic backgrounds, genders, and ages, and on 

persons with disabilities who are served by the project;

    (3) List both process and product evaluation questions for each 

project activity and outcome, including those of the management plan;

    (4) Describe both the process and product evaluation measures for 

each project activity and outcome;

    (5) Describe the data collection procedures, instruments, and 

schedules for effective data collection;

    (6) Describe how the applicant will analyze and report the data so 

that it can make adjustments and improvements on a regular basis; and

    (7) Include a time-line chart that relates key evaluation processes 

and



[[Page 336]]



benchmarks to other project component processes and benchmarks.

    (k) Adequacy of resources. The Secretary reviews each application to 

determine the adequacy of the resources that the applicant makes 

available to graduate students receiving fellowships under this program, 

including facilities, equipment, and supplies.



(Approved by the Office of Management and Budget under control number 

1840-0604)



(Authority: 20 U.S.C. 1135-1135c)



[58 FR 65842, Dec. 16, 1993, as amended at 70 FR 13375, Mar. 21, 2005]