[Code of Federal Regulations]

[Title 42, Volume 3]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 42CFR435.2]



[Page 106-110]

 

                         TITLE 42--PUBLIC HEALTH

 

  CHAPTER IV--CENTERS FOR MEDICARE & MEDICAID SERVICES, DEPARTMENT OF 

                  HEALTH AND HUMAN SERVICES (CONTINUED)

 

PART 435_ELIGIBILITY IN THE STATES, DISTRICT OF COLUMBIA, THE NORTHERN 

MARIANA ISLANDS, AND AMERICAN SAMOA--Table of Contents

 

              Subpart A_General Provisions and Definitions

 

Sec. 435.2  Purpose and applicability.









              Subpart A_General Provisions and Definitions



Sec.

435.2 Purpose and applicability.

435.3 Basis.

435.4 Definitions and use of terms.

435.10 State plan requirements.



         Subpart B_Mandatory Coverage of the Categorically Needy



435.100 Scope.



               Mandatory Coverage of Families and Children



435.110 Individuals receiving aid to families with dependent children.

435.112 Families terminated from AFDC because of increased earnings or 

          hours of employment.

435.113 Individuals who are ineligible for AFDC because of requirements 

          that do not apply under title XIX of the Act.

435.114 Individuals who would be eligible for AFDC except for increased 

          OASDI income under Pub. L. 92-336 (July 1, 1972).

435.115 Individuals deemed to be receiving AFDC.



  Mandatory Coverage of Pregnant Women, Children under 8, and Newborn 

                                Children



435.116 Qualified pregnant women and children who are not qualified 

          family members.

435.117 Newborn children.



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             Mandatory Coverage of Qualified Family Members



435.119 Qualified family members.



           Mandatory Coverage of the Aged, Blind, and Disabled



435.120 Individuals receiving SSI.

435.121 Individuals in States using more restrictive requirements for 

          Medicaid than the SSI requirements.

435.122 Individuals who are ineligible for SSI or optional State 

          supplements because of requirements that do not apply under 

          title XIX of the Act.

435.130 Individuals receiving mandatory State supplements.

435.131 Individuals eligible as essential spouses in December 1973.

435.132 Institutionalized individuals who were eligible in December 

          1973.

435.133 Blind and disabled individuals eligible in December 1973.

435.134 Individuals who would be eligible except for the increase in 

          OASDI benefits under Pub. L. 92-336 (July 1, 1972).

435.135 Individuals who become ineligible for cash assistance as a 

          result of OASDI cost-of-living increases received after April 

          1977.

435.136 State agency implementation requirements for one-time notice and 

          annual review system.

435.137 Disabled widows and widowers who would be eligible for SSI 

          except for the increase in disability benefits resulting from 

          elimination of the reduction under Pub. L. 98-31.

435.138 Disabled widows and widowers aged 60 through 64 who would be 

          eligible for SSI benefits except for receipt of early social 

          security benefits.



                  Mandatory Coverage of Certain Aliens



435.139 Coverage for certain aliens.



   Mandatory Coverage of Adoption Assistance and Foster Care Children



435.145 Children for whom adoption assistance or foster care maintenance 

          payments are made.



                  Mandatory Coverage of Special Groups



435.170 Pregnant women eligible for extended coverage.



          Subpart C_Options for Coverage as Categorically Needy



435.200 Scope.

435.201 Individuals included in optional groups.



 Options for Coverage of Families and Children and the Aged, Blind, and 

                                Disabled



435.210 Individuals who meet the income and resource requirements of the 

          cash assistance programs.

435.211 Individuals who would be eligible for cash assistance if they 

          were not in medical institutions.

435.212 Individuals who would be ineligible if they were not enrolled in 

          an MCO or PCCM.

435.217 Individuals receiving home and community-based services.



              Options for Coverage of Families and Children



435.220 Individuals who would meet the income and resource requirements 

          under AFDC if child care costs were paid from earnings.

435.221 [Reserved]

435.222 Individuals under age 21 who meet the income and resource 

          requirements of AFDC.

435.223 Individuals who would be eligible for AFDC if coverage under the 

          State's AFDC plan were as broad as allowed under title IV-A.

435.225 Individuals under age 19 who would be eligible for Medicaid if 

          they were in a medical institution.

435.227 Individuals under age 21 who are under State adoption assistance 

          agreements.

435.229 Optional targeted low-income children.



          Options for Coverage of the Aged, Blind, and Disabled



435.230 Aged, blind, and disabled individuals in States that use more 

          restrictive requirements for Medicaid than SSI requirements: 

          Optional coverage.

435.232 Individuals receiving only optional State supplements.

435.234 Individuals receiving only optional State supplements in States 

          using more restrictive eligibility requirements than SSI and 

          certain States using SSI criteria.

435.236 Individuals in institutions who are eligible under a special 

          income level.



           Subpart D_Optional Coverage of the Medically Needy



435.300 Scope.

435.301 General rules.

435.308 Medically needy coverage of individuals under age 21.

435.310 Medically needy coverage of specified relatives.

435.320 Medically needy coverage of the aged in States that cover 

          individuals receiving SSI.



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435.322 Medically needy coverage of the blind in States that cover 

          individuals receiving SSI.

435.324 Medically needy coverage of the disabled in States that cover 

          individuals receiving SSI.

435.326 Individuals who would be ineligible if they were not enrolled in 

          an MCO or PCCM.

435.330 Medically needy coverage of the aged, blind, and disabled in 

          States using more restrictive eligibility requirements for 

          Medicaid than those used under SSI.

435.340 Protected medically needy coverage for blind and disabled 

          individuals eligible in December 1973.

435.350 Coverage for certain aliens.



               Subpart E_General Eligibility Requirements



435.400 Scope.

435.401 General rules.

435.402 [Reserved]

435.403 State residence.

435.404 Applicant's choice of category.

435.406 Citizenship and alienage.

435.408 Categories of aliens who are permanently residing in the United 

          States under color of law.



           Subpart F_Categorical Requirements for Eligibility



435.500 Scope.



                               Dependency



435.510 Determination of dependency.



                                   Age



435.520 Age requirements for the aged.

435.522 Determination of age.



                                Blindness



435.530 Definition of blindness.

435.531 Determinations of blindness.



                               Disability



435.540 Definition of disability.

435.541 Determinations of disability.



    Subpart G_General Financial Eligibility Requirements and Options



435.600 Scope.

435.601 Application of financial eligibility methodologies.

435.602 Financial responsibility of relatives and other individuals.

435.604 [Reserved]

435.606 [Reserved]

435.608 Applications for other benefits.

435.610 Assignment of rights to benefits.

435.622 Individuals in institutions who are eligible under a special 

          income level.

435.631 General requirements for determining income eligibility in 

          States using more restrictive requirements for Medicaid than 

          SSI.

435.640 Protected Medicaid eligibility for individuals eligible in 

          December 1973.



   Subpart H_Specific Post-Eligibility Financial Requirements for the 

                           Categorically Needy



435.700 Scope.

435.725 Post-eligibility treatment of income of institutionalized 

          individuals in SSI States: Application of patient income to 

          the cost of care.

435.726 Post-eligibility treatment of income of individuals receiving 

          home and community-based services furnished under a waiver: 

          Application of patient income to the cost of care.

435.733 Post-eligibility treatment of income of institutionalized 

          individuals in States using more restrictive requirements than 

          SSI: Application of patient income to the cost of care.

435.735 Post-eligibility treatment of income and resources of 

          individuals receiving home and community-based services 

          furnished under a waiver: Application of patient income to the 

          cost of care.



     Subpart I_Specific Eligibility and Post-Eligibility Financial 

                  Requirements for the Medically Needy



435.800 Scope.



                     Medically Needy Income Standard



435.811 Medically needy income standard: General requirements.

435.814 Medically needy income standard: State plan requirements.



                   Medically Needy Income Eligibility



435.831 Income eligibility.

435.832 Post-eligibility treatment of income of institutionalized 

          individuals: Application of patient income to the cost of 

          care.



                    Medically Needy Resource Standard



435.840 Medically needy resource standard: General requirements.

435.843 Medically needy resource standard: State plan requirements.



            Determining Eligibility on the Basis of Resources



435.845 Medically needy resource eligibility.

435.850-435.852 [Reserved]



      Subpart J_Eligibility in the States and District of Columbia



435.900 Scope.



[[Page 109]]



                    General Methods of Administration



435.901 Consistency with objectives and statutes.

435.902 Simplicity of administration.

435.903 Adherence of local agencies to State plan requirements.

435.904 Establishment of outstation locations to process applications 

          for certain low-income eligibility groups.



                              Applications



435.905 Availability of program information.

435.906 Opportunity to apply.

435.907 Written application.

435.908 Assistance with application.

435.909 Automatic entitlement to Medicaid following a determination of 

          eligibility under other programs.

435.910 Use of social security number.



                  Determination of Medicaid Eligibility



435.911 Timely determination of eligibility.

435.912 Notice of agency's decision concerning eligibility.

435.913 Case documentation.

435.914 Effective date.



                Redeterminations of Medicaid Eligibility



435.916 Periodic redeterminations of Medicaid eligibility.

435.919 Timely and adequate notice concerning adverse actions.

435.920 Verification of SSNs.



                           Furnishing Medicaid



435.930 Furnishing Medicaid.



            Income and Eligibility Verification Requirements



435.940 Basis and scope.

435.945 General requirements.

435.948 Requesting information.

435.952 Use of information.

435.953 Identifying items of information to use.

435.955 Additional requirements regarding information released by a 

          Federal agency.

435.960 Standardized formats for furnishing and obtaining information to 

          verifying income and eligibility.

435.965 Delay of effective date.



                Subpart K_Federal Financial Participation



435.1000 Scope.



 FFP in Expenditures for Determining Eligibility and Providing Services



435.1001 FFP for administration.

435.1002 FFP for services.

435.1003 FFP for redeterminations.

435.1004 Recipients overcoming certain conditions of eligibility.



                           Limitations on FFP



435.1005 Recipients in institutions eligible under a special income 

          standard.

435.1006 Recipients of optional State supplements only.

435.1007 Categorically needy, medically needy, and qualified Medicare 

          beneficiaries.

435.1008 Institutionalized individuals.

435.1009 Definitions relating to institutional status.



                   Requirements for State Supplements



435.1010 Requirement for mandatory State supplements.

435.1011 Requirement for maintenance of optional State supplement 

          expenditures.



             Subpart L_Option for Coverage of Special Groups



435.1100 Basis and scope.



                  Presumptive Eligibility for Children



435.1101 Definitions related to presumptive eligibility for children.

435.1102 General rules.



    Authority: Sec. 1102 of the Social Security Act (42 U.S.C. 1302).



    Source: 43 FR 45204, Sept. 29, 1978, unless otherwise noted.







    This part sets forth, for the 50 States, the District of Columbia, 

the Northern Mariana Islands, and American Samoa--

    (a) The eligibility provisions that a State plan must contain;

    (b) The mandatory and optional groups of individuals to whom 

Medicaid is provided under a State plan;

    (c) The eligibility requirements and procedures that the Medicaid 

agency must use in determining and redetermining eligibility, and 

requirements it may not use;

    (d) The availability of FFP for providing Medicaid and for 

administering the eligibility provisions of the plan; and

    (e) Other requirements concerning eligibility determinations, such 

as use



[[Page 110]]



of an institutionalized individual's income for the cost of care.



[43 FR 45204, Sept. 29, 1978, as amended at 44 FR 17937, Mar. 23, 1979; 

51 FR 41350, Nov. 14, 1986]