[Code of Federal Regulations]

[Title 42, Volume 3]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 42CFR498.5]



[Page 1093-1094]

 

                         TITLE 42--PUBLIC HEALTH

 

  CHAPTER IV--CENTERS FOR MEDICARE & MEDICAID SERVICES, DEPARTMENT OF 

                  HEALTH AND HUMAN SERVICES (CONTINUED)

 

PART 498_APPEALS PROCEDURES FOR DETERMINATIONS THAT AFFECT PARTICIPATION 

IN THE MEDICARE PROGRAM AND FOR DETERMINATIONS THAT AFFECT THE 

PARTICIPATION OF ICFs/MR AND CERTAIN NFs IN THE MEDICAID PROGRAM--Table 

of Contents

 

                      Subpart A_General Provisions

 

Sec. 498.5  Appeal rights.



    (a) Appeal rights of prospective providers. (1) Any prospective 

provider dissatisfied with an initial determination or revised initial 

determination that it does not qualify as a provider may request 

reconsideration in accordance with Sec. 498.22(a).

    (2) Any prospective provider dissatisfied with a reconsidered 

determination under paragraph (a)(1) of this section, or a revised 

reconsidered determination under Sec. 498.30, is entitled to a hearing 

before an ALJ.

    (b) Appeal rights of providers. Any provider dissatisfied with an 

initial determination to terminate its provider agreement is entitled to 

a hearing before an ALJ.

    (c) Appeal rights of providers and prospective providers. Any 

provider or prospective provider dissatisfied with a hearing decision 

may request Departmental Appeals Board review, and has a right to seek 

judicial review of the Board's decision.

    (d) Appeal rights of prospective suppliers. (1) Any prospective 

supplier dissatisfied with an initial determination or a revised initial 

determination that its services do not meet the conditions for coverage 

may request reconsideration in accordance with Sec. 498.22(a).

    (2) Any prospective supplier dissatisfied with a reconsidered 

determination under paragraph (d)(1) of this section, or a revised 

reconsidered determination under Sec. 498.30, is entitled to a hearing 

before an ALJ.

    (e) Appeal rights of suppliers. Any supplier dissatisfied with an 

initial determination that the services subject to the determination no 

longer meet the conditions for coverage, is entitled to a hearing before 

an ALJ.

    (f) Appeal rights of suppliers and prospective suppliers. (1) Any 

supplier or prospective supplier dissatisfied with the hearing decision 

may request Departmental Appeals Board review of the ALJ's decision.

    (2) Suppliers and prospective suppliers do not have a right to 

judicial review except as provided in paragraph (i) of this section.

    (g) Appeal rights for certain practitioners. A physical therapist in 

independent practice or a chiropractor dissatisfied with a determination 

that he or she does not meet the requirements for coverage of his or her 

services has the same appeal rights as suppliers have under paragraphs 

(d), (e) and (f) of this section.

    (h) Appeal rights for nonparticipating hospitals that furnish 

emergency services. A nonparticipating hospital dissatisfied with a 

determination or decision that it does not qualify to elect to claim 

payment for all emergency services furnished during a calendar year has 

the same appeal rights that providers have under paragraph (a), (b), and 

(c) of this section.

    (i) Appeal rights for suspended or excluded practitioners, 

providers, or suppliers. (1) Any practitioner, provider, or supplier who 

has been suspended, or whose services have been excluded from coverage 

in accordance with Sec. 498.3(c)(2), or has been sanctioned in 

accordance with Sec. 498.3(c)(3), is entitled to a hearing before an 

ALJ.

    (2) Any suspended or excluded practitioner, provider, or supplier 

dissatisfied with a hearing decision may request Departmental Appeals 

Board review and has a right to seek judicial review of the Board's 

decision by filing an action in Federal district court.

    (j) Appeal rights for Medicaid ICFs/MR terminated by CMS. (1) Any 

Medicaid ICF/MR that has had its approval cancelled by CMS in accordance 

with Sec. 498.3(b)(8) has a right to a hearing before an ALJ, to 

request Departmental Appeals Board review of the hearing decision, and 

to seek judicial review of the Board's decision.

    (2) The Medicaid agreement remains in effect until the period for 

requesting a hearing has expired or, if the facility requests a hearing, 

until a hearing decision is issued, unless CMS--

    (i) Makes a written determination that continuation of provider 

status for the SNF or ICF constitutes an immediate and serious threat to 

the



[[Page 1094]]



health and safety of patients and specifies the reasons for that 

determination; and

    (ii) Certifies that the facility has been notified of its 

deficiencies and has failed to correct them.

    (k) Appeal rights of NFs. Under the circumstances specified in Sec. 

431.153 (g) and (h) of this chapter, an NF has a right to a hearing 

before an ALJ, to request Board review of the hearing decision, and to 

seek judicial review of the Board's decision.



[52 FR 22446, June 12, 1987, as amended at 57 FR 43925, Sept. 23, 1992; 

59 FR 56252, Nov. 10, 1994; 61 FR 32350, June 24, 1996]