[Code of Federal Regulations]

[Title 42, Volume 1]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 42CFR54a.8]



[Page 238-239]

 

                         TITLE 42--PUBLIC HEALTH

 

    CHAPTER I--PUBLIC HEALTH SERVICE, DEPARTMENT OF HEALTH AND HUMAN 

                                SERVICES

 

PART 54a_CHARITABLE CHOICE REGULATIONS APPLICABLE TO STATES, LOCAL 

 

Sec. 54a.8  Right to services from an alternative provider.



    (a) General requirements. If an otherwise eligible program 

beneficiary or prospective program beneficiary objects to the religious 

character of a program participant, within a reasonable period of time 

after the date of such objection, such program beneficiary shall have 

rights to notice, referral, and alternative services, as outlined in 

paragraphs (b) through (d) of this section. With respect to SAMHSA 

discretionary programs, for purposes of determining what is the 

appropriate Federal, State, or local government, the following principle 

shall apply: When SAMHSA provides funding directly to another unit of 

government, such as a State or local government, that unit of government 

is responsible for providing the alternative services. When SAMHSA 

provides discretionary grant funding directly to a nongovernmental 

organization, SAMHSA is the responsible unit of government.

    (b) Notice. Program participants that refer an individual to 

alternative providers, and the appropriate Federal, State, or local 

governments that administer the applicable programs, shall ensure that 

notice of the individual's rights to services from an alternative 

provider is provided to all program beneficiaries or prospective 

beneficiaries. The notice must clearly articulate the program 

beneficiary's right to a referral and to services that reasonably meet 

the requirements of timeliness, capacity, accessibility, and equivalency 

as discussed in this section. A model notice is set out in appendix A to 

this part.

    (c) Referral to services from an alternative provider. If a program 

beneficiary or a prospective program beneficiary objects to the 

religious character of a program participant that is a religious 

organization, that participating religious organization shall, within a 

reasonable time after the date of such objection, refer such individual 

to an alternative provider.

    (1) When the State or local government is the responsible unit of 

government, the State shall have a system in place to ensure that such 

referrals are made. That system shall ensure that the following occurs:

    (i) The religious organization that is a program participant shall, 

within a reasonable time after the date of such objection, refer the 

beneficiary to an alternative provider;

    (ii) In making such referral, the religious organization shall 

consider any list that the State or local government makes available to 

entities in the geographic area that provide program services, which may 

include utilizing any treatment locator system developed by SAMHSA;

    (iii) All referrals are to be made in a manner consistent with all 

applicable confidentiality laws, including, but not limited to, 42 CFR 

part 2 (``Confidentiality of Alcohol and Drug Abuse Patient Records'');

    (iv) Upon referring a program beneficiary to an alternative 

provider, the religious organization shall notify the responsible unit 

of government of such referral; and

    (v) The religious organization shall ensure that the program 

beneficiary makes contact with the alternative provider to which he or 

she is referred.

    (2) When SAMHSA is the responsible unit of government, the referral 

process is as follows:



[[Page 239]]



    (i) When a program beneficiary requests alternative services, the 

religious organization will seek to make such a referral.

    (ii) If the religious organization cannot locate an appropriate 

provider of alternative services, the religious organization will 

contact SAMHSA. They will work together to identify additional 

alternative providers, utilizing the SAMHSA Treatment Locator system, if 

appropriate.

    (iii) The religious organization will contact these alternative 

providers and seek to make the referral, in a manner consistent with all 

applicable confidentiality laws, including, but not limited to, 42 CFR 

part 2 (``Confidentiality of Alcohol and Drug Abuse Patient Records'').

    (iv) In the event the religious organization is still unable to 

locate an alternative provider, it may again contact SAMHSA for 

assistance.

    (d) Referral reporting procedures. The program participant shall 

notify the appropriate Federal, State or local government agency that 

administers the program of such referral. If a State or local government 

is the responsible unit of government, it may determine its own 

reporting procedures. When SAMHSA is the responsible unit of government, 

this notification will occur during the course of the regular reports 

that may be required under the terms of the funding award.

    (e) Provision and funding of alternative services. The responsible 

unit of government, as defined in paragraph (a) of this section, shall 

provide to an otherwise eligible program beneficiary or prospective 

program beneficiary who objects to the religious character of a program 

participant, services and fund services from an alternative provider 

that is reasonably accessible to, and has the capacity to provide such 

services to the individual. Such services shall have a value that is not 

less than the value of the services that the individual would have 

received from the program participant to which the individual had such 

objection. The appropriate State or local governments that administer 

SAMHSA-funded programs shall ensure that notice of their right to 

alternative services is provided to applicants or recipients. The 

alternative provider need not be a secular organization. It must simply 

be a provider to which the program beneficiary has no religious 

objection.

    (1) When the State receives a discretionary grant from SAMHSA, it 

shall utilize its own implementation procedures for these provisions and 

shall use funds from the SAMHSA discretionary grant to finance such 

alternative services, as needed;

    (2) When the local government receives a discretionary grant from 

SAMHSA, it shall utilize State implementation procedures for these 

provisions and shall use funds from the SAMHSA discretionary grant to 

finance such alternative services, as needed;

    (3) When a religious organization receives a discretionary grant 

from SAMHSA, if a publicly funded alternative provider is available that 

is reasonably accessible and can provide equivalent services, the 

religious organization shall refer the beneficiary to that provider. 

However, if such a provider is not available, the religious organization 

shall contract with an alternative provider to provide such services and 

may finance such services with funds from the SAMHSA discretionary 

grant.