[Code of Federal Regulations]

[Title 44, Volume 1]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 44CFR9.4]



[Page 82-85]

 

              TITLE 44--EMERGENCY MANAGEMENT AND ASSISTANCE

 

 CHAPTER I--FEDERAL EMERGENCY MANAGEMENT AGENCY, DEPARTMENT OF HOMELAND 

                                SECURITY

 

PART 9_FLOODPLAIN MANAGEMENT AND PROTECTION OF WETLANDS--Table of Contents

 

Sec. 9.4  Definitions.



    The following definitions shall apply throughout this regulation.

    Action means any action or activity including: (a) Acquiring, 

managing and disposing of Federal lands and facilities; (b) providing 

federally undertaken, financed or assisted construction and 

improvements; and (c) conducting Federal activities and programs 

affecting land use, including, but not limited to, water and related 

land resources, planning, regulating and licensing activities.

    Actions Affecting or Affected by Floodplains or Wetlands means 

actions which have the potential to result in the long- or short-term 

impacts associated with (a) the occupancy or modification of 

floodplains, and the direct or indirect support of floodplain 

development, or (b) the destruction and modification of wetlands and the 

direct or indirect support of new construction in wetlands.



[[Page 83]]



    Agency means the Federal Emergency Management Agency (FEMA).

    Agency Assistance means grants for projects or planning activities, 

loans, and all other forms of financial or technical assistance provided 

by the Agency.

    Associate Director means the head of any Office or Administration of 

the Federal Emergency Management Agency, who has programmatic 

responsibility for a particular action.

    Base Flood means the flood which has a one percent chance of being 

equalled or exceeded in any given year (also known as a 100-year flood). 

This term is used in the National Flood Insurance Program (NFIP) to 

indicate the minimum level of flooding to be used by a community in its 

floodplain management regulations.

    Base Floodplain means the 100-year floodplain (one percent chance 

floodplain).

    Coastal High Hazard Area means the areas subject to high velocity 

waters including but not limited to hurricane wave wash or tsunamis. On 

a Flood Insurance Rate Map (FIRM), this appears as zone V1-30, VE or V.

    Critical Action means an action for which even a slight chance of 

flooding is too great. The minimum floodplain of concern for critical 

actions is the 500-year floodplain, i.e., critical action floodplain. 

Critical actions include, but are not limited to, those which create or 

extend the useful life of structures or facilities:

    (a) Such as those which produce, use or store highly volatile, 

flammable, explosive, toxic or water-reactive materials;

    (b) Such as hospitals and nursing homes, and housing for the 

elderly, which are likely to contain occupants who may not be 

sufficiently mobile to avoid the loss of life or injury during flood and 

storm events;

    (c) Such as emergency operation centers, or data storage centers 

which contain records or services that may become lost or inoperative 

during flood and storm events; and

    (d) Such as generating plants, and other principal points of utility 

lines.

    Direct Impacts means changes in floodplain or wetland values and 

functions and changes in the risk to lives and property caused or 

induced by an action or related activity. Impacts are caused whenever 

these natural values and functions are affected as a direct result of an 

action. An action which would result in the discharge of polluted storm 

waters into a floodplain or wetland, for example, would directly affect 

their natural values and functions. Construction-related activities, 

such as dredging and filling operations within the floodplain or a 

wetland would be another example of impacts caused by an action.

    Director means the Director of the Federal Emergency Management 

Agency (FEMA).

    Emergency Actions means emergency work essential to save lives and 

protect property and public health and safety performed under sections 

305 and 306 of the Disaster Relief Act of 1974 (42 U.S.C. 5145 and 

5146). See 44 CFR part 205, subpart E.

    Enhance means to increase, heighten, or improve the natural and 

beneficial values associated with wetlands.

    Facility means any man-made or man-placed item other than a 

structure.

    FEMA means the Federal Emergency Management Agency.

    FIA means the Federal Insurance Administration.

    Five Hundred Year Floodplain (the 500-year floodplain or 0.2 percent 

change floodplain) means that area, including the base floodplain, which 

is subject to inundation from a flood having a 0.2 percent chance of 

being equalled or exceeded in any given year.

    Flood or flooding means a general and temporary condition of partial 

or complete inundation of normally dry land areas from the overflow of 

inland and/or tidal waters, and/or the unusual and rapid accumulation or 

runoff of surface waters from any source.

    Flood Fringe means that portion of the floodplain outside of the 

floodway (often referred to as ``floodway fringe'').

    Flood Hazard Boundary Map (FHBM) means an offical map of a 

community, issued by the Director, where the boundaries of the flood, 

mudslide (i.e., mudflow) and related erosion areas having special 

hazards have been designated as Zone A, M, or E.



[[Page 84]]



    Flood Insurance Rate Map (FIRM) means an official map of a community 

on which the Director has delineated both the special hazard areas and 

the risk premium zones applicable to the community.

    Flood Insurance Study (FIS) means an examination, evaluation and 

determination of flood hazards and, if appropriate, corresponding water 

surface elevations or an examination, evaluation and determination of 

mudslide (i.e., mudflow) and/or flood-related erosion hazards.

    Floodplain means the lowland and relatively flat areas adjoining 

inland and coastal waters including, at a minimum, that area subject to 

a one percent or greater chance of flooding in any given year. Wherever 

in this regulation the term ``floodplain'' is used, if a critical action 

is involved, ``floodplain'' shall mean the area subject to inundation 

from a flood having a 0.2 percent chance of occurring in any given year 

(500-year floodplain). ``Floodplain'' does not include areas subject 

only to mudflow until FIA adopts maps identifying ``M'' Zones.

    Floodproofing means the modification of individual structures and 

facilities, their sites, and their contents to protect against 

structural failure, to keep water out, or to reduce effects of water 

entry.

    Floodway means that portion of the floodplain which is effective in 

carrying flow, within which this carrying capacity must be preserved and 

where the flood hazard is generally highest, i.e., where water depths 

and velocities are the greatest. It is that area which provides for the 

discharge of the base flood so the cumulative increase in water surface 

elevation is no more than one foot.

    Functionally Dependent Use means a use which cannot perform its 

intended purpose unless it is located or carried out in close proximity 

to water, (e.g., bridges, and piers).

    Indirect Impacts means an indirect result of an action whenever the 

action induces or makes possible related activities which effect the 

natural values and functions of floodplains or wetlands or the risk to 

lives and property. Such impacts occur whenever these values and 

functions are potentially affected, either in the short- or long-term, 

as a result of undertaking an action.

    Minimize means to reduce to the smallest amount or degree possible.

    Mitigation means all steps necessary to minimize the potentially 

adverse effects of the proposed action, and to restore and preserve the 

natural and beneficial floodplain values and to preserve and enhance 

natural values of wetlands.

    Natural Values of Floodplains and Wetlands means the qualities of or 

functions served by floodplains and wetlands which include but are not 

limited to: (a) Water resource values (natural moderation of floods, 

water quality maintenance, groundwater recharge); (b) living resource 

values (fish, wildlife, plant resources and habitats); (c) cultural 

resource values (open space, natural beauty, scientific study, outdoor 

education, archeological and historic sites, recreation); and (d) 

cultivated resource values (agriculture, aquaculture, forestry).

    New Construction means the construction of a new structure 

(including the placement of a mobile home) or facility or the 

replacement of a structure or facility which has been totally destroyed.

    New Construction in Wetlands includes draining, dredging, 

channelizing, filling, diking, impounding, and related activities and 

any structures or facilities begun or authorized after the effective 

dates of the Orders, May 24, 1977.

    Orders means Executive Orders 11988, Floodplain Management, and 

11990, Protection of Wetlands.

    Practicable means capable of being done within existing constraints. 

The test of what is practicable depends upon the situation and includes 

consideration of all pertinent factors, such as environment, cost and 

technology.

    Preserve means to prevent alterations to natural conditions and to 

maintain the values and functions which operate the floodplains or 

wetlands in their natural states.

    Regional Director means the Regional Director of the Federal 

Emergency Management Agency for the Region in which FEMA is acting or 

the Disaster Recovery Manager when one is designated.



[[Page 85]]



    Regulatory Floodway means the area regulated by federal, State or 

local requirements to provide for the discharge of the base flood so the 

cumulative increase in water surface elevation is no more than a 

designated amount (not to exceed one foot as set by the National Flood 

Insurance Program).

    Restore means to reestablish a setting or environment in which the 

natural functions of the floodplain can again operate.

    SLPS means the State and Local Programs and Support Directorate.

    Structures means walled or roofed buildings, including mobile homes 

and gas or liquid storage tanks.

    Substantial Improvement means any repair, reconstruction or other 

improvement of a structure or facility, which has been damaged in excess 

of, or the cost of which equals or exceeds, 50% of the market value of 

the structure or replacement cost of the facility (including all 

``public facilities'' as defined in the Disaster Relief Act of 1974) (a) 

before the repair or improvement is started, or (b) if the structure or 

facility has been damaged and is proposed to be restored, before the 

damage occurred. If a facility is an essential link in a larger system, 

the percentage of damage will be based on the relative cost of repairing 

the damaged facility to the replacement cost of the portion of the 

system which is operationally dependent on the facility. The term 

``substantial improvement'' does not include any alteration of a 

structure or facility listed on the National Register of Historic Places 

or a State Inventory of Historic Places.

    Support means to encourage, allow, serve or otherwise facilitate 

floodplain or wetland development. Direct support results from actions 

within a floodplain or wetland, and indirect support results from 

actions outside of floodplains or wetlands.

    Wetlands means those areas which are inundated or saturated by 

surface or ground water with a frequency sufficient to support, or that 

under normal hydrologic conditions does or would support, a prevalence 

of vegetation or aquatic life typically adapted for life in saturated or 

seasonally saturated soil conditions. Examples of wetlands include, but 

are not limited to, swamps, fresh and salt water marshes, estuaries, 

bogs, beaches, wet meadows, sloughs, potholes, mud flats, river 

overflows and other similar areas. This definition includes those 

wetlands areas separated from their natural supply of water as a result 

of activities such as the construction of structural flood protection 

methods or solid-fill road beds and activities such as mineral 

extraction and navigation improvements. This definition is intended to 

be consistent with the definition utilized by the U.S. Fish and Wildlife 

Service in the publication entitled Classification of Wetlands and Deep 

Water Habitats of the United States (Cowardin, et al., 1977).



[45 FR 59526, Sept. 9, 1980, as amended at 47 FR 13149, Mar. 29, 1982; 

50 FR 40006, Oct. 1, 1985]