[Code of Federal Regulations]

[Title 45, Volume 4]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 45CFR1308.21]



[Page 170-186]

 

                        TITLE 45--PUBLIC WELFARE

 

CHAPTER XIII--OFFICE OF HUMAN DEVELOPMENT SERVICES, DEPARTMENT OF HEALTH 

                           AND HUMAN SERVICES

 

PART 1308_HEAD START PROGRAM PERFORMANCE STANDARDS ON SERVICES FOR 

CHILDREN WITH DISABILITIES--Table of Contents

 

           Subpart G_Parent Involvement Performance Standards

 

Sec. 1308.21  Parent participation and transition of children into 

Head Start and from Head Start to public school.





    (a) In addition to the many references to working with parents 

throughout these standards, the staff must carry out the following 

tasks:



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    (1) Support parents of children with disabilities entering from 

infant/toddler programs.

    (2) Provide information to parents on how to foster the development 

of their child with disabilities.

    (3) Provide opportunities for parents to observe large group, small 

group and individual activities describe in their child's IEP.

    (4) Provide follow-up assistance and activities to reinforce program 

activities at home.

    (5) Refer parents to groups of parents of children with similar 

disabilities who can provide helpful peer support.

    (6) Inform parents of their rights under IDEA.

    (7) Inform parents of resources which may be available to them from 

the Supplemental Security Income (SSI) Program, the Early and Periodic 

Screening, Diagnosis and Treatment (EPSDT) Program and other sources and 

assist them with initial efforts to access such resources.

    (8) Identify needs (caused by the disability) of siblings and other 

family members.

    (9) Provide information in order to prevent disabilities among 

younger siblings.

    (10) build parent confidence, skill and knowledge in accessing 

resources and advocating to meet the special needs of their children.

    (b) Grantees must plan to assist parents in the transition of 

children from Head Start to public school or other placement, beginning 

early in the program year.

    (c) Head Start grantees, in cooperation with the child's parents, 

must notify the school of the child's planned enrollment prior to the 

date of enrollment.



   Appendix to Part 1308--Head Start Program Performance Standards on 

                 Services to Children With Disabilities



    This appendix sets forth guidance for the implementation of the 

requirements in part 1308. This guidance provides explanatory material 

and includes recommendations and suggestions for meeting the 

requirements. This guidance is not binding on Head Start grantees or 

delegate agencies. It provides assistance and possible strategies which 

a grantee may wish to consider. In instances where a permissible course 

of action is provided, the grantee or delegate agency may rely upon this 

guidance or may take another course of action that meets the applicable 

requirement. This programmatic guidance is included as an aid to 

grantees because of the complexity of providing special services to meet 

the needs of children with various disabilities.



      Section 1308.4 Purpose and scope of disabilities service plan



                       Guidance for Paragraph (a)



    In order to develop an effective disabilities service plan the 

responsible staff members need to understand the context in which a 

grantee operates. The Head Start program has operated under a 

Congressional mandate, since 1972, to make available, at a minimum, ten 

percent of its enrollment opportunities to children with disabilities. 

Head Start has exceeded this mandate and serves children in integrated, 

developmentally appropriate programs. The passage of the Individuals 

With Disabilities Education Act, formerly the Education of the 

Handicapped Act, and its amendments, affects Head Start, causing a shift 

in the nature of Head Start's responsibilities for providing services 

for children with disabilities relative to the responsibilities of State 

Education Agencies (SEA) and Local Education Agencies (LEA).

    Grantees need to be aware that under the IDEA the State Education 

Agency has the responsibility for assuring the availability of a free 

appropriate public education for all children with disabilities within 

the legally required age range in the State. This responsibility 

includes general supervision of educational programs in all agencies, 

including monitoring and evaluating the special education and related 

services to insure that they meet State standards, developing a 

comprehensive State plan for services for children with disabilities 

(including a description of interagency coordination among these 

agencies), and providing a Comprehensive System for Personnel 

Development related to training needs of all special education and 

related service personnel involved in the education of children with 

disabilities served by these agencies, including Head Start programs.

    Each State has in effect under IDEA a policy assuring all children 

with disabilities beginning at least at age three, including those in 

public or private institutions or other care facilities, the right to a 

free appropriate education and to an evaluation meeting established 

procedures. Head Start is either:

     The agency through which the Local Education 

Agency can meet its obligation to make a free appropriate public 

education available through a contract, State or local collaborative 

agreement, or other arrangement; or



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     The agency in which the family chooses to have 

the child served rather than using LEA services.

    Regardless of how a child is placed in Head Start, the LEA is 

responsible for the identification, evaluation and provision of a free 

appropriate public education for a child found to be in need of special 

education and related services which are mandated in the State. The LEA 

is responsible for ensuring that these services are provided, but not 

for providing them all. IDEA stresses the role of multiple agencies and 

requires their maintenance of effort.

    The Head Start responsibility is to make available directly or in 

cooperation with other agencies services in the least restrictive 

environment in accordance with an individualized education program (IEP) 

for at least ten percent of enrolled children who meet the disabilities 

eligibility criteria. In addition, Head Start continues to provide or 

arrange for the full range of health, dental, nutritional, 

developmental, parent involvement and social services provided to all 

enrolled children. Head Start has a mandate to recruit and enroll 

income-eligible children and children with disabilities who are most in 

need of services and to coordinate with the LEA and other groups to 

benefit children with disabilities and their families. Serving children 

with disabilities has strengthened Head Start's ability to individualize 

for all children. Head Start is fully committed to the maintenance of 

effort as required for all agencies by the IDEA and by the Head Start 

Act (Section 640(a)(2)(A)). Head Start is committed to fiscal support to 

assure that the services which children with disabilities need to meet 

their special needs will be provided in full, either directly or by a 

combination of Head Start funds and other resources.

    These Head Start regulations facilitate coordination with the IDEA 

by utilizing identical terms for eligibility criteria for the most part. 

However, Head Start has elected to use the term ``emotional/behavioral 

disorder'' in lieu of ``serious emotional disturbance,'' which is used 

in the IDEA, in response to comments and concerns of parents and 

professionals. Children who meet State-developed criteria under IDEA 

will be eligible for services from Head Start in that State.

    In order to organize activities and resources to help children with 

disabilities overcome or lessen their disabilities and develop their 

potential, it is essential to involve the education, health, social 

services, parent involvement, mental health and nutrition components of 

Head Start. Parents, staff and policy group members should discuss the 

various strategies for ensuring that the disabilities service plan 

integrates needs and activities which cut across the Head Start 

component areas before the plan is completed.

    Advance planning and scheduling of arrangements with other agencies 

is a key factor in assuring timely, efficient services. Local level 

interagency agreements can greatly facilitate the difficult tasks of 

locating related service providers, for example, and joint community 

screening programs can reduce delays and costs to each of the 

participating agencies.



                       Guidance for Paragraph (b)



    The plan and the annual updates need to be specific, but not 

lengthy. As changes occur in the community, the plan needs to reflect 

the changes which affect services.



                       Guidance for Paragraph (c)



    Grantees should ensure that the practices they use to provide 

special services do not result in undue attention to a child with a 

disability. For example, providing names and schedules of special 

services for children with disabilities in the classroom is useful for 

staff or volunteers coming into that classroom but posting them would 

publicize the disability of the individual children.



                       Guidance for Paragraph (d)



    Staff should work for the children's greater independence by 

encouraging them to try new things and to meet appropriate goals by 

small steps. Grantees should help children with disabilities develop 

initiative by including them in opportunities to explore, to create, and 

to ask rather than to answer questions. The children need opportunities 

to use a wide variety of materials including science tools, art media 

and costumes in order to develop skills, imagination and originality. 

They should be included on field trips, as their experience may have 

been limited, for example, by an orthopedic impairment.

    Just as a program makes available pictures and books showing 

children and adults from representative cultural, ethnic and 

occupational groups, it should provide pictures and books which show 

children and adults with disabilities, including those in active roles.

    Staff should plan to answer questions children and adults may have 

about disabilities. This promotes acceptance of a child with 

disabilities for him or herself and leads to treating the child more 

normally. Effective curricula are available at low cost for helping 

children and adults understand disabilities and for improving attitudes 

and increasing knowledge about disabilities. Information on these and 

other materials can be obtained from resource access projects 

contractors, which offer training and technical assistance to Head Start 

programs.

    There are a number of useful guides for including children with 

disabilities in regular group activities while providing successful 

experiences for children who differ widely in



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developmental levels and skills. Some of these describe activities 

around a unit theme with suggestions for activities suitable for 

children with different skill levels. Staff need to help some children 

with disabilities move into developmentally appropriate play with other 

children.

    Research has shown the effectiveness of work in small groups for 

appropriately selected children with disabilities. This plan allows for 

coordinating efforts to meet the needs of individual children as listed 

in their IEPs and can help focus resources efficiently.

    If a deaf child who uses or needs sign language or another 

communication mode is enrolled, a parent, volunteer or aide who can use 

that mode of communication should be provided to help the child benefit 

from the program.

    In order to build the language and speech capabilities of many 

children with disabilities who have communication problems, it has been 

found helpful to enlist aides, volunteers, cooks, bus drivers and 

parents, showing them how to provide extra repetition and model 

gradually more advanced language as children improve in their ability to 

understand and use language. Small group activities for children with 

similar language development needs should be provided regularly as well 

as large group language and listening games and individual help. Helping 

children with intellectual delays or emotional problems or those whose 

experiences have been limited by other disabilities to express their own 

ideas and to communicate during play and throughout the daily activities 

is motivating and can contribute greatly to their progress.



                       Guidance for Paragraph (e)



    The Disabilities Service Coordinator should possess a basic 

understanding of the scope of the Head Start effort and skills adequate 

to manage the agency to serve children with disabilities including 

coordination with other program components and community agencies and 

work with parents.



                       Guidance for Paragraph (f)



    For non-verbal children, communication boards, computers and other 

assistive technology devices may be helpful. Technical assistance 

providers have information on the Technology Related Assistance for 

Individuals with Disabilities Act of 1988, 29 U.S.C. 2201 et seq. States 

are funded through this legislation to plan Statewide assistive 

technology services, which should include services for young children. 

Parents should be helped to understand the necessity of including 

assistive technology services and devices in their child's IEP in order 

to obtain them.

    The plan should include any renovation of space and facilities which 

may be necessary to ensure the safety of the children or promote 

learning. For example, rugs or other sound-absorbing surfaces make it 

easier for some children to hear stories or conversation. Different 

surfaces on floors and play areas affect some children's mobility.

    45 CFR Part 84, Nondiscrimination on the Basis of Handicap in 

Programs and Activities Receiving or Benefiting from Federal Financial 

Assistance which implements the Rehabilitation Act of 1973 and the 

Americans with Disabilities Act require that all Federally assisted 

programs, including Head Start, be accessible to persons with 

disabilities including staff, parents and children. This does not mean 

that every building or part of a building must be physically accessible, 

but the program services as a whole must be accessible. Structural 

changes to make the program services available are required if 

alternatives such as reassignment of classes or moving to different 

rooms are not possible. Information on the accessibility standards is 

available from RAPs or the U.S. Department of Justice, Civil Rights 

Division, Coordination and Review Section, P.O. Box 66118, Washington, 

DC 20035-6115.

    Staff should ensure that children with physical disabilities have 

chairs and other pieces of furniture of the correct size and type for 

their individual needs as they grow. Agencies such as United Cerebral 

Palsy, Easter Seal Societies or SEAs can provide consultation on 

adapting or purchasing the appropriate furniture. The correct 

positioning of certain children is essential and requires expert advice. 

As the children grow, the furniture and equipment should be checked by 

an expert, such as a physical therapist, because the wrong fit can be 

harmful. Efforts should be made to use furniture sized and shaped to 

place children at the same level as their classmates whenever possible.



                       Guidance for Paragraph (h)



    The plan should specify:

     Overall goals of the disability effort.

     Specific objectives and activities of the 

disability effort.

     How and when specific activities will be carried 

out and goals attained.

     Who will be responsible for the conduct of each 

element of the plan.

     How individual activities will be evaluated.

    The plan should address:

     Enrollment information, including numbers of 

children and types of disabilities, known and estimated.

     Identification and recruitment of children with 

disabilities. Participation in Child Find and list of major specialized 

agencies approached.

     Screening.

     Developmental Assessment.

     Evaluation.

     The multidisciplinary team and its work.



[[Page 174]]



     The process for developing IEPs.

     The provision of program services and related 

services.

     Program accessibility.

     Recordkeeping and reporting.

     Confidentiality of information.

     Any special safety needs.

     Medications.

     Transportation.

     The process for identifying and meeting training 

and technical assistance needs.

     Special parent involvement needs.

     Planned actions to increase the ability of staff 

to serve children with more severe disabilities and the number of 

children with more severe disabilities served.

     Transitioning of children in and out to the next 

program.

    Particular attention should be given to addressing ways to:

     Involve parents throughout the disability effort, 

and

     Work with other agencies in serving children with 

disabilities. It should be possible for a reader to visualize how and by 

whom services will be delivered. Coordination with other agencies should 

be described, as well as the process for developing local agreements 

with other agencies. The RAPs can provide samples and models for the 

process of developing agreements with LEAs.



                       Guidance for Paragraph (j)



    Children may spend part of the program hours in Head Start for a 

mainstreaming experience and part in a specialized program such as an 

Easter Seal Society or a local mental health center. The amount of time 

spent in either program should be flexible, according to the needs of 

the individual child. All services to be provided, including those 

provided by collaborating agencies, should be described in the IEP. 

Staff of both programs should observe each other's work with the child 

who is enrolled and maintain good communication.

    Individual services such as occupational, physical or speech 

therapy, staff training, transportation, services to families or 

counseling may be shared by Head Start and other agencies. For example, 

Head Start might provide equipment and transportation while a 

development center might provide a facility and physical therapy for a 

Head Start child. Some LEAs provide resource teachers while Head Start 

provides a developmentally appropriate program in an integrated setting.

    Hiring additional staff may be necessary to meet the needs of 

children with severe disabilities. Hiring an aide may be necessary on a 

full-time, part-time, temporary or as needed basis to assist with the 

increased demands of a child with a severe disability. However, aides 

should not be assigned the major responsibility for providing direct 

services. Aides and volunteers should be guided and supervised by the 

disabilities service coordinator or someone with special training. It is 

desirable to have the services of a nurse, physical therapist or 

licensed practical nurse available for children with severe health or 

physical disabilities.

    Volunteers trained by professionals to work specifically with 

children with disabilities can provide valuable individualized support. 

For example, a volunteer might be trained by a physical therapist to 

carry out specific follow-up activities with individual children.



                       Guidance for Paragraph (k)



    State standards for qualifications of staff to provide special 

education and related services affect Head Start's acceptance as a 

placement site for children who have been evaluated by an LEA. Head 

Start grantees, like LEAs, are affected by shortages of staff meeting 

State qualifications and are to work toward the goal of meeting the 

highest State standards for personnel by developing plans to train 

current staff and to hire new staff so that eventually the staff will 

meet the qualifications. Grantees should discuss their needs for pre-

service and in-service training with SEAs during annual updates of 

interagency agreements for use in the planning of joint State level 

conferences and for use in preparation of Comprehensive State Personnel 

Development plans. They should also discuss these needs with LEAs which 

provide in-service training.

    The program should provide training for the regular teachers on how 

to modify large group, small group or individual activities to meet the 

needs of children with disabilities. Specific training for staff should 

be provided when Head Start enrolls a child whose disability or 

condition requires a special skill or knowledge of special techniques or 

equipment. Examples are structuring a language activity, performing 

intermittent nonsterile catheterization, changing collection bags, 

suctioning, or operating leg braces. Joint training with other agencies 

is recommended to stretch resources and exchange expertise.

    Staff should have access to regular ongoing training events which 

keep them abreast of new materials, equipment and practices related to 

serving children with disabilities and to preventing disabilities. 

Ongoing training and technical assistance in support of the disabilities 

effort should be planned to complement other training available to meet 

staff needs. Each grantee has the responsibility to identify or arrange 

the necessary support to carry out training for parents and staff.

    The best use of training funds has resulted when programs carry out 

a staff training needs assessment and relate current year training plans 

to previous staff training with the goal of building core capability. 

Staff



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who receive special training should share new knowledge with the rest of 

the staff.

    The core capability of the program is enhanced when speech, language 

and other therapy is provided in the regular site whenever possible. 

This allows for the specialist to demonstrate to regular staff and plan 

for their follow through. It also reduces costs and time spent 

transporting children to clinics and other settings. When university 

graduate students are utilized to provide special services as part of 

their training, it is helpful to arrange for their supervisors to 

monitor their work. Grantees arranging for such assistance are providing 

a valuable internship site and it is to the university's advantage to 

have their students become familiar with programs on-site. Grantees 

should negotiate when developing interagency agreements to have services 

provided on-site to the greatest extent possible.

    The Head Start Act, Section 648 (42 U.S.C. 9843) (a)(2), calls for 

training and technical assistance to be offered to all Head Start 

programs with respect to services for children with disabilities without 

cost through resource access projects which serve each region of the 

country. The technical assistance contractors contact each grantee for a 

needs assessment and offer training. While their staffs are small and 

their budgets limited, they are experienced and committed to meeting as 

many needs as they can and welcome inquiries. A brochure with names and 

addresses of the technical assistance providers is available from ACYF/

HS, P.O. Box 1182, Washington, DC 20013.

    The SEA is responsible for developing a Comprehensive System of 

Personnel Development. It is important that Head Start training needs be 

conveyed to this group for planning purposes so that all available 

resources can be brought to bear for staff training in Head Start. 

Grantees should take advantage of free or low-cost training provided by 

SEAs, LEAs, community colleges and other agencies to augment staff 

training.

    Many agencies offer free training for staff and parents. An example 

is the Epilepsy Foundation of America with trained volunteers throughout 

the country. The Lighthouse of New York City has developed a training 

program on early childhood and vision which was field-tested in Head 

Start and is suitable for community agencies. Head Start and the 

American Optometric Association have signed a memorandum of 

understanding under which member optometrists offer eye health education 

and screening. State-funded adult education and training programs or 

community colleges make available parenting, child development and other 

courses at low or no cost. Grantees should consider the need for 

training in working with parents, in developing working collaborative 

relationships and in networking when planning training.

    The disabilities coordinator needs to work closely with the 

education and health coordinators to provide or arrange training for 

staff and parents early in each program year on the prevention of 

disabilities. This should include the importance of observing signs that 

some children may have mild or fluctuating hearing losses due to middle 

ear infections. Such losses are often undetected and can cause problems 

in learning speech and language. Many children with hearing losses 

benefit from amplification and auditory training in how to use their 

remaining hearing most efficiently.

    The disabilities coordinator should also work with the education 

coordinator to provide timely staff training on recognizing signs that 

some children may be at high risk for later learning problems as well as 

emotional problems resulting from failure and frustration. This training 

should address ways to help children develop the skills necessary for 

later academic learning, such as following directions calling for more 

than one action, sequencing, sustaining attention, and making auditory 

and visual discriminations.



                       Guidance for Paragraph (l)



    The RAPS can provide information on agreements which have been 

developed between Head Start and SEAs and between Head Start and LEAs 

and other agencies. Such agreements offer possibilities to share 

training, equipment and other resources, smoothing the transition from 

Head Start to public or private school for children and their parents. 

Some of these agreements specify cost- and resource-sharing practices. 

Tribal Government Head Start programs should maximize use of Bureau of 

Indian Affairs, LEA and Head Start funds through cooperative agreements. 

Indian grantees should contact ACYF for referral to technical assistance 

in this regard. Grantees should bear in mind that migrant children are 

served in the majority of States and include consideration of their 

special needs, including the necessity for rapid provision of special 

education and related services, in agreements with LEAs and other 

agencies.



                       Guidance for Paragraph (m)



    In developing the plan and the budget which is a part of the grant 

application process, it is important to budget adequately for the number 

of children with disabilities to be served and the types and severity of 

their disabilities. The budget should reflect resources available from 

other agencies as well as the special costs to be paid for from Head 

Start funds. The Head Start legislation requires Head Start to access 

resources to



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meet the needs of all the children enrolled, including those with 

disabilities.

    An effective plan calls for the careful use of funds. The 

Disabilities Services Coordinator needs to keep current with the 

provisions of Part B of the IDEA and the services which may be available 

for three through five year-old children under this Act. Coordinators 

also need to utilize the expanded services under the Early and Periodic 

Screening, Diagnosis and Treatment (EPSDT) program and Supplemental 

Security Income program.

    To assist in the development of the plan, it may be helpful to 

establish an advisory committee for the disability effort or to expand 

the scope of the health advisory committee.



                       Guidance for Paragraph (o)



    Examples of evaluation costs which can be covered include 

professional assessment by the multidisciplinary evaluation team, 

instruments, professional observation and professional consultation. If 

consultation fees for multidisciplinary evaluation team members to 

participate in IEP meetings are not available from another source, they 

are allowable expenditures and need to be provided to meet the 

performance standards.

    Many children with disabilities enrolled in Head Start already 

receive services from other agencies, and grantees should encourage 

these agencies to continue to provide services. Grantees should use 

other community agencies and resources to supplement services for 

children with disabilities and their families.

    By planning ahead, grantees can pool resources to schedule the 

periodic use of experts and consultants. Grantees can time-share, 

reducing travel charges and assuring the availability of scarce 

expertise. Some LEAs and other agencies have enabling legislation and 

funds to contract for education, health, and developmental services of 

the type Head Start can provide. Grantees can also help increase the 

amount of preschool funding available to their State under the 

Individuals With Disabilities Education Act. The amount of the 

allocation to each SEA and to the public schools is affected by the 

number of three through five year old children with IEPs in place by 

December 1 of each year. By establishing good working relationships with 

State Public Health personnel and including them on advisory committees, 

health resources can be more easily utilized.

    It may be helpful to explore the possibility of a cooperative 

agreement with the public school system to provide transportation. If 

the lack of transportation would prevent a child with disabilities from 

participating in Head Start, program funds are to be used to provide 

this related service before a delay occurs which would have a negative 

effect on the child's progress. The major emphasis is on providing the 

needed special help so that the child can develop to the maximum during 

the brief time in Head Start.

    The Americans with Disabilities Act of 1990 (42 U.S.C. 12101) 

requires that new buses (ordered after August 26, 1990) by public bus 

systems must be accessible to individuals with disabilities. New over-

the-road buses ordered by privately operated bus and van companies (on 

or after July 26, 1996 or July 26, 1997 for small companies) must be 

accessible. Other new vehicles, such as vans, must be accessible, unless 

the transportation company provides service to individuals with 

disabilities that is equivalent to that operated for the general public. 

The Justice Department enforces these requirements.

    Efforts should be made to obtain expensive items such as wheelchairs 

or audiometers through resources such as Title V (formerly Crippled 

Children's Services). Cooperative arrangements can be made with LEAs and 

other agencies to share equipment such as tympanometers. Special 

equipment such as hearing aids may be obtained through EPSDT or from SSI 

funds for those children who have been found eligible. Some States have 

established libraries of assistive technology devices and rosters of 

expert consultants.



 Section 1308.5 Recruitment and Enrollment of Children With Disabilities



                       Guidance for Paragraph (a)



    Head Start can play an important role in Child Find by helping to 

locate children in need and hardest to reach, such as immigrants and 

non-English speakers. In cooperation with other community groups and 

agencies serving children with disabilities, Head Start programs should 

incorporate in their outreach and recruitment procedures efforts to 

identify and enroll children with disabilities who meet eligibility 

requirements and whose parents desire the child's participation.

    Integrating children with severe disabilities for whom Head Start is 

an appropriate placement is a goal of ACYF. Grantees should bear in mind 

that 45 CFR part 84, Nondiscrimination on the Basis of Handicap in 

Programs and Activities Receiving or Benefiting from Federal Financial 

Assistance or the Rehabilitation Act of 1973 (20 U.S.C. 794) states that 

any program receiving Federal funds may not deny admission to a child 

solely on the basis of the nature or extent of a disabling condition and 

shall take into account the needs of the child in determining the aid, 

benefits, or services to be provided. Many children who appear to have 

serious impairments are nevertheless able to make greater gains in an 

integrated setting than in a segregated classroom for children with 

disabilities.



[[Page 177]]



    The key factor in selecting an appropriate placement is the IEP. The 

need of the individual child and the ability of the child to benefit are 

determining factors. Likewise, the amount of time per day or week to be 

spent in the regular setting and/or in other settings is determined by 

the IEP. The IEP of a child with a severe emotional/behavioral disorder, 

for example, might realistically call for less than full day attendance 

or for dual placement. Another factor to consider is that according to 

the PIR, the majority of children with severe impairments are provided 

special services by both Head State staff and staff of other agencies, 

sharing the responsibility. Many grantees have successfully served 

children with moderate and severe disabilities.

    The disabilities coordinator's responsibility includes providing 

current names of appropriate specialized agencies serving young children 

with disabilities and the names of LEA Child Find contact persons to the 

director to facilitate joint identification of children with 

disabilities. It also includes learning what resources other agencies 

have available and the eligibility criteria for support from State 

agencies, Supplemental Security Income (SSI), Title V, Maternal and 

Child Health Block Grants, Title XIX (EPSDT/Medicaid), Migrant Health 

Centers, Developmental Disabilities programs, Bureau of Indian Affairs, 

third party payers such as insurance companies and other sources.

    Grantees need to develop lists of appropriate referral sources. 

These include hospital child life programs, SSI, early intervention 

programs funded by Part H of the IDEA or other sources, EPSDT providers, 

infant stimulation programs, Easter Seal and United Cerebral Palsy 

agencies, mental health agencies, Association for Retarded Citizens 

chapters, Developmental Disabilities Planning Councils, Protection and 

Advocacy Systems, University Affiliated Programs, the LEA Child Find, 

and the medical community.

    Head Start programs are encouraged to increase the visibility of the 

Head Start mainstreaming effort within the community by:

     Including community child service providers on 

policy council health and disability advisory boards and in other 

relevant Head Start activities.

     Making presentations on Head Start mainstreaming 

experiences at local, State and Regional meetings and conferences, such 

as the National Association for the Education of Young Children, Council 

for Exceptional Children, and the Association for the Care of Children's 

Health.

     Participating in interagency planning activities 

for preschool infant and toddler programs such as the State Interagency 

Coordinating Councils supported under the IDEA.



                       Guidance for Paragraph (b)



    Grantees should maintain records of outreach, recruitment, and 

service activities for children with disabilities and their families.

    Each grantee should develop a policy on what types of information 

are to be included in a comprehensive file for each disabled child. The 

policy should outline the locations where a copy of each record will be 

sent. For example, while a comprehensive file will be maintained at the 

Head Start program central office (where the disability services 

coordinator and component coordinators may be based), a teacher must 

have access to a child's IEP and progress notes in order to plan 

effectively. Confidentiality needs to be maintained in a manner which 

allows for access to information by appropriate staff while meeting 

applicable Head Start and State requirements.



                       Guidance for Paragraph (d)



    Staff should assist families who need help in obtaining 

immunizations before the program year begins, bearing in mind that a 

goal of parent involvement and social service activities is to encourage 

independence and develop skills in meeting timelines when seeking 

services for children. Care should be taken that children are not denied 

enrollment, but that their families receive the necessary assistance to 

meet entrance requirements. ``Healthy Young Children: A Manual for 

Programs,'' (a cooperative effort of the Administration for Children, 

Youth and Families, the American Academy of Pediatrics; the Division of 

Maternal and Child Health, U.S. Department of Health and Human Services; 

Georgetown University Child Development Center; Massachusetts Department 

of Public Health, and the National Association for the Education of 

Young Children, 1988, copyright, NAEYC) contains best practice guidance.



                  Section 1308.6 Assessment of Children



                       Guidance for Paragraph (b)



    Early screening is essential because of the time required for the 

steps necessary before special services can begin. It has been very 

difficult for some grantees to complete health screenings in a timely 

manner for several reasons including the lack of resources, especially 

in rural areas; the need to rely on donated services from agencies whose 

schedules have been especially overloaded during September and October 

after the start of the Head Start program year; lack of summer staff in 

most programs; and the difficulty in reaching some families. Lack of 

coordination among agencies with legislative responsibility for 

identifying children



[[Page 178]]



with disabilities has resulted in duplication and unacceptable delays in 

providing required services for many grantees. Other grantees, however, 

have demonstrated the ability to complete screenings early in the 

program year without difficulty. Many programs already complete 

screening by 45 days after the first day of program operation. Some 

participate in spring or summer screening programs in their areas before 

the fall opening. Grantees are encouraged to schedule well in advance 

with clinics and with such providers as EPSDT and the Indian Health 

Service for timely screening and any subsequent evaluations that may be 

needed.

    Recently, a number of legislative and legal requirements have 

increased the resources available for the screening and evaluation of 

children. Title XIX, EPDST/Medicaid, has new requirements for screening 

and evaluation, as well as treatment; the Social Security Administration 

has modified eligibility requirements for children with disabilities so 

that more services will be available; and all States have assured that 

services will be provided from at least age three under IDEA so that 

LEAs in more States will be engaged in identifying and evaluating 

children from birth to age six.

    In response to these changes, the Department of Health and Human 

Services and the Department of Education, through the Federal 

Interagency Coordinating Council, have developed a cooperative agreement 

for coordinated screening. Head Start is one of the participating 

agencies which will work together to plan and implement community 

screenings, assisting the LEAs which have the major responsibility for 

identifying every child with a disability under the IDEA. In addition, 

programs may elect to make some summer staff available for activities to 

close out program work in the spring and prepare for the fall.

    These developments make timely screening feasible. They also make it 

possible to expedite immunizations. State-of-the-art coordinated 

screening programs make immunizations available.

    This coordination can focus staff energy on assisting families to 

have their children immunized during the screening phase rather than 

making repeated follow-up efforts after the program for children has 

begun. Coordinated screening also provides an excellent parent education 

opportunity. Information on child development, realistic expectations 

for preschoolers and such services as WIC can be provided during the 

screening. Some communities have combined screening with well-received 

health fairs.

    The staff should be involved in the planning of screening to assure 

that screening requirements are selected or adapted with the specific 

Head Start population and goals of the screening process in mind. 

Instruments with age-appropriate norms should be used. Children should 

be screened in their native language. Universities, civic organizations 

or organizations to aid recent immigrants may be able to locate native 

speakers to assist. The RAPs can provide information on the 

characteristics of screening instruments.

    Current best practice indicates that individual pure tone audiometry 

be used as the first part of a screening program with children as young 

as three. The purpose is to identify children with hearing impairments 

that interfere with, or have the potential to interfere with 

communication. The recommended procedure is audiometric screening at 20 

dB HL (re ANSI-1969) at the frequencies of 1000, 2000, and 4000 Hz, (and 

at 500 Hz unless acoustic immittance audiometry is included as the 

second part of the screening program and if the noise level in the room 

permits testing at that frequency.) Acoustic immittance audiometry (or 

impedance audiometry) is recommended as the second part of the program 

to identify children who have middle-ear disorders.

    The audiometric screening program should be conducted or supervised 

by an audiologist. Nonprofessional support staff have successfully 

carried out audiometric screening with appropriate training and 

supervision.

    When a child fails the initial screening, an audiometric rescreening 

should be administered the same day or no later than within 2 weeks. A 

child who fails the rescreening should be referred for an evaluation by 

an audiologist.

    Current best practice calls for annual hearing tests. Frequent 

rescreening is needed for children with recurrent ear infections. 

Grantees who contract or arrange for hearing testing should check to 

assure that the testing covers the three specified frequencies and that 

other quality features are present. Speech, hearing and language 

problems are the most widespread disabilities in preschool programs and 

quality testing is vital for early detection and remediation.

    Playing listening games prior to testing and getting use to 

earphones can help children learn to respond to a tone and improve the 

quality of the testing.

    Some grantees have found it strengthens the skills of their staff to 

have all members learn to do developmental screening. This can be a 

valuable in-service activity especially for teachers. State requirements 

for qualifications should be checked and non-professional screeners 

should be trained.

    Some programs have involved trained students from schools of 

nursing, child development or special education graduate students, or 

medical students who must carry out screening work as part of their 

required experience.



[[Page 179]]



                       Guidance for Paragraph (d)



    Parents should be provided assistance if necessary, so that they can 

participate in the developmental assessment.

    Grantees should offer parents assistance in understanding the 

implications of developmental assessments as well as medical, dental or 

other conditions which can affect their child's development and 

learning.

    Development assessment is an ongoing process and information from 

observations in the Head Start center and at home should be recorded 

periodically and updated in each developmental area in order to document 

progress and plan activities.

    Disabilities coordinators, as well as education staff, need to be 

thoroughly familiar with developmental assessment activities such as 

objective observation, time sampling and obtaining parent information 

and the use of formal assessment instruments. Knowledge of normal child 

development and understanding of the culture of the child are also 

important.



                       Guidance for Paragraph (e)



    While the LEA is responsible for assuring that each child who is 

referred is evaluated in accordance with the provisions of IDEA and 

usually provides the evaluation, grantees may sometimes provide for the 

evaluation. In that event, grantees need to assure that evaluation 

specialists in appropriate areas such as psychology, special education, 

speech pathology and physical therapy coordinate their activities so 

that the child's total functioning is considered and the team's findings 

and recommendations are integrated.

    Grantees should select members of the multidisciplinary evaluation 

team who are familiar with the specific Head Start population, taking 

into account the age of the children and their cultural and ethnic 

background as they relate to the overall diagnostic process and the use 

of specific tests.

    Grantees should be certain that team members understand that Head 

Start programs are funded to provide preschool developmental experiences 

for all eligible children, some of whom also need special education and 

related services. The intent of the evaluation procedures is to provide 

information to identify children who have disabling conditions so they 

can receive appropriate assistance. It is also the intent to avoid 

mislabeling children for whom basic Head Start programming is designed 

and who may show developmental delays which can be overcome by a regular 

comprehensive program meeting the Head Start Performance Standards.

    When a grantee provides for the evaluation of a child, it is 

important that the Head Start eligibility criteria be explained to the 

evaluation team members and that they be informed as to how the results 

will be used.

    Grantees should require specific findings in writing from the 

evaluation team, and recommendations for intervention when the team 

believes the child has a disability. The findings will be used in 

developing the child's IEP to ensure that parents, teachers and others 

can best work with the child. Some grantees have obtained useful 

functional information by asking team members to complete a brief form 

describing the child's strengths and weaknesses and the effects of the 

disability along with suggestions for special equipment, treatment or 

services. The evaluators should be asked in advance to provide their 

findings promptly in easily understood terms. They should provide 

separate findings and, when they agree, consensus professional opinions. 

When planning in advance for evaluation services from other agencies, 

grantees should try to obtain agreements on prompt timing for delivery 

of reports which are necessary to plan services.

    To assist the evaluation team, Head Start should provide the child's 

screening results, pertinent observations, and the results of any 

developmental assessment information which may be available.

    It is important that programs ensure that no individual child or 

family is labeled, mislabeled, or stigmatized with reference to a 

disabling condition. Head Start must exercise care to ensure that no 

child is misidentified because of economic circumstances, ethnic or 

cultural factors or developmental lags not caused by a disability, 

bilingual or dialectical differences, or because of being non-English 

speaking.

    If Head Start is arranging for the evaluation, it is important to 

understand that a child whose problem has been corrected (e.g., a child 

wearing glasses whose vision is corrected and who does not need special 

education and related services) does not qualify as a child with a 

disability. A short-term medical problem such as post-operative recovery 

or a problem requiring only medical care and health monitoring when the 

evaluation specialists have not stated that special education and 

related services are needed does not qualify as a disability.

    The evaluation team should include consideration of the way the 

disability affects the child's ability to function as well as the cause 

of the condition.

    Some children may have a recent evaluation from a clinic, hospital 

or other agency (other than the LEAs) prior to enrolling in Head Start. 

If that evaluation did not include needed functional information or a 

professional opinion as to whether the child meets one of the Head Start 

eligibility criteria, the grantee should contact the agency to try to 

obtain that information.

    Some children, prior to enrolling in Head Start, already have been 

diagnosed as having



[[Page 180]]



severe disabilities and a serious need for services. Some of these 

children already may be receiving some special assistance from other 

agencies for their disabilities but lack developmental services in a 

setting with other children. Head Start programs may best meet their 

needs by serving them jointly, i.e., providing developmental services 

while disability services are provided from another source. It is 

important in such situations that regular communication take place 

between the two sites.

    Beginning in 1990, State EPSDT/Medicaid programs must, by law, 

evaluate and provide services for young children whose families meet 

eligibility criteria at 133 percent of the poverty levels. This is a 

resource for Head Start and it is important to become aware of EPSDT 

provisions.



     Section 1308.7 Eligibility Criteria: Health Impairment Guidance



                       Guidance for Paragraph (c)



    Many health impairments manifest themselves in other disabling 

conditions. Because of this, particular care should be taken when 

classifying a health impaired child.



                       Guidance for Paragraph (b)



    Because AIDS is a health impairment, grantees will continue to 

enroll children with AIDS on an individual basis. Staff need to be 

familiar with the Head Start Information Memorandum on Enrollment in 

Head Start Programs of Infants and Young Children with Human 

Immunodeficiency Virus (HIV), AIDS Related Complex (ARC), or Acquired 

Immunodeficiency Syndrome (AIDS) dated June 22, 1988. This guidance 

includes material from the Centers for Disease Control which stresses 

the need for a team, including a physician, to make informed decisions 

on enrollment on an individual basis. It provides guidance in the event 

that a child with disabilities presents a problem involving biting or 

bodily fluids. The guidance also discusses methods for control of all 

infectious diseases through stringent cleanliness standards and includes 

lists of Federal, State and national agencies and organizations that can 

provide additional information as more is learned. Staff should be aware 

that there is a high incidence of visual impairment among children with 

HIV and AIDS.



                       Guidance for Paragraph (c)



    Teachers or others in the program setting are in the best position 

to note the following kinds of indications that a child may need to be 

evaluated to determine whether an attention deficit disorder exists:

    (1) Inability of a child who is trying to participate in classroom 

activities to be able to orient attention, for example to choose an 

activity for free time or to attend to simple instructions;

    (2) Inability to maintain attention, as in trying to complete a 

selected activity, to carry out simple requests or attend to telling of 

an interesting story; or

    (3) Inability to focus attention on recent activities, for example 

on telling the teacher about a selected activity, inability to tell 

about simple requests after carrying them out, or inability to tell 

about a story after hearing it.

    These indicators should only be used after the children have had 

sufficient time to become familiar with preschool procedures and after 

most of the children are able easily to carry out typical preschool 

activities.

    Culturally competent staff recognize and appreciate cultural 

differences, and this awareness needs to include understanding that some 

cultural groups may promote behavior that may be misinterpreted as 

inattention. Care must be taken that any deviations in attention 

behavior which are within the cultural norms of the child's group are 

not used as indicators of possible attention deficit disorder.

    A period of careful observation over three months can assure that 

adequate documentation is available for the difficult task of 

evaluation. It also provides opportunity to provide extra assistance to 

the child, perhaps through an aide or special education student under 

the teacher's direction, which might improve the child's functioning and 

eliminate the behavior taken as evidence of possible attention deficit 

disorder.

    Attention deficit disorders are not the result of learning 

disabilities, emotional/behavioral disabilities, autism or mental 

retardation. A comprehensive psychological evaluation may be carried out 

in some cases to rule out learning disability or mental retardation. It 

is possible, however, in some instances for this disability to coexist 

with another disability. Children who meet the criteria for multiple 

disabilities (e.g., attention deficient disorder and learning 

disability, or emotional/behavioral disorder, or mental retardation) 

would be eligible for services as children with multiple disabilities or 

under their primary disability.

    Teacher and parent reports have been found to provide the most 

useful information for assessment of children suspected of having 

attention deficit disorder. They are also useful in planning and 

providing special education intervention. The most successful approach 

may be a positive behavior modification program in the classroom, 

combined with a carryover program in the home. Prompt and clear response 

should be provided consistently. Positive reinforcement for appropriate 

behavior, based on rewards such as stickers or small items desired by



[[Page 181]]



the child has been found effective for children with this disorder, 

along with occasional withholding of rewards or postponing of desired 

activities in the face of inappropriate behavior. Effective programs 

suggest that positive interactions with the child after appropriate 

behavior are needed at least three times as often as any negative 

response interactions after inappropriate behavior. Consultants familiar 

with behavior modification should be used to assist teachers in planning 

and carrying out intervention which can maintain this positive to 

negative ratio while shaping behaviors. These behavior interventions can 

be provided in mainstream placements with sufficient personnel.

    Suggested Primary Members of A Head Start Evaluation Team for Health 

Impaired Children:

    Physician.

    Pediatrician.

    Psychologist.

    Other specialists related to specific disabilities.

    Possible Related Services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Family counseling.

    Genetic counseling.

    Nutrition counseling.

    Recreational therapy.

    Supervision of physical activities.

    Transportation.

    Assistive technology devices or services



   Section 1308.8 Eligibility Criteria: Emotional/Behavioral Disorders



                       Guidance for Paragraph (a)



    Staff should insure that behavior which may be typical of some 

cultures or ethnic groups, such as not making eye contact with teachers 

or other adults or not volunteering comments or initiating conversations 

are not misinterpreted.

    The disability, social service and parent involvement coordinators 

should consider providing extra attention to children at-risk for 

emotional/behavioral disorders and their parents to help prevent a 

disability. Members of the Council of One Hundred, Kiwanis, Urban 

League, Jaycees, Rotary, Foster Grandparents, etc. may be able to 

provide mentoring and individual attention.

    Suggested Primary Members of a Head Start Evaluation Team for 

Emotional/behavioral Disorders:

    Psychologist, psychiatrist or other clinically trained and State 

qualified mental health professionals.

    Pediatrician.

    Possible Related Services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Behavior management.

    Environmental adjustments.

    Family counseling.

    Psychotherapy.

    Transportation.

    Assistive technology.



   Section 1308.9 Eligibility Criteria: Speech or Language Impairment



                       Guidance for Paragraph (a)



    Staff familiar with the child should consider whether shyness, lack 

of familiarity with vocabulary which might be used by testers, 

unfamiliar settings, or linguistic or cultural factors are negatively 

influencing screening and assessment results. Whenever possible, 

consultants trained in assessing the speech and language skills of young 

children should be selected. The child's ability to communicate at home, 

on the playground and in the neighborhood should be determined for an 

accurate assessment. Review of the developmentally appropriate age 

ranges for the production of difficult speech sounds can also help 

reduce over-referral for evaluation.

    Suggested Primary Members of a Head Start Evaluation Team for Speech 

or Language Impairment:

    Speech Pathologist.

    Language Pathologist.

    Audiologist.

    Otolaryngologist.

    Psychologist.

    Possible Related Services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Environmental adjustments.

    Family counseling.

    Language therapy.

    Speech therapy.

    Transportation.

    Assistive technology devices or services.



        Section 1308.10 Eligibility Criteria: Mental Retardation



                       Guidance for Paragraph (a)



    Evaluation instruments with age-appropriate norms should be used. 

These should be administered and interpreted by professionals sensitive 

to racial, ethnic and linguistic differences. The diagnosticians must be 

aware of sensory or perceptual impairments that the child may have 

(e.g., a child who is visually impaired should not be tested with 

instruments that rely heavily on visual information as this could 

produce a depressed score from which erroneous diagnostic conclusions 

might be drawn).



[[Page 182]]



    Suggested primary members of a Head Start evaluation team for mental 

retardation:

    Psychologist.

    Pediatrician.

    Possible related services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Environmental adjustments.

    Family counseling.

    Genetic counseling.

    Language therapy.

    Recreational therapy.

    Speech therapy.

    Transportation.

    Nutrition counseling.



   Section 1308.11 Eligibility Criteria: Hearing Impairment Including 

                                Deafness



                       Guidance for Paragraph (a)



    An audiologist should evaluate a child who has failed rescreening or 

who does not respond to more than one effort to test the child's 

hearing. If the evaluation team determines that the child has a 

disability, the team should make recommendations to meet the child's 

needs for education and medical care or habilitation, including auditory 

training to learn to use hearing more effectively.

    Suggested Primary Members of a Head Start Evaluation Team for 

Hearing Impairment:

    Audiologist.

    Otolaryngologist.

    Possible Related Services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Auditory training.

    Aural habilitation.

    Environmental adjustments.

    Family counseling.

    Genetic counseling.

    Language therapy.

    Medical treatment.

    Speech therapy.

    Total communication, speechreading or manual communication.

    Transportation.

    Use of amplification.

    Assistive technology devices or services.



       Section 1308.12 Eligibility Criteria: Orthopedic Impairment



                       Guidance for Paragraph (a)



    Suggested Primary Members of a Head Start Evaluation Team for 

Orthopedic Impairment:

    Pediatrician.

    Orthopedist.

    Neurologist.

    Occupational Therapist.

    Physical Therapist.

    Rehabilitation professional.

    Possible Related Services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Environmental adjustments.

    Family counseling.

    Language therapy.

    Medical treatment.

    Occupational therapy.

    Physical therapy.

    Assistive technology.

    Recreational therapy.

    Speech therapy.

    Transportation.

    Nutrition counseling.



   Section 1308.13 Eligibility Criteria: Visual Impairment Including 

                                Blindness



                       Guidance for Paragraph (a)



    Primary Members of an Evaluation Team for Visual Impairment 

including Blindness:

    Ophthalmologist.

    Optometrist.

    Possible Related Services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Environmental adjustments.

    Family counseling.

    Occupational therapy.

    Orientation and mobility training.

    Pre-Braille training.

    Recreational therapy.

    Sensory training.

    Transportation.

    Functional vision assessment and therapy.



                  Section 1308.14 Learning Disabilities



                       Guidance for Paragraph (a)



    When a four or five-year-old child shows signs of possible learning 

disabilities, thorough documentation should be gathered. For example, 

specific anecdotal information and samples of the child's drawings, if 

appropriate, should be included in the material given to the evaluation 

team.

    A Master's degree level professional with a background in learning 

disabilities should be a member of the evaluation team.

    Possible Related Services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Vision evaluation.

    Neurology.

    Psychology.

    Motor development.

    Hearing evaluation.

    Child psychiatry.



[[Page 183]]



    Pediatric evaluation.



                         Section 1308.15 Autism



    A child who manifests characteristics of the condition after age 

three can still be diagnosed as having autism. Autism does not include 

children with characteristics of serious emotional disturbance.

    Suggested possible members of a Head Start evaluation team:

    Psychologist.

    Pediatrician.

    Audiologist.

    Psychiatrist.

    Language pathologist.

    Possible related services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Family support services.

    Language therapy.

    Transportation.



                 Section 1308.16 Traumatic Brain Injury



    Traumatic brain injury does not include congenital brain injury.

    Suggested possible members of an evaluation team included:

    Psychologist.

    Physical therapist.

    Speech or language pathologist.

    Possible related services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Rehabilitation professional.

    Occupational therapy.

    Speech or language therapy.

    Assistive technology.



                    Section 1308.17 Other Impairments



    This category was included to ensure that any Head Start child who 

meets the State eligibility criteria as developmentally delayed or 

State-specific criteria for services to preschool children with 

disabilities is eligible for needed special services either within Head 

Start or the State program.

    Suggested primary members of an evaluation team for other 

impairments meeting State eligibility criteria for services to preschool 

children with disabilities.

    Pediatrician.

    Psychologist.

    Other specialists with expertise in the appropriate area(s).

    Possible Related Services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Occupational therapy.

    Speech or language therapy.

    Family Counseling.

    Transportation.



                             Deaf-blindness



    Information on assistance or joint services for deaf-blind children 

can be obtained through SEAs.



                          Multiple Disabilities



    A child who is deaf and has speech and language impairments would 

not be considered to have multiple disabilities, as it could be expected 

that these impairments were caused by the hearing loss.

    Suggested primary members of a Head Start evaluation team:

    Audiologists.

    Special educators.

    Speech, language or physical therapists.

    Psychologists or psychiatrists.

    Rehabilitation professional.

    Possible related services:

    (Related services are determined by individual need. These 

``possible related services'' are merely examples and are not intended 

to be limiting.)

    Speech, language, occupational or physical therapists as needed.

    Assistive technology devices or services.

    Mental health services.

    Transportation.



        Section 1308.18 Disabilities/Health Services Coordination



                       Guidance for Paragraph (a)



    It is important for staff to maintain close communication concerning 

children with health impairments. Health and disability services 

coordinators need to schedule frequent re-tests of children with 

recurrent middle ear infections and to ensure that they receive ongoing 

medical treatment to prevent speech and language delay. They should 

ensure that audiometers are calibrated annually for accurate testing of 

hearing. Speech and hearing centers, the manufacturer, or public school 

education services districts should be able to perform this service. In 

addition, a daily check when an audiometer is in use and a check of the 

acoustics in the testing site are needed for accurate testing.

    Approximately 17 percent of Down Syndrome children have a condition 

of the spine (atlanto-axial instability) and should not engage in 

somersaults, trampoline exercises, or other activities which could lead 

to spinal injury without first having a cervical spine x-ray.



                       Guidance for Paragraph (b)



    The disabilities services coordinator needs to assure that best use 

is made of mental health consultants when a child appears to have a 

problem which may be symptomatic of a disability in the social/emotional 

area. Teachers, aides and volunteers should keep



[[Page 184]]



anecdotal records of the child's activities, tantrums, the events which 

appear to precipitate the tantrums, language use, etc. These can provide 

valuable information to a mental health consultant, who should be used 

primarily to make specific recommendations and assist the staff rather 

than to document the problem.

    The mental health coordinator can cooperate in setting up group 

meetings for parents of children with disabilities which provide needed 

support and a forum for talking over mutual concerns. Parents needing 

community mental health services may need direct assistance in accessing 

services, especially at first.

    The disability services coordinator needs to work closely with staff 

across components to help parents of children who do not have 

disabilities become more understanding and knowledgeable about 

disabilities and ways to lessen their effects. This can help reduce the 

isolation which some families with children with disabilities 

experience.



                   Guidance for Paragraphs (c) and (d)



    Arrangements should be made with the family and the physician to 

schedule the administration of medication during times when the child is 

most likely to be under parental supervision.

    Awareness of possible side effects is of particular importance when 

treatment for a disability requires administration of potentially 

harmful drugs (e.g., anti-convulsants, amphetamines).



     Section 1308.19 Developing Individual Education Programs (IEPs)



                       Guidance for Paragraph (a)



    The IEP determines the type of placement and the specific 

programming which are appropriate for a child. The least restrictive 

environment must be provided and staff need to understand that this 

means the most appropriate placement in a regular program to the maximum 

extent possible based on the IEP. Because it is individually determined, 

the least restrictive environment varies for different children. 

Likewise, the least restrictive environment for a given child can vary 

over time as the disability is remediated or worsens. A mainstreamed 

placement, in a regular program with services delivered by regular or 

special staff, is one type of integrated placement on the continuum of 

possible options. It represents the least restrictive environment for 

many children.

    Following screening, evaluation and the determination that a child 

meets the eligibility criteria and has a disability, a plan to meet the 

child's individual needs for special education and related services is 

developed. In order to facilitate communication with other agencies 

which may cooperate in providing services and especially with LEAs or 

private schools which the children will eventually enter, it is 

recommended that programs become familiar with the format of the IEP 

used by the LEAs and use that format to foster coordination. However, 

the format of the IEP to be developed for children in Head Start can 

vary according to local option. It should be developed to serve as a 

working document for teachers and others providing services for a child.

    It is recommended that the staff review the IEP of each child with a 

disability more frequently than the minimum once a year to keep the 

objectives and activities current.

    It is ideal if a child can be mainstreamed in the full program with 

modifications of some of the small group, large group or individual 

program activities to meet his or her special needs and this should be 

the first option considered. However, this is not possible or realistic 

in some cases on a full-time basis. The IEP team needs to consider the 

findings and recommendations of the multi-disciplinary evaluation team, 

observation and developmental assessment information from the Head Start 

staff and parents, parental information and desires, and the IEP to plan 

for the best situation for each child. Periodic reviews can change the 

degree to which a child can be mainstreamed during the program year. For 

example, a child with autism whose IEP called for part-time services in 

Head Start in the fall might improve so that by spring the hours could 

be extended.

    If Head Start is not an appropriate placement to meet the child's 

needs according to the IEP, referral should be made to another agency.

    Helpful specific information based on experience in Head Start is 

provided in manuals and resource materials on serving children with 

disabilities developed by ACYF and by technical assistance providers. 

They cover such aspects of developing and implementing the IEP as:

     Gathering data needed to develop the IEP;

     Preparing parents for the IEP conference;

     Writing IEPs useful to teachers; and

     Developing appropriate curriculum activities and 

home follow-up activities.



                       Guidance for Paragraph (j)



    Programs are encouraged to offer parents assistance in noting how 

their child functions at home and in the neighborhood. Parents should be 

encouraged to contribute this valuable information to the staff for use 

in ongoing planning. Care should be taken to put parents at ease and to 

eliminate or explain specialized terminology. Comfortable settings, 

familiar meeting rooms and ample preparation can help lessen anxiety. 

The main purpose is to involve parents actively, not just to obtain 

their signature on the IEP.



[[Page 185]]



    It is important to involve the parents of children with disabilities 

in activities related to their child's unique needs, including the 

procurement and coordination of specialized services and follow-through 

on the child's treatment plan, to the extent possible. It is especially 

helpful for Head Start to assist parents in developing confidence, 

strategies and techniques to become effective advocates for their 

children and to negotiate complicated systems. Under IDEA, a federally-

funded Parent Training and Information Program exists whereby parent 

training centers in each State provide information, support and 

assistance to parents enabling them to advocate for their child. 

Information regarding these centers should be given to parents of a 

child determined to have a disability. Because some parents will need to 

advocate for their children over a number of years, they need to gain 

the confidence and skills to access resources and negotiate systems with 

increasing independence.

    Some parents of children with disabilities are also disabled. Staff 

may need to adjust procedures for assisting parents who have 

disabilities to participate in their children's programs. Materials to 

assist in this effort are available from technical assistance providers.



                   Section 1308.20 Nutrition Services



                       Guidance for Paragraph (a)



    Vocabulary and concept building, counting, learning place settings, 

social skills such as conversation and acceptable manners can be 

naturally developed at meal or snack time, thus enhancing children's 

skills. Children with disabilities often need planned attention to these 

areas.

    The staff person who is responsible for nutrition and the 

disabilities services coordinator should work with the social services 

coordinator to help families access nutrition resources and services for 

children who are not able to learn or develop normally because of 

malnutrition.

    The staff person who is responsible for nutrition and the 

disabilities services coordinator should alert staff to watch for 

practices leading to baby bottle caries. This is severe tooth decay 

caused by putting a baby or toddler to bed with a nursing bottle 

containing milk, juice or sugar water or letting the child carry around 

a bottle for long periods of time. The serious dental and speech 

problems this can cause are completely preventable.

    In cases of severe allergies, staff should work closely with the 

child's physician or a medical consultant.



  Section 1308.21 Parent Participation and Transition of Children From 

                       Head Start to Public School



                       Guidance for Paragraph (a)



    Grantees should help parents understand the value of special early 

assistance for a child with a disability and reassure those parents who 

may fear that if their child receives special education services the 

child may always need them. This is not the experience in Head Start and 

most other preschool programs where the majority of children no longer 

receive special education after the preschool years. The disabilities 

coordinator needs to help parents understand that their active 

participation is of great importance in helping their children overcome 

or lessen the effects of disabilities and develop to their full 

potential.

    The disabilities coordinator should help program staff deal 

realistically with parents of children who have unfamiliar disabilities 

by providing the needed information, training and contact with 

consultants or specialized agencies. The coordinator should ensure that 

staff carrying out family needs assessment or home visits do not 

overlook possible disabilities among younger siblings who should be 

referred for early evaluation and preventive actions.



                   Guidance for Paragraphs (b) and (c)



    As most Head Start children will move into the public school system, 

disabilities coordinators need to work with the Head Start staff for 

early and ongoing activities designed to minimize discontinuity and 

stress for children and families as they move into a different system. 

As the ongoing advocates, parents will need to be informed and confident 

in communicating with school personnel and staff of social service and 

medical agencies. Disabilities coordinators need to ensure that the Head 

Start program:

     Provides information on services available for 

LEAs and other sources of services parents will have to access on their 

own, such as dental treatment;

     Informs parents of the differences between the 

two systems in role, staffing patterns, schedules, and focus;

     Provides opportunities for mutual visits by staff 

to one another's facilities to help plan appropriate placement;

     Familiarizes parents and staff of the receiving 

program's characteristics and expections;

     Provides early and mutually planned transfer of 

records with parent consent at times convenient for both systems;

     Provides information on services available under 

the Individuals With Disabilities Education Act, the federally-funded 

parent training centers and provisions for parent involvement and due 

process; and



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     Provides opportunities for parents to confer with 

staff to express their ideas and needs so they have experience in 

participating in IEP and other conferences in an active, confident 

manner. Role playing has been found helpful.

    It is strongly recommended that programs develop activities for 

smooth transition into Head Start from Part H infant/toddler programs 

funded under IDEA and from Head Start to kindergarten or other 

placement. In order to be effective, such plans must be developed 

jointly. They are advantageous for the children, parents, Part H 

programs, Head Start and LEAs. ACYF has developed materials useful for 

transition. American Indian programs whose children move into several 

systems, such as Bureau of Indian Affairs schools and public schools, 

need to prepare children and families in advance for the new situation. 

Plans should be used as working documents and reviewed for annual 

update, so that the foundation laid in Head Start is maintained and 

strengthened.