[Code of Federal Regulations]

[Title 45, Volume 3]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 45CFR611.10]



[Page 117-118]

 

                        TITLE 45--PUBLIC WELFARE

 

                 CHAPTER VI--NATIONAL SCIENCE FOUNDATION

 

PART 611_NONDISCRIMINATION IN FEDERALLY-ASSISTED PROGRAMS OF THE NATIONAL 

SCIENCE FOUNDATION_EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 

1964--Table of Contents

 

Sec. 611.10  Decisions and notices.



    (a) Decision by a person or persons other than the responsible 

Foundation official. If the hearing is held by a hearing examiner, such 

hearing examiner shall either make an initial decision, if so 

authorized, or certify the entire record including recommended findings 

and proposed decision to the responsible Foundation official for a final 

decision, and a copy of such initial decision or certification shall be 

mailed to the applicant or recipient. Where the initial decision is made 

by the hearing examiner, the applicant or recipient may within 30 days 

of the mailing of such notice of initial decision file with the 

responsible Foundation official his exceptions to the initial decision, 

with his reasons therefor. In the absence of exceptions, the responsible 

Foundation official may on his own motion within 45 days after the 

initial decision serve on the applicant or recipient a notice that he 

will review the decision. Upon the filing of such exceptions or of such 

notice of review the responsible Foundation official shall review the 

initial decision and issue his own decision thereon including the 

reasons therefor. In the absence of either exceptions or a notice of 

review the initial decision shall constitute the final decision of the 

responsible Foundation official.

    (b) Decisions on record or review by the responsible Foundation 

official. Whenever, after hearing, a record is certified to the 

responsible Foundation official for decision or he reviews the decision 

of a hearing examiner pursuant to paragraph (a) of this section, or 

whenever the responsible Foundation official conducts the hearing, the 

applicant or recipient shall be given reasonable opportunity to file 

with him briefs



[[Page 118]]



or other written statements of its contentions, and a copy of the final 

decision of the responsible Foundation official shall be given in 

writing to the applicant or recipient, and to the complainant, if any.

    (c) Decisions on record where a hearing is waived. Whenever a 

hearing is waived pursuant to Sec. 611.9(a), a decision shall be made 

by the responsible Foundation official on the record and a copy of such 

decision shall be given in writing to the applicant or recipient, and to 

the complainant, if any.

    (d) Rulings required. Each decision of a hearing officer, panel, or 

responsible Foundation official shall set forth the ruling on each 

finding, conclusion, or exception presented, and shall identify the 

requirement or requirements imposed by or pursuant to this part with 

which it is found that the applicant or recipient has failed to comply.

    (e) Approval by Director. Any final decision of a responsible 

Foundation official (other than the Director) which provides for the 

suspension or termination of, or the refusal to grant or continue 

Federal financial assistance, or the imposition of any other sanction 

available under this part or the Act, shall promptly be transmitted to 

the Director who may approve such decision, may vacate it, or remit or 

mitigate any sanction imposed.

    (f) Content of orders. The final decision may provide for suspension 

or termination of, or refusal to grant or continue Federal financial 

assistance, in whole or in part, to which this regulation applies, and 

may contain such terms, conditions, and other provisions as are 

consistent with and will effectuate the purposes of the Act and this 

part, including provisions designed to assure that no Federal financial 

assistance to which this regulation applies will thereafter be extended 

to the applicant or recipient determined by such decision to be in 

default in its performance of an assurance given by it pursuant to this 

part, or to have otherwise failed to comply with this part, unless and 

until it corrects its noncompliance and satisfies the responsible 

Foundation official that it will fully comply with this part.

    (g) Posttermination proceedings. (1) An applicant or recipient 

adversely affected by an order issued under paragraph (f) of this 

section shall be restored to full eligibility to receive Federal 

financial assistance if it satisfies the terms and conditions of that 

order for such eligibility or if it brings itself into compliance with 

this regulation and provides reasonable assurance that it will fully 

comply with this regulation.

    (2) Any applicant or recipient adversely affected by an order 

entered pursuant to paragraph (f) of this section may at any time 

request the responsible Foundation official to restore fully its 

eligibility to receive Federal financial assistance. Any such request 

shall be supported by information showing that the applicant or 

recipient has met the requirements of paragraph (g)(1) of this section. 

If the responsible Foundation official determines that those 

requirements have been satisfied, he shall restore such eligibility.

    (3) If the responsible Foundation official denies any such request, 

the applicant or recipient may submit a request for a hearing in 

writing, specifying why it believes such official to have been in error. 

It shall thereupon be given an expeditious hearing, with a decision on 

the record, in accordance with rules of procedure issued by the 

responsible Foundation official. The applicant or recipient will be 

restored to such eligibility if it proves at such a hearing that it 

satisfied the requirements of paragraph (g)(1) of this section. While 

proceedings under this paragraph are pending, the sanctions imposed by 

the order issued under paragraph (f) of this section shall remain in 

effect.



[29 FR 16305, Dec. 4, 1964, as amended at 38 FR 17985, July 5, 1973; 51 

FR 22939, June 24, 1986; 68 FR 51382, Aug. 26, 2003]