[Code of Federal Regulations]
[Title 47, Volume 3]
[Revised as of October 1, 2005]
From the U.S. Government Printing Office via GPO Access
[CITE: 47CFR54.314]

[Page 123-125]
 
                       TITLE 47--TELECOMMUNICATION
 
        CHAPTER I--FEDERAL COMMUNICATIONS COMMISSION (CONTINUED)
 
PART 54_UNIVERSAL SERVICE--Table of Contents
 
         Subpart D_Universal Service Support for High Cost Areas
 
Sec. 54.314  State certification of support for rural carriers.

    (a) State certification. States that desire rural incumbent local 
exchange carriers and/or eligible telecommunications carriers serving 
lines in the service area of a rural incumbent local exchange carrier 
within their jurisdiction to receive support pursuant to Sec. Sec. 
54.301, 54.305, and/or 54.307 and/or part 36, subpart F of this chapter 
must file an annual certification with the Administrator and the 
Commission stating that all federal high-cost support provided to such 
carriers within that State will be used only for the provision, 
maintenance, and upgrading of facilities and services for which the 
support is intended. Support provided pursuant to Sec. Sec. 54.301, 
54.305, and/or 54.307 and/or part 36, subpart F of this chapter shall 
only be provided to the extent that the State has filed the requisite 
certification pursuant to this section.
    (b) Carriers not subject to State jurisdiction. A rural incumbent 
local exchange carrier not subject to the jurisdiction of a state or an 
eligible telecommunications carrier not subject to the jurisdiction of a 
state serving lines in the service area of a rural incumbent local 
exchange carrier that desires to receive support pursuant to Sec. Sec. 
54.301, 54.305, and/or 54.307 and/or part 36, subpart F of this chapter 
shall file an annual certification with the Administrator and the 
Commission stating that all federal high-cost support provided to such 
carriers will be used only for the provision, maintenance, and upgrading 
of facilities and services for which the support is intended. Support 
provided pursuant to Sec. Sec. 54.301, 54.305, and/or 54.307 and/or 
part 36, subpart F of this chapter shall only be provided to the extent 
that the carrier has filed the requisite certification pursuant to this 
section.
    (c) Certification format. A certification pursuant to this section 
may be filed in the form of a letter from the appropriate regulatory 
authority for the State, and shall be filed with both the

[[Page 124]]

Office of the Secretary of the Commission clearly referencing CC Docket 
No. 96-45, and with the Administrator of the high-cost universal service 
support mechanism, on or before the deadlines set forth in paragraph (d) 
of this section. If provided by the appropriate regulatory authority for 
the state, the annual certification must identify which carriers in the 
State are eligible to receive federal support during the applicable 12-
month period, and must certify that those carriers will only use support 
for the provision, maintenance, and upgrading of facilities and services 
for which support is intended. A State may file a supplemental 
certification for carriers not subject to the State's annual 
certification. All certificates filed by a State pursuant to this 
section shall become part of the public record maintained by the 
Commission. Rural incumbent local exchange carriers not subject to the 
jurisdiction of a state or eligible telecommunications carriers not 
subject to the jurisdiction of a state serving lines in the service area 
of a rural incumbent local exchange carrier, shall file a sworn 
affidavit executed by a corporate officer attesting to the use of the 
support for the provision, maintenance, and upgrading of facilities and 
services for which support is intended. The affidavit must be filed with 
both the Office of the Secretary of the Commission clearly referencing 
CC Docket No. 96-45, and with the Administrator of the high-cost 
universal service support mechanism, on or before the deadlines set 
forth in paragraph (d) of this section. All affidavits filed pursuant to 
this section shall become part of the public record maintained by the 
Commission.
    (d) Filing deadlines. Upon the filing of the certification described 
in paragraph (c) of this section, support shall be provided pursuant to 
the following schedule:
    (1) Certifications filed on or before October 1. Carriers for which 
certifications are filed on or before October 1 shall receive support 
pursuant to Sec. Sec. 54.301, 54.305, and/or 54.307 and/or part 36, 
subpart F of this chapter, in the first, second, third, and fourth 
quarters of the succeeding year.
    (2) Certifications filed on or before January 1. Carriers for which 
certifications are filed on or before January 1 shall receive support 
pursuant to Sec. Sec. 54.301, 54.305, and/or 54.307 and/or part 36, 
subpart F of this chapter, in the second, third, and fourth quarters of 
that year. Such carriers shall not receive support pursuant to 
Sec. Sec. 54.301, 54.305, and/or 54.307 and/or part 36, subpart F of 
this chapter in the first quarter of that year.
    (3) Certifications filed on or before April 1. Carriers for which 
certifications are filed on or before April 1 shall receive support 
pursuant to Sec. Sec. 54.301, 54.305, and/or 54.307 and/or part 36, 
subpart F of this chapter, in the third and fourth quarters of that 
year. Such carriers shall not receive support pursuant to Sec. Sec. 
54.301, 54.305, and/or 54.307 and/or part 36, subpart F of this chapter 
in the first and second quarters of that year.
    (4) Certifications filed on or before July 1. Carriers for which 
certifications are filed on or before July 1 shall receive support 
pursuant to Sec. Sec. 54.301, 54.305, and/or 54.307 and/or part 36, 
subpart F of this chapter, in the fourth quarter of that year. Such 
carriers shall not receive support pursuant to Sec. Sec. 54.301, 
54.305, and/or 54.307 and/or part 36, subpart F of this chapter in the 
first, second, or third quarters of that year.
    (5) Certifications filed after July 1. Carriers for which 
certifications are filed after July 1 shall not receive support pursuant 
to Sec. Sec. 54.301, 54.305, and/or 54.307 and/or part 36, subpart F of 
this chapter, in that year.
    (6) Newly designated eligible telecommunications carriers. 
Notwithstanding the deadlines in paragraph (d) of this section, a 
carrier shall be eligible to receive support pursuant to Sec. Sec. 
54.301, 54.305, or Sec. 54.307 or part 36 subpart F of this chapter, 
whichever is applicable, as of the effective date of its designation as 
an eligible telecommunications carrier under section 214(e)(2) or 
(e)(6), provided that it files the certification described in paragraph 
(b) of this section or the state commission files the certification 
described in paragraph (a) of this section within 60 days of the 
effective date of the carrier's designation as an eligible 
telecommunications carrier. Thereafter, the certification required by

[[Page 125]]

paragraphs (a) or (b) of this section must be submitted pursuant to the 
schedule in paragraph (d) of this section.

[66 FR 30088, June 5, 2001, as amended at 70 FR 29979, May 25, 2005]