[Code of Federal Regulations]

[Title 48, Volume 1]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 48CFR35.007]



[Page 727-728]

 

            TITLE 48--FEDERAL ACQUISITION REGULATIONS SYSTEM

 

                CHAPTER 1--FEDERAL ACQUISITION REGULATION

 

PART 35_RESEARCH AND DEVELOPMENT CONTRACTING--Table of Contents

 

Sec. 35.007  Solicitations.



    (a) The submission and subsequent evaluation of an inordinate number 

of R&D proposals from sources lacking appropriate qualifications is 

costly and time-consuming to both industry and the Government. 

Therefore, contracting officers should initially distribute 

solicitations only to sources technically qualified to perform research 

or development in the specific field of science or technology involved. 

Cognizant technical personnel should recommend potential sources that 

appear qualified, as a result of--

    (1) Present and past performance of similar work;

    (2) Professional stature and reputation;



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    (3) Relative position in a particular field of endeavor;

    (4) Ability to acquire and retain the professional and technical 

capability, including facilities, required to perform the work; and

    (5) Other relevant factors.

    (b) Proposals generally shall be solicited from technically 

qualified sources, including sources that become known as a result of 

synopses or other means of publicizing requirements. If it is not 

practicable to initially solicit all apparently qualified sources, only 

a reasonable number need be solicited. In the interest of competition, 

contracting officers shall furnish copies of the solicitation to other 

apparently qualified sources.

    (c) Solicitations shall require offerors to describe their technical 

and management approach, identify technical uncertainties, and make 

specific proposals for the resolution of any uncertainties. The 

solicitation should require offerors to include in the proposal any 

planned subcontracting of scientific or technical work (see 35.009).

    (d) Solicitations may require that proposals be organized so that 

the technical portions can be efficiently evaluated by technical 

personnel (see 15.204-5(b)). Solicitation and evaluation of proposals 

should be planned to minimize offerors' and Government expense.

    (e) R&D solicitations should contain evaluation factors to be used 

to determine the most technically competent (see 15.304), such as--

    (1) The offeror's understanding of the scope of the work;

    (2) The approach proposed to accomplish the scientific and technical 

objectives of the contract or the merit of the ideas or concepts 

proposed;

    (3) The availability and competence of experienced engineering, 

scientific, or other technical personnel;

    (4) The offeror's experience;

    (5) Pertinent novel ideas in the specific branch of science and 

technology involved; and

    (6) The availability, from any source, of necessary research, test, 

laboratory, or shop facilities.

    (f) In addition to evaluation factors for technical competence, the 

contracting officer shall consider, as appropriate, management 

capability (including cost management techniques), experience and past 

performance, subcontracting practices, and any other significant 

evaluation criteria (e.g., unrealistically low cost estimates in 

proposals for cost-reimbursement or fixed-price incentive contracts). 

Although cost or price is not normally the controlling factor in 

selecting a contractor to perform R&D, it should not be disregarded in 

arriving at a selection that best satisfies the Government's requirement 

at a fair and reasonable cost.

    (g) The contracting officer should ensure that potential offerors 

fully understand the details of the work, especially the Government 

interpretation of the work statement. If the effort is complex, the 

contracting officer should provide potential offerors an opportunity to 

comment on the details of the requirements as contained in the work 

statement, the contract Schedule, and any related specifications. This 

may be done at a preproposal conference (see 15.201).

    (h) If it is appropriate to do so, solicitations should permit 

offerors to propose an alternative contract type (see 16.103).

    (i) In circumstances when a concern has a new idea or product to 

discuss that incorporates the results of independent R&D work funded by 

the concern in the private sector and is of interest to the Government, 

there should be no hesitancy to discuss it; however, the concern should 

be warned that the Government will not be obligated by the discussion. 

Under such circumstances, it may be appropriate to negotiate directly 

with the concern without competition. Also see subpart 15.6 concerning 

unsolicited proposals.

    (j) The Government may issue an exploratory request to determine the 

existence of ideas or prior work in a specific field of research. Any 

such request shall clearly state that it does not impose any obligation 

on the Government or signify a firm intention to enter into a contract.



[48 FR 42352, Sept.19, 1983, as amended at 62 FR 5271, Sept. 30, 1997; 

67 FR 13056, Mar. 20, 2002]



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