[Code of Federal Regulations]

[Title 49, Volume 4]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 49CFR209.3]



[Page 17-18]

 

                        TITLE 49--TRANSPORTATION

 

       CHAPTER II--FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF 

                             TRANSPORTATION

 

PART 209_RAILROAD SAFETY ENFORCEMENT PROCEDURES--Table of Contents

 

                            Subpart A_General

 

Sec. 209.3  Definitions.



    As used in this part--

    Administrator means the Administrator of FRA, the Deputy 

Administrator of FRA, or the delegate of either.

    Chief Counsel means the Chief Counsel of FRA or his or her delegate.

    Day means calendar day.

    Federal railroad safety laws means the provisions of law generally 

at 49 U.S.C. subtitle V, part A or 49 U.S.C. chap. 51 or 57 and the 

rules, regulations, orders, and standards issued under any of those 

provisions. See Pub. L. 103-272 (1994). Before recodification, these 

statutory provisions were contained in the following statutes: (i) the 

Federal Railroad Safety Act of 1970 (Safety Act) (49 U.S.C. 20101-20117, 

20131, 20133-20141, 20143, 21301, 21302, 21304, 21311, 24902, and 24905, 

and sections 4(b)(1), (i), and (t) of Pub. L. 103-272, formerly codified 

at 45 U.S.C. 421, 431 et seq.); (ii) the Hazardous Materials 

Transportation Act (Hazmat Act) (49 U.S.C. 5101 et seq., formerly 

codified at 49 App. U.S.C. 1801 et



[[Page 18]]



seq.); (iii) the Sanitary Food Transportation Act of 1990 (SFTA) (49 

U.S.C. 5713, formerly codified at 49 App. U.S.C. 2801 (note)); and those 

laws transferred to the jurisdiction of the Secretary of Transportation 

by subsection (e)(1), (2), and (6)(A) of section 6 of the Department of 

Transportation Act (DOT Act), as in effect on June 1, 1994 (49 U.S.C. 

20302, 21302, 20701-20703, 20305, 20502-20505, 20901, 20902, and 80504, 

formerly codified at 49 App. U.S.C. 1655(e)(1), (2), and (6)(A)). 49 

U.S.C. 20111 and 20109, formerly codified at 45 U.S.C. 437 (note) and 

441(e). Those laws transferred by the DOT Act include, but are not 

limited to, the following statutes: (i) the Safety Appliance Acts (49 

U.S.C. 20102, 20301, 20302, 20304, 21302, and 21304, formerly codified 

at 45 U.S.C. 1-14, 16); (ii) the Locomotive Inspection Act (49 U.S.C. 

20102, 20701-20703, 21302, and 21304, formerly codified at 45 U.S.C. 22-

34); (iii) the Accident Reports Act (49 U.S.C. 20102, 20701, 20702, 

20901-20903, 21302, 21304, and 21311, formerly codified at 45 U.S.C. 38-

43); (iv) the Hours of Service Act (49 U.S.C. 20102, 21101-21107, 21303, 

and 21304, formerly codified at 45 U.S.C. 61-64b); and (v) the Signal 

Inspection Act (49 U.S.C. 20102, 20502-20505, 20902, 21302, and 21304, 

formerly codified at 49 App. U.S.C. 26).

    FRA means the Federal Railroad Administration, U.S. Department of 

Transportation.

    FRA Safety Inspector means an FRA safety inspector, a state 

inspector participating in railroad safety investigative and 

surveillance activities under part 212 of this chapter, or any other 

official duly authorized by FRA.

    Motion means a request to a presiding officer to take a particular 

action.

    Person generally includes all categories of entities covered under 1 

U.S.C. 1, including but not limited to the following: a railroad; any 

manager, supervisor, official, or other employee or agent of a railroad; 

any owner, manufacturer, lessor, or lessee of railroad equipment, track, 

or facilities; any independent contractor providing goods or services to 

a railroad; and any employee of such owner, manufacturer, lessor, 

lessee, or independent contractor; however, person, when used to 

describe an entity that FRA alleges to have committed a violation of the 

provisions of law formerly contained in the Hazardous Materials 

Transportation Act or contained in the Hazardous Materials Regulations, 

has the same meaning as in 49 U.S.C. 5102(9) (formerly codified at 49 

App. U.S.C. 1802(11)), i.e., an individual, firm, copartnership, 

corporation, company, association, joint-stock association, including 

any trustee, receiver, assignee, or similar representative thereof, or 

government, Indian tribe, or authority of a government or tribe when 

offering hazardous material for transportation in commerce or 

transporting hazardous material to further a commercial enterprise, but 

such term does not include the United States Postal Service or, for the 

purposes of 49 U.S.C. 5123-5124 (formerly contained in sections 110 and 

111 of the Hazardous Materials Transportation Act and formerly codified 

at 49 App. U.S.C. 1809-1810), a department, agency, or instrumentality 

of the Federal Government.

    Pleading means any written submission setting forth claims, 

allegations, arguments, or evidence.

    Presiding Officer means any person authorized to preside over any 

hearing or to make a decision on the record, including an administrative 

law judge.

    Railroad means any form of nonhighway ground transportation that 

runs on rails or electro-magnetic guideways, including (i) commuter or 

other short-haul railroad passenger service in a metropolitan or 

suburban area and commuter railroad service that was operated by the 

Consolidated Rail Corporation on January 1, 1979; and (ii) high speed 

ground transportation systems that connect metropolitan areas, without 

regard to whether those systems use new technologies not associated with 

traditional railroads; but does not include rapid transit operations in 

an urban area that are not connected to the general railroad system of 

transportation.

    Respondent means a person upon whom FRA has served a notice of 

probable violation, notice of investigation, or notice of proposed 

disqualification.



[59 FR 43676, Aug. 24, 1994]