[Code of Federal Regulations]

[Title 49, Volume 4]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 49CFR219.201]



[Page 221-222]

 

                        TITLE 49--TRANSPORTATION

 

       CHAPTER II--FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF 

                             TRANSPORTATION

 

PART 219_CONTROL OF ALCOHOL AND DRUG USE--Table of Contents

 

              Subpart C_Post-Accident Toxicological Testing

 

Sec. 219.201  Events for which testing is required.





    (a) List of events. Except as provided in paragraph (b) of this 

section, post-accident toxicological tests must be conducted after any 

event that involves one or more of the circumstances described in 

paragraphs (a)(1) through (4) of this section:

    (1) Major train accident. Any train accident (i.e., a rail equipment 

accident involving damage in excess of the current reporting threshold) 

that involves one or more of the following:

    (i) A fatality;

    (ii) A release of hazardous material lading from railroad equipment 

accompanied by--

    (A) An evacuation; or

    (B) A reportable injury resulting from the hazardous material 

release (e.g., from fire, explosion, inhalation, or skin contact with 

the material); or

    (iii) Damage to railroad property of $1,000,000 or more.

    (2) Impact accident. An impact accident (i.e., a rail equipment 

accident defined as an ``impact accident'' in Sec. 219.5) that involves 

damage in excess of the current reporting threshold, resulting in--

    (i) A reportable injury; or

    (ii) Damage to railroad property of $150,000 or more.

    (3) Fatal train incident. Any train incident that involves a 

fatality to any on-duty railroad employee.

    (4) Passenger train accident. Reportable injury to any person in a 

train accident (i.e., a rail equipment accident involving damage in 

excess of the current reporting threshold) involving a passenger train.

    (b) Exceptions. No test may be required in the case of a collision 

between railroad rolling stock and a motor vehicle or other highway 

conveyance at a rail/highway grade crossing. No test may be required in 

the case of an accident/incident the cause and severity of which are 

wholly attributable to a natural cause (e.g., flood, tornado, or other 

natural disaster) or to vandalism or trespasser(s), as determined on the 

basis of objective and documented facts by the railroad representative 

responding to the scene.

    (c) Good faith determinations. (1)(i) The railroad representative 

responding to the scene of the accident/incident must determine whether 

the accident/incident falls within the requirements of paragraph (a) of 

this section or is within the exception described in paragraph (b) of 

this section. It is the duty of the railroad representative to make 

reasonable inquiry into the facts as necessary to make such 

determinations. In making such inquiry, the railroad representative must 

consider the need to obtain specimens as soon as practical in order to 

determine the presence or absence of impairing substances reasonably 

contemporaneous with the accident/incident. The railroad representative 

satisfies the requirement of this section if, after making reasonable 

inquiry, the representative exercises good faith judgement in making the 

required determinations.

    (ii) The railroad representative making the determinations required 

by this



[[Page 222]]



section may not be a person directly involved in the accident/incident. 

This section does not prohibit consultation between the responding 

railroad representative and higher level railroad officials; however, 

the responding railroad representative must make the factual 

determinations required by this section.

    (iii) Upon specific request made to the railroad by the Associate 

Administrator for Safety, FRA (or the Associate Administrator's 

delegate), the railroad must provide a report describing any decision by 

a person other than the responding railroad representative with respect 

to whether an accident/incident qualifies for testing. This report must 

be affirmed by the decision maker and must be provided to FRA within 72 

hours of the request. The report must include the facts reported by the 

responding railroad representative, the basis upon which the testing 

decision was made, and the person making the decision.

    (iv) Any estimates of railroad property damage made by persons not 

at the scene must be based on descriptions of specific physical damage 

provided by the on-scene railroad representative.

    (v) In the case of an accident involving passenger equipment, a host 

railroad may rely upon the damage estimates provided by the passenger 

railroad (whether present on scene or not) in making the decision 

whether testing is required, subject to the same requirement that 

visible physical damage be specifically described.

    (2) A railroad must not require an employee to provide blood or 

urine specimens under the authority or procedures of this subject unless 

the railroad has made the determinations required by this section, based 

upon reasonable inquiry and good faith judgment. A railroad does not act 

in excess of its authority under this subpart if its representative has 

made such reasonable inquiry and exercised such good faith judgment, but 

it is later determined, after investigation, that one or more of the 

conditions thought to have required testing were not, in fact, present. 

However, this section does not excuse the railroad for any error arising 

from a mistake of law (e.g., application of testing criteria other than 

those contained in this part).

    (3) A railroad is not in violation of this subpart if its 

representative has made such reasonable inquiry and exercised such good 

faith judgment but nevertheless errs in determining that post-accident 

testing is not required.

    (4) An accident/incident with respect to which the railroad has made 

reasonable inquiry and exercised good faith judgment in determining the 

facts necessary to apply the criteria contained in paragraph (a) of this 

section is deemed a qualifying event for purposes of specimen analysis, 

reporting, and other purposes.

    (5) In the event specimens are collected following an event 

determined by FRA not to be a qualifying event within the meaning of 

this section, FRA directs its designated laboratory to destroy any 

specimen material submitted and to refrain from disclosing to any person 

the results of any analysis conducted.