[Code of Federal Regulations]

[Title 49, Volume 4]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 49CFR219.211]



[Page 226-227]

 

                        TITLE 49--TRANSPORTATION

 

       CHAPTER II--FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF 

                             TRANSPORTATION

 

PART 219_CONTROL OF ALCOHOL AND DRUG USE--Table of Contents

 

              Subpart C_Post-Accident Toxicological Testing

 

Sec. 219.211  Analysis and follow-up.



    (a) The laboratory designated in Appendix B to this part undertakes 

prompt analysis of specimens provided under this subpart, consistent 

with the need to develop all relevant information and produce a complete 

report. Specimens are analyzed for alcohol and controlled substances 

specified by FRA under protocols specified by FRA, summarized in 

Appendix C to this part, which have been submitted to Health and Human 

Services for acceptance. Specimens may be analyzed for other impairing 

substances specified by FRA as necessary to the particular accident 

investigation.

    (b) Results of post-accident toxicological testing under this 

subpart are reported to the railroad's Medical Review Officer and the 

employee. The MRO and the railroad must treat the test results and any 

information concerning medical use or administration of drugs provided 

under this subpart in the same confidential manner as if subject to 

subpart H of this part, except where publicly disclosed by FRA or the 

National Transportation Safety Board.

    (c) With respect to a surviving employee, a test reported as 

positive for alcohol or a controlled substance by the designated 

laboratory must be reviewed by the railroad's Medical Review Officer 

with respect to any claim of use or administration of medications 

(consistent with Sec. 219.103) that could account for the laboratory 

findings. The Medical Review Officer must promptly report the results of 

each review to the Associate Administrator for Safety, FRA, Washington, 

DC 20590. Such report must be in writing and must reference the 

employing railroad, accident/incident date, and location, and the 

envelope must be marked ``ADMINISTRATIVELY CONFIDENTIAL: ATTENTION 

ALCOHOL/DRUG PROGRAM MANAGER.'' The report must state whether the MRO 

reported the test result to the employing railroad as positive or 

negative and the basis of any determination that analytes detected by 

the laboratory derived from authorized use (including a statement of the 

compound prescribed, dosage/frequency, and any restrictions imposed by 

the authorized medical practitioner). Unless specifically requested by 

FRA in writing, the Medical Review Officer may not disclose to FRA the 

underlying physical condition for which any medication was authorized or 

administered. The FRA is not bound by the railroad Medical Review 

Officer's determination, but that determination will be considered by 

FRA in relation to the accident/incident investigation and with respect 

to any enforcement action under consideration.

    (d) To the extent permitted by law, FRA treats test results 

indicating medical use of controlled substances consistent with Sec. 

219.103 (and other information concerning medically authorized drug use 

or administration provided incident to such testing) as administratively 

confidential and withholds public disclosure, except where it is 

necessary to consider this information in an accident investigation in 

relation to determination of probable cause. (However, as further 

provided in this section, FRA may provide results of testing under this 

subpart and supporting documentation to the National Transportation 

Safety Board.)

    (e) An employee may respond in writing to the results of the test 

prior to the preparation of any final investigation report concerning 

the accident or incident. An employee wishing to respond may do so by 

letter addressed to the Alcohol/Drug Program Manager, Office of Safety, 

FRA, 400 Seventh Street, S.W., Washington, DC 20590 within 45 days of 

receipt of the test results. Any such submission must refer to the 

accident date, railroad and location, must state the position occupied 

by the employee on the date of the accident/incident, and must identify 

any information contained therein that the employee requests be withheld 

from public disclosure on grounds of personal privacy (but the decision 

whether to honor such request will be made by the FRA on the basis of 

controlling law).

    (f)(1) The toxicology report may contain a statement of 

pharmacological significance to assist FRA and other



[[Page 227]]



parties in understanding the data reported. No such statement may be 

construed as a finding of probable cause in the accident or incident.

    (2) The toxicology report is a part of the report of the accident/

incident and therefore subject to the limitation of 49 U.S.C. 20903 

(prohibiting use of the report for any purpose in a civil action for 

damages resulting from a matter mentioned in the report).

    (g)(1) It is in the public interest to ensure that any railroad 

disciplinary actions that may result from accidents and incidents for 

which testing is required under this subpart are disposed of on the 

basis of the most complete and reliable information available so that 

responsive action will be appropriate. Therefore, during the interval 

between an accident or incident and the date that the railroad receives 

notification of the results of the toxicological analysis, any provision 

of collective bargaining agreements establishing maximum periods for 

charging employees with rule violations, or for holding an 

investigation, may not be deemed to run as to any offense involving the 

accident or incident (i.e., such periods must be tolled).

    (2) This provision may not be construed to excuse the railroad from 

any obligation to timely charge an employee (or provide other actual 

notice) where the railroad obtains sufficient information relating to 

alcohol or drug use, impairment or possession or other rule violations 

prior to the receipt to toxicological analysis.

    (3) This provision does not authorize holding any employee out of 

service pending receipt of toxicological analysis; nor does it restrict 

a railroad from taking such action in an appropriate case.

    (h) Except as provided in Sec. 219.201 (with respect to non-

qualifying events), each specimen (including each split specimen) 

provided under this subpart is retained for not less than three months 

following the date of the accident or incident (two years from the date 

of the accident or incident in the case of a specimen testing positive 

for alcohol or a controlled substance). Post-mortem specimens may be 

made available to the National Transportation Safety Board (on request).

    (i) An employee (donor) may, within 60 days of the date of the 

toxicology report, request that his or her split specimen be tested by 

the designated laboratory or by another laboratory certified by Health 

and Human Services under that Department's Guidelines for Federal 

Workplace Drug Testing Programs that has available an appropriate, 

validated assay for the fluid and compound declared positive. Since some 

analytes may deteriorate during storage, detected levels of the compound 

shall, as technically appropriate, be reported and considered 

corroborative of the original test result. Any request for a retest 

shall be in writing, specify the railroad, accident date and location, 

be signed by the employee/donor, be addressed to the Associate 

Administrator for Safety, Federal Railroad Administration, Washington, 

DC 20590, and be designated ``ADMINISTRATIVELY CONFIDENTIAL: ATTENTION 

ALCOHOL/DRUG PROGRAM MANAGER.'' The expense of any employee-requested 

split specimen test at a laboratory other than the laboratory designated 

under this subpart shall be borne by the employee.