[Code of Federal Regulations]

[Title 49, Volume 4]

[Revised as of October 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 49CFR232.103]



[Page 532-534]

 

                        TITLE 49--TRANSPORTATION

 

       CHAPTER II--FEDERAL RAILROAD ADMINISTRATION, DEPARTMENT OF 

                             TRANSPORTATION

 

PART 232_BRAKE SYSTEM SAFETY STANDARDS for FREIGHT and OTHER 

NON-PASSENGER TRAINS and EQUIPMENT; END-of-TRAIN DEVICES--Table 

of Contents

 

                     Subpart B_General Requirements

 

Sec. 232.103  General requirements for all train brake systems.



    (a) The primary brake system of a train shall be capable of stopping 

the train with a service application from its maximum operating speed 

within the signal spacing existing on the track over which the train is 

operating.

    (b) If the integrity of the train line of a train brake system is 

broken, the train shall be stopped. If a train line uses other than 

solely pneumatic technology, the integrity of the train line shall be 

monitored by the brake control system.

    (c) A train brake system shall respond as intended to signals from 

the train line.

    (d) One hundred percent of the brakes on a train shall be effective 

and operative brakes prior to use or departure from any location where a 

Class I



[[Page 533]]



brake test is required to be performed on the train pursuant to Sec. 

232.205.

    (e) A train shall not move if less than 85 percent of the cars in 

that train have operative and effective brakes.

    (f) Each car in a train shall have its air brakes in effective 

operating condition unless the car is being moved for repairs in 

accordance with Sec. 232.15. The air brakes on a car are not in 

effective operating condition if its brakes are cut-out or otherwise 

inoperative or if the piston travel exceeds:

    (1) 10\1/2\ inches for cars equipped with nominal 12-inch stroke 

brake cylinders; or

    (2) The piston travel limits indicated on the stencil, sticker, or 

badge plate for the brake cylinder with which the car is equipped.

    (g) Except for cars equipped with nominal 12-inch stroke (8\1/2\ and 

10-inch diameters) brake cylinders, all cars shall have a legible decal, 

stencil, or sticker affixed to the car or shall be equipped with a badge 

plate displaying the permissible brake cylinder piston travel range for 

the car at Class I brake tests and the length at which the piston travel 

renders the brake ineffective, if different from Class I brake test 

limits. The decal, stencil, sticker, or badge plate shall be located so 

that it may be easily read and understood by a person positioned safely 

beside the car.

    (h) All equipment ordered on or after August 1, 2002, or placed in 

service for the first time on or after April 1, 2004, shall have train 

brake systems designed so that an inspector can observe from a safe 

position either the piston travel, an accurate indicator which shows 

piston travel, or any other means by which the brake system is actuated. 

The design shall not require the inspector to place himself or herself 

on, under, or between components of the equipment to observe brake 

actuation or release.

    (i) All trains shall be equipped with an emergency application 

feature that produces an irretrievable stop, using a brake rate 

consistent with prevailing adhesion, train safety, and brake system 

thermal capacity. An emergency application shall be available at all 

times, and shall be initiated by an unintentional parting of the train 

line or loss of train brake communication.

    (j) A railroad shall set the maximum main reservoir working 

pressure.

    (k) The maximum brake pipe pressure shall not be greater than 15 psi 

less than the air compressor governor starting or loading pressure.

    (l) Except as otherwise provided in this part, all equipment used in 

freight or other non-passenger trains shall, at a minimum, meet the 

Association of American Railroads (AAR) Standard S-469-47, ``Performance 

Specification for Freight Brakes,'' contained in the AAR Manual of 

Standards and Recommended Practices, Section E (April 1, 1999). The 

incorporation by reference of this AAR standard was approved by the 

Director of the Federal Register in accordance with 5 U.S.C. 552(a) and 

1 CFR part 51. You may obtain a copy of the incorporated document from 

the Association of American Railroads, 50 F Street, NW, Washington, DC. 

20001. You may inspect a copy of the document at the Federal Railroad 

Administration, Docket Clerk, 1120 Vermont Avenue, NW, Suite 7000, 

Washington, DC or at the National Archives and Records Administration 

(NARA). For information on the availability of this material at NARA, 

call 202-741-6030, or go to: http://www.archives.gov/federal--register/

code--of--federal--regulations/ibr--locations.html.

    (m) If a train qualified by the Air Flow Method as provided for in 

subpart C of this part experiences a brake pipe air flow of greater than 

60 CFM or brake pipe gradient of greater than 15 psi while en route and 

the movable pointer does not return to those limits within a reasonable 

time, the train shall be stopped at the next available location and be 

inspected for leaks in the brake system.

    (n) Securement of unattended equipment. A train's air brake shall 

not be depended upon to hold equipment standing unattended on a grade 

(including a locomotive, a car, or a train whether or not locomotive is 

attached). For purposes of this section, ``unattended equipment'' means 

equipment left standing and unmanned in such a manner that the brake 

system of the equipment cannot be readily controlled by a qualified 

person. Unattended equipment shall be secured in accordance with the 

following requirements:



[[Page 534]]



    (1) A sufficient number of hand brakes shall be applied to hold the 

equipment. Railroads shall develop and implement a process or procedure 

to verify that the applied hand brakes will sufficiently hold the 

equipment with the air brakes released.

    (2) Except for equipment connected to a source of compressed air 

(e.g., locomotive or ground air source), prior to leaving equipment 

unattended, the brake pipe shall be reduced to zero at a rate that is no 

less than a service rate reduction, and the brake pipe vented to 

atmosphere by leaving the angle cock in the open position on the first 

unit of the equipment left unattended.

    (3) Except for distributed power units, the following requirements 

apply to unattended locomotives:

    (i) All hand brakes shall be fully applied on all locomotives in the 

lead consist of an unattended train.

    (ii) All hand brakes shall be fully applied on all locomotives in an 

unattended locomotive consist outside of yard limits.

    (iii) At a minimum, the hand brake shall be fully applied on the 

lead locomotive in an unattended locomotive consist within yard limits.

    (iv) A railroad shall develop, adopt, and comply with procedures for 

securing any unattended locomotive required to have a hand brake applied 

pursuant to paragraph (n)(3)(i) through (n)(3)(iii) when the locomotive 

is not equipped with an operative hand brake.

    (4) A railroad shall adopt and comply with a process or procedures 

to verify that the applied hand brakes will sufficiently hold an 

unattended locomotive consist. A railroad shall also adopt and comply 

with instructions to address throttle position, status of the reverse 

lever, position of the generator field switch, status of the independent 

brakes, position of the isolation switch, and position of the automatic 

brake valve on all unattended locomotives. The procedures and 

instruction required in this paragraph shall take into account winter 

weather conditions as they relate to throttle position and reverser 

handle.

    (5) Any hand brakes applied to hold unattended equipment shall not 

be released until it is known that the air brake system is properly 

charged.

    (o) Air pressure regulating devices shall be adjusted for the 

following pressures:



------------------------------------------------------------------------

                       Locomotives                              PSI

------------------------------------------------------------------------

(1) Minimum brake pipe air pressure:

    Road Service........................................              90

    Switch Service......................................              60

(2) Minimum differential between brake pipe and main                  15

 reservoir air pressures, with brake valve in running

 position...............................................

(3) Safety valve for straight air brake.................           30-55

(4) Safety valve for LT, ET, No. 8-EL, No. 14 EI, No. 6-           30-68

 DS, No. 6-BL and No. 6-SL equipment....................

(5) Safety valve for HSC and No. 24-RL equipment........           30-75

(6) Reducing valve for independent or straight air brake           30-50

(7) Self-lapping portion for electro-pneumatic brake                  50

 (minimum full application pressure)....................

(8) Self-lapping portion for independent air brake (full           30-50

 application pressure)..................................

(9) Reducing valve for high-speed brake (minimum).......              50

------------------------------------------------------------------------





[66 FR 4193, Jan. 17, 2001, as amended at 67 FR 17581, Apr. 10, 2002]